SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-5132-94T5
JOHN L. ROMANO, JR.,
Plaintiff-Appellant,
v.
BROWN & WILLIAMSON TOBACCO
CORPORATION,
Defendant-Respondent,
and
ALBERT E. ROZEK, individually,
Defendant.
_____________________________________________
Argued October 5, 1995 - Decided October 23, 1995
Before Judges Shebell, Stern and Newman.
On appeal from the Superior Court of New
Jersey, Law Division, Middlesex County.
Linda B. Kenney argued the cause for
appellant (Ms. Kenney, attorney, and of
counsel; Gregory S. Schaer, on the brief).
Patrick M. Stanton argued the cause for
respondent (Stanton, Hughes, Diana & Zucker,
attorneys; Mark Diana, on the brief).
The opinion of the court was delivered by
SHEBELL, P.J.A.D.
Plaintiff, John L. Romano, Jr., appeals the dismissal on
summary judgment of his complaint filed on August 21, 1992
against Brown & Williamson Tobacco Corporation, his former
employer, alleging: Count I: retaliatory discharge; Count II:
unlawful employment discrimination based upon marital status;
Count III: breach of employment contract to terminate for cause;
Count IV: breach of an implied covenant of good faith and fair
dealing; Count V: violation of a clear mandate of public policy
by his having been discharged based upon his marital status;
Count VI: negligent infliction of emotional distress; Count
VII: spoliation of evidence/negligent supervision; Count VIII:
punitive damages for willful, deliberate and intentional conduct.
Defendant's counterclaims, alleging breach of the duty of
loyalty, legal and equitable, intentional and negligent
misrepresentation, and concealment and interference with a
prospective economic advantage, remained viable after the
dismissal of plaintiff's complaint. We granted leave to permit
interlocutory review of the summary judgment orders terminating
plaintiff's claims.
In 1981, during a business conference, plaintiff witnessed
an incident in which a supervisor of Brown & Williamson allegedly
sexually harassed Nancy Anderson, a fellow employee. Anderson
filed a complaint with the company, which was investigated. The
files pertaining to the investigation allegedly have been lost.
An interview with plaintiff, which is pertinent to this action,
was part of the lost investigation file.
In 1985, Anderson was fired, allegedly due to poor job
performance. Thereafter, she filed a lawsuit against Brown &
Williamson alleging several incidents of sexual harassment,
including the one that plaintiff had witnessed. P laintiff was
interviewed on behalf of his employer on several occasions while
suit was pending as he was a critical witness for the company.
Betty Foley, defendant's in-house counsel interviewed plaintiff
in 1986, 1990, and twice in 1991. In October 1991, three weeks
prior to the trial, outside defense trial counsel interviewed
plaintiff and then contacted Foley, because of the discrepancy
between plaintiff's statement to him and what Foley had related
plaintiff would say. Thereafter, Foley accused plaintiff of
changing his testimony to an account of the incident that was
more favorable to Anderson.
Plaintiff maintained then, as he does now, that his version
has never changed. Foley, however, asserts that plaintiff had
always given an account that limited the severity of the incident
until 1991, when she claims that plaintiff then added that
Anderson's supervisor had pulled open the top of Anderson's dress
and plunged his nose in. Foley never wrote any notes or memos of
plaintiff's statements. The original investigation file had a
written account of plaintiff's version that Foley reviewed once
or twice for about a minute each time. According to Foley,
plaintiff's "changed" testimony and the climate of public
sentiment following the Clarence Thomas confirmation hearings
motivated her to recommend that the company settle the Anderson
litigation. Plaintiff never testified during that action. On
the second day of trial, the company settled for an undisclosed
amount. Defendant claims the settlement was greater than it
would have been were it not for plaintiff's changed version of
the incident.
Anderson received her settlement check on November 1, 1991.
On November 27, 1991, she and plaintiff were married. They had
been friends while they both were employed by the defendant, had
remained friendly after Anderson's discharge, and began dating in
1986 or 1987. They became engaged in 1989, plaintiff gave her a
ring in 1990, and they married in 1991. Plaintiff asserts that
the two have never spoken about the case, except when he told her
that he might be called as a witness, and that Anderson has never
disclosed the amount of settlement to him.
Throughout the courtship, plaintiff did not refer to
Anderson by name at work, but rather as his "ladyfriend" and
later on as "Julie," which he thought to be her middle name.
Plaintiff chose not to disclose this relationship to defendant,
despite the feeling that he might get in trouble for not telling.
In February of 1992, amid rumors that plaintiff had married
Anderson, defendant conducted an investigation.
Plaintiff was terminated on February 13, 1992, after 28
years of service. The company gave the following reason for the
discharge:
Despite the fact that you were a material
witness with respect to a substantial claim
by Ms. Anderson against the Company, you
failed to disclose the fact that you were
engaged to be married to Ms. Anderson.
Instead, you took steps to conceal your
relationship with Ms. Anderson from Brown &
Williamson, including misrepresenting your
relationship to your supervisors. Less than
one month after Brown & Williamson paid a
substantial financial settlement to Ms.
Anderson, you and she were married. Again,
you concealed the fact that the woman whom
you married was in fact Ms. Anderson. ...
Your conduct in failing to disclose and
concealing your relationship with Ms.
Anderson and making false statements to your
supervisors breached your duties as a Brown &
Williamson employee, constituted a conflict
of interest and violated Brown & Williamson's
Standards of Business Conduct. For this
reason, your employment has been terminated.
I will also note that the settlement of Ms.
Anderson's claim was based largely on account
of the incident between Ms. Anderson and her
supervisor. I understand that your
recollection of this incident changed
substantially in favor of Ms. Anderson as
trial approached. It is also my
understanding that had you not concealed your
relationship with Ms. Anderson and changed
your account of the incident substantially in
her favor, Brown & Williamson would not have
settled her claim as it did. This resulted
in substantial damages to Brown & Williamson.
Plaintiff's first point on appeal is that the trial court
erred in granting summary judgment dismissing Count I of
plaintiff's complaint, which alleged retaliatory termination in
violation of the New Jersey Law Against Discrimination (LAD),
N.J.S.A. 10:5-12(d). The trial court found that plaintiff failed
to establish a prima facie case of retaliation, specifically by
failing to demonstrate a causal connection between the protected
activity and the retaliation. This finding was in error.
The New Jersey LAD, N.J.S.A. 10:5-12(d) states that it shall
be employment discrimination for any person to take reprisals
against any person because that person has
opposed any practices or acts forbidden under
this act or because that person has filed a
complaint, testified or assisted in any
proceeding under this act or to coerce,
intimidate, threatened or interfere with any
person in the exercise of enjoyment of, or on
account of that person having aided or
encouraged any other person in the exercise
or enjoyment of, any right granted or
protected by this act.
[Emphasis added.]
To establish a prima facie case of retaliation under LAD,
Romano had to show that 1) he was engaged in a protected activity
known to the defendant; 2) he was thereafter subjected to an
adverse employment decision by the defendant; and 3) there was a
causal link between the two. See Erickson v. Marsh & McLennan,
117 N.J 539, 560 (1990); Jamison v. Rockaway Tp. Bd. of Educ.,
242 N.J. Super. 436, 445 (App. Div. 1990); Jalil v. Avdel Corp.,
873 F.2d 701, 708 (3d. Cir. 1989), cert. denied,
493 U.S. 1023,
110 S.Ct. 725,
107 L.E.2d 745 (1990).
Once a plaintiff establishes the prima facie elements of
retaliation, the defendant must articulate a legitimate, non-retaliatory reason for the decision. Jamison, supra, 242 N.J.
Super. at 445-47. Thereafter, the plaintiff must come forward
with evidence of a discriminatory motive of the employer, and
demonstrate that the legitimate reason was merely a pretext for
the underlying discriminatory motive. Ibid.
Romano was engaged in a protected activity by assisting
Anderson as a witness in her lawsuit for sexual harassment.
Further, it is clear that he was subject to an adverse employment
decision as he was fired. Thus, the trial court properly found
that Romano had met the first two prongs of the prima facie test.
The judge, however, in considering the third element, the
causal connection, focused on the fact that at least ten years
had passed between the time of the Anderson incident, when the
defendant knew Romano was a witness, and his termination. She
stated, "His statement was given in 1982 when he was discharged
in 1992. The extent of time alone defeats any attempt to show a
causal connection between the two." In addition, the judge found
that a "significant intervening event" had occurred, "namely the
undisclosed romantic relationship and marriage between the
plaintiff and the company's adversary, Nancy Anderson." The
judge found that "the discovery of the relationship with Anderson
and not the fact the plaintiff was a witness in her litigation
triggered his discharge." Because of these findings, the judge
held that it would be impossible for a reasonable factfinder to
conclude that the plaintiff was discharged due to his role as a
witness.
Clearly, causal connection may be demonstrated by evidence
of circumstances that justify an inference of retaliatory motive.
While the cases note protected conduct that is closely followed
by the adverse action, see, e.g. House v. Carter-Wallace,
232 N.J. Super 42 (App. Div.), certif. denied,
117 N.J. 154 (1989);
Bimbo v. Burdette Tomlin Mem. Hosp., 644 F. Supp. 1033 (D. N.J.
1986), we find no case that stands for the proposition that
proximity is the only circumstance that justifies an inference of
causal connection.
In the present case, the motion judge should not have
limited her attention to the proximity between Anderson's
original complaint and the firing of plaintiff. We doubt that a
sophisticated employer, such as defendant, would immediately
retaliate. Rather, a jury may find that after Romano's testimony
became more favorable to Anderson, defendant's wounds merely
festered until an opportunity to terminate presented itself in
the form of knowledge of Romano's marriage to Anderson. Even if
he changed his version in September 1991, a jury might find that
he had only then gained the strength to come forward with the
truth for the first time. We are satisfied that on the facts
presented, a reasonable jury could find that Romano was
terminated because he honestly supported Anderson's version of
the incident or otherwise failed to trivialize its importance.
Once a plaintiff has established a prima facie case,
defendant must articulate a legitimate, non-discriminatory motive
for the discharge. Jamison, supra. The trial court did not
directly address this issue, having dismissed the count based
upon the lack of any causal connection. However, the judge's
ruling implied that the undisclosed relationship and marriage to
a company adversary was a legitimate, non-retaliatory reason.
Defendant asserts that a legitimate, non-retaliatory reason
for firing plaintiff was:
[His] conduct in failing to disclose and
concealing [his] relationship with Ms.
Anderson and making false statements to [his]
supervisors breached [his] duties as a Brown
& Williamson employee, constituted a conflict
of interest and violated Brown and
Williamson's Standards of Business Conduct.
For this reason, [his] employment has been
terminated.
The legitimacy of this reason is not determinative of
whether or not summary judgment was appropriate on plaintiff's
retaliatory discharge claim. See Jalil, supra, 873 F.2d at 708.
For purposes of our review, we assume that this was a legitimate
non-discriminatory reason. Nonetheless, once a defendant has met
its burden of production of a legitimate reason for the
discharge, the plaintiff is afforded the opportunity to show that
a discriminatory intent motivated the defendant's actions, and
not the legitimate reason offered by defendant. Jamison, supra,
242 N.J. Super. at 445. Plaintiff may do this indirectly, by
proving that the proffered reason is a pretext for the
retaliation, or directly, by demonstrating that a discriminatory
reason more likely than not motivated defendant's action. Id. at
445-47.
In the context of surviving summary judgment, plaintiff need
only raise a genuine issue of fact with regard to the employer's
actual motive. See, e.g., St Mary's Honor Ctr. v. Hicks, --
U.S. ---,
113 S. Ct. 2740,
125 L. Ed.2d 407 (1993). In Fuentes
v. Peskie,
32 F.3d 759 (3d Cir. 1994), the court stated:
The basic framework ... illustrates that, to
defeat summary judgment when the defendant
answers the plaintiff's prima facie case with
legitimate, non-discriminatory reasons for
its action, the plaintiff must point to some
evidence, direct or circumstantial, from
which a factfinder could reasonably either
(1) disbelieve the employer's articulated
legitimate reasons; or (2) believe that an
invidious discriminatory reason was more
likely than not a motivating or determinative
cause of the employer's action....
evidence rebutting the employer's proffered
legitimate reasons must allow a factfinder
reasonably to infer that each of the
employer's proffered non-discriminatory
reasons, ..., was either a post hoc
fabrication or otherwise did not actually
motivate the employment action (that is, the
proffered reason is a pretext). [To do so,]
the non-moving plaintiff must demonstrate
such weaknesses, implausibilities,
inconsistencies, incoherencies, or
contradictions in the employer's proffered
legitimate reasons for its action that a
reasonable factfinder could rationally find
them "unworthy of credence,"...and hence
infer "that the employer did not act for [the
asserted] non-discriminatory reasons."
[Id. at 764-65 (citations omitted).]
See also Josey v. John R. Hollingsworth Corp.,
996 F.2d 632, 638
(3d Cir. 1993) (the proper inquiry is whether the plaintiff had
proffered sufficient evidence of "inconsistencies and
implausibilities in the employer's proffered reasons"); Ezold v.
Wolf, Block, Schorr & Solis-Cohen,
983 F.2d 509, 527 (3d Cir.
1992) (plaintiff has the burden of casting doubt on an employer's
articulated reasons for an employment decision).
Defendant argues that plaintiff has offered no evidence to
demonstrate "such weaknesses, inconsistencies, incoherencies or
contradictions in [defendant's] proffered legitimate reasons."
See also, Fuentes, supra. Defendant asserts that not a scintilla
of evidence indicates that the proffered reason was a post hoc
fabrication or did not actually motivate the employment action.
The record, however, indicates that plaintiff did articulate
sufficient facts to cast doubt on the proffered reason.
Defendant's termination letter to plaintiff contains the
following statements which, when read together, put in question
whether the proffered reason was what actually motivated
defendant in firing the plaintiff:
As you are well aware, you were a material
witness with respect to matters at issue in a
lawsuit against Brown & Williamson by a
former Brown & Williamson employee, Nancy
Anderson. Ms. Anderson's suit sought
substantial money damages from Brown &
Williamson.
A reasonable factfinder could infer that the belief by defendant
that plaintiff had caused substantial economic damages to the
company by indicating that he would testify more favorably to
Anderson was a motivating factor in plaintiff's discharge,
despite the lack of an express statement by defendant that this
was the reason for the termination. The above language could be
found to be inconsistent with the defendant's proffered reasons.
A reasonable factfinder could find that the allegations
regarding a change in plaintiff's version were fabricated to
disguise the true motive for plaintiff's firing. Defendant
admits that the only recorded statement of the plaintiff's
version was lost many years ago. Defendant's assertion that
plaintiff's statements on prior occasions, in 1986, 1990, and
early 1991, were more favorable to the defendant, are not
supported by attorney notes or any other writing. This is only
defendant's in-house counsel's recollection. Defendant urges
that its attorney's word should be conclusive because she is an
officer of the court. However, plaintiff points out that the
settlement amount may have reflected unfavorably upon the
attorney's job evaluation in 1992, thereby giving a reason for
the attorney to find a scapegoat.
The only recording of plaintiff's account of the incident in
the record was taken in February 1992, when defendant
investigated rumors that plaintiff had married Anderson. This
account does not indicate any change in his prior testimony.
Also, plaintiff insisted in 1991, when questioned by in-house
counsel, that he had not changed his testimony. Further, the
account of the allegedly changed testimony does not appear to
corroborate Anderson's account.
Additionally, plaintiff was not married to Anderson at any
time while Anderson was the defendant's adversary. The two were
married after the settlement. Yet, defendant claims to have
fired plaintiff for failing to disclose his relationship and
marriage to Anderson, an adversary. Defendant cites the
"Standards of Business Conduct," without any reference to
specific provision to justify its decision regarding plaintiff's
wrongdoing. Defendant's vice-president asserts that plaintiff's
non-disclosure placed plaintiff in a position to be privy to
confidential attorney-client information. The present record,
however, does not support this assertion. There does not appear
to have been any opportunity for privileged information to have
been given to plaintiff. In any event, defendant did know that
plaintiff and Anderson were friends. A jury might find that if
the contact between defense counsel and Romano, its last
available witness to the incident, had been more extensive that
plaintiff would have disclosed the relationship, particularly if
asked how close their friendship was. These facts cast
additional doubt upon the defendant's proffered reason for the
discharge.
In sum, the motion judge erroneously found that plaintiff
had failed to establish a prima facie case of retaliatory
discharge. Enough of an inference of retaliatory motive was
present in the record to meet the requirements of causal
connection. Plaintiff established enough of an inference that
defendant's proffered reason was not the actual motivating reason
behind its actions. Accordingly, summary judgment as to Count I
should have been denied. It was for the jury to resolve issues
of credibility and to determine if the proffered reason was in
fact the actual reason for the termination. We reverse the Law
Division's grant of summary judgment as to Count I for wrongful
termination.
We affirm the dismissal of the remaining Counts of
plaintiff's complaint substantially for the reasons expressed by
the Law Division judge in her opinions from the bench on February
18, 1994 and April 20, 1995.
Affirmed in part and reversed and remanded in part.