JOHN C. BERKERY, SR.
State: New Jersey
Docket No: none
Case Date: 02/19/2010
(NOTE: The status of this decision is Published.)
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-5105-07T1
JOHN C. BERKERY, SR.,
Plaintiff-Appellant, APPROVED FOR PUBLICATION
February 19, 2010
v.
APPELLATE DIVISION
ESTATE OF LYLE STUART, both
individually, and as President
of Barricade Books, Inc., ALLEN
M. HORNBLUM, BARNES & NOBLE, INC.,
AMAZON.COM, INC., BARRICADE BOOKS,
INC. (NY), BARRICADE BOOKS, INC.
(NJ), NATIONAL BOOK NETWORK, INC.,
ROWMAN & LITTLEFIELD PUBLISHING
GROUP, INC., BORDERS, INC., BORDERS
GROUP, INC.,
Defendants-Respondents.
________________________________________________________________
Submitted December 1, 2009 - Decided February 19, 2010
Before Judges Carchman, Lihotz and
Ashrafi.
On appeal from the Superior Court of New
Jersey, Law Division, Camden County,
Docket No. L-2676-06.
John C. Berkery, Sr., appellant pro se.
Montgomery, McCracken, Walker & Rhoads,
LLP, attorneys for respondents (Gregory
M. Harvey, of the Pennsylvania Bar,
admitted pro hac vice, and Kristen E.
Polovoy, on the brief).
The opinion of the court was delivered by
CARCHMAN, P.J.A.D.
In a second attempt to obstruct the publication of a book
that is critical of his conduct, plaintiff John C. Berkery
appeals from the summary dismissal of his action against
defendants - author Allen M. Hornblum, and distributors Barnes &
Noble, Inc., Amazon.Com, Inc., Barricade Books, Inc. (NY),
Barricade Books, Inc. (NJ), National Book Network, Inc., Rowman
& Littlefield Publishing Group, Inc., Borders, Inc. and Borders
Group, Inc. In granting summary judgment, Judge Fernandez-Vina
concluded that no reasonable jury could conclude that these
defendants acted with actual malice.
On appeal, plaintiff argues that the judge erred in
concluding that plaintiff did not establish actual malice on the
part of the author and distributors. He contends that several
statements that were made about him in the book are patently
false, and that the author is a "reckless researcher and a
proven liar."
Previously, in Berkery v. Kinney,
397 N.J. Super. 222 (App.
Div. 2007), certif. denied,
194 N.J. 445 (2008) (Berkery I),
plaintiff sued a journalist and her publisher regarding
statements made in newspaper articles about plaintiff's efforts
A-5105-07T1
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to stop the same publication involved in this litigation -
Confessions of a Second Story Man: Junior Kripplebauer and the
K&A Gang (Confessions), a book about the activities of a group
of criminals in Philadelphia during the 1950s and 1960s. In
Berkery I, we affirmed the trial court's summary dismissal of
plaintiff's complaint, holding that plaintiff had failed to
submit sufficient evidence from which a jury could conclude the
defendants acted with actual malice.
Although plaintiff argues that the legal standard set forth
in Berkery I should not be applied here, we disagree. Here,
plaintiff failed to present clear and convincing evidence from
which a reasonable jury could have concluded that defendants
acted with actual malice. His proffered proofs, which consisted
of self-serving denials and irrelevant accusations, failed to
satisfy his burden. We now affirm.
These are the facts adduced from the expansive record on
the motion for summary judgment. Hornblum is an assistant
professor of geography and urban studies at Temple University.
In 2001, he began research for a book about the K&A Gang, a
group of burglars that operated in the Kensington and Allegheny
section of Philadelphia in the 1950s and 1960s. To that end, he
attempted to find as many "old-time members" of the gang as
possible.
A-5105-07T1
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Hornblum contacted plaintiff and arranged to meet him for
lunch at a local restaurant.1 To Hornblum's surprise, plaintiff
arrived at the restaurant accompanied by a man whom Hornblum did
not know and who made Hornblum feel uncomfortable. At that
point, Hornblum decided that it was not necessary to discuss the
K&A Gang with plaintiff since plaintiff would only be a
"peripheral figure" in the book.
Plaintiff nevertheless learned of Hornblum's plan to write
In a February 27, 2001 letter, he warned Hornblum
Confessions.
to "scrap this mischievous project" or plaintiff would "reap the
rewards litigation will surely bring." Notwithstanding this
entreaty, Hornblum continued with his research, interviewing
several people who claimed to have knowledge of plaintiff's
involvement with the K&A Gang. He also amassed a large number
of newspaper articles, government documents and police records
containing information about plaintiff.
Confessions was initially published by the Temple
University Press (the Press) in 2005. On May 28, 2005,
plaintiff wrote to that publisher's editor-in-chief, demanding
that his name and likeness be removed from the book and
threatening legal action if they were not. In response to this
1
According to plaintiff, the meeting occurred in 1998 and
involved another book authored by Hornblum, Acres of Skin.
A-5105-07T1
4
letter, the Press put a hold on all future shipments of the book
and recalled copies that had already been shipped. Ultimately,
it terminated its publishing agreement with Hornblum.
After Hornblum's agreement with the Press fell through, he
reached an agreement with defendants Lyle Stuart and Barricade
Books, which published Confessions in early 2006. In February
2006, plaintiff sent letters to defendant booksellers, informing
them that he had filed a civil complaint against Hornblum and
demanding that they stop distributing the book immediately.
Plaintiff filed an amended complaint against Hornblum; book
distributors/sellers Barnes & Noble, Inc., Amazon.Com, Inc.,
National Book Network, Inc., its parent, Rowman & Littlefield
Publishing Group, Inc., and Borders Group, Inc.; and publishers
Estate of Lyle Stuart, Barricade Books, Inc. (New York) and
Barricade Books, Inc. (New Jersey), asserting numerous causes of
action based on allegedly defamatory statements set forth in
Confessions, in newspaper articles concerning the book and on
the Internet website of Barricade Books.
In his amended complaint, plaintiff alleged that he was
defamed on at least twenty of Confessions' 273 pages. He cited
the following thirteen "facts" set forth in the book as being
malicious falsehoods: plaintiff attempted to murder Robert
Poulson in Camden County in 1960; police investigating the
A-5105-07T1
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assault on Poulson found blood on the back seat of plaintiff's
car; police arrested plaintiff and charged him with shooting
Poulson; police released plaintiff because they could not "make
the charges stick"; six months after Poulson was shot, plaintiff
was arrested for the murder of Vincent Blaney; plaintiff was the
most likely "candidate" in connection with the car-bombing death
of Richard Blaney in 1961; plaintiff robbed the home of a
Pottsville, Pennsylvania, coal mine operator and "got away" with
$478,000; after plaintiff successfully had his robbery
conviction set aside, the only reason plaintiff was not retried
was that local authorities "had had enough"; plaintiff was the
"main nexus between Irish mobsters and the Mafia"; in 1987
plaintiff was convicted of distributing twenty-four pounds of
methamphetamine and possession of more than 200 gallons of
phenyl-2-proponane (P-2-P); plaintiff is "particularly dangerous
for he combines intelligence and street smarts with a reputation
for muscle"; plaintiff has "a cunning and sophistication that
has little equal in the Philadelphia criminal community"; and
plaintiff was recently released from prison and is now "back on
the street."
Plaintiff filed a motion for summary judgment, which was
denied. Defendants then moved for summary judgment, which was
partially granted, and the judge issued an order dismissing all
A-5105-07T1
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claims against Hornblum and the book distributors. He also
granted summary judgment in favor of the publishers as to all
claims arising from statements in Confessions but denied summary
judgment as to statements made in the publishers' newsletters
and on their website. Plaintiff's subsequent motion for
reconsideration was denied, but the parties filed a consent
order dismissing the complaint as to the publishers by reason of
a settlement.
In support of his motion for summary judgment, plaintiff
submitted excerpts from Confessions; correspondence between
himself and defendants; court decisions reversing his
convictions for robbery and drug trafficking; court records
containing his criminal history; the deposition and
interrogatory responses of Hornblum; a certification of Jane
Golding, a Temple librarian, that impugned Hornblum's research
techniques; certifications from himself disputing the accuracy
of Hornblum's research; and copies of his resume and college
diplomas.
In denying plaintiff's motion, the judge noted that the
majority of plaintiff's allegations "as to Mr. Hornblum . . .
are that he's shown himself to be someone devoid of character,
lacking any sort of credibility, a purposeful liar, and
manipulator." The judge gave little credence to the allegations
A-5105-07T1
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set forth in Golding's certification, however, observing that as
Hornblum's former girlfriend, she had several motives for
criticizing him.
Reasoning that plaintiff achieved pervasive fame and
notoriety as the result of his involvement with methamphetamine
trafficking and his conspiracy with organized crime figures, the
judge concluded that plaintiff is a limited-purpose public
figure. He further found that under the standard applied to
limited-purpose public figures in defamation actions, plaintiff
could prevail only if he showed that defendants acted with
actual malice. He concluded that summary judgment in favor of
plaintiff was inappropriate because plaintiff had failed to
establish that there was no issue of material fact with regard
to defendants' malice.
In support of their motion for summary judgment, defendants
submitted materials used by Hornblum as information sources.
These submissions included a presentence report prepared for the
United States District Court, Eastern District of Pennsylvania,
in 1987 that lists plaintiff's convictions going back to age
nineteen; two reports of the Pennsylvania Crime Commission, in
which plaintiff's name figures prominently; excerpts from three
books about organized crime in Philadelphia that mention
plaintiff's association with the Mafia; hundreds of newspaper
A-5105-07T1
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articles about plaintiff's criminal acts; FBI files containing
plaintiff's criminal history and an interview with a mob
informant who implicated plaintiff in a murder; handwritten
notes of Hornblum's interviews with informants; the sentencing
memorandum submitted by the United States following plaintiff's
conviction for drug trafficking in 1987; and a transcript of
plaintiff's deposition testimony.
In ruling on defendants' motion, Judge Fernandez-Vina
incorporated his prior determinations as to plaintiff's status
as a limited-purpose public figure and the applicability of the
actual-malice standard. He granted summary judgment in favor of
Hornblum, the booksellers and the publishers as to all
statements made in Confessions, finding that there was no actual
malice proven as to any of them. The judge did note that
although plaintiff raised questions of fact concerning
Hornblum's character, these were "corollary issues" that could
not reasonably establish actual malice by clear and convincing
evidence. This appeal followed.
On appeal, plaintiff asserts that the judge erred by
concluding that he was a limited-purpose public figure; by
finding that Hornblum and his distributor were afforded the same
protection as that afforded the traditional news media; by
applying the actual malice standard to defendants' motion; and
A-5105-07T1
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by concluding that plaintiff had failed to create a genuine
issue of material fact. We address the issues seriatim.
In his attack on the finding that he was a limited-purpose
public figure, plaintiff challenges neither his status as a
limited-purpose public figure nor the standard of actual malice
but argues that the precedent creating plaintiff's status is
misguided. He also challenges the applicability of the actual
malice standard to defendants in this case.
The thrust, however, of plaintiff's argument is that the
statements about him in Confessions are false, and the book was
written, published and distributed with the knowledge that the
material was false. In support of these assertions, plaintiff
sets forth several examples of Hornblum's alleged lies and poor
conduct. Further, he challenges the accuracy of Hornblum's
sources by showing that they are inconsistent with plaintiff's
own certifications.
The flaws in plaintiff's arguments stem from his
misperception of the law of defamation and a focus on facts that
are irrelevant to a finding of actual malice.
Plaintiff correctly recognizes that under New Jersey
defamation law, he is a limited-purpose public figure. We
conclusively settled this issue in Berkery I, supra,
397 N.J.
Super. at 225, a defamation action brought by plaintiff against
A-5105-07T1
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a journalist, who wrote two articles about plaintiff's attempts
to stop Hornblum from publishing Confessions, and the
Philadelphia Inquirer, which, in fact, published the articles.
In Berkery I, after reviewing the relevant legal
principles, we noted that "recovery for defamation is limited by
the First Amendment requirement that public officials or public
Id. at 227
figures prove actual malice to recover damages."
(citing New York Times v. Sullivan,
376 U.S. 254,
84 S. Ct. 710,
11 L. Ed. 2d 686 (1964)). We further observed that an
individual may become a limited-purpose public figure for First
Amendment purposes if he "'voluntarily injects himself or is
drawn into a particular public controversy.'" Id. at 227
(quoting Gertz v. Robert Welch, Inc.,
418 U.S. 323, 351,
94 S.
Ct. 2997, 3013,
41 L. Ed. 2d 789, 812 (1974)).
We recognized that although "[a]n individual who engages in
criminal conduct does not automatically become a public
figure[,]" "[a]n individual's involvement in publicized criminal
activities and associations with organized criminal groups
qualifies as a public controversy or issue that gives rise to
limited-purpose public figure status." Id. at 227-28 (citing
Marcone v. Penthouse Int'l Magazine for Men,
754 F.2d 1072, 1086
(3d Cir.), cert. denied,
474 U.S. 864,
106 S. Ct. 182,
88 L. Ed.
2d 151 (1985)). Considering that "plaintiff acknowledged six
A-5105-07T1
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criminal convictions, including larceny, passing bogus
traveler's checks, attempted burglary of an unoccupied
warehouse, assault and battery, and two drug offenses[,]" and
that plaintiff's criminal involvement was reflected in public
records, we held that "plaintiff clearly qualifies as a limited-
purpose public figure who must prove actual malice to recover in
Id. at 226, 230. We also observed that
a defamation action."
"[e]ven if he were not a limited-purpose public figure, he is
still required to prove actual malice with respect to alleged
defamatory statements relating to matters of legitimate public
interest." Ibid. (citing LoBiondo v. Schwartz,
323 N.J. Super.
391, 409 (App. Div.), certif. denied,
162 N.J. 488 (1999)). See
also Senna v. Florimont,
196 N.J. 469, 485-90 (2008) (discussing
New Jersey's application of the actual-malice standard in
private-figure defamation cases in which the challenged speech
touches on matters of public concern).
We see nothing in this record that suggests that anything
has changed factually that would cause us to modify or depart
from our prior conclusions. Our reasoning in Berkery I applies
with equal force here, and we conclude that the motion judge did
not err in finding that plaintiff was a limited-purpose public
figure.
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Plaintiff goes on to argue that none of defendants qualify
under New Jersey law as "media defendants." He asserts that
extending media protection to Hornblum, who has no affiliation
with the professional media, is a disservice to bona fide
journalists.
In pressing these arguments, plaintiff misconstrues the law
and the meaning of the cases that he cites. To support his
claim that the actual-malice standard should not be applied to
non-media defendants, plaintiff relies on three cases: Trump v.
O'Brien,
403 N.J. Super. 281 (App. Div. 2008); In re Madden,
151 F.3d 125 (3d Cir. 1998); and Von Bulow v. Von Bulow,
811 F.2d 136 (2d Cir. 1987). None of these cases addresses the
applicability of the actual-malice standard. Rather, they
involve a defendant's right to invoke the "journalist's
privilege" to protect source material from discovery in a
defamation action.
In Trump, for example, we considered the New Jersey
"newsperson's privilege," N.J.S.A. 2A:84A-21, and the New York
Shield Law, N.Y. Civ. Rights
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