NOT FOR PUBLICATION WITHOUT THE
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-002-95T1
JOHN KINSELLA,
Plaintiff-Appellant,
v.
MARY KINSELLA,
Defendant-Respondent.
_________________________________________________________________
Submitted December 13, 1995 - Decided February 6, 1996
Before Judges Long and Brochin
On appeal from the Superior Court of New
Jersey, Chancery Division, Family Part,
Essex County
Lentz & Gengaro and Toby Solomon, attorneys
for appellant (Christopher P. Gengaro, of
counsel and on the brief).
Kummer, Knox, Naughton & Hansbury and Skoloff
& Wolfe, attorneys for respondent (Michael C.
Caulfield, on the brief).
The opinion of the court was delivered by
BROCHIN, J.A.D.
Plaintiff John Kinsella and defendant Mary Kinsella are currently embroiled in a divorce action. The case has not yet been tried. The trial judge has entered an interlocutory order that "plaintiff and defendant shall each sign authorizations enabling the other party's counsel to obtain all their psychiatric, psychological and other therapists' records" and
that "the records may be reviewed by the parties with their
attorneys, but neither the records nor copies of the records
shall be released to the parties . . . ."
We granted Mr. Kinsella's motion for leave to appeal from
that order. Ms. Kinsella has not moved for leave to appeal. The
provision of the order requiring her to turn over her
"psychiatric, psychological, and other therapists' records" is
not before us for review.
The Kinsellas were married in May 1977. Mr. Kinsella filed
his complaint for divorce in January 1992. They have two minor
children, John Jr., born on April 6, 1982, and Anastasia, born on
September 14, 1985.
Mr. Kinsella's complaint charges his wife with extreme
cruelty. He alleges that she would shout obscenities at him,
"fly into a rage and begin yelling and screaming" at him. He
also implies that she had an ongoing affair with another man.
Ms. Kinsella has counterclaimed for divorce on the ground of
extreme cruelty. She also alleges a cause of action in tort and
demands damages for physical and mental abuse by her husband.
She charges him with committing continual physical assaults,
including cutting her with razor blades, kicking and pummeling
her in the head and in sensitive areas of her body, and breaking
her bones. She also alleges that he has been physically and
mentally cruel to their children. In the damage counts of her
counterclaim, Ms. Kinsella asserts that her husband's behavior
has caused her "serious and permanent physical, emotional and
psychological injury, extreme distress and embarrassment" and
that she "has in the past, and will in the future, be required to
expend considerable sums of money for the treatment of the
psychological and emotional injuries inflicted by the plaintiff."
Ms. Kinsella also alleges that her husband has taken advantage of
her "cultural and religious values" and financial and emotional
dependence on him, "and has intentionally and purposely over a
long period of time inflicted physical and emotional trauma upon
her."
The trial judge's rationale for granting each of the
parties access to the other's records is that
the release of the psychological records for
both parties may be a consideration as to the
question of the 'dangerousness' of this case
and the unpredictability of future actions in
any case. . . .
. . . The history or lack of history of
abusive behavior should be known now in
determining future custody arrangements.
As previously mentioned, Ms. Kinsella does not challenge the
trial court's order giving her husband access to her records.
However, Mr. Kinsella opposes giving his wife access to his
records. He argues that they are protected from her scrutiny by
N.J.R.E. 505 and N.J.S.A. 45:14B-28, the psychologist-patient
privilege. The rule and statute are identical. Each reads as
follows:
The confidential relations and
communications between and among a licensed
practicing psychologist and individuals,
couples, families or groups in the course of
the practice of psychology are placed on the
same basis as those provided between attorney
and client, and nothing in this act shall be construed to require any such privileged
communications to be disclosed by any such
person.
There is no privilege under this section
for any communication: (a) upon an issue of
the client's condition in an action to commit
the client or otherwise place the client
under the control of another or others
because of alleged mental incompetence, or in
an action in which the client seeks to
establish his competence or in an action to
recover damages on account of conduct of the
client which constitutes a crime; or (b)
upon an issue as to the validity of a
document as a will of the client; or (c) upon
an issue between parties claiming by testate
or intestate succession from a deceased
client.
Ms. Kinsella responds that she is entitled to her husband's
psychological records despite the privilege. Citing Fitzgibbon
v. Fitzgibbon,
197 N.J. Super. 63 (Ch. Div. 1984), she argues
that the privilege was properly subordinated to overriding
concerns for the welfare of the children. Her brief asserts:
For example, if those records revealed
admissions by the plaintiff with regard to
the acts of violence he has committed against
the defendant or the children, if those
reports contain any admissions by him
regarding his ability to control these
alleged explosive violent outbursts, or any
similar kinds of disclosures, all these would
be highly relevant to any determination about
custody or visitation involving the welfare
of the children.
The admissions which may be found in these psychological records, Ms. Kinsella contends, will also be necessary to support her demand for a trial of her tort claims before a jury pursuant to Giovine v. Giovine, 284 N.J. Super. 3 (App. Div. 1995), and those admissions are not available from other sources because Mr. Kinsella has denied that he committed the brutalities that she
accuses him of. Furthermore, Ms. Kinsella argues, by the terms
of N.J.R.E. 505 and N.J.S.A. 45:14B-28, no psychologist-patient
privilege is applicable because this is, in the words of the
second paragraph of the privilege, "an action to recover damages
on account of conduct of the psychologist's client which
constitutes a crime," and, in any event, by pleading extreme
cruelty as his cause of action for divorce, Mr. Kinsella "has
placed his mental and emotional state at issue, thus allowing his
therapist's records to be discovered by defendant."
One published opinion, M. v. K.,
186 N.J. Super 363 (Ch.
Div. 1982), implies that a statutory privilege -- the marriage
counseling privilege was the one actually involved -- should be
disregarded whenever child custody or visitation is at issue.
The substance of its reasoning is that since children are
"persons" within the meaning of the Fourteenth Amendment of the
United States Constitution, they have a constitutional right to
due process of law; that right encompasses the right to have
matters affecting their welfare decided on the basis of all the
relevant evidence; and they would therefore be deprived of due
process by recognition of a privilege that excludes evidence
which would be relevant to determining custody. See also Touma
v. Touma,
140 N.J. Super. 544, 561 (Ch. Div. 1976)(noting that
enforcement of the marriage counseling privilege would deprive
litigants of their proprietary right to information and hamper
the search for relevant evidence, thereby depriving them of due
process.).
The welfare of children is at stake in every divorce case in
which visitation rights and legal custody are decided. If "best
interests of the child" were the talisman which, without more,
automatically opened the door to discovery of the records of a
party's psychological therapy, the psychologist's privilege, and
presumably other similar privileges, would be nullities in every
such case. We disagree with the reasoning of M. v. K. that would
lead to that result. It proves too much. Litigants who are not
children are also "persons." All persons have the right not to
be deprived of life, liberty or property without due process of
law. The purpose of offering relevant evidence in court is to
affect life, liberty, or property, and the function of a
privilege is to exclude relevant evidence. The argument
propounded in M. v. K. therefore leads to the conclusion that
every successful assertion of a privilege violates a litigant's
right to due process of law. But evidentiary privileges have
been too firmly embedded in our statutes and common-law for too
long for them now to be so freely overridden on constitutional
grounds.
The psychologist-patient privilege was created by statute
and confirmed by joint action of the Supreme Court and the
Legislature. See N.J.S.A. 2A:84A-33 to -39. Its language places
communications between a psychologist and his patient "on the
same basis as those provided between attorney and client .
. . ." N.J.S.A. 45:14B-28. The courts have recognized the
important role of the psychologist-patient privilege:
The nature of the psychotherapeutic process
is such that full disclosure to the therapist
of the patient's most intimate emotions,
fears and fantasies is required. The patient
rightfully expects that his personal
revelations will not generally be subject to
public scrutiny or exposure. We recognize
that "[m]any physical ailments might be
treated with some degree of effectiveness by
a doctor whom the patient did not trust, but
a [psychologist] must have his patient's
confidence or he cannot help him." Taylor
v. United States,
222 F.2d 398, 401 (D.C.
Cir. 1955). Thus, the psychologist-patient
privilege has won legislative recognition in
many states in the face of legal antipathy
toward privileges in general and the
physician-patient privilege in particular. So
too, judicial decisions in other
jurisdictions disclose a clear trend toward
greater acceptance of the
psychologist-patient privilege.
[Arena v. Saphier,
201 N.J. Super. 79, 86-87
(App. Div. 1985) (footnotes omitted).]
The psychologist-patient privilege has usually been accorded the
weight which these considerations command, and the cases in which
it has been overridden generally fall into one of three well
defined categories.
In criminal cases, statutory privileges may be subordinated
to the defendant's constitutional right of confrontation. See
e.g. Davis v. Alaska,
415 U.S. 308,
94 S. Ct. 1105,
39 L. Ed.2d 347 (1974)(confidentiality of juvenile record); State v. L.J.P.,
270 N.J. Super. 429, 442-43 (App. Div. 1994)(psychologist-patient
privilege)
.
However, whether a statutory privilege will be
overridden even in a criminal case will depend on the results of
weighing the potential significance of the privileged information
to the defendant against the importance of the interests
protected by the privilege-holder's claim to confidentiality.
See Commonwealth v. Ritchie,
480 U.S. 39,
107 S. Ct. 989,
94 L.
Ed.2d 40 (1987). Compare State v. L.J.P., supra (holding that
disclosure should be allowed where psychologist's record tended
to show that youthful victim freely admitted during therapy that
she had fabricated sex assault charge, thereby rebutting her
claim at trial that her recantation by letter had been coerced);
State v. McBride,
213 N.J. Super. 255 (App. Div. 1986)(holding
that disclosure should be allowed if psychologist's report, which
was part of basis for physician's testimony, undermined
physician's claim that complaining witness's blow on the head
restored her memory of earlier injury allegedly inflicted by
defendant) with State v. J.G.,
261 N.J. Super 409 (App. Div.)
(holding that in a case of a father's aggravated sexual assault
against his minor children, confidential communications by the
victims to a crime victim counselor were protected by statutory
privilege, N.J.S.A. 2A:84A-22.15, because there were no
"compelling circumstances" for disclosure), certif. denied,
133 N.J. 436 (1993); State v. Cusick,
219 N.J. Super. 452, 463 (App.
Div.) (holding that disclosure of an 8-year old sexual assault
victim's institutional records was properly withheld where
information "could not have been used in any manner to impeach
the testimony of the State's witnesses . . . . [and] there [was]
no other information in the files which, if revealed to
defendant, would have changed the outcome of the trial"), certif.
denied,
109 N.J. 54 (1989); State in the Interest of L.P.,
250 N.J. Super. 103, 112 (Ch. Div. 1991)(holding that withholding
notes of sexual assault victim's meeting with school psychologist
was proper because of psychologist-patient privilege since the
notes contained no verbatim statements of the victim); In re
Maraziti,
233 N.J. Super 488, 495-502 (App. Div. 1989)(holding
that neither the Due Process nor the Confrontation Clause of the
United States Constitution required disclosure of conversations
between child abuse or neglect victims and their court-appointed
law guardian).
In civil cases, information within the protection of the
psychologist-patient privilege has been disclosed because of
express or implied waiver. Thus, a plaintiff who claims damages
for emotional distress and acute depression tenders his or her
psychological condition in issue and, if the plaintiff is the
patient, thereby waives the psychologist-patient privilege.
Arena v. Saphier,
201 N.J. Super. 79 (App. Div. 1985); Rosegay v.
Canter,
187 N.J. Super. 652 (Law Div. 1982). In a child custody
proceeding where a psychologist has administered a personality
inventory test to both the husband and wife and then submitted
his report to the judge, the psychologist-patient privilege will
not prevent the disclosure of the test data to both parties if
either the psychologist or the court will rely on the data and
its disclosure will be in the child's best interests. Fitzgibbon
v. Fitzgibbon, supra. Cf. Touma v. Touma, supra (marriage
counselor cannot claim privilege when husband and wife have both
waived in writing).
There may be grounds other than express or implied waiver
for overriding the psychologist-patient privilege. By the terms
of N.J.S.A. 45:14B-28 and N.J.R.E. 505, the psychologist-patient
privilege is "placed on the same basis as those provided between
attorney and client." That provision may imply that it is
subject to similar or analogous exceptions which may be
applicable in some child custody cases. Cf. United Jersey Bank
v. Wolosoff,
196 N.J. Super 553, 563 (App. Div. 1984)(Even in
the absence of a specific exception to the attorney-client
privilege, communications which would otherwise fall within its
purview may sometimes be required to be revealed because of
"overriding public concerns."). Richard J. Biunno, Current N.J.
Rules of Evidence, comment 6 on N.J.R.E. 504 (attorney-client
privilege)(1995).
However, the present case lacks the necessary predicate for
any exception to the psychologist-patient privilege. In In re
Kozlov,
79 N.J. 232, 243 (1979), a case dealing with the
attorney-client privilege, the Supreme Court held:
[T]here are necessary foundations to the
valid piercing of any such privilege, one of
which is absent here. There must be a
legitimate need of the party to reach the
evidence sought to be shielded. There must
be a showing of relevance and materiality of
that evidence to the issue before the court.
. . . But it must also be shown . . . to the
satisfaction of "the trial judge, by a fair
preponderance of the evidence including all
reasonable inferences, that * * * the
information * * * could not be secured from
any less intrusive source."
[Id. at 243-44 (Citation omitted) (emphasis
as in the Kozlov opinion).]
In Roe v. Roe,
253 N.J. Super. 418 (App. Div. 1992), we applied
this holding of Kozlov to a case analogous to the present one.
Roe was a husband's appeal from a final order for the prevention
of domestic violence. The order forbade the husband from
"'returning to the scene of the domestic violence;' from having
any contact with [the wife] or her relatives, except for making
visitation arrangements; and grant[ed] custody of the children to
both parties." Id. at 421-22. Despite the fact that the case
involved custody and visitation, we affirmed a ruling by the
trial court sustaining the wife's claim of attorney's work-product privilege for a diary which she kept pursuant to
instructions from her lawyer. We found that the ruling was
within the trial court's discretion because, "[t]here was no
showing that [the husband] could not obtain pertinent information
to defend the domestic violence charge from a 'less intrusive'
source,' or was in any way prejudiced in preparing for this
hearing by the preclusive ruling." Id. at 433 (citing Kozlov,
supra, 79 N.J. at 243-44). Similarly in the present case, there
has been no showing that the evidence which Ms. Kinsella seeks
could not be found
from a source less intrusive than the records of Mr.
Kinsella's psycho-therapy.
The evidence for proving Ms. Kinsella's allegations of
spousal abuse should be provable by her medical records, her
testimony, the testimony of other fact witnesses, and the
testimony of psychologists or psychiatrists retained or appointed
to conduct appropriate investigations for purposes of this case.
We therefore hold that disclosure of the record of Mr. Kinsella's
psychotherapy in disregard of the psychologist-patient privilege
is not justified either on the ground that custody and visitation
may be at issue, or on the ground that, as Ms. Kinsella contends,
she may be required to establish a prima facie case in order to
be entitled to a jury trial of her marital tort claims.
We also reject Ms. Kinsella's argument that the privilege is
inapplicable here because this is "an action to recover damages
on account of conduct of the [psychologist's] client which
constitutes a crime." Ms. Kinsella's inapplicability argument is
based on a misleadingly incomplete quotation from the language of
the statute and the evidence rule. The relevant language of the
privilege, set out in a way that clarifies its meaning, reads in
full as follows:
There is no privilege under this section for
any communication:
(a) upon an issue of the client's condition
in an action to commit the client
. . . ; or
in an action in which the client seeks
to establish his competence; or
in an action to recover damages on
account of conduct of the client
which constitutes a crime; or
(b) upon an issue as to the validity of a
document as a will of the client; or
(c) upon an issue between parties claiming by
testate or intestate succession from a
deceased client.
In other words, the exception for "an action to recover damages"
on which Ms. Kinsella's inapplicability argument relies makes the
privilege inapplicable only "upon an issue of the client's
condition"; i.e., Mr. Kinsella's condition. Ms. Kinsella is
seeking the records of her husband's psychotherapy to prove her
condition, i.e., what he did to her, not his condition.
Ms. Kinsella's final argument is that the allegations of her
husband's complaint charging her with extreme cruelty as a ground
of divorce puts his psychological condition in issue and
therefore waives his psychologist-patient privilege. Our divorce
statute defines "extreme cruelty"
as including any physical or mental cruelty
which endangers the safety or health of the
plaintiff or makes it improper or
unreasonable to expect the plaintiff to
continue to cohabit with the defendant;
. . . .
[N.J.S.A. 2A:34-2(c).]
Objective evidence may be sufficient to prove that the defendant's conduct has "endanger[ed] the safety or health of the plaintiff"; but showing that that conduct has made it "improper or unreasonable to expect the plaintiff to continue to cohabit with the defendant" may require proof of the effect which the
defendant's conduct has had on the plaintiff's state of mind.
See Gazzillo v. Gazzillo,
153 N.J. Super 159 (Chan. Div. 1977).
The references in Mr. Kinsella's complaint to the specific acts
which he attributes to his wife and characterizes as extreme
cruelty indicate that he will have to prove the effect of those
acts on his state of mind. As we have previously mentioned, a
patient who puts his state of mind in issue waives the privilege
of maintaining the confidentiality of relevant communications
otherwise shielded by the psychologist-patient privilege. Arena
v. Saphier, supra.
But that limited waiver does not give Ms. Kinsella or her
attorney unrestricted access to the records of Mr. Kinsella's
psychotherapy. Access should be limited to records approximately
contemporaneous with the period during which he alleges his wife
committed the acts of extreme cruelty upon which he relies, with
some latitude, however, to explore whether the psychological
condition which he attributes to acts of extreme cruelty existed
prior to their alleged commission. However, before release to
Ms. Kinsella of any privileged documents within the pertinent
time period, they should be thoroughly inspected in camera by the
trial judge. On the basis of that inspection, he should
determine which, if any, of those documents are relevant to Mr.
Kinsella's claim that he is entitled to a divorce on the ground
of extreme cruelty. Only those documents which the judge decides
are relevant should be released. The trial court should impose
reasonable conditions on their release, use or disposition.
The order appealed from is therefore reversed insofar as it
requires the unrestricted disclosure of Mr. Kinsella's
"psychiatric, psychological and other therapists' records," and
the case is remanded for further proceedings not inconsistent
with this opinion.