SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
This appeal considers whether the adjudication of various contract and tort claims by
a former Roman Catholic seminarian against the Diocese of Camden (Diocese) and individual
priests (collectively, defendants) would excessively entangle church and state in violation of the
Religion Clauses of the First Amendment.
In 1985, McKelvey sought information from the Diocese regarding his interest in becoming
a priest. The information provided to McKelvey explained that following an application process
and acceptance, applicants would be assigned to a place of study in a
formation program in a religious seminary and provided a four-year college education. After
graduating from college seminary, the seminarian would be assigned to a school of
theology for the final four years of academic training, followed by a year
of internship prior to ordination. The information provided to McKelvey underscored celibacy as
a requirement. McKelvey was accepted as a candidate for priesthood. McKelvey's mother was
informed in a letter signed by the Auxiliary Bishop of the Diocese that
although the cost for college education of Camden seminarians was over $28,000, the
student would be responsible for $8,000. The letter did not mention that there
would be a repayment obligation if the student withdrew. The letter did advise,
however, that all tuition room and board costs at the graduate level were
paid for by the Diocese.
McKelvey completed the academic requirements in 1993 and served as an intern. In
November 1993, the Diocese granted McKelvey's request for a voluntary leave of absence.
When he did not return, the Diocese terminated his candidacy for the priesthood
in August 1994. McKelvey was informed that his indebtedness to the Diocese for
tuition, books, fees, personal loans and counseling totaled $69,002.57, and that payments should
be made to the Diocese. The Diocese has not sued McKelvey or otherwise
pursued collection of this sum, however.
In 1999, McKelvey sued the defendants alleging breach of an implied contract by
the creation of a hostile education and work environment, breach of the covenant
of good faith and fair dealing, breach of fiduciary duty, intentional infliction of
emotional distress, and fraud and deceit. According to McKelvey, various materials related to
the Roman Catholic Church and to his seminary training proscribed sexual misconduct, including
with an adult McKelvey alleged that he was regularly and persistently subjected to
unwanted homosexual advances during his seminary training despite his complaints to supervisors at
every level, although he does not claim that any priest or superior ever
touched him in an improper way. McKelvey sought damages in the form of
reimbursement for his tuition costs and student loans, as well as damages for
his emotional suffering, loss of employment, and loss of employability as a priest.
Defendants moved to dismiss the complaint. The trial court ruled that none of
the writings relied on by McKelvey demonstrated a legally enforceable contract and that,
in any event, the court could not attempt a purely secular interpretation of
those religious documents without violating the First Amendment. The Appellate Division affirmed.
342 N.J. Super. 399 (2001). Although the Appellate Division recognized that McKelvey's suit would
not require it to interpret religious dogma, it concluded that entertaining McKelvey's action
would require it to delve into religious matters outside its province, including determining
whether McKelvey would have otherwise been ordained into the priesthood and the proper
measure of compensation, and that adjudicating the implied contract claim would cause the
court to encroach on church administration and polity.
HELD : The First Amendment does not immunize every legal claim against a religious
institution and its members, and a court faced with these claims must assess
every issue raised in terms of doctrinal and administrative intrusion and entanglement to
determine whether any of them may be adjudicated consistent with First Amendment principles.
1. The Religion Clauses of the First Amendment, applicable to the states through
the Fourteenth Amendment, forbid laws respecting the establishment of religion or prohibiting the
free exercise thereof. The free exercise of religion means the right to believe
and profess whatever religious doctrine one desires. This clause also provides institutional protection
by forbidding governmental action from encroaching on the ability of a church to
manage its internal affairs. In contrast, the Establishment Clause prohibits states from promoting
religion or becoming too entangled in religious affairs. The test for determining whether
a particular government action passes muster under the Establishment Clause requires that it
must 1) have a secular purpose; 2) have a primary effect that neither
advances nor inhibits religion; and 3) not foster excessive government entanglement with religion.
It is the excessive entanglement prong of the test that is at issue
here. (Pp. 10-19).
2. The cognate church autonomy doctrine, which is rooted in both Religion Clauses,
protects a church's freedom to regulate its own internal affairs by prohibiting civil
court review of internal church disputes involving matters of faith, doctrine, church governance,
and polity. Although the church autonomy doctrine provides a shield against excessive government
incursion on internal church management, it cannot be applied blindly to all disputes
involving church conduct or decisions. The threshold inquiry, therefore, is whether the underlying
dispute is a secular one, capable of review by a civil court, or
an ecclesiastical one about discipline, faith, internal organization, or ecclesiastical rule, custom or
law. (Pp. 19-32).
3. Pursuant to First Amendment jurisprudence, before barring a specific cause of action,
a court must analyze each element of every claim and determine whether adjudication
would require the court to choose between competing religious visions, or cause interference
with a church's administration prerogatives, including its core right to select and govern
the duties of its ministers. In so doing, a court may interpret provisions
of religious documents involving property rights and other nondoctrinal matters as long as
the analysis can be done in purely secular terms. The court must next
examine the remedies sought by the plaintiff and decide whether enforcement of a
judgment would require excessive procedural or substantive interference with church operations. If the
answer to either of those inquiries is in the affirmative, then the dispute
is truly of a religious nature and the claim is barred from secular
court review. If, however, the dispute can be resolved by the application of
purely neutral principles of law and without impermissible government intrusion, there is no
First Amendment shield to litigation. (Pp. 32-35).
4. Here, the lower courts failed to analyze each and every claim contained
in McKelvey's complaint to determine whether adjudication would require a determination of competing
religious visions or interfere with church administration or choice. At the heart of
McKelvey's case is his contention that defendants subjected him to sexual harassment. Obviously,
sexual harassment is not doctrinally based, a protected choice, or inherent in church
administration. McKelvey can attempt to prove that he was sexually harassed by defendants
and that this conduct constituted a breach of contract and other claims. In
proving the existence of a contract, McKelvey may not rely on evidence regarding
the vow of celibacy or other church teachings on sexual behavior to establish
that his contract bore with it an implied promise that he would be
free from sexual harassment. Such an inquiry would require a court to interpret
the celibacy vow and related doctrine in contravention of the First Amendment's guarantees.
Moreover, even if McKelvey can prove a contract and breach of covenant of
good faith and fair dealing, he cannot compel ordination or employment with the
church. However, he may seek money damages, for example, for his labor as
an intern and relief from the charged costs of his education. (Pp. 35-42).
5. On remand, McKelvey should be given an opportunity to demonstrate how each
of his claims can be litigated without offending First Amendment principles. (Pp. 43-44).
The judgment of the Appellate Division is REVERSED, and the case is REMANDED
to the trial court for proceedings consistent with these principles.
CHIEF JUSTICE PORTIZ and JUSTICES STEIN, COLEMAN, VERNIERO, LaVECCHIA and ZAZZALI join
in JUSTICE LONG's opinion.
SUPREME COURT OF NEW JERSEY
A-
48 September Term 2001
CHRISTOPHER J. McKELVEY,
Plaintiff-Appellant,
v.
REV. WILLIAM C. PIERCE, individually; REV. JOHN T. FREY, individually; REV. WILLIAM P.
BRENNAN, individually; REV. ANTHONY J. MANUPPELLA, individually; ESTATE OF REV. MSGR. WILLIAM J.
BUCHLER, individually; and DIOCESE OF CAMDEN, a religious corporation,
Defendants-Respondents,
and
JOHN DOES 1-10 (a fictitious name for persons and/or entities whose identity or
culpability is not presently known),
Defendants.
Argued February 26, 2002 Decided July 10, 2002
On certification to the Superior Court, Appellate Division, whose opinion is reported at
342 N.J. Super. 399 (2001).
Stephen C. Rubino argued the cause for appellant (Ross & Rubino, attorneys; Mr.
Rubino and Jennifer B. Barr Swift, on the brief).
Martin F. McKernan, Jr., argued the cause for respondents (McKernan, McKernan & Godino,
attorneys).
The opinion of the Court was delivered by
LONG, J.
Plaintiff Christopher J. McKelvey, a former Roman Catholic seminarian, has sued the Diocese
of Camden and a number of its priests, in contract and tort, claiming
that he was regularly and persistently subjected to unwanted homosexual advances during his
lengthy seminary training despite his complaints to supervisors at every level. According to
McKelvey, he was forced to drop out before ordination due to the homosexual
harassment, and is now without a meaningful career. The Superior Court dismissed McKelveys
complaint on the ground that adjudicating it would require intrusion into church polity
and administration, excessively entangling church and state in violation of the Religion Clauses
of the First Amendment. U.S. Const. amend. I. The Appellate Division affirmed that
judgment.
We now reverse. The First Amendment does not immunize every legal claim against
a religious institution and its members. The analysis in each case is fact-sensitive
and claim specific, requiring an assessment of every issue raised in terms of
doctrinal and administrative intrusion and entanglement. In our view, the lower courts failed
to engage in that kind of painstaking analysis and painted with too broad
a brush when dismissing McKelveys case in its entirety. We thus reverse and
remand the case to the trial court to determine, on an issue-by-issue basis,
whether any of McKelveys claims may be adjudicated consistent with First Amendment principles.
I
The history of this case is detailed in the opinion below, McKelvey v.
Pierce,
342 N.J. Super. 399, 403-10 (App. Div. 2001), and is incorporated as
if more fully set forth. In brief, in 1999, McKelvey sued the Diocese
of Camden (Diocese) and a number of priests (collectively, defendants) alleging breach of
an implied contract by the creation of a hostile education and work environment,
breach of the covenant of good faith and fair dealing, breach of fiduciary
duty, intentional infliction of emotional distress, and fraud and deceit. He demanded a
jury trial. That complaint and an amended version of it were dismissed for
lack of subject matter jurisdiction. McKelvey filed a second amended complaint, again alleging
the same causes of action.
After limited discovery, and without ever filing an answer, defendants moved to dismiss
the second amended complaint. The motion by defendants for judgment on the pleadings,
R.4:6-2(d), effectively became a motion for summary judgment. R.4:46-2; Pressler, Current N.J. Court
Rules, cmt. 4.1 on R.4:6-2(3)(2001).
The facts before the trial court, with the benefit of inferences in favor
of McKelvey, the non-moving party, see F.G. v. McDonnell,
150 N.J. 550, 556
(1997), are as follows: In January 1985 McKelvey made inquiry of the Diocese
regarding his interest in becoming a Roman Catholic priest. He was provided with
a brochure entitled "The Diocesan Priesthood," which underscored celibacy as a required element
for participation. The brochure also described the application process, including an initial meeting
with the Vocation Director of the Diocese; completing an application form; forwarding written
recommendations, ecclesiastical records, academic transcripts; undergoing psychological and physical examinations; and engaging in
an interview process.
According to the brochure, upon acceptance, the applicant is assigned to a place
of study in a formation program in a religious seminary. Included is a
four-year college education. Upon graduating from the college seminary, the seminarian is assigned
to a school of theology for the final four years of his academic
training. The ninth and final year of formation, prior to ordination to the
priesthood, is a year of transition from the seminary to the Diocese. At
the completion of that year of internship, the candidate petitions the Bishop for
ordination.
McKelvey initiated the process. As part of his application, he met with the
Director of Vocations of the Diocese and later was interviewed by four priests.
On April 16, 1985, the Diocese notified McKelvey of his conditional acceptance as
a candidate for the priesthood. In January 1986, Auxiliary Bishop Schad wrote to
McKelveys mother that at the present time, the actual costs for college education
of Camden seminarians is over $28,000, of which the student would be responsible
for $8,000. Students were eligible for the federal Guaranteed Student Loan Program. The
Bishops letter assured that all tuition, room and board costs at the graduate
level are paid for by the Diocese of Camden. Nothing was mentioned in
Bishop Schads letter about a repayment obligation, if any, upon withdrawal.
McKelvey attended St. Pius X Seminary until 1989. The seminary was affiliated academically
with the University of Scranton, a Jesuit institution from which McKelvey obtained an
A.B. degree in 1989. From 1989 to 1993, he attended St. Charles Borromeo
Seminary, a theological seminary and divinity school in Wynnewood, Pennsylvania operated by the
Archdiocese of Philadelphia. When not at St. Charles, he was assigned to work
as an intern at the Holy Family Church in Grenloch, New Jersey in
1990 and 1992. After graduating from St. Charles in 1993, he interned at
Our Lady of Lourdes in Glassboro, New Jersey, and at the Church of
the Incarnation in Mantua, New Jersey.
The student handbook in use at the time McKelvey attended St. Charles Borromeo
Seminary stated that seminarians were expected to refrain from dating (defined as extending
an invitation to another person for romantic purposes). A 1993 statement issued by
Bishop McHugh of the Camden Diocese (in response to sexual abuse charges made
by other persons against the Diocese) stated that the Church vehemently opposes all
sexual misconduct, including sexual misconduct with an adult, especially by clergy and others
in Church positions. The Bishop stated there was no tolerance for any type
of sexual behavior on the part of priests in the Diocese. According to
Church guidelines regarding charges of sexual molestation, which were issued in August 1993,
proscribed conduct included sexual misconduct with an adult, or any public action contrary
to Church law or teachings regarding sexual behavior.
According to McKelvey, although the Diocese and its employees made implied representations that
his educational program would be free of exposure to extramarital sexual conduct, deviant
sexual conduct, and sexual harassment, defendants instead provided an atmosphere in which they
and their employees fostered, tolerated, permitted and encouraged inappropriate sexual conduct which included,
but was not limited to, persistent and frequent demands whereby plaintiff was subjected
and exposed to unreasonable, unlawful, immoral homosexual and other deviant discussions and/or contact.
In particular, McKelvey alleged that while living in one rectory of the Diocese,
one defendant repeatedly confronted him in order to discuss his homosexual lifestyle and
to importune McKelvey to accompany him to gay bars. That same defendant also
attempted to draw McKelvey into discussions of masturbation, homosexuality, and other sexual acts.
McKelvey reported that misconduct to the vocation director of the Diocese (who was
the supervisor of both McKelvey and the defendant making the overtures). The vocation
director failed to take any corrective action.
Another defendant, also McKelveys supervisor, attempted to engage him in sexually related topics,
including homosexual acts. Following that defendants death, McKelvey was assigned to the supervision
of another defendant, who apparently was aware that McKelvey had reported the sexual
overtures of his predecessor. According to McKelvey, that defendant acted in an abusive
and hostile manner; created a hostile working, residential, and educational environment; and failed
to prevent further abusive conduct by other defendants. McKelvey also claims that another
defendant, who was assigned to him as a mentor and spiritual director, informed
McKelvey that he too was homosexual and invited McKelvey to go dancing with
him at gay bars and to accompany him to the gym. (McKelvey does
not claim that any priest or superior ever touched him in an improper
way.)
In November 1993, the Diocese granted McKelveys request for a voluntary leave of
absence. When he did not return, the Diocese terminated his candidacy for the
priesthood in August 1995. Following McKelveys termination, Rev. John T. Frey, Director of
Vocations, sent him a letter that stated, in pertinent part:
With this letter I am also informing you of your indebtedness to the
Diocese of Camden for the years you were a candidate. The total is
$69,002.57. This represents combined tuition, books, fees from the University of Scranton and
St. Charles Borromeo Seminary ($51,791.10) and personal loans, including counseling ($17,231.47).
Please write to Father Marucci and communicate to him how you plan on
honoring this indebtedness; how much each month you can afford to send to
the Diocese of Camden, 1845 Haddon Avenue, Camden, New Jersey 08103. Please make
checks payable to the Diocese of Camden.
Neither party acknowledges any repayment by McKelvey to the Diocese to date. At
oral argument, defense counsel represented to the Court that the Diocese has not
sued McKelvey for any sum and does not intend to sue him.
McKelveys 1999 complaint alleged that, as a result of defendants conduct, and by
subjecting him to an unreasonably hostile and unacceptable work, residential and educational environment,
defendants breached a contract (count one), breached a fiduciary duty and an implied
covenant of good faith and fair dealing (count two), intentionally inflicted emotional distress
(count three), and engaged in fraud and deceit (count four). McKelvey sought damages
in the form of reimbursement for his tuition costs and student loans, as
well as damages for his emotional suffering, loss of employment, and loss of
employability as a Roman Catholic priest.
The trial court ruled that none of the writings relied on by McKelvey
demonstrated a legally enforceable contract and that, in any event, the court could
not attempt a purely secular interpretation of those religious documents without violating the
First Amendment.
The Appellate Division affirmed. Although recognizing that McKelveys suit would not require it
to interpret religious dogma, the panel concluded:
[A] decision to entertain plaintiffs action here would require the judicial branch to
delve into religious matters outside our province, such as the conditions of the
plaintiffs association with the Diocese; its disciplinary and supervisory decisions; whether plaintiff would
have otherwise been ordained into the priesthood; and the extent to which he
could be made whole from loss of a life of spiritual service, and
the proper measure of compensation for the emotional pain he suffers from this
deprivation. . . .
We are most reluctant to entertain plaintiffs implied contract claim here for fear
of encroachment on church administration and polity in a sensitive matter of considerable
contemporary concern.
[McKelvey, supra, 342 N.J. Super. at 418-19 (internal citations omitted).]
We granted certification,
170 N.J. 388 (2001), and now reverse.
We find that appellant should be allowed to demonstrate that he can prove
his case without resorting to impermissible avenues of discovery or remedies. As a
theoretical matter, the issue of breach of contract can be adduced by a
fairly direct inquiry into whether appellants superintendent promised him a more suitable congregation,
whether appellant gave consideration in exchange for that promise, and whether such congregations
became available but were not offered to Pastor Minker. Similarly, Minkers injury can
be remedied without court oversight. Money damages alone would suffice since Minker already
has a new pastorship. Maintaining a suit, by itself, will not necessarily create
an excessive entanglement. Furthermore, as the remedy would be limited to the award
of money damages, we see no potential for distortion of church appointment decisions
from requiring that the Church not make empty, misleading promises to its clergy.
It could turn out that in attempting to prove his case, appellant will
be forced to inquire into matters of ecclesiastical policy even as to his
contract claim. Of course, in that situation, a court may grant summary judgment
on the ground that appellant has not proved his case and pursuing the
matter further would create an excessive entanglement with religion. On the other hand,
it may turn out that the potentially mischievous aspects of Minkers claim are
not contested by the Church or are subject to entirely neutral methods of
proof. The speculative nature of our discussion here demonstrates why it is premature
to foreclose appellants contract claim. Once evidence is offered, the district court will
be in a position to control the case so as to protect against
any impermissible entanglements. Thus, while the first amendment forecloses any inquiry into the
Churchs assessment of Minkers suitability for a pastorship, even for the purpose of
showing it to be pretextual, it does not prevent the district court from
determining whether the contract alleged by Minker in fact exists.
[Ibid. (internal citations omitted) (emphasis in original).]
In sum, Minker would allow a minister to prove up his claim of
breach of an oral contract to the extent that he can divine a
course clear of the Church's ecclesiastical domain. Id. at 1361.
Bollard v. California Province of the Society of Jesus,
196 F.3d 940 (9th
Cir. 1999), a case in which the plaintiffs underlying factual allegations are strikingly
similar to those of McKelvey, is also instructive. The plaintiff, John Bollard, was
a novice of the Society of Jesus, an order of Roman Catholic priests
also known as the Jesuits. Id. at 944. He alleged that while studying
and training to be ordained, his Jesuit superiors subjected him to sexual harassment
and unwelcome sexual discussions and advances. Ibid. Despite reporting the harassment to superiors,
no action was taken to stop the misconduct, and as a result Bollard
found himself with no choice but to leave the Jesuit order before taking
his vows. Ibid. He filed a hostile work environment sexual harassment complaint against
the Jesuit order and the individual priests alleging violations of Title VII of
the Civil Rights Act of 1964,
42 U.S.C. §2000e-2(a), and state law claims
including breach of contract. Ibid. The district court held that the ministerial exception
barred his Title VII claims, and it declined to exercise supplemental jurisdiction over
the state law claims. Ibid.
The Ninth Circuit reversed, holding that [w]here the church provides no doctrinal nor
protected-choice based rationale for its alleged actions, and indeed expressly disapproves of the
alleged actions, a balancing of interests strongly favors application of Title VIIs ban
against sexual harassment; thus, exercising jurisdiction over Bollards sexual harassment claim [did] not
run afoul of the Free Exercise Clause. Id. at 948. The court further
held that because judicial resolution of Bollards claims would neither implicate the churchs
freedom to choose its ministers (because the church surely did not contend that
sexual harassment was a form of selecting seminarians for ordination) nor require the
court to evaluate religious subjects, there were no substantive concerns under the Establishment
Clause. Id. at 948-49. According to the Ninth Circuit, as a matter of
procedural entanglement, adjudication of Bollards claim would not require continued court surveillance of
church activities because Bollard sought only retrospective damages and not equitable relief (such
as reinstatement). Id. at 949-50. The court thus held that exposing the church
to the expense and indignity of the civil legal process to the same
extent as any private litigant is not sufficiently significant to violate the Establishment
Clause. Ibid. In sum, where the defendant church is neither exercising its constitutionally
protected prerogative to choose its ministers nor embracing the behavior at issue as
a constitutionally protected religious practice, the First Amendment does not bar a plaintiffs
claims. Id. at 944.
In remanding the case, the court also provided instructions to the district court
for reconsideration of Bollards remaining state law claims, including those for constructive discharge
and breach of contract. Id. at 950. As in its analysis of the
Title VII claim, the Ninth Circuit explained that the state law claims would
run afoul of the Free Exercise Clause if the nature of the claims
and associated remedies sought would impinge on the churchs prerogative to choose its
ministers or to exercise its religious beliefs in the context of employing its
ministers. Ibid. It noted, for example, that had Bollard sought reinstatement as the
remedy for breach of contract--in effect requiring the Jesuits to employ him--that would
interfere with the churchs constitutionally protected choice of its ministers. Ibid.
Moreover, the Ninth Circuit recognized, in a case involving the sexual harassment of
a seminarian, that a cause of action for breach of contract can be
adjudicated so long as analysis of the claim and imposition of a remedy
do not interfere with the churchs right to select its ministers or to
exercise its religious beliefs. Ibid.; see also Minker, supra, 894 F.
2d at 1359
([C]ourts may always resolve contracts governing the manner in which churches own property,
hire employees, or purchase goods.) (quoting Jones, supra, 443 U.S. at 606, 99
S. Ct. at 3027, 61 L. Ed.
2d at 786); Rayburn, supra, 772 F.2d
at 1171 (noting that churches may be held liable upon their valid contracts).
The critical question is the degree to which resolving the issues raised by
the plaintiffs claims would require intrusion into the spiritual functions of the religious
institution at issue. Smith v. Raleigh District of N.C. Conference of the United
Methodist Church,
63 F. Supp.2d 694, 709 (E.D.N.C. 1999).
Furthermore, in respect of claims that turned on the alleged tortious failure of
a church to take reasonable action to stop the continuation of known sexual
harassment by its priests, the Bollard court correctly recognized that
it strays too far from the rationale of the Free Exercise Clause to
extend constitutional protection to this sort of disciplinary inaction simply because a minister
is the target as well as the agent of the harassing activity. That
Bollard has sued under an employment discrimination statute does not mean that the
aspect of the church-minister employment relationship that warrants heightened constitutional protection--a churchs freedom
to choose its representatives--is present. The Free Exercise Clause rationale for protecting a
churchs personnel decisions concerning its ministers is the necessity of allowing the church
to choose its representatives using whatever criteria it deems relevant. That rationale does
not apply here, for the [defendants] most certainly do not claim that allowing
harassment to continue unrectified is a method of choosing their clergy. Because there
is no protected-choice rationale at issue, we intrude no further on church autonomy
in allowing this case to proceed than we do, for example, in allowing
parishioners civil suits against a church for the negligent supervision of ministers who
have subjected them to inappropriate sexual behavior. See Martinelli v. Bridgeport Roman Catholic
Diocesan Corp.,
10 F. Supp.2d 138 (D. Conn. 1998); Nutt v. Norwich Roman
Catholic Diocese,
921 F. Supp. 66 (D. Conn. 1995); Moses v. Diocese of
Colorado,
863 P.2d 310 (Colo. 1993).
[Bollard, supra, 196 F.
3d at 947-48 (emphasis added).]
Likewise, courts have permitted resolution of breach of fiduciary duty claims brought by
parishioners against their churches. For instance, by examining the nature of the cause
of action in light of First Amendment principles, this Court in F.G. v.
MacDonell,
150 N.J. 550 (1997), recognized that such a claim--which consists simply of
proof that the plaintiff trusted and sought counseling from a person in a
dominant or superior position and that the trust was violated, id. at 563,
565--could be evaluated without resort to the interpretation of religious beliefs or practices.
Id. at 561. We recognized that [b]ut for [defendants] status as a clergyman,
his conduct was unrelated to religious doctrine. Id. at 566. In another breach
of fiduciary duty action brought by a former child parishioner against his diocese,
the Second Circuit aptly observed the following:
To the extent that the jury consider[s] religious teachings and tenets, . .
. it [does] so to determine not their validity but whether, as a
matter of fact, [plaintiff]s following of the teachings and belief in the tenets
gave rise to a fiduciary relationship between [plaintiff] and the Diocese. The First
Amendment does not prevent courts from deciding secular civil disputes involving religious institutions
when and for the reason that they require reference to religious matters. .
. .
. . . Where a persons beliefs are alleged to give rise to
a special legal relationship between him and his church, we may be required
to consider with other relevant evidence the nature of that persons beliefs in
order properly to determine whether the asserted relationship in fact exists. In doing
so, we judge nothing to be heresy, support no dogma, and acknowledge no
beliefs or practices of any sect to be the law.
The obvious distinction between the proper use of religious principles as facts and
an improper decision that religious principles are true or false bears a certain
family resemblance to the more mundane rules of hearsay. Evidence of a statement
made out of court may be inadmissible as hearsay to prove the truth
of the facts asserted in it, but may be admissible for the non-
hearsay purposes of proving that the statement was made or that other facts
can be inferred from the making of the statement. See Fed. R. Evid.
801(c). Similarly, the proposition advanced by a particular religion that a bishop is
like a shepherd to the flock of parishioners cannot be considered by a
jury to assess its truth or validity or the extent of its divine
approval or authority, but may be considered by the same jury to determine
the character of the relationship between a parishioner and his or her bishop.
Finally on this score, we find no merit to the Diocese's claim that
[a] judgment violate[s] the First Amendment by determining the Diocese's obligations to its
parishioners as a matter of church doctrine. [Plaintiff]s claim [is] brought under Connecticut
law, not church law; church law is not ours to assess or to
enforce. [Plaintiff]'s claim neither relie[s] upon nor [seeks] to enforce the duties of
the Diocese according to religious beliefs, nor [does] it require or involve a
resolution of whether the Diocese's conduct was consistent with them.
[Martinelli v. Bridgeport Roman Catholic Diocesan Corp.,
196 F.3d 409, 431 (2d Cir.
1999) (emphasis added).]
See also Sanders v. Casa View Baptist Church,
134 F.3d 331, 337 (5th
Cir.) ([D]uties underlying the plaintiffs claims for . . . breach of fiduciary
duties are not derived from religious doctrine.), cert. denied sub nom., Baucum v.
Sanders,
525 U.S. 868,
119 S. Ct. 161,
142 L. Ed.2d 132 (1998);
Doe v. Evans,
814 So.2d 370, 375-76 (Fla. 2002) (recognizing viability of breach
of fiduciary duty claim by parishioner against church and clergy engaged in marital
counseling as not violative of Free Exercise or Establishment Clauses where plaintiff did
not assert any violation of church tenets as basis for cause of action);
Moses v. Diocese of Colorado,
863 P.2d 310, 320-21 (Colo. 1993) (holding that
First Amendment did not bar claims of fiduciary duty or negligent hiring and
supervision against clergy and their superiors; such claims do not involve disputes within
the church and are not based solely on ecclesiastical or disciplinary matters), cert.
denied,
511 U.S. 1137,
114 S. Ct. 2153,
128 L. Ed.2d 880 (1994);
Erickson v. Christenson,
781 P.2d 383, 386 (Or. Ct. App. 1989) (rejecting argument
that claim of breach of fiduciary duty is actually clerical malpractice claim requiring
imposition of standard of care involving examination of religious beliefs in violation of
First Amendment; breach of fiduciary duty claim merely requires proof of existence and
breach of a confidential relationship).
[Sanders, supra, 134 F.
3d at 335-36 (third emphasis added).]
Declining to impose neutral and otherwise applicable tort or contract obligations on religious
institutions and ministers may actually support the establishment of religion, because to do
so effectively creates an exception for, and may thereby help promote, religion. Fenton,
supra, 8 Mich. J. Gender & L. at 75; see also Jones v.
Trane,
591 N.Y.S.2d 927, 932 (N.Y. Sup. Ct. 1992) ([A] contrary holding--that a
religious body must be held free from any responsibility for wholly predictable and
foreseeable injurious consequences of personnel decisions, although such decisions incorporate no theological or
dogmatic tenets--would go beyond First Amendment protection and cloak such bodies with an
exclusive immunity greater than that required for the preservation of the principles constitutionally
safeguarded.); Shawna Meyer Eikenberry, Note, Thou Shalt Not Sue the Church: Denying Court
Access to Ministerial Employees,
74 Ind. L. J. 269, 284 (1998) ([L]ower courts
. . . have blindly applied the Lemon test, concentrating exclusively on the
third prong, excessive entanglement, without considering the fact that an exemption [from neutral
laws] may have the [effect] of advancing religion. . . . [B]y allowing
religious organizations immunity from discrimination suits brought by their clergy, courts give them
an advantage that no secular employer enjoys.).