SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2279-96T1
MICHAEL BLUNT,
Plaintiff-Appellant/
Cross-Respondent,
v.
ANNA KLAPPROTH, BOROUGH OF
MERCHANTVILLE, A Municipal Entity
of the State of New Jersey, LT. J.W.
CORNEY, and TOWNSHIP OF PENNSAUKEN,
A Municipal Entity of the State of
New Jersey,
Defendants-Respondents/
Cross-Appellants,
and
DAVID WIRTZ,
Defendant.
_______________________________________________
Argued February 11, 1998 - Decided March 3, 1998
Before Judges Shebell, D'Annunzio and A.A. Rodríguez.
On appeal from the Superior Court of New Jersey,
Law Division, Camden County.
Michele Gibson and David E. Mapp argued the cause for
appellant, Michael Blunt (Harvey C. Johnson, attorney;
Ms. Gibson and Mr. Mapp, on the brief).
Lawrence Berg argued the cause for respondents/cross- appellants, J.W. Corney and Township of Pennsauken
(Marshall, Dennehey, Warner, Coleman & Goggin,
attorneys; Mr. Berg and Daniel D. Haggerty, on the
brief).
Cindy M. Perr argued the cause for respondent/cross- appellant, Borough of Merchantville (White and
Williams, attorneys; Michael O. Kassak and Ms. Perr,
nee Raganelli, on the brief).
John Mirabella argued the cause for respondent/cross- appellant, Anna Klapproth (Duffy and Quinn, attorneys;
Mr. Mirabella, of counsel, and on the brief).
The opinion of the court was delivered by
SHEBELL, P.J.A.D.
This appeal and cross-appeal are from the several grants of
summary judgment that resulted in the dismissal of all claims
against all defendants. We affirm.
On February 7, 1992, plaintiff filed a complaint seeking
damages for injuries he suffered as a result of his being shot.
Specifically, he alleged that defendant, Police Lieutenant, J.W.
Corney and his employer, Township of Pennsauken, violated a
special duty of care they owed to him because of Corney's alleged
insufficient training and supervision in the removal of
barricaded persons and in the utilization of civilian support
services. He further alleged that defendant, Borough of
Merchantville, negligently allowed one of its police officers to
serve the summonses in a different municipality, thereby
instigating a confrontation with the shooter, defendant, David
Wirtz; that Wirtz was negligent in shooting him without just
cause; and that defendant, Anna Klapproth, now deceased, was
negligent in the storage of the weapon and in not knowing that
her grandson, Wirtz, had removed the weapon from her home. The
complaint was answered by all defendants except Wirtz.
On November 10, 1993, Klapproth filed a motion for summary
judgment which was argued on December 17, 1993. The motion was
granted. We denied plaintiff's motion for leave to appeal, and
the Supreme Court denied certification.
On February 15, 1995, Merchantville moved for summary
judgment. This motion was granted. Plaintiff then, on March 20,
1995, moved for reconsideration of the 1993 order granting
Klapproth summary judgment. This was denied. On March 31, 1995,
a summary judgment motion brought by Pennsauken and Corney was
denied. Subsequently, plaintiff moved for reconsideration as to
Merchantville. This was denied on April 28, 1995. On July 14,
1995, Pennsauken and Corney's second motion for summary judgment
was denied.
On August 7, 1995, plaintiff moved for summary judgment as
to all remaining defendants, and Pennsauken and Corney filed a
cross-motion for summary judgment. Argument on the motions was
held on September 11, 12 and 13, 1995, at the conclusion of which
Pennsauken and Corney's motion was granted. On October 20, 1995,
plaintiff's motion for reconsideration with respect to Pennsauken
and Corney was denied. Plaintiff sought leave to appeal with
respect to this order for summary judgment, which was denied on
December 8, 1995. A proof hearing was held, and on November 14,
1996, judgment was entered against Wirtz for damages in the
amount of $2,348,307.96.
Plaintiff appeals and Merchantville, Pennsauken, Corney, and
Klapproth cross-appeal.
The relevant facts begin on January 11, 1990, when Officers
John Seeley and Bruce Bianchi of the Merchantville Police
Department observed David Wirtz walking erratically in the street
two feet from the curb. They had contact with Wirtz before and
were aware that he exhibited erratic behavior. The officers told
Wirtz to stop walking in the street, but shortly thereafter, they
observed him continuing to walk in the street. Seeley told Wirtz
to approach the vehicle and produce identification. Wirtz did
this without incident. Seeley then conducted a pat-down search
of Wirtz because he observed that Wirtz's pockets were bulging.
Wirtz removed a four to five inch screwdriver from his pocket.
Stepping back in a defensive position, he raised the screwdriver
in a threatening manner, moving his arm up and down. According
to Seeley, Wirtz was "raving," saying, "I'm not going to be
touched by any faggot cops . . . . If they do, I'll kill them."
Wirtz also threatened to kill Lieutenant Silvers, his former
father-in-law, who, he claimed, had broken up his marriage.
Wirtz asked if he was under arrest and then ran from the police,
who were unable to find him.
The officers filed simple assault and resisting arrest
charges against Wirtz. On February 5, 1990, two summonses
ordering Wirtz to appear on March 5, 1990 in the Merchantville
Municipal Court to answer the charges were issued.
On February 7, 1990, at approximately 5:30 p.m., a
Merchantville patrol officer observed Wirtz walking on the
street. He contacted his department and was instructed to
proceed against Wirtz. When he called to Wirtz, Wirtz screamed
"stay away from me" and ran towards his boarding house in
Pennsauken, which was just across the border from Merchantville.
The officer followed him and discovered that Wirtz had locked
himself in his apartment. He refused to open the door and
screamed repeatedly that the officer should go away and that he
had been raped by various individuals, including the police.
The officers summoned back-up from the Merchantville and
Pennsauken Police Departments. Upon arrival, Officer Whitmore of
Merchantville attempted to speak with Wirtz. Whitmore was
concerned because Wirtz had constantly been seen outside the back
of the Merchantville police station watching the police at shift
changes. Whitmore told Sergeant Cox of Pennsauken about the
January 11 incident when Wirtz "had threatened to kill any cop
that came near him," and that the Merchantville municipal judge
wanted Wirtz arrested. Whitmore and Cox agreed that a crisis
worker should be called. Cox then called the Steininger crisis
center, as well as the defendant, Lieutenant J.W. Corney, of the
Pennsauken Police Department, for assistance.
Whitmore and Cox told Corney that it was the judge's desire
that Wirtz be arrested. However, Corney told them he was not
inclined to do so because of Wirtz's mental state. He suggested
the summons should be thrown under the door. He did not believe
Wirtz posed a threat to anybody, including himself. Corney
repeated this to his captain, who arrived at the scene. He told
the captain: "[I]f they want to get a warrant and bring a
warrant over, got a new ball game. Got a summons, I'm not
bringing him in. . . ." Whitmore, Cox and Corney then agreed to
wait until the crisis worker arrived.
Plaintiff, certified by the State Division of Mental Health
as a crisis intervention specialist, had previously instructed
both Merchantville and Pennsauken police in handling crisis
situations. He, together with another crisis worker, Paul
Snyder, arrived at the scene and Corney explained what had
happened. According to Corney, he told them that Merchantville
had a summons for Wirtz and that it was impossible to communicate
with Wirtz because he kept claiming everyone was trying to rape
him. Plaintiff claims he was told that there was an outstanding
warrant for Wirtz's arrest. Plaintiff told Corney that because
Wirtz had threatened a police officer, Wirtz needed to be taken
into custody and evaluated, which could be done after Wirtz was
taken to jail. Plaintiff attempted to speak with Wirtz, but
Wirtz kept repeating that he did not "talk to niggers because
niggers raped him." Snyder then attempted to talk to Wirtz, but
Wirtz refused claiming that Snyder was a white doctor and that
white doctors had raped him. From these encounters, plaintiff
concluded that Wirtz was suffering from "bizarre delusional
behaviors and thoughts," which was an additional reason for Wirtz
to be "brought in" for evaluation.
Corney checked with other residents of the boarding house
and was told that Wirtz was sometimes seen with a knife in his
possession, but that he had not been seen with a knife that day.
Corney obtained a key to Wirtz's room from the landlord, and the
officers and plaintiff then planned the strategy they would use
to apprehend Wirtz. Corney said they would need some sort of
protection, and plaintiff suggested using a rolled-up rug, which
plaintiff said he had used several times in subduing individuals.
Corney agreed to enter the room and if there was a problem,
plaintiff could throw the rug on Wirtz.
Corney unlocked the door and it opened only a short distance
because there was a chain on the door. Plaintiff told Corney to
step aside, and plaintiff forced the door open. As Corney and
plaintiff entered the darkened room, Wirtz fired a .22 caliber
rifle he had stolen from the Klapproth house. The bullet struck
plaintiff, exited through his back, and then struck another
officer. Wirtz was eventually apprehended.
In arguing it was error to grant Pennsauken and Corney
summary judgment, plaintiff maintains that immunity under
N.J.S.A. 59:5-2b(3) is not applicable because Pennsauken and
Corney did not offer evidence that an arrest was intended. In
the alternative, plaintiff claims summary judgment was
inappropriate because there is a factual dispute as to whether an
arrest was intended.
We are satisfied that Pennsauken and Corney are entitled to
immunity under N.J.S.A. 59:5-2b(2) and (3), because Wirtz was
avoiding detention. Under N.J.S.A. 59:5-2b, neither a public
entity nor a public employee is liable for any injury caused by:
(1) an escaping or escaped prisoner;
(2) an escaping or escaped person; or
(3) a person resisting arrest; or
(4) a prisoner to any other prisoner.
Because Wirtz was not a prisoner, b(1) and b(4) are not
applicable. Pennsauken and Corney are, however, entitled to
immunity under b(2) and b(3).
In granting summary judgment to Pennsauken and Corney, the
judge addressed the issue of whether an arrest was intended for
purposes of the resisting arrest immunity under N.J.S.A. 59:5-2b(3):
This Court must look at the acts and the
actions as to what was transpiring at the
time of the event rather than the language
that was used by an of the individuals at the
time of the event.
. . . .
Recognizing the situation where they first
attempted to talk Mr. Wirtz into coming out
from the room where he had barricaded himself
and then decided to break down the door and
forcibly take him into custody and restrain
his freedom, it is this Court's determination
that that language and those actions equal
the actions anticipated by the legislature
when they use the term a person resisting
arrest.
Mr. Wirtz obviously was resisting being
taken into custody. When the police
authorities take one's physical being into
custody and restrain that physical being from
utilizing his freedom, that is an arrest. No
matter what the police officer might call it,
it's an arrest.
Plaintiff contends that Pennsauken and Corney were not
entitled to summary judgment because they did not specifically
plead immunity under section 5-2b(3). The burden is on the
public entity to plead and prove its immunity under the Act.
Kolitch v. Lindedahl,
100 N.J. 485, 497 (1985). However,
immunity is not waived simply because the public entity fails to
plead the specific statutory section relied upon. Rivera v.
Gerner,
89 N.J. 526, 535 (1982). We have held that the failure
of either side to plead or argue the effect of the Act would not
prevent its consideration on appeal. Myers v. Medford Lakes Bd.
of Educ.,
199 N.J. Super. 511, 515 (App. Div. 1985); Massaker v.
Petraitis,
173 N.J. Super. 459, 462 (App. Div. 1980). Moreover,
in their answer, Pennsauken and Corney pled immunity under the
Act as a separate defense. Thus, there is no merit to
plaintiff's contention that failure to specifically plead
immunity under section 5-2b(3) defeats this defense.
In Tice v. Cramer,
133 N.J. 347, 356 (1993), which involved
the question of whether immunity should apply when the driver of
a vehicle being pursued by the police strikes a bystander, the
Court held that section 5-2b(2) confers absolutely immunity,
except where the police engage in willful misconduct. The Court
found that the fact that the driver was never arrested or not
even subject to arrest was irrelevant:
The possible distinctions between an escaping
prisoner, an escaping person, or simply a
person eluding an officer do not bear
sufficient relationship to the purposes of
immunity to warrant attributing such an
intent to the Legislature when none is even
hinted. To the extent that the section is
viewed in the context of police pursuit, the
anomaly of such distinctions becomes
apparent.
The Legislature presumably wanted to provide very specific immunity to police officers in the pursuit of wrongdoers who
were escaping or who had escaped . . . . It
seems most unlikely that the Legislature
would want to base that immunity on the
technical status of suspects as persons who
had just been arrested, or who were about to
be arrested, or for whom good cause for
arrest existed. The most likely legislative
intention evinced by the statutory language
in the context of police pursuit is that when
the officer suspected someone of having
violated the law and was pursuing him, the
officer's conduct was immune from liability.
[Id. at 360-61.]
The Supreme Court agreed with this court's statement that
the words "escaped or escaping person" should not receive "a
cramped interpretation in view of the clear legislative objective
of immunity." Id. at 361 (quoting Tice v. Cramer,
254 N.J.
Super. 641, 650 (App. Div. 1992)). "The fair meaning of the
words suggests a situation in which any person is trying to avoid
apprehension by a police officer." 133 N.J. at 362. It added
that for immunity purposes, there was no meaningful distinction
between whether the police intended a full arrest as opposed to a
temporary detention or "because at the time of the escape the
process had not reached the point of physical control over the
suspect." Id. at 362, 376 (quoting Kisbey v. California,
682 P.2d 1093, 1096 (Cal. 1984)). In support of its interpretation,
the Court cited the need to encourage vigorous law enforcement as
one of the clear purposes of this section of the Act. Id. at
363.
We hold that Pennsauken and Corney are entitled to immunity
under N.J.S.A. 59:5-2b. This section "provides absolute immunity
for injuries caused by persons who are . . . resisting arrest,
escaping, or who have escaped, or who are being pursued by police
after having failed to stop at police command." Margolis &
Novack, Claims Against Public Entities, comment to N.J.S.A. 59:5-2 (Gann 1997) (emphasis added). Wirtz failed to stop at a police
command, fled, locked himself in his room and caused injury to
plaintiff while the police were trying to take him into custody.
Plaintiff's injury was caused by a person avoiding apprehension
as a result of police pursuit. Tice, supra, 133 N.J. at 377.
The technical issue of whether an arrest was intended is not a
material issue for purposes of this immunity. Ibid. Thus,
summary judgment was appropriate, as there were no material
issues of fact.
We need not consider whether Pennsauken and Corney were also
entitled to immunity under N.J.S.A. 30:4-27.7(a), which provides:
A law enforcement officer . . . acting
in good faith pursuant to this act who takes
reasonable steps to assess, take custody of,
detain or transport an individual for the
purposes of mental health assessment or
treatment is immune from civil and criminal
liability.
This statute has been described as providing another layer of
protection for law enforcement officers by complementing, not
superseding or abolishing, the immunity provisions of the Act.
Perona v. Township of Mullica,
270 N.J. Super. 19, 25 (App. Div.
1994); see also Fielder v. Stonack,
141 N.J. 101, 118 (1995)
(noting that immunity need not be confined to the Act, but rather
could stem from another source such as a statute).
Plaintiff further maintains that summary judgment was
improperly granted to Pennsauken, Corney and Merchantville
because the judge erroneously refused to apply the special
relationship doctrine which, plaintiff claims, has been adopted
in New Jersey and which, according to plaintiff, supersedes any
immunities under the Act. Plaintiff asserts that he, Pennsauken
and Corney had a "special relationship," as that term has been
defined by case law, which was created in part by the Screening
Act, N.J.S.A. 30:4-27.1 to -27.11.
Preliminarily, plaintiff maintains that the law of the case
doctrine precluded the judge from granting summary judgment to
Pennsauken and Corney because two judges had previously denied
those defendants summary judgment. The two judges reasoned that
because of the nature of the relationship between the police and
Blunt, as a civilian mental health screener, immunity should not
apply. We do not agree with plaintiff's position.
A trial judge has the inherent power to review, revise,
reconsider and modify interlocutory orders at any time prior to
the entry of final judgment. C.P. v. Piscataway Township Bd. of
Educ.,
293 N.J. Super. 421, 431 (App. Div. 1996). Denial of
summary judgment preserves rather than resolves issues;
therefore, later reconsideration of matters implicated in the
motion, including the reasons in support of the denial, are not
precluded. A & P Sheet Metal Co. v. Edward Hansen, Inc.,
140 N.J. Super. 566, 573-74 (Law Div. 1976). While the conclusions
reached by the earlier motion judges are entitled to full
consideration and respect, the extent to which deference should
be paid to those earlier expressed views is a matter for the
court's discretion. Id. at 576; Schuhalter v. Salerno,
279 N.J.
Super. 504, 508 n.1 (App. Div.), certif. denied,
142 N.J. 454
(1995). We do not believe the trial judge abused his discretion
by granting summary judgment to Pennsauken and Corney. In any
event, as we will discuss at length, we conclude that the earlier
judges' rulings were erroneous, because even a special
relationship does not abrogate the immunity provisions of the
Act.
The special relationship doctrine, as defined by the
California courts, arises where it is alleged that the police
failed to protect members of the public from the harm caused by a
third person. Lopez v. City of San Diego,
235 Cal. Rptr. 583,
585 (Ct. App. 1987). "Generally, there is no legal `duty,' and
hence no liability for negligence, unless there is a special
relationship between the police and either the victim or the
third person which gives rise to a responsibility to control the
third person's conduct." Ibid. In the usual situation, such a
relationship will depend on representations or conduct by the
police which causes the victim to detrimentally rely on the
police to the extent that the risk of harm as the result of
police negligence is something more than that to which the victim
was already exposed. Ibid.
In Lee, supra, another panel of this court addressed the
special relationship doctrine where plaintiff brought an action
based on the failure of the responding police officers to either
search and apprehend an individual who threatened the plaintiff
or to secure the area in the vicinity of the plaintiff's house.
232 N.J. Super. at 571-72. Thereafter, plaintiff was shot and
wounded by the individual after the police officers had left the
scene. Ibid. Discussion of the special relationship doctrine
arose in the context of the court's analysis of whether the
officers were immune from liability under N.J.S.A. 59:5-5
(failure to make an arrest). The Lee court concluded that cases
interpreting the California statute corresponding to N.J.S.A.
59:5-4 (failure to provide police protection) and N.J.S.A. 59:5-5
provide for immunity except where the police engage in conduct
which gives rise to a special relationship with the victim, such
as where the police caused the victim to rely on them for
protection or the police otherwise increased the risk of injury
to the victim. Id. at 579-81. Nonetheless, the officers were
held to be immune from liability under N.J.S.A. 59:5-5, because
there was no special relationship between the plaintiff and the
officers in light of the fact that the officers neither increased
the plaintiff's risk of harm nor induced reliance on their
protection. Ibid.
In marked contrast to the conclusion reached by the court in
Lee, supra, the California Supreme Court, however, has stated:
"[T]he question of the applicability of a statutory immunity does
not even arise until it is determined that a defendant otherwise
owes a duty of care to the plaintiff and thus would be liable in
the absence of such immunity." Davidson v. City of Westminster,
649 P.2d 894, 896 (Cal. 1982). Thus, in California, once the
court concludes that there is no special relationship
establishing a duty of care, the issue of statutory immunity need
not be reached. Id. at 897. Recently, a California case has
discussed the distinction between duty and immunity:
Applicant argues that governmental
immunities do not apply if there is a
"special relationship" between the parties
giving rise to a duty of care. Applicant has
confused the issues. Where the defendant
owes no duty of care, no cause of action can
be stated, and the issue of immunity is
irrelevant. If, because of a special
relationship, a duty of care may be found
which otherwise would not exist--in other
words, if the plaintiff has stated a cause of
action--it is then incumbent upon the court
to determine whether any immunity applies.
The existence of an alleged special
relationship does not negate the
applicability of immunity; rather, it simply
defines whether there is a duty that has been
breached.
[Masters v. San Bernardino County Employees,
37 Cal. Rptr.2d 860, 869 n.10 (Ct. App. 1995)
(emphasis added).]
See also Whitcombe v. County of Yolo,
141 Cal.Rptr. 189, 192 (Ct.
App. 1977) (rejecting the assumption that if a special
relationship is established, there is no need to consider
immunity, and thereby rejecting the related assumption that the
special relationship doctrine gives rise to governmental
liability notwithstanding principles of immunity). Thus, the
sole purpose of the special relationship rule is to have "a
reasonable and proper limitation of the scope of a duty of care
owed,"
57 Am. Jur. 2d Municipal, County, School, and State Tort
Liability § 141 (1988), not to abrogate existing immunities.
New Jersey has taken a contrary approach under the Act.
Duty is not a consideration and the initial determination is
whether an immunity applies and, if not, then whether liability
should attach. Report of the Attorney General's Task Force on
Sovereign Immunity (1972). In a footnote, Lee, supra,
appropriately noted this distinction between the laws of the two
states:
There appears to be a difference between
California and New Jersey regarding the
approach to immunity problems. In New Jersey
the approach is whether an immunity applies
and if not, whether liability should attach.
However, in California, "the applicability of
a statutory immunity does not even arise
until it is determined that a defendant
otherwise owes a duty of care to the
plaintiff and thus would be liable in the
absence of such immunity."
[232 N.J. Super. at 580 n.7 (citations
omitted).]
However, while the Lee court noted this distinction, it did
not apply it in its discussion. In our view, there is no need
for a determination of the question of duty of care under the Act
or for an analysis of whether a special relationship existed
between the public entity or employee and the injured plaintiff
because immunity under the Act clearly is applicable.
In addition, we question the applicability of the special
relationship doctrine to case law in this state. It has been
observed that because the Act is intended to be strictly
construed to effectuate its purpose, courts should be cautious in
sanctioning novel causes of action. 1972 Task Force Comment to
N.J.S.A. 59:2-1; Margolis and Novack, supra, Comment to N.J.S.A.
59:1-2. Immunity is the dominant consideration of the Act.
Rochinsky v. State, Dep't of Transp.,
110 N.J. 399, 408 (1988).
Thus, when both liability and immunity appear to exist, immunity
prevails. Tice, supra,
133 N.J. at 356. Moreover, several
jurisdictions have abandoned the rule creating the special duty
standard because it has been found to create needless confusion
of the law and to produce uneven and inequitable results in
practice.
57 Am. Jur. 2d, supra, at § 144.
In summary, because establishment of a special relationship
does not negate the immunities contained in the Act, we do not
decide the question of whether a special relationship existed
between the police and plaintiff. Plaintiff's claim that a
special relationship between the police and himself is irrelevant
as immunity is clearly established.
Plaintiff claims that defendants are not entitled to immunity under the Act because of willful misconduct. Plaintiff points to Merchantville's pursuit of Wirtz into Pennsauken and the refusal to take him into custody at that point, the alleged misrepresentation as to the existence of a warrant for Wirtz's arrest and the warrantless entry into Wirtz's boarding room. In
addition, plaintiff maintains that defendants are not entitled to
good faith immunity under the Act.
Pennsauken and Corney maintain that they did not commit
willful misconduct because their acts were authorized by N.J.S.A.
30:4-27.6. They note that it was plaintiff's recommendation to
enter Wirtz's room, and that the issue of good faith is moot both
because of their entitlement to immunity under N.J.S.A. 59:5-2b
and because plaintiff failed to raise the issue below.
Merchantville contends that both N.J.S.A. 30:4-27.6 and "exigent
circumstances" gave them the authority to pursue Wirtz, and that
there can be no finding of willful misconduct because plaintiff
fails to identify a policy or practice that the Merchantville
police violated.
The alleged misrepresentation as to the existence of an
outstanding warrant, rather than there being only summonses to
compel Wirtz's appearance, does not in these circumstances
support a cause of action. The officers proceeded under
compulsion of the Screening Act which required that they take
immediate custody of Wirtz based on their personal observations
that there was "reasonable cause to believe that [he was a]
person [ ] in need of involuntary commitment." N.J.S.A. 30:4-27.6a. It is clear that plaintiff was aware that this was the
objective of all concerned at the time of the shooting.
In granting Pennsauken and Corney's summary judgment motion,
the judge determined that "there is absolutely no evidence in the
record before me upon which any jury could reasonably determine
that there was willful misconduct on the part of anyone." This
determination is clearly supported by the record, and plaintiff's
assertions in these regards are clearly without merit. All of
the evidence demonstrates that the police acted in good faith
throughout. Summary judgment was properly granted as to these
allegations of the plaintiff. Brill v. Guardian Life Ins. Co.,
142 N.J. 520, 540 (1995).
Plaintiff contends it was error to grant Merchantville
summary judgment because discovery had not been completed and
because the failure of the Borough's officers to take Wirtz into
custody constituted the negligent performance of a ministerial
act, which, under the Act, would expose Merchantville to
liability. Merchantville maintains that summary judgment was not
premature, but that any error caused by a premature grant of the
motion was cured by plaintiff's motion for reconsideration.
Merchantville also argues that it is immune from liability for
any negligence on the part of its officers pursuant to N.J.S.A.
59:5-2b.
In granting Merchantville's summary judgment motion, the
judge cited plaintiff's failure to submit an affidavit in
accordance with R. 4:46-5, and the lack of evidence of the
Borough's negligence. In denying plaintiff's motion for
reconsideration, the judge found that plaintiff's expert's report
constituted a net opinion and that the pursuit by Merchantville's
police officers into Pennsauken was not a proximate cause of
plaintiff's injuries.
We are convinced that even if discovery was not complete at
the time the motion was decided, the issue was mooted by
plaintiff's motion for reconsideration. By the time of the
motion for reconsideration, plaintiff was able to offer a report
from an expert who concluded that the Merchantville officers were
negligent because they did not have the authority to pursue Wirtz
into Pennsauken. Plaintiff points to no additional facts coming
to light after Merchantville was granted summary judgment that
would raise any additional factual or legal issues respecting
liability.
The Merchantville police decision to refrain from taking
Wirtz into custody until after he exhibited bizarre behavior is
entitled to immunity as it was an operational discretionary
decision, not a policy decision. Perona, supra, 270 N.J. Super.
at 29. In any event, Merchantville is entitled to immunity under
N.J.S.A. 59:5-2b(3) because Wirtz was clearly resisting arrest.
Our Supreme Court has held that N.J.S.A. 59:5-2b immunizes both
the employee and the entity "for all acts of negligence" relating
to the injuries caused by an escaping person, whether
discretionary or ministerial, whether an act or an omission.
Tice, supra, 143 N.J. at 365, 367. The policy consideration
behind this immunity is the encouragement of diligent and
aggressive law enforcement, undiminished by the detriment of tort
liability. Id. at 365.
Lastly, we consider plaintiff's claim that the judge erred
in granting summary judgment to Klapproth because she was
negligent "in allowing her mentally ill grandson, Wirtz, to have
access to the rifle," as she knew he was "unstable" and afraid of
police, and because she allegedly breached a statutory duty under
N.J.S.A. 2C:58-3(j) to dispose of her deceased husband's rifle.
Plaintiff complains that the judge "failed to resolve factual
issues in favor of plaintiff." Klapproth argues that there was
no statutory violation, and that even if there was, the breach
was not a proximate cause of plaintiff's injury in light of
Wirtz's intervening criminal act.
In his deposition, Wirtz stated he stole the gun from the
Klapproth's house a week or two after his January 11, 1990
encounter with the police. He knew his grandfather used to go
hunting, but did not know where the gun was kept. Wirtz stayed
in the vacant apartment above the Klapproth's garage one night,
and unsuccessfully looked for the gun in the house and garage.
The following day, Wirtz told his grandmother he was going to her
basement to make a slingshot. As he was "rummag[ing]" through
the basement, he found the gun "up in the rafters." He put the
gun down his pants, put on an overcoat, and left the house. He
stated the gun was unloaded at the time and that it was hidden
and he was "lucky" to come across it.
The record reveals that Klapproth's husband bought the .22
caliber rifle around 1965. He put the rifle in the rafters in
the back of the basement for safekeeping approximately ten years
prior to the shooting, and he died in 1982. No ammunition was
kept in the basement. When asked if he was the only person who
used the rifle, she stated: "I never touched the gun, I never
knew a thing about it." Klapproth, now deceased, asserted "I
could never have reached it in the rafters even if I wanted to
move the thing." She was aware that her grandson had been in a
psychiatric hospital and believed he was not quite "right in his
mind." However, she never knew him to carry a weapon, and she
said he was never "one for guns." In addition, she never heard
Wirtz say that he intended to use a weapon to hurt anyone.
According to Klapproth, Wirtz talked about the police, and his
fear of the police, whenever he spoke to her. Klapproth was not
aware that the gun was missing until after the shooting. She
believed that Wirtz must have taken the gun on January 16, 1990,
when he asked if he could go down to the cellar to get a tool.
He did not have a key to her house and would not stay in her
house, but rather in an apartment over the garage when visiting
overnight.
Whether a defendant owes a legal duty, and the scope of that
duty, are questions of law for the court to decide. Clohesy v.
Food Circus Supermarkets, Inc.,
149 N.J. 496, 502 (1997). As our
Supreme Court has stated:
Whether a person owes a duty of
reasonable care toward another turns on
whether the imposition of such a duty
satisfies an abiding sense of basic fairness
under all of the circumstances in light of
considerations of public policy. That
inquiry involves identifying, weighing, and
balancing several factors--the relationship
of the parties, the nature of the attendant
risk, the opportunity and ability to exercise
care, and the public interest in the proposed
solution. The analysis is both very fact-specific and principled; it must lead to
solutions that properly and fairly resolve
the specific case and generate intelligible
and sensible rules to govern future conduct.
[Hopkins v. Fox & Lazo Realtors,
132 N.J. 426, 439 (1993) (citations omitted).]
Foreseeability of harm is the crucial factor in determining
whether a duty exists to take reasonable measures to guard
against the criminal activity of others. McGlynn v. Newark
Parking Auth.,
86 N.J. 551, 560 (1981). Thus, "[a]n act or an
omission may be negligent if the actor realizes or should realize
that it involves an unreasonable risk of harm to another through
the conduct of the other or a third person which is intended to
cause harm, even though such conduct is criminal." Restatement
(Second) of Torts § 302B (1965). As a comment to this section
makes clear:
[T]hese situations arise where the actor is
under a special responsibility toward the one
who suffers the harm, which includes the duty
to protect him against such intentional
misconduct; or where the actor's own
affirmative act has created or exposed the
other to a recognizable high degree of risk
of harm through such misconduct, which a
reasonable man would take into account.
[Id. at cmt. e.]
The question of whether a party is liable when a weapon he
or she owns is stolen from a private residence and subsequently
used in a criminal act has not been decided in this State.
However, other states have considered the issue.
In Estate of Strever v. Cline,
924 P.2d 666, 668 (Mont.
1996), a pistol and ammunition were stolen from a bag underneath
the seat of an unlocked pickup truck by three youths. One of the
youths, who was "high" on marijuana, caused a bullet from the gun
to strike another youth and kill him. Ibid. The youth's estate
brought an action against the vehicle owner for the death. Ibid.
The court held that the vehicle owner owed a duty to the decedent
to store the firearm in a safe and prudent manner. Id. at 669,
671. However, the court went on to hold that the owner's breach
of duty was not a proximate cause of the loss because of the
intervening criminal and grossly negligent acts of the youths.
Id. at 674. In Valentine v. On Target, Inc.,
686 A.2d 636, 639-41 (Md. App. 1996), cert. granted,
690 A.2d 525 (Md. 1997), a gun
dealer was found to have no duty to a member of the general
public killed by a gun stolen from the dealer in the absence of a
statute creating such a duty, a special relationship between the
dealer and the victim, or a lack of due care in storing the
weapon. In Pavlides v. Niles Gun Show, Inc.,
637 N.E.2d 404, 409
(Ohio App. 1994), a gun show operator was held to owe to the
general public the duty of preventing unsupervised entrance by
minors into a gun show where unsecured firearms were displayed,
as the operator knew that firearms had been stolen from previous
gun shows.
In the present case, we agree with the motion judge that
plaintiff has failed to establish that Klapproth breached a duty
to plaintiff. There is no evidence that Klapproth ever assumed
or exercised any control over the weapon. Merely because she
would have been entitled to ownership and control of the rifle
does not mean that she had a duty to locate her deceased
husband's well-hidden rifle and make it further inaccessible to
third parties who might clandestinely seek to steal it. There is
no indication that stowing the rifle any other place upon the
premises would have prevented its theft or the intentional
shooting in question.
Palmisano v. Ehrig,
171 N.J. Super. 310 (App. Div. 1979),
certif. denied,
82 N.J. 287 (1980), cited by plaintiff, is
distinguishable. There, plaintiffs alleged the defendants
negligently stored firearms in their first-floor apartment, one
of which discharged and caused injury to an occupant of the
second-floor apartment. Id. at 312. The incident occurred when
a friend of the defendants' son, who was staying in the apartment
while defendants were on vacation, dropped a .22-caliber rifle
that discharged. Ibid. The gun and ammunition were not locked
away. Ibid. In reversing the trial court's grant of summary
judgment to the defendants, we held that the trial court
erroneously assumed that in order to find in favor of the
plaintiffs, a jury would have to find that it was foreseeable
that someone would enter the house and cause one of the guns to
discharge. Id. at 313. We noted that firearms have been held to
be inherently dangerous instrumentalities imposing an
extraordinary duty of care on one who possesses them, including a
duty to take such steps as will protect an innocent person from
the "expectable" action of other persons. Ibid. There are clear
legal and factual differences between Palmisano and this case.
Here the intervening theft and subsequent intentional shooting
were not foreseeable, while Palmisano involved an intervening
"expectable" negligent act, as the rifle and ammunition were
stored together and were readily available to the young persons.
With respect to the question of an intervening criminal act,
such as occurred in this case, the Restatement (Second) of Torts,
supra, at § 448 states:
The act of a third person in committing an
intentional tort or crime is a superseding
cause of harm to another resulting therefrom,
although the actor's negligent conduct
created a situation which afforded an
opportunity to the third person to commit
such a tort or crime, unless the actor at the
time of his negligent conduct realized or
should have realized the likelihood that such
a situation might be created, and that a
third person might avail himself of the
opportunity to commit such a tort or crime.
[Emphasis added.]
Under this rule, the actor must realize there is a likelihood
that the failure to act would create an invitation or temptation
which would be likely to lead to the commission of the crime,
either because the invitation or temptation is such that a
"recognizable percentage of humanity is likely to yield" or is
created at a place where "persons of particularly vicious type
are likely to be" and likely to lead to the commission of fairly
definite types of crime. Id. at cmts. b and c. It would not be
reasonable on the facts presented to conclude that Klapproth
should have realized that the hidden rifle presented a
circumstance that was likely to cause her grandson to search for,
find and use the rifle to intentionally shoot another. We find
no breach of a common law duty by Klapproth.
We next consider whether Klapproth breached a statutory duty
to plaintiff under N.J.S.A. 2C:58-3(j), entitled "Firearms
passing to heirs or legatees." This statute provides:
Notwithstanding any other provision of this
section concerning the transfer, receipt or
acquisition of a firearm, a permit to
purchase or a firearms purchaser
identification card shall not be required for
the passing of a firearm upon the death of an
owner thereof to his heir or legatee, whether
the same be by testamentary bequest or by the
laws of intestacy. The person who shall so
receive, or acquire said firearm shall,
however, be subject to all other provisions
of this chapter. If the heir or legatee of
such firearm does not qualify to possess or
carry it, he may retain ownership of the
firearm for the purpose of sale for a period
not exceeding 180 days, or for such further
limited period as may be approved by the
chief law enforcement officer of the
municipality in which the heir or legatee
resides or the superintendent, provided that
such firearm is in the custody of the chief
law enforcement officer of the municipality
or the superintendent during such period.
[Ibid.]
Thus, N.J.S.A. 2C:58-3(j) allows a person to possess an
inherited firearm without obtaining a firearms purchaser
identification card, provided that if the person does not qualify
to possess or carry it, the firearm can be retained for a limited
time only for the purpose of disposing it. See State v.
Cunningham,
186 N.J. Super. 502, 509 (App. Div. 1982). For
purposes of this argument, we will assume, without so holding,
that the statute contemplates that although persons who become
heirs to the weapon need not obtain an identification card prior
to receipt of the firearm, they must thereafter obtain an
identification card to maintain possession of the firearm. This
would require Klapproth to comply with the other requirements
attendant to receipt of an identification card, including
N.J.S.A. 2C:58-3(b), which provides:
No person shall . . . receive . . . a rifle
or shotgun . . . unless the . . . assignee,
donee, receiver or holder signs a written
certification, on a form prescribed by the
superintendent, which shall indicate that he
presently complies with the requirements of
subsection c. of this section . . . . The
said certification . . . in the case of a
person who is not a dealer, . . . may be
filed with the chief of police of the
municipality in which he resides or with the
superintendent.
In turn, the chief of police or superintendent is authorized to
issue to a qualified person a firearms purchaser identification
card. N.J.S.A. 2C:58-3(d). Thus, for purposes of this
discussion, we will assume that Klapproth violated N.J.S.A.
2C:58-3(j).
Nonetheless, the determination that a party has violated a
statutory duty is not conclusive on the issue of negligence,
unless it incorporated a common law duty of care, which the
statute in question does not. Giantonnio v. Taccard, 291 N.J.
Super. 31, 45 (App. Div. 1996). Rather, it is a circumstance
which the jury should consider in assessing liability. Ibid.
Breach of a legislated standard of conduct may be regarded as
evidence of negligence if the plaintiff is a member of the class
for whose benefit the standard was established, the standard is
germane to the type of hazard involved in the defendant's
asserted duty, and the breach is shown to have been the efficient
cause of the injury upon which the action is based. Williamson
v. Waldman,
291 N.J. Super. 600, 607 (App. Div. 1996), modified
on other grounds,
150 N.J. 232 (1997).
Chapter 58 has been construed as an effort to limit the
availability of weapons so that guns will be kept out of the
hands of all dangerously unfit persons. Hoffman v. Union County
Prosecutor,
240 N.J. Super. 206, 214 (Law Div. 1990); Cannel,
Criminal Code Annotated, comment 2 to N.J.S.A. 2C:58-1 (Gann
1997-98 ed.). Disqualifications are listed in the statute for
this purpose. N.J.S.A. 2C:58-3(c). The class for whose benefit
such legislation was enacted is the general public. As a result,
it is reasonable to conclude that plaintiff was among those
intended to be protected by the registration requirement of the
statute.
"[I]n the absence of any other guide, a statute may well be
assumed to include all risks that reasonably may be anticipated
as likely to follow from its violation." Prosser & Keeton on
Torts, § 36 at 227 (5th ed. 1984) (footnote omitted). Here,
there is no evidence Klapproth did not "qualify to possess" the
firearm under N.J.S.A. 2C:58-3(c). Rather, any statutory
violation was because she did not comply with the "provisions of
th[e] chapter" regarding submission of the written certification.
Even if Klapproth had submitted the certification to obtain
a firearms purchaser identification card, that would not have
prevented Wirtz from taking the weapon from her residence and
using it against plaintiff. "The test is reasonable
foreseeability not possibility or conceivability." Berko v.
Freda,
172 N.J. Super. 436, 439 (Law Div. 1980), aff'd,
182 N.J.
Super. 396 (App. Div. 1982), aff'd,
93 N.J. 81 (1983). It cannot
reasonably be concluded that Klapproth's failure to file a
certificate, which took place several years before the incident
in question, contributed in any way to the likelihood that Wirtz
would commit a crime while using the weapon. See Romero v.
National Rifle Ass'n of Am., Inc.,
749 F.2d 77, 78, 82 (D.C. Cir.
1984) (holding that employee's violation of a statute requiring
that firearms be registered did not warrant a jury charge that
the statutory violation was either per se negligence or even
evidence of negligence, as the purpose of the registration
requirement is not the prevention of criminal acts with stolen
firearms).
The grants of summary judgment to respondents were in all
respects proper. In light of our decision, the cross-claims are
dismissed as moot.
Affirmed.