SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3677-94T3
KAREN WILLIAMSON and JAMES
WILLIAMSON,
Plaintiffs-Appellants,
v.
LEONARD WALDMAN, JEFFREY FELDMAN,
and JACQUES G. LOSMAN,
Defendants-Respondents.
___________________________________
Argued: June 11, 1996 - Decided: July 2, 1996
Before Judges A.M. Stein, Kestin and Cuff.
On appeal from the Superior Court of New Jersey,
Law Division, Civil Part, Union County.
David M. Fried argued the cause for appellants
(Blume, Goldfaden, Berkowitz, Donnelly, Fried
& Forte, attorneys; Mr. Fried, on the brief).
Robert J. Mormile argued the cause for respondent
Waldman (Mortenson & Pomeroy, attorneys;
Mr. Mormile, on the brief).
Daniel R. Esposito argued the cause for respondent
Feldman, (Jackson, Vaurio & Buckley, attorneys;
Sean P. Buckley, of counsel; Mr. Esposito,
on the brief).
Peter A. Olsen argued the cause for respondent
Losman, (Francis & Berry, attorneys; Joan B. Lorio,
of counsel, and, with Mr. Olsen, on the brief).
The opinion of the court was delivered by
KESTIN, J.A.D.
Plaintiff Karen Williamson pleads a cause of action for
negligent infliction of emotional distress and related claims based
on her fear of developing acquired immune deficiency syndrome
(AIDS) or hepatitis. The trial court dismissed on defendants'
motions for summary judgment. We reverse.
On June 6, 1991, plaintiff was pricked with a lancet when,
functioning as an employee of a cleaning contractor, she attempted
to remove EKG stickers from a trash can in defendants' medical
offices. A lancet is defined as "a surgical knife with a small,
sharp-pointed, two-edged blade". Stedman's Concise Medical
Dictionary 551 (2d ed. 1994). It is often referred to as a "short
sharp" and is commonly used for pricking a finger to acquire a
blood sample. The lancet that punctured plaintiff's skin was
concealed within the rubbish. The method of disposal violated
regulatory requirements. See N.J.A.C. 7:26-3A.11(c)1.
After the incident, plaintiff discussed it with an
acquaintance who was a nurse. She was advised to go to an
emergency room to be tested for hepatitis and AIDS. Instead, four
days later, plaintiff visited her family physician, Dr. DeMasi, who
recommended that plaintiff should be tested for the human
immunodeficiency virus (HIV) annually for seven to ten years. No
test was performed at that time, however, because Dr. DeMasi
believed it was too soon following the puncture incident to obtain
a meaningful result. Some eight months later, in February 1992,
plaintiff returned to Dr. DeMasi complaining of fatigue. Blood
work was done, but an HIV test was not included. Plaintiff visited
Dr. DeMasi again in May complaining that she was depressed and
tired. More blood work was ordered, again without an HIV test, and
antidepressant medication was prescribed. In July 1992, HIV and
hepatitis B tests were conducted, with negative results. According
to the motion judge, by the time of defendants' motions for summary
judgment plaintiff had been tested for HIV and hepatitis five times
in the three-and-one-half years since the incident, with negative
results on each occasion.
The issue before us is whether it was correct, in the
circumstances depicted, for the trial court to dismiss plaintiff's
claim on summary judgment because she failed to make a prima facie
showing of actual exposure to the diseases she fears, and because,
in the light of all the testing and negative results, "plaintiff's
reaction to favorable tests and her alleged continued distress in
the face of same is idiosyncratic and demonstrates her not to be a
person of average constitution." In the latter connection, the
motion judge focused on the seminal case of Caputzal v. The Lindsay
Co.,
48 N.J. 69 (1966). There, also in the context of an emotional
distress claim, the Supreme Court confirmed it to be a question of
law whether a particular consequence of an act or omission was
reasonably to be foreseen and, therefore, actionable; or whether it
was so highly extraordinary a consequence as to be ineligible for
the relief tort law affords. Id. at 78. The motion judge
concluded that because "plaintiff's continued emotional distress
and fear of AIDS in light of medical tests and assurances to the
contrary is such a highly extraordinary result of defendants'
negligence, as presumed for this motion, ... defendants cannot and
should not be held as the legal cause thereof."
Juxtaposed against these considerations is a different
approach in a similar case. In De Milio v. Schrager,
285 N.J.
Super. 183 (Law Div. 1995), decided several months after the trial
court decision herein, a dental instrument punctured the skin of a
trash collector. The matter was reported to the Division of Waste
Management in the State Department of Environmental Protection.
After investigation, three separate violation notices were issued
charging the dentist with improper disposal of medical waste.
There also, the trial court held that proof of actual exposure to
HIV was a prerequisite to recovery, but it held, as well, that
where the cause of action arose from a violation of the standards
governing the disposal of medical waste, "a rebuttable presumption
of exposure will arise, enabling plaintiff to survive a motion for
summary judgment." Id. at 188. The court there stressed the
approach in 2 Fowler V. Harper & Fleming James, Jr., The Law of
Torts, § 18.4 at 1036 (1956), which was at the heart of the
governing principle of Caputzal: "in the case of injury or
sickness brought on by emotional disturbance, liability should
depend on the defendant's foreseeing fright or shock severe enough
to cause substantial injury in a person normally constituted, thus
then bringing the plaintiff within the `zone of risk.'" 48 N.J.
at 76. We take the De Milio analysis to embody the idea that where
a defendant's negligent act or omission provides an occasion from
which a reasonable apprehension of contracting a deadly disease may
eventuate, and where the quality of the conduct is such to create
a presumption of exposure, the resulting claim for damages by
reason of emotional injury may not be dismissed on summary
judgment.
It cannot validly be said, as a matter of law, in the light
of common knowledge, that a person who receives a puncture wound
from medical waste reacts unreasonably in suffering serious psychic
injury from contemplating the possibility of developing AIDS, even
if only for some period of time, until it is no longer reasonable,
following a series of negative tests, to apprehend that result.
Indeed, one need not have actually acquired the HIV virus to be so
affected by such a fear for a period, especially since some time
must pass before an accurate test can be administered. We know of
no reason, given existing circumstances and the realities of the
times, as well as the policies that underlie tort law doctrine in
this state, to require as a prerequisite to recovery for infliction
of emotional distress that the plaintiff first establish actual
exposure to the feared disease. The cause of action is "based on
a reasonable concern that [the claimant] has an enhanced risk of
... disease," Mauro v. Raymark Indus., Inc.,
116 N.J. 126, 137
(1989), and a claim for medical surveillance damages. Ayers v.
Township of Jackson,
106 N.J. 557, 590-91 (1987); Devlin v. Johns-Manville Corp.,
202 N.J. Super. 556, 560-563 (Law Div. 1985); see
also Evers v. Dollinger,
95 N.J. 399, 409-11 (1984).
Surely, the reaction of any claimant who receives a puncture
wound from medical waste will be subjective. It will vary in
character and intensity with the individual. But the fear of
contracting disease cannot be seen as excessive for those reasons
alone. Some persons of greater suggestibility or sensitivity may
be more intensely affected than others without being regarded as
vessels so frail as to be, as a matter of law, ineligible to make
a tort claim.
This approach is faithful to the Harper & James formulation
and the other authorities relied upon by the Court in Caputzal as
it parsed out the elements of foreseeability and duty in cases
involving claims of negligent infliction of emotional distress.
The idea is that courts ought not to be unduly reluctant to reach
results consonant with the reasonable reactions of real people as
long as basic principles of tort law are preserved, including those
that preclude the creation of duties that reasonably thoughtful
defendants would not foresee. See Restatement (Second) of Torts,
§ 435, 436(2) (1965).
Even the Caputzal formulation itself is far more flexible and
forgiving than the motion judge in this case saw it to be. The
tragic facts concerning AIDS were well summarized by the trial
court in De Milio, supra, 285 N.J. Super. at 188-89 & nn. 2-3. It
is a disease universally dreaded by the lay public. Under those
circumstances, it cannot be concluded as a matter of law that the
plaintiff reacted unreasonably or unforeseeably. Fearing that she
faced serious injury as a result of exposure to HIV, it was not
unreasonable that she would be greatly upset during the period of
time that was necessary to obtain medical assurance that she was
not infected. It may very well be that there is some period of
time after receiving a puncture wound from medical waste during
which any person would experience a range of mental reactions, from
mere anxiety to actionable emotional distress, and ought to be
eligible for compensation therefor if she meets the required tests,
including the serious injury standard applying to all claims based
upon infliction of emotional distress. See Falzone v. Busch,
45 N.J. 559, 569 (1965). Unavoidably, jury questions are created, not
issues to be decided as a matter of law: was plaintiff's reaction
a reasonable response to the stimulus? for how long? to what
extent? and so forth.
To rule as the trial court did is to hold that in the light of
prevailing circumstances, scientific knowledge and common
understanding, it was unreasonable for plaintiff to react as she
says she did even for a period of time, and unforeseeable that she
might do so. In seeing these to be unwarranted legal conclusions,
we stress a basic difference in character between the type of
injury claimed in Caputzal and plaintiff's claim here. In Caputzal
and the cases cited therein as examples of claims arising from
highly extraordinary consequences, 48 N.J. at 79-80, the reactions
experienced from given stimuli seemed far removed from what might
reasonably have been contemplated. In Caputzal itself, for
example, a heart attack resulting from the fear of having been
poisoned by discolored water from a malfunctioning water softener
seemed out of line with the Court's sense of foreseeable
consequences in a products liability action. Id. at 79. Here, we
deal with defendants' presumed breach of regulatory standards,
e.g., N.J.A.C. 7:26-3A, designed to protect employees and the
public from contamination or infection from medical waste. It can
hardly be considered to be a leap, in foreseeability terms or
otherwise, that one who has come into invasive contact with such
matter will fear the very harm contemplated by the regulation, even
to the extent of experiencing serious emotional injury as a result.
It is of no consequence that there is no record here of any
action by the Division of Waste Management, as there was in De
Milio. It is the fact of a breach of a regulatory standard
designed to prevent the type of harm at issue that is significant,
not whether the defendant has been cited for violations. In
Hoagland v. Gomez, ___ N.J. Super. ___ (App. Div. 1996), we
recently observed it to be well established that breach of a
legislated standard of conduct may be regarded as evidence of
negligence if the plaintiff was a member of the class for whose
benefit the standard was established. Breach of the standard must
be shown to have been the efficient cause of the injury upon which
the cause of action is based, and the standard itself must be
"germane to the type of hazard involved in the defendant's asserted
duty." Slip op. at 5 (citing Carrino v. Novotny,
78 N.J. 355, 359
(1979)). See also Waterson v. General Motors,
111 N.J. 238, 263
(1988); Horbal v. McNeil,
66 N.J. 99, 103 (1974).
Denying defendants' motions for summary judgment will not
subject them to any per se rule of negligence. The jury will be
called upon to evaluate the reasonableness of the conduct that
resulted in plaintiff's puncture wound, using the regulatory
standard as a circumstance to be considered in assessing liability.
Waterson v. General Motors, supra, 111 N.J. at 263. Plaintiff will
be successful only if the jury finds negligence by defendants, and
only to the extent it finds serious or substantial emotional injury
from reasonably experienced emotional distress, see Frame v.
Kothari,
115 N.J. 638, 642 (1989); Portee v. Jaffee,
84 N.J. 88,
94-95 (1980), including such permanent consequences as may be
found, from the date of the puncture incident to whatever point,
after medical consultation and tests, a reasonable person would
cease to be so emotionally affected by the incident as to be
visited with such dire consequences.
Reversed and remanded.