SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-004033-96T2
K.D., a juvenile,See footnote 1
Plaintiff-Appellant/
Cross-Respondent,
v.
BENNETT E. BOZARTH, J.M.C.,
Defendant-Respondent,
and
PEMBERTON TOWNSHIP MUNICIPAL COURT;
PEMBERTON TOWNSHIP, a body politic,
THALIA C. KAY, Mayor of Pemberton
Township; and PEMBERTON TOWNSHIP COUNCIL,
Defendants-Respondents/
Cross-Appellants.
______________________________________
Argued: June l, l998 Decided: June 29, 1998
Before Judges Havey, Newman and Collester.
On appeal from Superior Court of New Jersey,
Law Division, Burlington County.
Mark J. Molz argued the cause for appellant/
cross-respondent (Mr. Molz, attorney; Stephen
Cristal, on the brief).
Paul A. Snyder argued the cause for respondent Bennett
E. Bozarth (Marshall, Dennehey, Warner, Coleman &
Goggin, attorneys; Mr. Snyder and Michelle L.
Maute, on the brief).
John C. Gillespie argued the cause for
respondents/cross-appellants Pemberton Township, Thalia
C. Kay, and Pemberton Township Council (Barron &
Gillespie, attorneys; Mr. Gillespie, on the brief).
The opinion of the court was delivered by
NEWMAN, J.A.D.
Plaintiff K.D. appeals from the grant of summary judgment,
dismissing her complaint against defendants, Bennett E. Bozarth,
J.M.C., and Pemberton Township Municipal Court, Pemberton
Township, Thalia C. Kay, Mayor of Pemberton Township, and the
Pemberton Township Council (hereafter the township defendants).
The township defendants cross-appeal from the order denying an
award of counsel fees sought pursuant to R. l:4-8 and 42 U.S.C.A.
§ l988. We affirm both the direct and cross-appeals.
These are the relevant facts which are essentially
undisputed. In April 1995, K.D., then fifteen years old, was
charged in Pemberton Township Municipal Court with driving on the
revoked list, following too closely, and being an unlicensed
driver. Appearing pro se, she pleaded guilty to all charges.
Judge Bozarth imposed fines totalling $750 plus costs and
suspended her driving privileges for six months after she became
eligible. However, at K.D.'s request, the fines and costs were
converted to 277 hours of community service.
In March 1996, Burlington County Probation notified Judge
Bozarth that, despite various warnings, K.D. had completed only
thirty-seven hours of her community service, and that she had
also failed to perform any of the forty hours of service imposed
on unrelated charges of underage drinking and shoplifting.
Probation asked the judge to resentence K.D. and to relieve it
from supervising her case.
By notice of March 29, 1996, the municipal court ordered
K.D. to appear on May 6, 1996 to show cause why she "should not
be held in contempt of court for failure to perform Community
Service." K.D. appeared pro se at the May 6, 1996, hearing
before Judge Bozarth. When the judge asked her whether she had
failed to perform her community service, she responded: "No, I
did go to community service. And, the few times I missed, either
due to snow storms, the fact that they were moving, I was moving
a lot of things."
Judge Bozarth granted Probation's request to resentence K.D.
He converted the remaining fines and days of community service to
fourteen days in jail, imposing one day in jail for each $50 of
unpaid fine. The judge ordered that her jail term begin on May
24, 1998, two days after she turned eighteen, and ordered her to
present herself on that date.
K.D. filed a timely appeal of her sentence to the Burlington
County Superior Court. The court vacated K.D.'s guilty plea and
sentence and remanded the motor vehicle charges to the Pemberton
Municipal Court for adjudication.
In November 1996, K.D. filed a Law Division complaint
against Judge Bozarth, the township defendants and various
fictitious-name townships, municipal courts, mayors, councils,
and council members. K.D. claimed to be acting on behalf of a
class consisting of all juveniles who had received delayed jail
sentences from Judge Bozarth in New Jersey's municipal courts.
The complaint alleged that (l) Judge Bozarth did not have
jurisdiction to sentence K.D. to fourteen days in jail, (2) Judge
Bozarth and the township defendants violated
42 U.S.C.A.
§1983,
and (3) all defendants conspired to violate K.D.'s civil rights,
contrary to
42 U.S.C.A.
§1985. The complaint made similar
allegations against the fictitious-name defendants.
Judge Bozarth filed a pro se answer denying the key
allegations and asserting various defenses, including judicial
immunity. The township defendants also filed an answer denying
the key allegations and asserting many defenses, including
immunity and failure to state a claim. They then moved for
summary judgment and counsel fees, calling the complaint a
"publicity stunt by the plaintiff's attorney." Judge Bozarth
moved to dismiss the complaint for failure to state a claim.
Plaintiff filed motions to change venue and to obtain
partial summary judgment on the issue of Judge Bozarth's alleged
immunity. In January 1997, Judge Wells advised the parties that
he would be transferring the matter to another county, in view of
the fact that the case challenged some "administrative aspects"
of the Pemberton Municipal Court, over which he, as assignment
judge, had "some responsibility." Accordingly, the matter was
transferred to Judge Holston of the Gloucester County Superior
Court.
The motions were argued before Judge Holston on February 21,
1997. In an oral opinion, Judge Holston ruled that Judge Bozarth
was immune from the suit because he did not act in clear absence
of all jurisdiction. The judge reasoned that, in resentencing
K.D., Judge Bozarth acted only in excess of his jurisdiction.
With respect to the township defendants, Judge Holston ruled
that they had no judicial authority and thus could not be liable
for the alleged harm to K.D. However, he denied their request
for counsel fees.
We will address the issues affecting Judge Bozarth
separately from those of the township defendants.
without fear of being held accountable in damages to a
disappointed litigant. Cashen, supra, 66 N.J. at 546-47;
Delbridge, supra, 238 N.J. Super. at 334. The ban against suing
judges is also justified by the availability of other safeguards
against judicial error, especially the right to appeal.
Delbridge, supra, 238 N.J. Super. at 335, 339. It is well
settled that judicial immunity applies to § 1983 actions such as
this one. Briscoe v. LaHue,
460 U.S. 325, 334, l03 S. Ct. ll08,
lll5,
75 L. Ed.2d 96 (l983); Pierson v. Ray,
386 U.S. 547, 553-54, 87 S. Ct. l2l3, l2l7, l
8 L. Ed.2d 288, 294 (l967).
Judicial immunity has two prerequisites: 1) the act
complained of must be a "judicial act;" and 2) the judge must
have subject matter jurisdiction at the time he or she acts.
Delbridge, supra, 238 N.J. Super. at 335. A "judicial act" is
one normally performed by a judge in his judicial capacity.
Ibid. In this case it is undisputed that Judge Bozarth's
resentencing of K.D. constituted a "judicial act."
Whether a judge has subject matter jurisdiction "must be
broadly construed" in the immunity context, such that "immunity
will be denied only where the judge acted in the clear absence of
all jurisdiction," as when a probate court tries a criminal case.
Id. at 336-37. However, if a judge merely exceeds his
jurisdiction__as when a criminal court judge convicts a defendant
of a nonexistent crime__the judge would be immune. Id. at 337
(relying in both instances on examples offered by the United
States Supreme Court). See Stump v. Sparkman,
435 U.S. 349, 357
n.7,
98 S. Ct. 1099, ll05 n.7,
55 L. Ed.2d 331, 339 n.7 (1978).
N.J.S.A. 2B:12-17(b) confers upon the municipal court the
jurisdiction to adjudicate "[v]iolations of the motor vehicle and
traffic laws." A municipal court may sentence a violator to
prison and may impose a fine. N.J.S.A. 2B:12-22,-23. A person
who defaults on a fine "may be ordered to perform community
service in lieu of incarceration or other modification of the
sentence with the person's consent." N.J.S.A. 2B:12-23(a).
Failure to meet a community service obligation authorizes the
municipal court to "revoke its community service order and impose
any sentence consistent with the original sentence." N.J.S.A.
2B:12-23(b). N.J.S.A. 39:5-36 allows imprisonment for one who
has defaulted on paying any fines, the duration of which is to be
calculated at no more than one day for each $20 of the fine, not
to exceed three months.
The Family Part of the Superior Court has "exclusive
jurisdiction in all cases where it is charged that a juvenile has
committed an act of delinquency and over all matters relating to
a juvenile-family crisis." N.J.S.A. 2A:4A-24. An act of
"delinquency" is defined as an act by a juvenile which, if
committed by an adult, would be a crime, disorderly persons
offense, or violation of any other penal law. N.J.S.A. 2A:4A-23.
Specifically excluded from the category of delinquent acts,
however, are motor vehicle violations by juveniles of any age.
N.J.S.A. 2A:4A-23. As to those violations, the municipal court
has jurisdiction. Whenever a municipal court sentences a
juvenile to a term of imprisonment for a motor vehicle violation,
that sentence "shall be served at a suitable juvenile institution
and not at a county jail or county workhouse." N.J.S.A. 2A:4A-23.
K.D. asserts that Judge Bozarth's action on May 6, 1996
should be treated as a proceeding for contempt, a separate crime,
rather than a mere conversion of her original sentence into a
period of incarceration. In so arguing, K.D. relies on the
"contempt" references in the order to show cause and sentencing
sheet, insisting that they conclusively establish that Judge
Bozarth found K.D. guilty of a newly charged criminal offense
under N.J.S.A. 2C:46-2(a)(4). We disagree.
The circumstances reflect that Judge Bozarth had no reason
to doubt that he had jurisdiction to convert K.D.'s sentence and
enforce the sentence that he previously entered or revise it
based on K.D.'s noncompliance with her court-ordered community
service obligation. As contemplated by N.J.S.A. 2B:12-23, the
office in charge of monitoring K.D.'s community service notified
Judge Bozarth of her non-compliance and requested that he
resentence her. At the May 6, 1996 hearing, at no time did Judge
Bozarth state that K.D. was subject to contempt, and he did not
expressly hold her in contempt. Rather, he converted her fines
into days in jail, adding that he was granting the "probation
department's request to have you resentenced." The sentencing
sheet reflected the date of conviction as "4/19/95," the date of
the original sentence.
To deem the two written "contempt" references as dispositive
would be to exalt form over substance. The real thrust of the
May 6th proceeding was to modify K.D.'s original sentence to
substitute incarceration for community service. Whether that be
labelled a contempt proceeding (as Judge Holston assumed for
motion purposes), or instead a resentencing under the municipal-court statute (N.J.S.A. 2B:12-23), Judge Bozarth clearly had
general subject matter jurisdiction. His various sentencing
errors were later fully remedied on appeal. Insofar as this
civil action was concerned, he was protected by judicial
immunity. The complaint filed against him was properly
dismissed.
___ U.S. ___, ___,
117 S. Ct. 1734, l736,
138 L. Ed.2d 1, 7
(1997); Monell v. Department of Soc. Serv. of City of New York,
436 U.S. 658, 690-91,
98 S. Ct. 2018, 2035,
56 L. Ed.2d 611, 635
(1978); C.P. by J.P. v. Township of Piscataway Bd. of Educ.,
293 N.J. Super. 421, 434-35 (App. Div. 1996). If the municipal body
or official in question had no legal authority to decree policy
or to otherwise act on the subject matter, the municipality
itself cannot be liable. City of St. Louis v. Praprotnik,
485 U.S. 112, 123,
108 S. Ct. 915, 924,
99 L. Ed.2d 107, 118 (1988);
C.P., supra, 293 N.J. Super. at 434-35. It is not enough that
the conduct of municipal employees has "the 'potential' to become
official policies or may be 'perceived as' official policies."
Praprotnik, supra, 485 U.S. at 125 n.2, l08 S. Ct. at 925 n.2, 99
L. Ed.
2d at 119 n.2.
It is clear that the township defendants had no power over
the decision-making of Judge Bozarth. Kagan v. Caroselli,
30 N.J. 37l (l959) is the controlling authority. There, our Supreme
Court discussed the nature of a municipal judge's duties,
explaining that,
[a] magistrate does not exercise the
"judicial" power, authority, or duty of a
municipality. On the contrary, his court is
an integral part of a state-wide judicial
system, and the judicial power he exercises
is the judicial power of the State. Krieger
v. City of Jersey City,
27 N.J. 535, 539, l
43 A. 2d 564 (1958). The Constitution provides
"The judicial power shall be vested in a
Supreme Court, a Superior Court, County
Courts and inferior courts of limited
jurisdiction." Art. VI, § I, par. 1. The
municipal court, as an inferior court of
limited jurisdiction, shares in this single
power. Quite obviously the board of
commissioners is not an inferior court of
limited jurisdiction. It possesses no
portion of this judicial power and hence has
none to distribute to a department of the
city.
[Id. at 377.]
The Court observed that, while the governing body was
empowered by the Legislature to appoint the magistrate in cities
having Jersey City's form of government, "in exercising the
appointive power, the governing body acts merely as a statutory
agent." Id. at 379. The governing body, however, can exert no
control over the magistrate's judicial functions:
The powers and duties of the office of
magistrate are not appropriate to any of the
departments of local government. Indeed they
are not appropriate to the board of
commissioners itself. The Constitution
places the administrative control of the
municipal court in the Supreme Court and the
Chief Justice. Art. VI, § 2, par. 3; Art.
VI, § 7, par. 1. There is no room for
divided authority. The constitutional plan
assures to the magistrate independence of
local government and the 1948 statute was
designed to preserve it.
[Ibid.]
Where, as here, the municipality possesses no legal control over the judicial function of its municipal court, it cannot be liable for that court's alleged breaches of constitutional rights of parties appearing before it. In Eggar v. City of Livingston, 40 F.3d 312 (9th Cir. 1994), cert. denied, 515 U.S. 1136, 115 S. Ct. 2566, 132 L. Ed.2d 818 (1995), defendants brought a § 1983 action against a municipal court judge and the city, alleging that the city had a policy of imprisoning indigent defendants
without offering appointed counsel, which policy had been
implemented by the judge in their cases. In upholding the
district court's grant of summary judgment to the city, the Ninth
Circuit stressed that, under Montana state law, a municipal court
judge is a state, not a local, official, and that, therefore, the
city had no control over the judge in his judicial capacity and
"thus could not be responsible for his acts." 40 F.
3d at 315.
The court explained:
The Judge's failure to follow state law or
federal constitutional law does not transform
his "cattle-call" method of counseling into
municipal policy-making. As state law makes
clear, the Judge's obligation to address the
rights of defendants arises from his
membership in the state judiciary. It is
lamentable, but irrelevant, that he failed
miserably to meet this obligation under both
state and federal standards: he simply is
not a municipal decision maker in this
context. See also City of St. Louis v.
Praprotnik,
485 U.S. 112, 126,
108 S. Ct. 915, 925-26,
99 L. Ed.2d 107 (1988) ("[A]
federal court would not be justified in
assuming that municipal policymaking
authority lies somewhere other than where the
applicable law purports to put it.")
A similar analysis defeats plaintiffs'
theory of liability based on policy and
custom. Because [the municipal judge] was
functioning as a state judicial officer, his
acts and omissions were not part of a city
policy or custom. A municipality cannot be
liable for judicial conduct it lacks the
power to require, control, or remedy, even if
that conduct parallels or appears entangled
with the desires of the municipality.
[Id. at 315-16 (footnotes omitted).]
See also Meek v. County of Riverside,
982 F. Supp. 1410, 1414-15
(D.Cal. 1997); Johnson v. Moore,
958 F.2d 92, 94 (5th Cir. 1992);
Woods v. City of Michigan City, Indiana,
940 F.2d 275, 279 (7th
Cir. 1991) (all holding that a judge's status as a state officer
precludes liability of the city for the judge's conduct).
Here, Judge Bozarth's adjudicatory role was governed by
state law and court rules. The township had no power to dictate
the way in which he disposed of cases. Hence, under the
principles of the case law interpreting § 1983, the township
defendants were entitled to summary judgment.
Moreover, the five memos alleged by K.D. to be evidence of
township complicity in Judge Bozarth's § 1983 violations fall
well short of K.D.'s characterization of them. Each is a memo
from Judge Bozarth to the mayor or mayor and council with copies
to the Assignment Judge in which he catalogues the success of his
tough-minded approach to drunk-driving offenses and encourages
the township to seek even more funding for the municipal court.
Nothing about them suggests the need for further discovery.
Judge Holston properly found no incriminating or sinister impact
in the memos. Even if they were viewed differently, the township
defendants were excusable as a matter of law.
that post-conviction relief is probably still available to them."
That information, she acknowledges, "is in the public realm and
accessible under 42 U.S.C. Section 1983 and N.J.S.A. 47:1A-1 et
seq."
First, defendants were entitled to summary judgment for the
reasons previously discussed. Thus, there remain no liability
claims to which the request for names may be pertinent. Second,
as plaintiff represents, she may obtain those names through other
means; hence she is not "aggrieved" by the failure of the trial
court to order that defendants provide them. Third, as plaintiff
unsuccessfully sought to represent a class of all aggrieved
juveniles, she may not now assert the constitutional rights of
others not party to the suit. See State Dept. of Environmental
Protection and Energy v. Dopp,
268 N.J. Super. 165, 173-74 (App.
Div. 1993).
The township defendants cross-appeal from the trial court's
denial of their motion for counsel fees under R. 1:4-8 and 42
U.S.C.A. § 1988. They insist that plaintiff filed the complaint
to garner publicity for plaintiff's counsel and harass and
embarrass defendants. They contend that K.D.'s counsel knew or
should have known that the complaint's legal claims had no chance
of success, and that, therefore, the action was frivolous.
Judge Holston denied the request:
I've been asked to impose sanctions on the
basis that under Rule 1:4-8 that the filing
of these complaints is frivolous litigation
at least to Pemberton Township. And such,
defendant[s] seek counsel fees arguing the
litigation is frivolous. But I believe the
litigation was [premised] on at least
plaintiff's good faith belief that the
defendant Judge Bozarth acted in violation or
an absence of all jurisdiction and that he
was not protected by judicial immunity.
Further, that in good faith they felt that
these letters directed to the mayor were so
improper that they represented some
interference by the executive branch of the
municipality with the affair of the municipal
court.
And while I'm satisfied that in this case
and the facts in this case giving all
inferences to the plaintiff that absolute
judicial immunity applies, I'm not going to
impose any sanctions.
Under the circumstances of this case, we are satisfied that
Judge Holsten's exercise of discretion in denying counsel fees
should not be disturbed.
Affirmed as to direct and cross-appeals.
Footnote: 1 Plaintiff initiated this lawsuit as a class action. The class was never certified, however, and has therefore been removed from the caption.