SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-845-98T1
LISA LENCHES-MARRERO,
Plaintiff-Appellant,
v.
THE LAW FIRM OF AVERNA &
GARDNER, DEAN M. AVERNA,
Defendants-Respondents,
and
THE ESTATE OF DANIEL GAVIN,
Defendant.
______________________________________________________
Argued November 9, 1999 - Decided December 14, 1999
Before Judges Landau and Arnold.
On appeal from the Superior Court of New
Jersey, Law Division, Middlesex County,
New Jersey.
Robin A. Newman argued the cause for
appellant (Roth & Fettweis, attorneys;
Thomas G. Roth, of counsel and on the
brief; Ms. Newman, on the brief).
H. Frank Carpentier argued the cause for
respondents (Carton, Witt, Arvanitis &
Bariscillo, attorneys; Mr. Carpentier,
on the brief).
The opinion of the court was delivered by
ARNOLD, J.S.C. (temporarily assigned)
Plaintiff Lisa Lenches-Marrero appeals from the entry of
summary judgment dismissing her claims for malpractice and fraud
against defendants, the law firm of Averna and Gardner and Dean M.
Averna, individually (collectively, Averna). We agree with the
motion judge that plaintiff had not made a sufficient showing to
require jury consideration of the issue of whether Averna was
representing plaintiff before the statute of limitations expired.
However, we reverse and remand solely for the purpose of permitting
plaintiff to take the deposition testimony of a witness and for the
motion judge's determination of whether that deposition testimony
would require plaintiff's case to proceed.
The material facts are as follows. In December 1992,
plaintiff was employed as a Special Agent for the Federal Bureau of
Investigation in San Juan, Puerto Rico. On December 11, 1992,
plaintiff, while on duty, was a passenger in an FBI vehicle which
was struck by another vehicle driven by Edgardo Colon Ayala.
Plaintiff allegedly sustained serious injuries proximately caused
by the accident. It is undisputed that the statute of limitations
in Puerto Rico for personal injuries is one year.
After the accident, plaintiff spoke to her sister, a
chiropractor in New Brunswick, who recommended that she retain
Daniel Gavin, Esq., (Gavin) as her personal injury attorney.
Plaintiff thereafter spoke to Gavin by telephone about her personal
injury case on a number of occasions well within the one-year
statute of limitations. According to plaintiff's deposition
testimony, Gavin told her that he would handle her personal injury
case on a standard one-third contingency fee basis.
Prior to the birth of plaintiff's son in October 1993, Gavin
allegedly told plaintiff that a young lawyer who worked for him
named Dean Averna had a lot of experience in personal injury work
and would be handling the case for her. Gavin scheduled an
appointment for plaintiff to meet with him and Averna on February
3, 1994. At that point, it was plaintiff's impression that Gavin
had reassigned the case to Averna who Gavin allegedly represented
to be an employee in his law firm. In fact, Averna was a partner
in another law firm located in the same building as Gavin's office.
On or about September 21, 1993, plaintiff's treating physician
forwarded by facsimile a narrative, progress notes and insurance
information to Gavin. In the facsimile cover sheet addressed to
Gavin, the physician requested that Gavin "forward file (narrative
and progress notes and insurance information) to the attorney
handling the case." On December 11, 1993, the statute of
limitations expired. No complaint had been filed.
Plaintiff met with both Gavin and Averna on February 3, 1994,
as scheduled. According to plaintiff's deposition testimony, Gavin
took notes and asked plaintiff to draw a diagram of the accident.
She testified that Gavin told her that the statute of limitations
was two years. Gavin then introduced plaintiff to Averna. It is
undisputed that this was the first time Averna had spoken to or had
any contact with plaintiff. Plaintiff testified at her deposition
that Averna told her that the applicable statute of limitations was
two years, and that she did not tell Averna or Gavin that she also
needed assistance on a federal workers compensation matter.
According to plaintiff's deposition testimony, she obtained
information relating to her case and provided it to Averna.
Specifically, she alleges that on May 10, 1994, she called Ayala in
Puerto Rico and obtained from him the name of his insurance company
and policy number. She then called Averna and left the information
which he requested in a phone message. On May 26, 1994, plaintiff
forwarded to Averna additional information relating to her personal
injury action. This was done from the FBI-Newark Division Office
and the cover sheet contained the following: "Subject: Regarding
Worker's Comp. 3rd Party suit - PPR Police Report and orthopedists
progress notes." In the section of the facsimile cover sheet
entitled "Special Handling Instructions" the following was written:
"Dean.. give me a call if you need anything else.."
On October 3, 1994, Averna sent plaintiff a letter explaining
that he could not represent her because his firm did not practice
federal workers compensation law. Plaintiff contends that when
Averna discovered that the statute of limitations had expired, he
fraudulently concealed that fact in his letter of October 3, 1994,
and sought to terminate the representation under the guise of his
unfamiliarity with federal law.
Gavin died in January 1995. On September 11, 1996, plaintiff
filed a complaintSee footnote 1 against the defendants alleging malpractice and
fraud. On July 13, 1998, Averna filed a motion for summary
judgment. Plaintiff filed opposition and contemporaneously
requested that the motion be adjourned pending the deposition of
Alberta Foster, Esq., the attorney for Gavin's estate. Plaintiff
had deposed Roberta Gavin, the widow of Daniel Gavin, on July 7,
1998. Foster kept an inventory of all of Gavin's cases and the
attorneys to whom those cases were transferred by Gavin after he
became seriously ill sometime in 1994. Plaintiff contends that
prior to Roberta Gavin's deposition she did not know of the
existence of Foster or her possible involvement in or knowledge of
the Estate of Gavin. Plaintiff argued that Foster's documents and
deposition testimony would be relevant in determining whether
Gavin's file relating to plaintiff's personal injury was in fact
transferred at some point to defendant Averna, and if so, when that
transfer occurred.
Ruling on the motion for summary judgment, the motion judge
said:
I understand. I'm going to grant this
application for summary judgment. I think
there are no genuine issues of material fact.
The issue is so one-sided that the defendants
Averna, and Averna and Gardner the law firm,
must prevail as a matter of law. This
accident happened in Puerto Rico on December
11, 1992. The statute of limitations,
everybody agrees, is one year. There's no
proof that Averna even knew about the
existence of this case until after the statute
of limitations had run.
The only thing that plaintiff has is an
alleged telephone call between Gavin and the
plaintiff, wherein Gavin said "I'm going to
refer this case to Mr. Averna. But, there's
absolutely no proof that he did that. It
would be speculation to find that Mr. Gavin
did give the case to Averna.
I know that in this day and age, attorneys are
subject to much criticism and some of it is
justified. But I find it hard to believe that
an attorney can be responsible for missing the
statute of limitations, where there is no
proof that the attorney even knew about the
case until after the running of the statute.
The fraud count, I think, rides with the
malpractice counts. For all of those reasons,
this defense application for summary judgment
is granted. Thank you counselors.
The issue for determination on the motion for summary judgment
was whether an attorney-client relationship or a fiduciary duty
existed between Averna and plaintiff prior to the expiration of the
one-year statute of limitations. We agree with the motion judge
that based on the evidence submitted by both parties on the motion
and all legitimate inferences permissible therefrom, plaintiff had
not submitted sufficient facts to justify submission of that issue
to a jury. Plaintiff was required to show more that a scintilla of
evidence in favor of the party resisting the motion. Brill v.
Guardian Life Ins. Co. of Am.,
142 N.J. 520, 540 (1995); Pressler,
Current N.J. Court Rules, comment on R. 4:46-2 (2000). Here,
plaintiff admitted that prior to February 3, 1994, some fifty-four
days after the statute of limitations had expired, she had never
met, had never spoken to, and never had any contact or
communication of any kind with defendant Averna. Certainly, if
defendant Averna did not know anything about plaintiff or her
accident until February 3, 1994, no attorney-client relationship or
fiduciary duty could have existed before the statute of limitations
expired and, therefore, no duty was owed to plaintiff by defendant
Averna or his firm as to her civil claim. See R. J. Longo Const.
Co. v. Schragger,
218 N.J. Super. 206, 208 (App. Div. 1987).
However, if defendant Averna had accepted a referral of plaintiff's
personal injury case from Gavin prior to the expiration of the
statute of limitations and allowed the statute to expire without
filing a complaint, then defendants could be liable to plaintiff
for legal malpractice or breach of a fiduciary duty even though
plaintiff had never met, had never spoken to, and never had any
contact with defendant Averna before the statute of limitations
expired. See DeAngelis v. Rose,
320 N.J. Super. 263 (App. Div.
1999); Albright v. Burns,
206 N.J. Super. 625 (App. Div. 1986).
Although Averna denied accepting such a referral, an examination of
Gavin's files held by Foster might conceivably rebut that denial.
We hold that the motion court should have permitted plaintiff
a brief adjournment of the motion for summary judgment in order to
depose Foster and to examine her inventory of Gavin's files in
light of the information learned at the deposition of Roberta
Gavin. See Velantzas v. Colgate-Palmolive Co.,
109 N.J. 189
(1988); Scott v. Salerno,
297 N.J. Super. 437 (App. Div.), certif.
denied,
149 N.J. 409 (1997).
Accordingly, the order granting defendants' motion for summary
judgment is reversed. The matter is remanded to the motion court
to reconsider the motion after plaintiff has taken the deposition
of and obtained related discovery from Foster.
We do not retain jurisdiction.
Footnote: 1Plaintiff has settled with the Estate of Gavin.