SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-1116-01T3
LONNIE I. CLARKE, SR.,
Plaintiff/Appellant,
v.
TOWNSHIP OF MOUNT LAUREL, OFFICER
TIMOTHY CONNORS, OFFICER ARTHUR
DORST, OFFICER MICHAEL STONE,
OFFICER FRANK KANICKI, MOUNT LAUREL
TOWNSHIP CHIEF OF POLICE DAVID HAAS,
Defendants/Respondents.
________________________________________
LONNIE I. CLARKE, III &
MARY JANE CLARKE,
Plaintiffs/Appellants,
v.
TOWNSHIP OF MOUNT LAUREL, OFFICER
TIMOTHY CONNORS, OFFICER ARTHUR
DORST, OFFICER MICHAEL STONE,
OFFICER FRANK KANICKI, MOUNT LAUREL
TOWNSHIP CHIEF OF POLICE DAVID HAAS,
Defendants/Respondents.
_________________________________________
LONNIE I. CLARKE, III, Administrator
Ad Prosequendum of The Estate of
Lonnie Clarke, IV,
Plaintiff/Appellant,
v.
TOWNSHIP OF MOUNT LAUREL, OFFICER
TIMOTHY CONNORS, OFFICER ARTHUR
DORST, OFFICER MICHAEL STONE,
OFFICER FRANK KANICKI, MOUNT LAUREL
TOWNSHIP CHIEF OF POLICE DAVID HAAS,
Defendants/Respondents.
Submitted: November 6, 2002 - Decided:
February 7, 2003
Before Judges Pressler, Wallace, Jr. and
Ciancia.
On appeal from the Superior Court of New
Jersey, Law Division, Burlington County, L-
3434-97, L-3677-98, L-3678-98.
Gary D. Ginsberg, attorney for appellants
(Adam M. Raditz, on the brief).
Frank N. Yurasko, attorney for respondents.
The opinion of the court was delivered by
WALLACE, JR., J.A.D.
Decedent was fatally shot by the police after he brandished a
weapon inside his parents' home. Plaintiffs filed these wrongful
death actions against individual police officers and the Township
of Mount Laurel. The separate complaints were consolidated
pursuant to an order dated April 19, 1999. Defendants sought
summary judgment, relying on good faith immunity in the enforcement
of any law under N.J.S.A. 59:3-3. The Law Division judge agreed
and dismissed plaintiffs' complaint. On appeal, plaintiffs contend
it was error to dismiss their complaint because they established a
prima facie case of willful misconduct which the jury should
decide. We agree that a question of fact for the jury exists and
reverse.
The record on the motion for summary judgment established the
following facts. On the night of December 11, 1996, police
officers Timothy Connors, Arthur Dorst, and Michael Stone responded
to a domestic violence complaint between decedent Lonnie Clarke,
IV, and his parents, plaintiffs Lonnie Clarke, III, and Mary Jane
Clarke. Lonnie wanted to leave the house and drive the car, but
his parents objected because they believed he was intoxicated.
Officer Dorst was aware that Lonnie had a prior psychological
history. After speaking with the parents, at least one of the
officers went to Lonnie's downstairs bedroom and spoke to him.
Lonnie said he just wanted to be left alone. The officers returned
to speak with the parents who informed them that Lonnie had
previously stolen their vehicle and credit cards.
After investigating the call, the police officers left the
house. While outside the house, the police heard a gun shot.
Officer Stone, the senior officer at the scene, requested help.
The police noticed Lonnie began to break through the screen of the
ground-level bedroom window with the butt of a rifle. Officer
Stone re-entered the house and removed the parents.
Officer Dorst attempted to speak with Lonnie. Lonnie yelled
that someone was going to die tonight, and he was going to kill
some cops. Lonnie then retreated back into the bedroom. The
police called the tactical team.
Officer Connors spoke to the parents who by this time were
located at a neighbor's house. He was informed that the only way
into the house was the front doorway. Officer Connors then entered
the house, positioned himself at the top of the stairway inside the
front door, and turned off the lights. His intention was to
contain Lonnie in the downstairs portion of the home and prevent
access to the second floor. At some point, Lonnie left his bedroom
and approached the stairs with his rifle pointed at Officer
Connors. Officer Connors fired his weapon at Lonnie, who retreated
to his bedroom.
Officer Frank Kanicki, who had responded to the earlier call
for help, also entered the home. He positioned himself on the
opposite side of the staircase from Officer Connors.
Meanwhile, Lonnie was talking to Officer Dorst at the front
window and requested an open telephone line. Lonnie continued to
threaten the police. Lonnie yelled that he had forty-eight bullets
and he was going to get the police. Officer Connors saw Lonnie
leave his bedroom and open the bolt on his rifle as if to reload
the weapon. Officers Connors and Kanicki instructed Lonnie to drop
the gun and stay where he was. Lonnie refused and started walking
up the stairs with his rifle pointed towards Officer Kanicki.
Officer Connors then fired his weapon several times, killing
Lonnie. The SWAT/tactical force team, which had been called,
arrived sometime after the incident.
At his deposition, Officer Connors stated he was aware of the
Mt. Laurel Police Department procedures in effect in December 1996
addressing proper course of action when faced with hostage,
barricade, or sniper situations. He said the procedure was
essentially that which was later codified in General Order 99-1 (G0
99-1). Phase I of the GO 99-1 pertains to actions taken by the
police upon arrival at the scene and provides that the first
officer who arrives shall: (1) assume command until the arrival of
a senior officer; (2) contain the suspect; (3) establish a
perimeter; (4) reinforce the perimeter containment area with
officers from adjacent jurisdictions when needed; (5) avoid
confrontation when possible in favor of controlling and containing
the situation until the arrival of trained Tactical and/or Critical
Incident Negotiation Personnel; (6) when confronted by
hostage/barricaded subjects, shall not initiate tactical actions
other than those necessary to protect the lives and safety of
themselves or others consistent with the New Jersey Code of
Criminal Justice, N.J.S.A. 2C:3-1 to 2C:3-10, the Attorney General
Guidelines concerning the use of force, and the Mt. Laurel Police
Department's use of force policy as identified in GO 98-2; and (7)
evacuate the affected area, if possible. Phases II and III of GO
99-1 pertain to the actions by the officer in charge of the
tactical team.
Officer Connors stated that the same basic information
contained in GO 99-1 existed in prior orders and that he was
trained to avoid confrontation. Furthermore, he received in-
service training three to four times a year concerning how to deal
with barricaded subjects and snipers. He acknowledged that one
month prior to the shooting incident, he had received training on
the use of different levels of force, including when to use such
force with barricaded subjects. Officer Connors maintained that
police procedure in December of 1996 required of the first officer
to arrive in a sniper or barricaded subject situation: to assume
command until a senior officer or supervisor arrived; to establish
a perimeter, meaning to set officers up in locations to allow a
suspect certain movement but containment at the same time; and to
reinforce the perimeter containment areas with officers from
adjacent jurisdictions. Although he could not recall reading a
procedure that required officers to avoid confrontation until the
arrival of trained tactical and/or critical incident negotiation
personnel, he stated that officers were trained to avoid
confrontation and were aware of such procedures.
Additionally, Officer Connors acknowledged that he received
training prior to 1996, in accordance with the New Jersey Code of
Criminal Justice, that basically states that officers confronted by
hostage or barricaded subject incidents shall not initiate tactical
actions other than those necessary to protect the lives and safety
of themselves or others.
The commander of the SWAT/tactical force team on that date,
Lieutenant Michael Dugan, was also deposed. He recalled the
December 11, 1996, incident and that he was called to the scene
sometime after midnight. He agreed that the substance of GO 99-1
was in effect at that time. He had previously been involved in
about ten barricaded person situations, but none of those
situations involved shooting or the establishing of a perimeter
inside the building. Lieutenant Dugan could not recall ever
entering inside a private house and taking up a perimeter inside
the house to prevent a suspect from gaining access to a second or
higher floor. He explained that the establishment of a perimeter
required the containment of a suspect "within a room or within a
building, or from the outside, whatever is tactically feasible with
regard to the officers' and civilian safety". He stated that, when
possible, the police officers should avoid confrontation and wait
for the trained tactical officers to arrive.
Plaintiffs obtained the services of Reginald Mallard to render
an expert report concerning the conduct of defendants on the night
of the incident. At the time of his report in April 2001, Mallard
was a Training Officer for the Connecticut Police Academy. In his
report, Mallard criticized Officer Connors for entering the
premises to establish a perimeter inside the house, and he opined
that Officer Connors' conduct contradicted SWAT fire discipline and
personal threat management.
Defendants' initial motion for summary judgment was denied.
Defendants then filed a second motion for summary judgment. After
considering the evidence and the arguments of counsel, the motion
judge granted defendants' motion and dismissed plaintiffs'
complaint. The judge found insufficient evidence to raise a
genuine issue of material fact to prevent a determination that the
police officers acted in good faith in responding to the situation.
The judge concluded that the police officers were immune from
liability under the good faith immunity of N.J.S.A. 59:3-3. This
appeal followed.
Plaintiffs contend they presented sufficient evidence of
willful misconduct by Officer Connors that created material
disputed issues of fact which must be resolved by a jury.
Initially, we note that summary judgment is appropriate where
"there is no genuine issue as to any material fact challenged and
. . . the moving party is entitled to a judgment or order as a
matter of law." R. 4:46-2(c). A fact issue is genuine if "the
evidence submitted by the parties on the motion, together with all
legitimate references therefrom favoring the non-moving party,
would require submission of the issue to the trier of fact." R.
4:46-2(c). Brill v. Guardian Life Ins. Co.,
142 N.J. 520, 540
(1995). Thus, we must view the evidence in the light most
favorable to plaintiffs, the non-moving parties.
The Tort Claims Act (Act), N.J.S.A. 59:1-1 to 12-3,
establishes a presumption that a "public entity" - such as the
Township of Mt. Laurel - is immune from liability for an injury
caused by it or an employee unless made liable by some express
provision of the Act. N.J.S.A. 59:2-1(a); Manna v. State, 129
N.J. 341, 346-47 (1992). The liability provisions of the Act are
subordinate to the immunity provisions, requiring the court to
analyze the immunity issue first. See Malloy v. State,
76 N.J. 515, 519-21 (1978). Thus, "the approach of the Act is to broadly
limit public entity liability." Harry A. Margolis and Robert
Novack, Claims Against Public Entities, comment to N.J.S.A. 59:1-2;
see also Alston v. City of Camden,
168 N.J. 170, 176 (2001).
Pursuant to N.J.S.A. 59:3-3, "[a] public employee is not
liable if he acts in good faith in the execution or enforcement of
any law." However, N.J.S.A. 59:3-14, the public employee immunity
exception, limits the good faith provision and provides, "[n]othing
in this act shall exonerate a public employee from liability if it
is established that his conduct was outside the scope of his
employment or constituted . . . willful misconduct." N.J.S.A.
59:3-14(a). In Tice v. Cramer,
133 N.J. 347 (1993), a case
implicating the immunity of police officers in the context of a
motor vehicle chase under N.J.S.A. 59:5-2(b)(2), our Supreme Court
held the statute "confers absolute immunity, except where the
police officer engages in willful misconduct." Id. at 356.
Although Tice involved a vehicle chase, recently the Court
held that immunity also applied to the negligent discharge of an
officer's gun during a foot pursuit of a suspect. Alston, supra,
168 N.J. at 183. The Court explained in Alston that the:
[G]ood faith immunity under section 3-3 has
two alternate components. [citations omitted].
A public employee either must demonstrate
'objective reasonableness' or that he behaved
with 'subjective good faith'. [citations
omitted]. A public employee need prove only
one component. Immunity attaches if the
employee can show either objective or
subjective good faith. We note that both
forms of good faith overlap as a matter of
fact and law.
[Id. at 186].
The Court, however, also recognized that if the injury during the
pursuit was the result of willful misconduct, immunity would not
apply. Id. at 183-84. Consequently, defendants have an absolute
immunity under N.J.S.A. 59:5-2b and 59:3-3 unless there is evidence
of willful misconduct on the part of a public employee.
Willful misconduct is not defined in the Act. In Fielder v.
Stonack,
141 N.J. 101 (1995), the Court noted that "willful
misconduct is not immutably defined but takes its meaning from the
context and purpose of its use." Id. at 124. Additionally, the
Court explained that "[p]rior decisions have suggested that willful
misconduct is the equivalent of reckless disregard for safety," and
is "more than an absence of 'good faith.'" Ibid.
The Court expanded on the meaning of willful misconduct in
Alston. In that case, a police officer was pursuing a drug suspect
on foot when his firearm discharged and injured an innocent
bystander. The officer explained that earlier in the day he had
drawn his gun, removed the safety, and inadvertently left the
safety off. As he was chasing the suspect, his gun slipped out of
his holster, fell to the ground, and discharged, injuring a
bystander. Alston, supra, 168 N.J. at 174. Plaintiff filed a
negligence action against the City of Camden, the police
department, and the police officers. A jury trial was held. The
trial court instructed the jury that defendants were entitled to
pursuit immunity under N.J.S.A. 59:5-2b(2) unless the jury
determined that the police officer's conduct rose to the level of
willful misconduct. Id. at 175. The trial court instructed the
jury that "a violation of standing orders constitutes willful
misconduct if defendant intentionally disobeys a specific standing-
order which he or she is aware." Id. at 183. Furthermore, the
trial court told the jury that "[w]illful misconduct is between
simple negligence and the intentional infliction of harm. Conduct
can be considered willful if it's done with the knowledge that
injury is likely or probably will result in injury." Id. at 184.
Later, in response to a question from the jury to clarify the
difference between negligence and gross negligence and how that
difference affects the issue of willful misconduct, the trial court
instructed that willfulness requires "a positive element of
conscious wrongdoing" or the "commission of a forbidden act with
actual knowledge that the act is forbidden." Ibid. The Supreme
Court approved the trial court's instructions and held that
"willful misconduct requires 'much more' than mere negligence" and
falls "somewhere on the continuum between simple negligence and the
intentional infliction of harm." Id. at 185.
With this background, it is evident that an order
substantially similar to GO 99-1 was in effect in December 1996.
Officer Connors testified that the same basic factors included in
GO 99-1 were also contained in the order effective at the time of
the incident. Additionally, the police officers received in-
service training within the police department regarding how to deal
with barricaded subjects and snipers approximately three to four
times a year. Although Officer Connors did not recall that portion
of GO 99-1 that required the police at the scene to contain the
situation until the arrival of trained tactical and/or critical
incident negotiation personnel, he acknowledged that he received
training prior to 1996 in accordance with the Code of Criminal
Justice which requires that officers confronted by hostage or
barricaded subject incidents shall not initiate tactical actions
other than those necessary to protect the lives and safety of
themselves or others. Furthermore, Officer Connors was aware that
police officers were trained to avoid confrontation from the
academy-level education, and he was aware of the procedures that
required officers to avoid confrontation until the arrival of
trained tactical and/or critical incident negotiation personnel.
Thus, there was evidence that a standing order existed to
establish a perimeter, to contain the situation, and to avoid
confrontation. Here, Officer Connors was aware that the tactical
team had been called and was on the way to the scene. Despite this
knowledge, Officer Connors elected to establish a perimeter inside
the house, with the likelihood of confrontation, rather than avoid
it by establishing the perimeter outside the house. It was
disputed whether the perimeter in the standing order should be
established within or outside of the house, thus presenting a
genuine issue of material fact challenged by plaintiffs. It is a
jury question whether Officer Connors willfully violated a known
standing order and then engaged in conduct he knew was not
appropriate. See Alston, supra, 168 N.J. at 183. Consequently, it
was error to grant summary judgment in favor of defendants.
We reverse and remand.