SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-1103-97T1
MARIAN TAYLOR,
Plaintiff-Respondent and
Cross-Respondent,
v.
LOUIS DELOSSO and THE DESIGN
COLLABORATIVE ARCHITECTS AND
PLANNERS, P.A. (DECO),
Defendants-Appellants and
Cross-Respondents,
and
SABATINO ARCHITECTS,
Defendants,
and
WILLIAM M. KEMP,
Defendant-Respondent and
Cross-Appellant,
____________________________________
Argued January 19, 1999 - Decided March 9,
1999
Before Judges Havey, Skillman and P.G. Levy.
On appeal from Superior Court of New Jersey,
Law Division, Cape May County.
Robert D. Thompson argued the cause for
appellants (Pennington & Thompson, attorneys;
(Mr. Thompson and William H. Dengler, Jr., on
the brief).
Jeffrey S. Intravatola argued the cause for
respondent/cross-appellant (Hoagland, Longo,
Moran, Dunst & Doukas, attorneys;
(Mr. Intravatola, on the brief).
Dara A. Quattrone argued the cause for
respondent/cross-respondent (Westmoreland,
Vesper & Schwartz, attorneys; (Ms. Quattrone
and Katherine M. Morris, on the brief).
The opinion of the court was delivered by
HAVEY, P.J.A.D.
Defendants Louis DeLosso and The Design Collaborative
Architects and Planners, P.A. (DECO) appeal from a judgment
entered on an $11,300 jury verdict in favor of plaintiff.
Defendant William M. Kemp cross-appeals from the trial judge's
order denying his summary judgment motion and the judge's denial
of his motion for involuntary dismissal pursuant to R. 4:37-2.
On appeal, DeLosso and DECO argue: (1) plaintiff's expert's
testimony was a net opinion and thus insufficient to establish a
prima facie case of professional negligence against them;
(2) DECO's and DeLosso's reliance on the Kemp survey was in
compliance with the parties' contract and consistent with
accepted standards of architectural practice; (3) plaintiff's
damages were not proximately caused by the conduct of DeLosso and
DECO; and (4) DeLosso and DECO were entitled to a new trial
because of evidentiary errors committed by the trial judge. We
reverse the judgment in plaintiff's favor and remand for the
entry of a judgment of dismissal. We dismiss Kemp's cross-appeal
as moot.
In 1985, plaintiff purchased a structure on Washington
Street, Cape May, for the purpose of operating a beauty salon and
guest house. She contacted William M. Kemp, a professional land
surveyor, to prepare a survey of the property for submission to
the Cape May Zoning Board of Adjustment for a special reasons
variance and site plan waiver in order to utilize the structure
as a beauty shop. The survey dated February 12, 1985, was
submitted to the Zoning Board. The survey located a thirty-inch
diameter maple tree on the site. The Zoning Board denied
plaintiff's request for a site plan waiver.
Plaintiff thereafter contacted defendant Sabatino Architects
to prepare a full site plan. DeLosso, employed at the time by
Sabatino Architects, prepared a site plan dated February 10,
1986. DeLosso testified that he relied on the Kemp survey "as
the basis" for the Sabatino site plan because it contained all of
the information required by the City of Cape May. Specifically,
DeLosso relied on the survey for the outline of the lot and
location of physical features, including the maple tree.
After the Zoning Board denied plaintiff's application for a
special reasons variance, she filed an action in lieu of
prerogative writs, which resulted in a remand to the Zoning Board
with direction that the application be reconsidered. According
to the record, plaintiff received her variance approval by
"default." She thereafter contacted DeLosso in 1989 requesting
his appearance before the Cape May Planning Board on her site
plan application. DeLosso had since been hired by DECO. On
April 6, 1989, DeLosso appeared at the hearing and the Board
granted site plan approval, based on the Sabatino plan.
On November 20, 1990, plaintiff again contacted DeLosso for
the purpose of revising the site plan to reflect a proposed deck,
a parking and lighting plan, and a handicap ramp. Pursuant to a
November 28, 1990 written agreement between plaintiff and DECO,
plaintiff agreed to "furnish a legal description and certified
land survey of the site, . . . and complete data pertaining to
existing buildings, other improvements and trees . . . ."
Plaintiff thereupon sent DeLosso the February 10, 1986 Sabatino
site plan. According to DeLosso, he did not use a land survey in
preparing the revised site plan, nor did he personally inspect
the property. DeLosso completed the DECO site plan on April 16,
1991, certifying that he had supervised the preparation of the
site plan and that all dimensions and information set forth
thereon were correct. The Planning Board approved the DECO site
plan on September 4, 1991.
Construction of the structure's alterations and revisions to
the site layout commenced in December 1991. During construction,
plaintiff's contractor determined that the thirty-inch diameter
maple tree was actually located in the proposed driveway area,
rather than as shown on the DECO site plan. The contractor was
forced to stop construction. Plaintiff was advised by the City
that she needed a new site plan.
In December 1991, plaintiff contacted Joseph Courter, an
architect, to "start from scratch" and to prepare a new plan.
Plaintiff gave Courter Kemp's February 12, 1985 survey and DECO's
April 16, 1991 revised site plan. Based on these documents and
an inspection of the site, Courter determined that the plans had
mislocated the maple tree. According to Courter, the Kemp survey
and DECO site plan situated the tree between eleven and fourteen
feet from where it actually stood. Courter thereupon prepared a
new site plan on January 14, 1992. The Planning Board approved
the plan on July 29, 1992.
Courter charged plaintiff $5,814 for his services in
connection with preparation of the revised site plan. According
to plaintiff, she was unable to open her shop until October 1992,
and suffered approximately $12,128 in lost earnings because she
was not able to hire a second stylist. Moreover, she paid $1,625
to her contractor after construction was interrupted for
reviewing site plans with zoning officers and appearing before
the Board to obtain the new site plan approval.
Plaintiff called Courter as her expert witness. It was his
opinion that "[i]n working in a small parking lot where there's a
30 inch diameter tree in the proximity, I would think it would be
prudent to determine the location of that tree, fairly
accurately." Courter concluded that DeLosso's failure to
accurately denote the thirty-inch diameter tree violated that
standard of practice. He also opined that "a prudent architect
would go to the site and make sure that he knows where that tree
is, because all his work is going to revolve around that tree."
Courter also testified that Kemp's 1985 survey was prepared for a
special reasons variance and site plan waiver. Therefore, there
was no need to include vegetation in the survey, and thus Kemp's
mislocation of the maple tree had no impact on the validity of
the survey. According to Courter, unless specifically requested
to do so, land surveyors do not indicate vegetation on a survey.
At the close of plaintiff's case, DeLosso and DECO moved to
dismiss. They argued that Courter's testimony was a "net
opinion" since he made no reference to any recognized standard,
written or oral, requiring an architect to make a site inspection
prior to preparation of a site plan. The trial judge recognized
that the matter presented a "close question." However, he denied
the motion, observing:
Mr. Courter said that the reasonably prudent
professional would either order a survey when
confronted with the situation that
Mr. DeLosso was confronted with here, or
would look to the site himself to determine
whether or not the tree was properly placed.
In my view, that articulates a
sufficient basis on which to deny this motion
to permit this case to go to the jury because
the jury can consider whether that is a
standard or it isn't a standard and whether
or not it has been violated.
However, the judge granted Kemp's motion for involuntary
dismissal of plaintiff's case. Citing Courter's testimony that
Kemp was not required to denote vegetation on the survey, the
judge concluded that there would be "no basis on which this jury
could conclude at least as to the plaintiff's claim, that
Mr. Kemp was negligent."
At the close of defendants' case, Kemp moved for an
involuntary dismissal of DeLosso's and DECO's cross-claim against
him on the basis that no expert testimony was presented
establishing a deviation of accepted standards of care on Kemp's
part. The judge denied the motion, concluding that expert
testimony was not necessary to show that a misplaced thirty-foot
diameter tree would cause damages.
The jury returned a verdict in plaintiff's favor in the
amount of $11,300 against DeLosso and DECO, and a no cause
verdict in Kemp's favor.
In a professional negligence case, the standard of care must
normally be established by expert testimony. Rosenberg v.
Cahill,
99 N.J. 318, 325 (1985); F.G. v. MacDonell,
291 N.J.
Super. 262, 272 (App. Div. 1996), aff'd in part and rev'd in
part,
150 N.J. 550 (1997). This is so because a jury should not
be allowed to speculate, without expert testimony, in an area
where laypersons have insufficient knowledge or experience.
Kelly v. Berlin,
300 N.J. Super. 256, 268 (App. Div. 1997).
Moreover, opinion testimony "must relate to generally accepted .
. . standards, not merely to standards personal to the witness."
Fernandez v. Baruch,
52 N.J. 127, 131 (1968). In other words,
plaintiff must produce expert testimony upon which the jury could
find that the consensus of the particular profession involved
recognized the existence of the standard defined by the expert.
Ibid. It is insufficient for plaintiff's expert simply to follow
slavishly an "accepted practice" formula; there must be some
evidential support offered by the expert establishing the
existence of the standard. Buckelew v. Grossbard,
87 N.J. 512,
528-29 (1981). A standard which is personal to the expert is
equivalent to a net opinion. Crespo v. McCartin, 244 N.J. Super.
413, 422-23 (App. Div. 1990).
The crux of Courter's testimony was that DeLosso deviated
from accepted standards of architectural practice by failing to
make a site inspection of plaintiff's property to verify the
location of the thirty-inch diameter maple tree when he prepared
the April 16, 1991 DECO site plan. It was his view that when a
plan involves a small site, a "prudent architect would go to the
site and make sure that he knows where that tree is, because all
his work is going to revolve around that tree."
The problem is that Courter presented no authority
supporting his opinion. No reference was made to any written
document, or even unwritten custom or practice indicating that
the consensus of the architectural community recognizes a duty to
make a site inspection for "small sites." Courter simply
explained:
I'm just using - - I think general care in
doing a small parking lot - - I mean, I
wasn't at the time referring to standards in
my mind. I was referring to just the general
care shown on a small project.
. . . .
There's no standard that says on a small
site, an architect has to verify the survey.
Ultimately, Courter acknowledged that it was his personal opinion
that "it would be [a] prudent approach" to make such a site
inspection.
Citing Bellardini v. Krikorian,
222 N.J. Super. 457 (App.
Div. 1988), plaintiff argues that Courter was able to establish
the pertinent standard of care based solely upon his personal
experience and training. Bellardini was a medical malpractice
case, where the defendant doctor in 1962 prescribed the drug
Tofranil to treat plaintiff's mother for obesity and depression.
Id. at 459. Plaintiff was born with birth defects allegedly
resulting from the mother's ingestion of the drug. Ibid. In his
written report and deposition, plaintiff's expert, who apparently
was licensed to practice medicine after 1962, testified that
based on the 1962 medical standards a physician should not
prescribe Tofranil without continued testing of a female for
pregnancy because it was then recognized that Tofranil affected
fetal development in the first trimester. Id. at 460-61. The
expert admitted that he had no "manuals" to support his opinion
as to the medical standard of care in 1962. Id. at 460. Noting
that "an expert may rely on his own knowledge, as well as on
facts supplied to him by others," the Bellardini court concluded
that the expert could testify as to a standard of care based on
his training and experience. Id. at 463. The court observed:
A doctor who entered medical school
after the asserted occurrence of the
malpractice may still be able to express an
opinion as to what accepted medical standards
in the profession and in the community were
at the time of the occurrence. Presumably,
text books and treatises used or available to
the witness would have been available the
year before he entered medical school or even
earlier.
[Ibid.]
Apparently, in concluding that the expert's testimony was
not a net opinion, the Bellardini court assumed that plaintiff's
expert had derived his knowledge of the 1962 standard of care
based in part on his access to "text books and treatises . . .
available to the witness . . . ." Ibid. No such assumption can
be made here, given the total absence in Courter's testimony of
reference to any text book, treatise, standard, custom or
recognized practice, other than his personal view.
Courter also made reference to various administrative rules
regulating the preparation of site plans by architects. The
first, N.J.A.C. 13:27-6.5(a) provides that:
The architect in responsible charge shall
sign, date and seal all original tracings of
construction drawings and the title page of
the specifications prepared by the architect
or under his or her supervision on the
original tracing.
Courter testified that by signing the April 16, 1991 DECO plan,
DeLosso and DECO became "responsible" for its accuracy.
Firstly, the rule refers to "construction drawings"; it is
unclear whether it applies to site plans at all. Secondly, even
assuming that DeLosso and DECO were "responsible" for the
accuracy of the site plan, the rule does not state that an
architect must make a site inspection, or may not transfer site
information provided by a licensed surveyor onto the site plan.
In fact, N.J.A.C. 13:27-7.2(a)1 provides that existing conditions
and physical features of the site denoted on a survey "may be
transferred to the site plan if duly noted as to the date of the
survey, by whom, and for whom." DeLosso "transferred" the
physical features of the site depicted on Kemp's survey to the
Sabatino site plan and from that site plan to the DECO plan dated
April 16, 1991. Although the DECO site plan did not "duly" note
Kemp's survey, it cannot be seriously argued that that technical
error was a proximate cause of plaintiff's damages.See footnote 1 Courter
himself acknowledged he transferred physical features depicted on
the Kemp survey to his site plan prepared for plaintiff and did
not denote that fact on the plan as required by the rule.
More importantly, Courter admitted during cross-examination
that an architect is not required to check the accuracy of a
survey given to him by a client, and is entitled to rely on the
survey in preparing a site plan. In fact, the contract between
plaintiff and DECO addresses this point as follows:
OWNER'S RESPONSIBILITY
1. The Owner shall furnish a legal
description and certified land survey of the
site, giving as applicable, grades and lines
of streets, alleys, pavements and adjoining
property; right-of-way, restrictions,
easements, encroachments, zoning, deed
restrictions, [boundaries] and contours of
the site; locations, dimensions and complete
data pertaining to existing buildings, other
improvements and trees; and full information
concerning available service and utility
lines both public and private, above and
below grade including inverts and depths.
. . . .
5. The services, information, surveys and
reports required by Paragraphs 1 through 4
inclusive shall be furnished at the Owner's
expense and the Architect shall be entitled
to rely upon the accuracy and completeness
thereof.
[Emphasis added.]
This language generally tracts a clause contained in form B-141
of the American Institute of Architects Standard Form Agreement
(SFA), which provides:
4.5 The Owner shall furnish surveys
describing physical characteristics, legal
limitations and utility locations for the
site of the Project, and a written legal
description of the site. The surveys and
legal information shall include, as
applicable, . . . locations, dimensions and
necessary data pertaining to existing
buildings, other improvements and trees; and
information concerning available utility
services and lines, both public and private,
above and below grade . . . .
. . . .
4.9 The services, information, surveys and
reports required by Paragraph 4.5 through 4.8
shall be furnished at the Owner's expense,
and the Architect shall be entitled to rely
upon the accuracy and completeness thereof.
Charles Surmonte, defendants' expert, testified that these
provisions in the SFA were essential because an architect, in
preparing a site plan, necessarily relies on surveys to locate
the physical features on the lot in question. This is so,
according to Surmonte, because by law architects cannot denote
such features on a site plan and thus depend on their locations
as depicted by a licensed surveyor. Surmonte testified that form
B-141 represents an accepted standard of care in the
architectural community.
On cross-examination, plaintiff's expert Courter agreed that
form B-141 of the SFA set forth an applicable standard defining
the conditions of an architect's services to a client. Thus,
Courter essentially agreed that, pursuant to form B-141, the
architect had the right to rely on a survey furnished by the
client. He also acknowledged that the B-141 standard makes no
exception for "smaller sites," such as plaintiff's lot.
Courter explained, however, that the "reliance" referred to
by form B-141 meant such features as metes and bounds, dimensions
of buildings and utilities, features required by law to be
depicted on a survey. He pointed out that "normally" a survey
"would not show vegetation," including trees. Whether or not
this assertion is correct, the survey in question here did in
fact depict the mislocated thirty-inch diameter tree and, in
accordance with form B-141, defendants were entitled to rely on
that depiction.
Finally, plaintiff argues that form B-141 is inapplicable
because DeLosso testified he did not rely on the Kemp survey when
preparing the DECO April 16, 1991 site plan. However, even
though DeLosso made no reference to the survey in preparing the
DECO revisions, he testified that he relied on the Kemp survey
"as a basis" for the Sabatino site plan, including the location
of the thirty-inch diameter maple tree. He stated further that
when plaintiff approached him in 1990 to revise the Sabatino site
plan, plaintiff obtained the Sabatino site plan and gave it to
DeLosso for the purpose of revising it. DECO's revised site plan
denotes the Sabatino site plan as the source of information
relied on by DECO. In short, the Kemp survey was the genesis of
the mislocation of the thirty-inch diameter tree, and DeLosso and
DECO relied on that survey by their reliance on the Sabatino site
plan.
We conclude that the "reliance" provisions in form B-141 of
the SFA, and in the written agreement between plaintiff and DECO,
gave defendants an unqualified right to rely on the Kemp survey
and Sabatino site plan in preparing their April 16, 1991
revisions. It also nullifies Courter's unsupported conclusion
that defendant had a duty to make a site inspection to check the
accuracy of the physical features contained in the Kemp survey.
We therefore conclude that Courter's testimony constituted a net
opinion, and defendants were entitled to a judgment of dismissal
as a matter of law.
Because our reversal of the judgment in plaintiff's favor
leaves the jury verdict of no cause in favor of Kemp undisturbed,
we need not address Kemp's arguments raised on his cross-appeal.
Reversed and remanded for the entry of a judgment of
dismissal in favor of DeLosso and DECO.
Footnote: 1DECO's site plan did note the Sabatino site plan as the source of some of the physical features contained on the plan.