SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-7135-96T2
JOHN TUMINO and JOHN BARATTA,
Plaintiffs-Respondents,
vs.
LONG BEACH TOWNSHIP and LONG
BEACH TOWNSHIP DOCKS AND WHARVES
COMMITTEE,
Defendants-Appellants.
________________________________________
Submitted: October 5, 1998 - Decided: March
24, 1999
Before Judges Petrella, Cuff and Collester.
On appeal from Superior Court, Law Division,
Ocean County.
Robert E. Rue argued the cause for appellants
(Shackleton, Hazeltine and Bishop, attorneys;
Mr. Rue, on the brief).
John L. Woodland argued the cause for
respondents (Woodland, McCoy & Shinn,
attorneys; Anne M. Nachman, on the brief).
Deirdre Schlosser, Deputy Attorney General,
argued the cause for amicus curiae New Jersey
Department of Environmental Protection (Peter
Verniero, Attorney General, attorney; Mary C.
Jacobson, Assistant Attorney General, of
counsel; Ms. Schlosser, on the brief).
The opinion of the court was delivered by
CUFF, J.A.D.
In this appeal, we must determine whether regulations
governing coastal zone management promulgated by the New Jersey
Department of Environmental Protection (DEP) pursuant to the
Waterfront Development Act, N.J.S.A. 12:5-1 to -11, preempt a local
ordinance governing the placement and length of a dock. Judge
Serpentelli concluded that the basis of the municipality's denial
of a permit to construct a dock, its length, was preempted by State
law and reversed the decision denying the permit application. The
Township and its Docks and Wharves Committee appeal. We affirm.
Plaintiffs John Tumino and John Baratta own waterfront
property in the Brant Beach section of Long Beach Township. The
property is situated on Little Egg Harbor Bay.
In July 1996, plaintiffs submitted an application for a
waterfront development permit to the DEP pursuant to the Waterfront
Development Act and the Rules on Coastal Zone Management, N.J.A.C.
7:7E-1.1 to -8.21.See footnote 1 Plaintiffs proposed to remove and replace an
existing dock, breakwater and bulkhead. The proposed dock would
extend 215 feet into the water from the bulkhead and would be
capable of mooring two private boats for recreational purposes.
The length of the dock was governed by the need to have a minimum
water depth of four feet at the point where the boats are moored.
N.J.A.C. 7:7E-3.6(b)6vi. The area into which the dock extends is
within plaintiffs' riparian grant.
As required by N.J.A.C. 7:7-4.2, plaintiffs provided notice of
this application to all owners of property within 200 feet, as well
as to the Long Beach Township Environmental Committee, Municipal
Clerk, Construction Official and Planning Board. Three property
owners submitted written objections to the project. These
objections generally expressed the opinion that the length of the
dock would create a hazard by interfering with recreational
activities, such as waterskiing, jet skiing and pleasure boating,
and would block views of the bay.
DEP requested plaintiffs to reduce a portion of the proposed
dock, the "T" terminus for mooring boats. It concluded that the
elimination of this portion of the proposed dock was needed to
allow vessels to access the mooring areas directly through
plaintiffs' riparian grant area rather than through the water area
offshore of adjacent properties. On September 25, 1996, plaintiffs
requested DEP delete the proposal for the dock and proceed only
with the bulkhead proposal. Two days later, DEP issued General
Waterfront Permit No. 1517-95-0056.3 authorizing the construction
of seventy-five linear feet of bulkhead within eighteen inches of
the existing bulkhead.
On February 4, 1997, Tumino submitted an application for an
amendment to the issued permit, seeking authorization to construct
a new dock and breakwater. Based on a site inspection performed on
August 19, 1996, DEP determined that docks existing to the north of
the proposed project extended "significantly farther into the water
than the proposed dock" and that, therefore, the proposed dock was
not a navigational hindrance. Further, DEP noted that the end of
the proposed dock was approximately 450 feet from the intercoastal
waterway and therefore, posed no interference with navigation. See
N.J.A.C. 7:7E-3.7(b)5 (regulation prohibits the placement of
structures within fifty feet of any authorized navigation channel
unless it can be demonstrated that the proposed structure will not
hinder navigation).
DEP issued a Waterfront Development Permit modification (No.
1517-95-0056.4), effective March 12, 1997. The permit modification
authorized Tumino to remove the existing dock and breakwater and to
construct a new dock measuring four feet wide by 215 feet long,
with the "T" section at the terminus measuring seventeen feet long
by six feet wide to the north and thirty-four feet by four feet
wide to the south. The permit modification also authorized the
construction of a thirty-four feet by two feet finger pier parallel
to the southern "T" section to accommodate a boat lift, and the
construction of fifty-five linear feet of breakwater along the
terminus of the "T." The permit noted that its issuance did not
obviate the need to obtain any necessary federal or local permits.
The permit also imposed certain physical conditions. It
imposed standards for space between horizontal planking, width of
the planking, and width of the structure. It specified that no
more than two vessels, including jet skis, could be moored at the
site. Dredging was not permitted. Finally, the permit established
the maximum depth of the breakwater (eighteen inches above the
bottom of the waterway) and the minimum spacing between planks
(three inches). These conditions are related to the need to
provide an unobstructed flow of water and aquatic organisms and to
protect the habitat of aquatic organisms.
Upon receipt of the DEP permit, Tumino submitted an
application to the Long Beach Township Docks and Wharves Committee
(DWC), pursuant to Long Beach Township Ordinance #94-35C, for a
local permit for the same project approved by DEP.
Drawing its authority from N.J.S.A. 40:68-12, the DWC consists
of the Township Zoning Officer (who serves as chair of the DWC),
Building Subcode Official, Engineer and two residents (one of whom
is a member of the Planning Board or Zoning Board of Adjustment),
and two alternate members. The Ordinance empowers the DWC to
perform the following functions: (1) receive applications for the
building of a dock or a wharf within the Township (§ 9-7.1); (2)
hold public meetings on a monthly basis (if necessary) to consider
these applications (§ 9-7.1); and (3) upon the receipt of federal
and state approvals, issue, through the Building Subcode Official,
a dock permit (§ 9-7.2). In addition, the Ordinance sets forth
requirements regarding plans (§ 9-7.4), construction specifications
(§ 9-7.5), elevations and dimensions (§ 9-7.6), clearance from
channels (§ 9-7.7), and dimensions exceeding maximum specifications
(§ 9-7.8). The Ordinance also establishes fees for applications
and inspections to be conducted by the Building Subcode Official (§
9-7.9). Finally, the Ordinance provides that any appeal from the
DWC decision shall be brought in accordance with N.J.S.A. 40:68-15
(§ 9-7.10).
At the public meeting conducted by the DWC on May 13, 1997,
Tumino and his engineering consultant, Joseph Minarik, testified in
support of the project. Minarik related that the 215-foot length
of the dock was necessary to reach the four-foot minimum depth of
water required under DEP regulations. Minarik also testified that
the end of the proposed dock would be located approximately 450
feet from the nearest intercoastal waterway and that just beyond
200 feet away from the proposed dock, there were neighboring docks
extending beyond the proposed length of the Tumino dock. Minarik
also opined that the proposed dock would not pose a hindrance to
navigation. When questioned about the possibility of building a
shorter dock, Minarik replied that DEP had rejected a proposal to
build the dock in three feet of water.
Seven neighboring property owners testified in opposition to
the project based on a perceived threat to public safety. At the
conclusion of the testimony, four out of five DWC members voted to
reject the application because the dock would extend 215 feet into
the waterway and, in the DWC's judgment, create a dangerous
obstacle to jet-skiers and boaters. In its resolution, the DWC
summarized the testimony and emphasized that DEP regulations
precluded construction of a shorter dock. Finally, the DWC
concluded the proposed dock would create "potential hazards" in
violation of the Ordinance and would be "contrary to the general
purpose and zoning plan" of the Township.
Tumino and Baratta filed a Verified Complaint in the Superior
Court, Law Division, seeking judgment (1) declaring both the
Township Ordinance and the DWC's denial of the permit null, void
and without full force and effect, and (2) ordering the DWC to
issue a building permit for the dock or to declare that none is
required. They argued that the DWC was without authority to deny
Tumino's application because its authorizing Ordinance attempted to
regulate an activity (i.e., the construction of docks) preempted by
state law. Further, they cited an opinion of this court, Anfuso v.
Seeley,
243 N.J. Super. 349, 368 (App. Div. 1990), which holds that
while a municipality can regulate how a dock will impact legitimate
upland zoning issues, it cannot regulate the offshore area.
In his written opinion dated July 30, 1997, Judge Serpentelli
concluded that the local regulation of the length of the dock was
preempted by state statute and rules governing coastal zone
management. This appeal followed.
A municipality cannot contradict a policy established by the
Legislature. Auto-Rite Supply Co. v. Mayor and Township
Committeemen of the Township of Woodbridge,
25 N.J. 188, 194
(1957). An ordinance will be invalid where it expressly forbids
something which is expressly authorized by statute or permits
something which a statute expressly proscribes. Summer v. Township
of Teaneck,
53 N.J. 548, 554 (1969). Even without a direct
conflict, a municipality may not be permitted to exercise a power
where the Legislature has clearly intended to preempt the field.
Ibid. The question, therefore, "is whether, upon a survey of all
the interests involved in the subject, it can be said with
confidence that the Legislature intended to immobilize the
municipalities from dealing with local aspects otherwise within
their power to act." Id. at 555.
Preemption is a judicially created doctrine which supports the
principle that a municipality cannot act contrary to the State.
Id. at 554. Simply because the Legislature has legislated on a
particular subject, however, is insufficient in and of itself for
preemption to apply. Ibid. To determine whether a municipal
ordinance has been preempted, the Court has directed the following
inquiry:
1. Does the ordinance conflict with state law,
either because of conflicting policies or
operational effect (that is, does the
ordinance forbid what the Legislature has
permitted or does the ordinance permit what
the Legislature has forbidden)?
2. Was the state law intended, expressly or
impliedly, to be exclusive in the field?
3. Does the subject matter reflect a need for
uniformity? ...
4. Is the state scheme so pervasive or
comprehensive that it precludes coexistence of
municipal regulation?
5. Does the ordinance stand "as an obstacle
to the accomplishment and execution of the
full purposes and objectives" of the
Legislature?
[Overlook Terrace Management Corp. v. Rent
Control Bd. of the Town of W. New York,
71 N.J. 451, 461-62 (1976) (quoting Hines v.
Davidowitz,
312 U.S. 52, 67-68,
61 S. Ct. 399,
404,
85 L. Ed. 581, 587 (1941)) (citations
omitted).]
The Township Ordinance was enacted pursuant to N.J.S.A. 40:68-12. This statute is a section of legislation enacted in 1917
empowering municipalities to undertake waterfront improvements.
N.J.S.A. 40:68-12 provides that any private person who desires to
construct or alter a wharf, pier or dock must apply for a permit;
it provides:
Any person desiring to construct, alter,
improve or extend any wharf, pier, dock,
bulkhead, or other building in the nature
thereof ... shall make written application to
the proper officer or body stating the nature
and extent of such intended construction,
alteration, improvement or extension, and
shall file with such application, full and
complete plans and specifications thereof....
The governing body of the municipality shall
give notice of the time and place of public
hearing of such application, to all persons
interested.... After such hearing the
governing body shall by resolution grant or
deny such application, and approve or
disapprove the plans and specifications filed
therewith....
[N.J.S.A. 40:68-12.]
In 1914, the Legislature also enacted a statute which has
become known as the Waterfront Development Act. As amended in
1981, N.J.S.A. 12:5-3a provides that any plans for development of
any waterfront upon navigable water or streams of the State or
bounding on such bodies of water must be submitted to the DEP and
approved prior to installation or construction; it provides:
a. All plans for the development of any
waterfront upon any navigable water or stream
of this State or bounding thereon, which is
contemplated by any person or municipality, in
the nature of individual improvement or
development or as a part of a general plan
which involves the construction or alteration
of a dock, wharf, pier, bulkhead, bridge,
pipeline, cable, or any other similar or
dissimilar waterfront development shall be
first submitted to the Department of
Environmental Protection. No such development
or improvement shall be commenced or executed
without the approval of the Department of
Environmental Protection first had and
received, or as hereinafter in this chapter
provided.
[N.J.S.A. 12:5-3a.]
On its face, the Waterfront Development Act is concerned with
the regulation of development immediately contiguous to "navigable
water." Last Chance Dev. Partnership v. Kean,
119 N.J. 425, 429
(1990); In re Issuance of a Waterfront Dev. Permit,
257 N.J. Super. 524, 530-31 (App. Div. 1992). The Waterfront Development Act also
represents this State's first statutory scheme to regulate
waterfront development. It was a direct response to a critical
study and report issued by the New Jersey Harbor Commission. As
related by the court in Last Chance, the Commission observed that
control over waterfront development was "fragmentary and
piecemeal," and that "there has been no supervision whatsoever over
the lay-out of piers and other structures with relation to each
other, or to the general commerce of the district and port." Last
Chance Dev. Partnership v. Kean,
232 N.J. Super. 115, 119-20 (App.
Div. 1989) (quoting New Jersey Harbor Commission, Fourth
Preliminary Report at 6 (1914)), aff'd,
119 N.J. 425 (1990). The
Harbor Commission recommended that a permanent Harbor Commission or
other administrative body be appointed to exercise regulatory
authority over the State's waterfront and waterways to revitalize
the entire waterfront area and to facilitate navigation and
commerce. Last Chance, supra, 232 N.J. Super. at 120. The
Legislature followed this recommendation by enacting the Waterfront
Development Act, for the purpose of "unif[ying] ... `the governance
of development that affects commerce in the waters.'" Distributec,
Inc. v. New Jersey Dep't of Envtl. Protection & Energy,
274 N.J.
Super. 1, 9 (App. Div. 1994) (quoting Last Chance, supra, 119 N.J.
at 435), aff'd,
139 N.J. 431 (1995).
To remedy port disorganization and to coordinate planning, the
Legislature decreed in the Waterfront Development Act that the
review of proposals for development and improvement of the
waterfront be centralized in one authority -- originally, the Board
of Commerce and Navigation (Board). Last Chance, supra, 232 N.J.
Super. at 120-21. The Board was empowered to investigate the
condition of the waterfront, the harbor facilities, and any other
matters "incident to the movement of commerce upon all navigable
rivers and waters within this state or bounding thereon." N.J.S.A.
12:5-1. The Waterfront Development Act also directed the Board to
recommend any measures deemed necessary by it to preserve "proper
navigation" or to improve "commerce upon such waters." N.J.S.A.
12:5-1. By amendment in 1975, the Legislature vested DEP with this
authority and currently prohibits the commencement or execution of
any development or improvement upon or adjoining a waterway without
DEP's prior approval. N.J.S.A. 12:5-3.
DEP executes this statutory authority through implementation
of the Rules on Coastal Zone Management, N.J.A.C. 7:7E-1.1 to
-8.21, which were first promulgated in 1978. The content of these
rules reflects the strong societal concern with the unique
environmental issues impacting the State's fragile coastal area -
a concern which developed and intensified in the intervening years
between the Waterfront Development Act's passage in 1914 and the
delegation to DEP of responsibility for its implementation in 1975.
22 N.J.R. 1192-93 (April 16, 1990). The purpose underlying these
rules is the protection of the coastal ecosystem, an area rich in
natural features and a vital component of the State's tourist
industry. Id. at 1193. Toward this end, the eight subchapters of
the rules cover a wide range of detailed issues affecting coastal
zone management -- classification of land and water types into
special and general areas, and protective standards for such
resources as aquatic plant and animal life, beaches, lagoons, bay
island corridors, endangered species, shipwrecks, artificial reefs,
wetland buffers, port uses and public access to the waterfront.
The rules require the DEP, when reviewing an application for
a waterfront development permit, to consider "various conflicting,
competing and contradictory local, State and national interests in
diverse coastal resources and in diverse uses of coastal
locations." N.J.A.C. 7:7E-1.5(b) (emphasis added). In light of
these diverse considerations, the DEP must strike "numerous
balances" to accommodate the "broad range of concerns" at play in
this area by taking a flexible approach to balance the professional
judgment of DEP staff, as well as the recommendations and comments
of applicants, public agencies, interest groups, objectors, local
government units, corporations and citizens. Ibid. While the
policies were intended to avoid arbitrary, unrestrained decision
making by the DEP, limited flexibility was intentionally built into
the rules to incorporate "professional judgment by DEP officials"
in the decision-making process. Ibid.
In evaluating a project, the DEP uses a three-step process
applying (1) Location Policies (N.J.A.C. 7:7E-2 to -6), (2) Use
Policies (N.J.A.C. 7:7E-7), and (3) Resources Policies (N.J.A.C.
7:7E-8). N.J.A.C. 7:7E-1.5(a). This three parameter approach
recognizes that, because coastal land and water areas are
ecologically diverse, different policies are required for different
locations.
The specific rule pertaining to dock and pier development is
N.J.A.C. 7:7E-4.2(e). This rule reads:
(e) Standards relevant to docks and piers
(recreational) are as follows:
(1) Recreational and fishing docks and piers
are structures supported on pilings driven
into the bottom substrate, or floating on the
water surface ... which are used for
recreation or fishing or for the mooring of
boats....
(2) Recreation docks and piers, including
mooring piles, are conditionally acceptable in
General Water Areas provided that:
i. There is a demonstrated need that cannot
be satisfied by existing facilities;
ii. The construction minimizes adverse
environmental impact to the maximum extent
feasible;
iii. The docks and piers and their associated
mooring piles are located so as to not hinder
navigation or conflict with overhead
transmission lines;
iv. There is minimum feasible interruption of
natural water flow patterns;
v. Space between horizontal planking is
maximized and width of horizontal planking is
minimized to the maximum extent practicable.
Under normal circumstances, a minimum of 3/8
inch, 1/2 inch, 3/4 inch, or one inch space is
to be provided for four inch, six inch, eight
to 10 inch, or 12 inch plus wide planks,
respectively.
vi. The width of the structure shall not
exceed twice the clearance between the
structure and the surface of the ground below
or the water surface at mean high tide ...
Under typical circumstances the maximum width
of the structure shall be eight feet over
water and six feet over marsh, wetlands and
mudflats. The height of the structure over
wetlands shall be a minimum of four feet
regardless of width;
3. The construction ... must comply with the
standards specified under the Shellfish
Habitat rule (N.J.A.C. 7:7E-3.2).
4. The construction ... must comply [with] the
... Submerged Vegetation rule (N.J.A.C. 7:7E-3.6).
7. All docks and pier construction must not
hinder access to adjacent docks, piers,
moorings or water areas.
[N.J.A.C. 7:7E-4.2(e).]
Having outlined the regulatory framework, we now consider
whether this elaborate regulatory scheme occupies the field of
coastal zone management issues. We conclude that it does.
A simple comparison of the regulations promulgated by DEP
governing recreational docks, the principles guiding application of
the regulations, and the terms of the Ordinance reveals the
numerous points of potential conflict due to State and local
control of the siting and design of a dock. The Ordinance
establishes design standards and imposes a fifty-foot limit on
docks. The Ordinance allows the DWC to grant a variance from its
dock length provision but no standards are articulated to grant any
variance. Thus, the Ordinance variance procedure does not resolve
the potential for conflict. Moreover, this case demonstrates that
the potential for conflict is real. Here, the record demonstrates
that DEP considered not only environmental concerns (shellfish
habitat and submerged vegetation) but also navigational and access
concerns and concluded that the project would not impair the
environment or constitute an obstacle to navigation or access to
neighboring waterfront facilities. The Township and neighboring
property owners had an opportunity to express their opposition to
DEP to this project and several neighbors expressed concerns about
recreational boating safety and access to neighboring docks and
moorings. The testimony presented before the DWC by opponents to
the dock encompassed the same issues presented to and considered by
DEP. Furthermore, the reasons expressed for denial of the dock
permit by the DWC encompass the same factors considered and
rejected as inconsequential by DEP in its analysis of the project.
In addition, our review of the regulations demonstrates that
these rules are intended to exclusively govern the field. With
specific reference to docks, N.J.A.C. 7:7E-4.2(d) requires
consideration of not only environmental concerns but also
navigational, access and general public health, safety and welfare
concerns. Moreover, the preamble to the entire coastal zone
management regulatory scheme recites that its very purpose is to
consider local and statewide concerns and to achieve a balance of
these interests. N.J.A.C. 7:7E-1.5(b). This is highly suggestive
of an intent to exercise exclusive control over siting and design
criteria for a recreational dock.
Moreover, the subject matter reflects a need for uniformity.
The regulations recognize that environmental and navigational
concerns have statewide implications which require a uniform
approach. Furthermore, the regulations are so comprehensive that
little, if anything, is left to municipal control. Finally,
decisions made pursuant to the Ordinance may actually frustrate the
goal of the coastal zone management rules.
Furthermore, we cannot view N.J.S.A. 12:5-3a in isolation.
The Waterfront Development Act governs but one aspect of coastal
zone management activities. Many other statutes, including the
Coastal Area Facility Review Act (CAFRA), N.J.S.A. 13:19-1 to -21,
the Wetlands Act of 1970, N.J.S.A. 13:9A-1 to -10, and the statutes
governing riparian lands, N.J.S.A. 12:3-1 to -71, form an intricate
statutory network governing the use of coastal resources and
development in the coastal region. The Rules on Coastal Zone
Management, N.J.A.C. 7:7E-1.1 to -8.21, do not implement simply the
Waterfront Development Act. Rather, these rules derive their
authority not only from the Waterfront Development Act but also the
Wetlands Act of 1970, the Freshwater Wetlands Protection Act,
N.J.S.A. 13:9B-1 to -30, and CAFRA. An examination of this
statutory network reveals an unmistakable legislative intention to
regulate virtually every aspect of use of coastal resources and
development in this critical region.
We, like Judge Serpentelli, recognize that this court held in
Anfuso, supra, that local zoning concerns are not preempted by
waterfront development regulations. Here, however, the DWC was not
concerned with whether a dock should be constructed in this zone
but whether the dock would pose a hazard to navigation or impede
access by neighbors to their waterfront facilities. The latter
issues are within the exclusive control of the DEP.
Finally, we reject the Township's argument that giving
preemptive effect to the rules promulgated pursuant to N.J.S.A.
12:5-3a constitutes an implied repeal of N.J.S.A. 40:68-12. We
agree that implied repealers are disfavored. Yacenda Food
Management Corp. v. New Jersey Highway Auth.,
203 N.J. Super. 264,
274 (App. Div. 1985). However, neither N.J.S.A. 12:5-3a nor the
coastal zone management rules have repealed N.J.S.A. 40:68-12.
Rather, read in context, section 12 is simply one facet of the
authority bestowed on a municipality to control its waterfront
area. The municipality still maintains this authority subject only
to the conditions which may be imposed by regulatory schemes
occasioned by the Legislature's response to modern environmental
concerns.
Because we conclude that the coastal zone management rules
establish a comprehensive scheme governing the siting and design of
recreational docks and the DWC denied plaintiffs' permit
application for reasons considered and resolved in the DEP review
process, the order reversing the decision of the DWC and ordering
issuance of a permit for construction of the dock as approved by
DEP is affirmed.
Affirmed.
Footnote: 1Plaintiffs had received the requisite permit from the U.S. Army Corps of Engineers on December 30, 1994.