JOSE VALDEZ,
Petitioner-Appellant,
v.
TRI-STATE FURNITURE,
Respondent-Respondent,
and
FEDERATED DEPARTMENT STORES,
Respondent-Respondent.
__________________________________
Submitted November 9, 2004 - Decided January 12, 2005
Before Judges Skillman, Parrillo and Grall.
On appeal from a Final Order of the Division of Workers' Compensation, Claim
Petition No.
00-036635.
Frank A. Tobias, attorney for petitioner-appellant (David Kaplan, on the brief).
Edward Hoagland, attorney for respondent, Tri-State Furniture (Jurij W. Ratych, on the brief).
Capehart & Scatchard, attorneys for respondent, Federated Department Stores (Anne Hammill, on the
brief).
The opinion of the court was delivered by
PARRILLO, J.A.D.
Petitioner, Christopher (Jose) Valdez, appeals from an order of the Division of Workers'
Compensation that dismissed with prejudice his claim for workman's compensation. In dismissing the
claim, the judge held that petitioner failed to prove his injury arose out
of and in the course of his employment. Because we find the requisite
causal connection between petitioner's injury and employment, we reverse the determination below.
The pertinent facts are as follows. Petitioner began working for respondent, Tri-State Furniture
(Tri-State), approximately three months prior to the September 23, 2000 accident that resulted
in the subject injury. He was employed primarily as a "wrapper," and his
job duties in this capacity included uncrating, unwrapping, repairing, and re-wrapping furniture. As
a wrapper, petitioner was not required to operate a forklift.
At the time of the accident, Tri-State was under contract with Federated Department
Stores (Federated) to repair and service furniture, which was sold in Federated's department
stores. Tri-State, Federated, and a third company, R and M Retail and Manufacturers
(R & M), all had their own workspace within the same warehouse. The
warehouse was about 300,000 square feet. Tri-State occupied 10,000 square feet in the
front, center area of the building. Its workspace was partly divided from the
rest of the building by a firewall, but the warehouse was largely open
space. Several forklifts, parked approximately 250 feet away from Tri-State's area, were used
primarily by Federated and R & M employees to pick up supplies and
carts. These forklifts were not used for moving furniture. Instead, furniture was picked
up at the back of the warehouse by machines known as cherry-pickers, which
were not operated by Tri-State employees, placed on furniture racks, and eventually transported
into Tri-State's area through a pulley system.
On Saturday, September 23, 2000, petitioner was working overtime, helping Tri-State's supervisor of
major repairs, Ronnie Montero, construct an office within Tri-State's work space. Petitioner had
been working overtime with Montero, his immediate supervisor, for several days, and by
that Saturday, the office was nearly 50 percent completed. That particular day, petitioner
arrived for work at his normal hour, six or seven a.m., and began
performing his regular job duties. In the middle of the day, he joined
Montero to work on the office. Their specific tasks included hanging sheetrock on
the inside of the office, making holes for the windows, and routing the
running wires. Most of the sheetrock was located within feet of the office,
but an additional supply was located 150 meters away. George Martinez, the operations
manager, wanted Montero and petitioner to finish the work quickly. By 3:30 that
afternoon, Montero and petitioner were the only two Tri-State employees left in the
warehouse. Even Martinez had left. By four p.m., the warehouse was shut down,
leaving only petitioner, Montero, and a few maintenance workers.
Petitioner and Montero continued to work on the office until about six p.m.,
at which point the interior of the office was 95 percent completed. Around
that same time, before clocking out for the day, Montero and petitioner decided
to operate the forklifts, which were controlled by Federated and parked in Federated's
area. Neither was licensed to operate the equipment, nor had they ever done
so. Over the next few minutes, as captured by a surveillance camera, Montero
and petitioner each drove a forklift around the warehouse but never approached the
office or entered Tri-State's area. In fact, the video showed them driving the
forklifts in an unorthodox manner at the opposite end of the warehouse. When
petitioner realized that he was not able to operate the forks or fully
control the levers, he attempted to park the forklift. In the process, the
forklift tipped over and crushed petitioner's leg, which had to be amputated. The
accident occurred outside of Tri-State's designated area.
According to Martinez, the operations manager, Tri-State employees were all informed of an
unwritten policy prohibiting them from operating the forklifts, although at least one employee,
Bill Stuber, was authorized to operate the forklifts and, on occasion, used them
to transport supplies to and from Tri-States area. Another unwritten policy supposedly barred
Tri-State employees from venturing outside their employer's designated area, but apparently no penalty
was ever imposed for violating the ban. Moreover, Martinez never filed an incident
report concerning petitioner's forklift accident.
The circumstances and reasons underlying petitioner's and Montero's use of the forklift on
September 23 were somewhat in dispute. Petitioner said he decided to use the
forklifts in order to move the sheetrock, and because he thought he would
be more useful if he knew how to operate the equipment. Both he
and Montero chose to initially drive away from the office because there was
more room for them to maneuver and familiarize themselves with the controls on
the other side of the warehouse. Petitioner thought that eventually the forklifts would
be helpful in moving the sheetrock piled right outside the office, to make
more room for the exterior work they still had to finish, and in
transporting the additional sheetrock piled further away. Although he had not previously driven
a forklift and did not know how to do so, petitioner denied ever
being told not to operate the forklifts, had heard about other employees using
them, and actually saw another Tri-State employee named Ramon on the equipment earlier
that day.
Montero corroborated much of petitioner's account. Although Montero was not sure whether they
needed more sheetrock than that already piled outside the office, he said they
decided to try operating the forklifts because the equipment would be helpful if
additional sheetrock had to be moved closer. Because they were under pressure to
get the office finished quickly, both he and petitioner were planning to come
back the next day to finish the work, which would require more sheetrock.
Like petitioner, Montero was never told not to operate the forklifts but had
not seen a Tri-State employee using one until that morning, when he saw
Ramon on one. Yet a third Tri-State employee, Angel Mejia, indicated that, in
the past, he had been instructed to move furniture and supplies with the
forklifts, even though he had not been trained to operate them. He too
had seen Ramon and other Tri-State employees operating the forklifts.
The judge rejected the explanation that the forklifts were intended to move sheetrock
to finish the construction. She concluded instead, from petitioner's own admission that he
wanted to learn how to drive the forklift to make him more valuable,
that when the accident occurred, petitioner had abandoned his job to satisfy a
purely personal interest, namely, to "experiment with a vehicle he was forbidden to
use during his regular hours of employment." Specifically, the court found
that petitioner had "deliberately and substantially stepped out of his job" and was
engaged in an activity "completely unrelated to the job" in an area "away
from the site of his employment" on equipment "not owned by or within
the control of the respondent," when the forklift he was driving tipped over
and crushed his leg. In a supplemental decision following the Supreme Court's then
recent holding in Jumpp v. City of Ventnor,
177 N.J. 470 (2003), the
judge reaffirmed her initial determination that petitioner's injury was not the result of
a minor deviation from his job responsibilities, but rather an intentional and substantial
abandonment of his work. This appeal follows.
As a threshold matter, we note that appellate review of a judge or
agency's fact-finding is limited. Zahner v. Pathmark Stores, Inc.,
321 N.J. Super. 471,
476 (App. Div. 1999). We decide whether the findings made could reasonably have
been reached from the credible evidence in the record. Ibid. Deference should be
given to those findings of the trial judge that are substantially influenced by
his or her opportunity to hear and see witnesses and to have the
feel of the case. Ibid. However, "a trial court's interpretation of the law
and the legal consequences that flow from established facts are not entitled to
any special deference." Ibid. (quoting Manalapan Realty v. Manalapan Tp. Comm.,
140 N.J. 366, 378 (1995)).
On this score, we mention some well-settled governing principles. The New Jersey Workmen's
Compensation Act, N.J.S.A. 34:15-1 to -142, is "humane social legislation designed to place
the cost of work-connected injury on the employer who may readily provide for
it as an operating expense." Livingstone v. Abraham & Straus, Inc.,
111 N.J. 89, 94-95 (1988) (quoting Hornyak v. The Great Atl. & Pac. Tea Co.,
63 N.J. 99, 101 (1973)). It is axiomatic that provisions of the Act
are construed and applied in light of this broad remedial objective. Livingstone, supra,
111 N.J. at 95; see also Sager v. O.A. Peterson Construction Co., ___
N.J. ___, ___ (2004) (slip op. at 17-18). In fact, the Act is
liberally construed in favor of employees to further its beneficent purpose. Ibid. Zahner,
supra, 321 N.J. Super. at 477.
A claimant for workman's compensation must demonstrate both that he sustained an injury
"in the course of employment" and that the injury "arose out of" his
employment. N.J.S.A. 34:15-1. The "arising out of" portion refers to causal origin, and
the "course of employment" portion refers to the time, place, and circumstances of
the accident in relation to the employment. Coleman v. Cycle Transformer Corp.,
105 N.J. 285, 288 (1986); Zahner, supra, 321 N.J. Super. at 482 (App. Div.
1999).
[Id. at 343.]
Likewise, in Ramos, supra, the claimant fell down an elevator shaft, which was
used by several different companies, before his work day even started. 154 N.J.
at 588. Although most employees did not use the elevator for ingress or
egress, it was used to transport fabric and clothing used in the employer's
business. Id. at 592. Accordingly, the Court found that the claimant was injured
"in the course of employment," stating "[c]ontrol in this context imports the notion
of the capacity, ability or power to occupy, possess or use. There is
no suggestion that control for one purpose does not authorize control for other
purposes. Rather, when an employer uses a common area for business purposes, the
common area is, by virtue of that use, subject to the employer's control
. . ." Id. at 592-93. Further, the Court emphasized that control is
not "a temporal concept" and continues until the employer ceases to use the
site. Id. at 593.
Here, respondent does not directly refute petitioner's claim that he was injured "in
the course of" his employment, other than to point out that the accident
occurred outside of Tri-State's designated area and that the forklifts were primarily used
by Federated and R.M. However, petitioner was indisputably "on the clock" and in
the company of his immediate supervisor when he was injured. Moreover, even accepting
the judge's credibility findings, Tri-State itself, through Martinez, its operations manager, admitted occasional
use of the forklifts. Martinez acknowledged that another of Tri-State's employees, Bill Stuber,
was authorized to use the forklifts to transport supplies to and from the
employer's designated area. And, employees of other businesses on the premises also used
the forklifts to deliver supplies and materials to Tri-State's designated area.
Of course, not only did Tri-State use the equipment in the course of
its business, but it generally used the whole warehouse for storage and delivery
of furniture. In this regard, Martinez testified that Tri-State stored supplies all over
the warehouse and that the building was largely an open space with furniture
being moved back and forth between areas. Although employees had I.D. cards designating
which company they worked for, Martinez admitted they were not punished if found
in another area, and no written policy confining them to their designated area
existed. In fact, the furniture Tri-State repaired was delivered in the very area
where the accident occurred. Moreover, despite Martinez's testimony that he always instructed his
employees not to use the forklifts, this policy was neither in writing nor
posted anywhere in the warehouse, and both petitioner and Montero, a supervisor in
the company, testified that they were unaware of the rule. Under these circumstances,
and in light of the Act's broad remedial purpose and flexible approach to
the concept of "control," we conclude that petitioner was injured in an area
used and controlled by Tri-State "in the course of employment."
[Ibid. (quoting 1 Larson, Workmen's Compensation Law (1952) 453, 509).]
Even accidents resulting from an employee's own horseplay or foolhardy behavior may be
compensable if the conduct only amounts to a 'momentary or impulsive act.' Secor,
supra, 19 N.J. at 323-24; see also, Diaz v. Newark Indus. Spraying, Inc.,
35 N.J. 588 (1961); McKenzie v. Brixite Mfg. Co.,
34 N.J. 1 (1961).
On the other hand, a 'deliberate and conscious excursion' from one's job responsibilities
is not compensable. Robertson v. Express Container Corp.,
13 N.J. 342, 347-48 (1953).
Thus, we have held that an injury sustained by an employee playing "Russian
Roulette" while at work is not compensable because such behavior is "a major
deviation from the normal course of employment which create[s] a substantial and extraordinary
risk of physical harm . . . ." Money, supra, 299 N.J. Super.
at 439. Likewise, in Klein v. New York Times Co.,
317 N.J. Super. 41, 43-44 (App. Div. 1998), an employee was not entitled to compensation after
breaking his hand when he intentionally and violently punched an electrical box in
an "unreasonable reaction to a supervisor's commonplace personnel action."
Perhaps most relevant to the present case, however, is Trotter v. County of
Monmouth,
144 N.J. Super. 430 (App. Div.), certif. denied,
73 N.J. 42 (1976).
There, an employee was injured after he crashed a fellow worker's motorcycle off
the employer's premises, without obtaining permission to ride the bike, and contrary to
his supervisor's orders. Id. at 432. We rejected the employee's petition because "[t]he
vehicle was not supplied by his employer and was not equipment used in
the course of employer's business . . . petitioner's conduct was so far
a deviation as to constitute an abandonment of his employment." Id. at 435.
Unlike the situation in Trotter, petitioner's injury was the result of an accident
involving equipment used by his employer for business purposes, which he would have
had no interest in operating if not for the possibility that it could
have aided him at work, and which he probably would not have tried
to use if not for the involvement of his immediate supervisor. Although the
worker's compensation judge discredited the primary explanation offered by petitioner and Montero, namely,
that they wanted to move sheetrock with the forklifts, the alternative version, which
she did accept, was also directly related to petitioner's employment. Petitioner explained that
he wanted to learn how to operate the forklifts because knowing how to
do so would make him "more valuable" at work. Like the employee "pulling
wires and pins on strange mechanical objects which he finds," petitioner was exposed
to a risk unique to his work place, and due to his curiosity
about how the equipment could help with his employment, whether to move sheetrock
or supplies, he sustained a severe injury. That the forklifts were primarily controlled
by Federated, and petitioner may not have seen other Tri-State employees using them,
is of little import considering Martinez's own acknowledgment that the equipment was helpful
and used by Tri-State employees. Further, despite the judge's finding to the contrary,
it is entirely plausible that petitioner would have heard about other Tri-State employees
using the forklifts, when, in fact, Bill Stuber did use them.
Most significantly, however, petitioner engaged in the activity that led to his injury
with the acquiescence and company of his supervisor. Cf. Sager, supra, ___ N.J.
at ___ (slip op. at 9-17). Certainly, all activity engaged in with a
supervisor is not compensable. For example, we have held that an employee is
not entitled to compensation when he is injured arm wrestling with his supervisor
in an organized tournament over lunch. Quinones v. P.C. Richard & Son,
310 N.J. Super. 63 (App. Div.), certif. denied,
156 N.J. 384 (1998). Here, however,
Tri-State's manager left petitioner under the direct work supervision of Montero. Although the
judge did not find this fact significant, we view Martinez's readiness to leave
petitioner, who had only been employed for three months, alone in the warehouse
with Montero as demonstrative of the degree of supervisory authority vested in Montero.
Montero agreed that petitioner and he could operate the forklifts, and no written
policy indicated otherwise, therefore, whether such use was to move sheetrock or satisfy
mutual curiosity, petitioner acted reasonably in doing so.
Further, using the forklifts was not an unrelated leisure activity, like go-cart racing
or arm wrestling. See Lozano v. Frank DeLuca Const.,
178 N.J. 513 (2004);
Quinones, supra, 310 N.J. Super. at 69-70. Rather, petitioner's curiosity was the direct
result of his observation that the equipment was used in the course of
his business. In other words, unlike injuries suffered while engaging in "customary or
planned activities occurring during the lunch hour, coffee breaks, recreational periods or outings,"
Quinones, supra, 310 N.J. Super. at 69, petitioner's injury did not result from
either a purely social or recreational activity, entirely unrelated to work. Thus, it
is not subject to the provision of N.J.S.A. 34:15-7, which prohibits recovery for
injuries incurred during such activities unless they "are a regular incident of employment
and produce a benefit to the employer beyond improvement in employee health and
morale . . . ."
Nothing in Jumpp, supra, suggests to the contrary. In Jumpp, the Court considered
the degree to which an employee could deviate from his work responsibilities while
off the employer's premises, and ultimately rejected the claimant's petition because his decision
to pick up his mail en route to a job site amounted to
a deliberate and significant deviation. 177 N.J. at 482-84. The Court did not
eliminate the "minor deviation" rule or hold that on-premises and off-premises employees should
be treated differently. Ibid. It simply found that particular claimant stepped outside his
job responsibilities and was engaged in a personal pursuit akin to an "office
worker who takes an afternoon break and crosses the street to pick up
his personal mail at the local post office." Id. at 484.
Here, even if we assume a deviation, we do not view petitioner's decision
to operate a forklift as a calculated, substantial departure from his responsibilities. Tri-State
recognizes that petitioner and Montero made considerable progress on the office that Saturday
and had not clocked out when the accident occurred, indicating that they were
fully engaged in their work. Likewise, they were working overtime, so the fact
there were no other people around when they operated the forklifts does not
in itself suggest they were purposefully engaging in planned prohibited behavior. In fact,
the warehouse shut down at four p.m., and the accident did not occur
until around six p.m., shortly after they realized that they would have to
come back the next day and work more overtime in order to finish
construction of the office as per Martinez's directive. Thus, even accepting the trial
court's credibility determinations, it appears that petitioner only had occasion to operate the
equipment due to his employment with Tri-State, and that the accident occurred while
petitioner was engaging in the exact same activity as his immediate supervisor, and
while he was still on the clock, after making substantial progress on the
office. Accordingly, we conclude that petitioner's injury not only occurred during the "course
of," but as well "arose out of" his employment.
Reversed and remanded.