(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in
the interests of brevity, portions of any opinion may not have been summarized).
STEIN, J., writing for a majority Court.
The issue on appeal is whether a jury verdict must be invalidated when one juror allegedly fails to answer
two of the twelve interrogatories on the verdict sheet.
In 1992, Michael Mahoney, Administrator ad Prosequendum of the estate of his mother, Elaine Brown,
filed a medical negligence action against Dr. Marvin Podolnick, a radiologist, and David Landset, a
gastroenterologist. The complaint alleged that both doctors failed to treat and diagnose Brown's stomach cancer
between July 1990 and April 1991, depriving her of a chance for a cure or longer survival.
Trial began in April 1997 before eight jurors. Only seven jurors deliberated because one juror had to be
excused before the conclusion of trial. Before commencing deliberations, the jurors were given a jury verdict sheet
that set out twelve questions addressing the liability of Drs. Podolnick and Landset as well as the apportionment of
damages. The jury answered those questions finding both Podolnick and Landset at fault for Brown's reduced life
expectancy and pain and suffering and apportioned damages accordingly.
In reviewing the verdict, the trial court compared the jury's no vote on question number three (whether
the increased risk was a substantial factor in reducing Elaine Brown's life expectancy) with the apportionment of
liability set forth in question number seven and expressed concern. The court told the jury that there was an
inconsistency in the verdict since it found that Dr. Podolnick was not responsible for reducing Elaine Brown's
increased life expectancy yet it apportioned fault at 15% against Dr. Podolnick in question number seven. The jury
was sent back to continue its deliberations.
The jury reached a revised verdict by changing its answer to question number three from no to yes.
With that change, the jury now found that Podolnick's breach of the duty of care was a substantial factor in reducing
Brown's life expectancy. The court polled the jury to find out how each juror had voted on each question. The
court ascertained that Juror Number Five was the lone dissenter on question number one, concluding that Dr.
Podolnick had not deviated from accepted standards of medical practice. When polled on question number two
(whether Dr. Podolnick's deviation from accepted standards of care increased the risk of harm posed by Brown's
stomach cancer), Juror Number Five stated that she did not answer that question. This created confusion since the
foreperson had previously stated that the vote on that question was 6-1. Juror Number Five explained that she did
not answer question numbers two or three because the verdict sheet directed her to skip to question number four if
she answered no to question number one.
After the jurors were polled and Juror Number Five's votes discounted, the jury still reached a verdict,
finding that both Podolnick and Landset had deviated from the standard of care, increasing the risk of harm that was
a substantial factor in reducing Brown's life expectancy. The jury awarded Brown damages of $700,000 that was
subsequently reduced to $455,000 based on the following apportionment of causative factors: Podolnick 15%;
Landset 50% ; and Brown's pre-existing cancer 35%. The net jury award also included $50,000 for pain and
suffering.
Drs. Landset and Podolnick moved for a judgment notwithstanding the verdict or, in the alternative, a new
trial. The trial court granted a new trial, finding the first trial was irreparably tainted by five factors: the initially
inconsistent verdict; Juror Number Five's failure to vote on questions two and three; numerous objections made by
Landset and Podolnick to the introduction of testimony and questioning by Mahoney's counsel; comments made by
Mahoney's counsel in closing arguments not supported by the evidence; and the excessiveness of the verdict.
Mahoney appealed to the Appellate Division, which denied leave to appeal.
The second trial, which began in April 1998, proceeded before an eight member jury that similarly found
Podolnick and Landset negligent and their negligence to constitute a proximate cause of Brown's pain and
suffering. However, the jury concluded that neither doctor was responsible for Brown's loss of a chance of cure or
longer survival. The jury awarded Mahoney a total of $100,000 in pain and suffering and emotional distress
damages.
Mahoney appealed, seeking to reinstate the first jury verdict. The Appellate Division remanded the matter
back to the trial court for a more detailed statement of reasons why the court vacated the first verdict. After
reviewing the trial court's response, the Appellate Division upheld the judgment vacating the initial verdict.
The Supreme Court granted certification.
HELD: In the context of this record, reversal of the first trial verdict based on a juror's alleged failure to vote on
two questions constitutes a miscarriage of justice. None of the grounds relied on by the lower courts
justified the grant of a new trial and the trial court's reasons for granting a new trial are without merit.
1. If a jury consists of more than six jurors, the verdict must be supported by five-sixths of the deliberating jurors.
Under the any majority rule, jurors vote on every issue regardless of their votes on other issues. A juror's votes
on different issues do not have to be logically consistent, and a plaintiff prevails if the specified number of jurors
finds in his or her favor on each element of the cause of action. Thus, a juror can vote inconsistently on liability and
apportionment issues. (Pp. 17-23)
2. To encourage substantial participation in the deliberative process, jurors should be instructed to deliberate on
each question; that inconsistency on one question does not disqualify the juror from deliberating on other questions;
and that a juror must accept the position of the majority on any previous question or verdict and do so honestly,
fairly, and conscientiously. Here, each of the twelve questions on the verdict sheet was supported by at least six
votes, the required minimum for a seven member jury. (Pp. 23-27)
3. In regard to the initial inconsistent verdict, the jury was free to change its vote before the verdict was accepted.
The trial court remedied the inconsistency in the initial verdict sheet by properly sending the jury back to the jury
room for further deliberations. (Pp. 27-30)
4. Based on this record, the reversal of the first trial verdict based on a juror's alleged failure to vote on two
questions concerning causation is inappropriate and unjust. The trial court had the opportunity to send the jury back
for further deliberations once it was informed that the juror had been confused by the ambiguous verdict sheet. The
court failed to do so. Also, Juror Number Five's answers to the other questions reflect her substantial participation
in deliberations concerning Podolnick's causal responsibility. Finally, Mahoney had a jury of more than six
members and received the statutorily and constitutionally required five-sixths vote on each question. (Pp. 30-36)
5. Based on a careful review of the record, the Court finds no credible evidence that Mahoney's counsel behaved
improperly and acted in a manner to distract or confuse jurors. Moreover, the trial court erred in sustaining the
grant of a new trial on the ground that the verdict was excessive. Based on this record, the $700,000 jury award was
not excessive and does not shock the judicial conscience. Furthermore, the $50,000 pain and suffering award was
not excessive. (Pp. 36-41)
Judgment of the Appellate Division is REVERSED and the verdict rendered at the first jury trial is REINSTATED.
JUSTICE VERNIERO, dissenting, in which JUSTICE LaVECCHIA joins, is of the view that the trial court
was deeply concerned by the jury's verdict and identified other problems concerning the first trial. The second
verdict rendered by a different jury was apparently free of any juror confusion or similar error. In view of those
problems concerning the first trial and verdict, he would not disturb the second verdict.
CHIEF JUSTICE PORITZ and JUSTICES COLEMAN and ZAZZALI join in JUSTICE STEIN's
opinion. JUSTICE VERNIERO filed a separate dissenting opinion in which JUSTICE LaVECCHIA joins.
JUSTICE LONG did not participate.
SUPREME COURT OF NEW JERSEY
A-
67 September Term 1999
MICHAEL MAHONEY, Executor and
Administrator Ad Prosequendum
of the Estate of Elaine
Brown, deceased, and MICHAEL
MAHONEY, individually,
Plaintiff-Appellant,
v.
DR. MARVIN S. PODOLNICK and
DR. DAVID LANDSET, j/s/a.,
Defendants-Respondents.
Argued September 11, 2000 _ Decided
On certification to the Superior Court,
Appellate Division.
Donald G. Targan argued the cause
for appellant (Donald G. Targan &
Associates, attorneys; Mr. Targan
and Michael J. Pender, on the
briefs).
James P. Savio argued the cause for
respondent Dr. Marvin S. Podolnick (Mr.
Savio, attorney; Mr. Savio and Sophia M.
Canosa, on the brief).
Paul F. Schaaff, Jr., argued te cause for
respondent Dr. David Landset (Orlovsky, Moody
& Schaaff, attorneys).
The opinion of the Court was delivered by
STEIN, J.
This appeal concerns a medical malpractice cause of action
in which the trial court vacated the verdict of a seven-member
jury and ordered a second trial. We granted certification
primarily to consider whether a jury verdict must be invalidated
when one juror allegedly fails to answer two of twelve
interrogatories on the verdict sheet.
In 1992, petitioner Michael Mahoney, Administrator ad
Prosequendum of the estate of his mother Elaine Brown, filed a
medical negligence action against respondents Marvin Podolnick,
M.D., a radiologist, and David Landset, D.O., a
gastroenterologist. The complaint alleged that respondents
failed to treat and diagnose Brown's stomach cancer between July
1990 and April 1991, depriving her of the chance for a cure or
longer survival. The first trial commenced in April 1997 and
lasted for ten days. The jury deliberated for two days and found
Podolnick and Landset negligent and that their negligence was a
proximate cause of Brown's loss of chance of a cure or longer
life. The jury awarded petitioner damages of $700,000, that was
subsequently reduced to $455,000 based on the following
apportionment of causative factors: Podolnick 15%; Landset 50%;
Brown's pre-existing stomach cancer 35%. The net jury award also
included $50,000 for pain and suffering.
Within ten days of the verdict, respondents moved for a
judgment notwithstanding the verdict or, in the alternative, a
new trial. The trial court granted the new trial motion.
Petitioner moved for leave to appeal but the Appellate Division
denied the motion. The second jury also found respondents
negligent and that their negligence was the proximate cause of
Brown's pain and suffering. However, the jury reduced
petitioner's damages to $100,000 because it did not find
respondents responsible for Brown's loss of chance of a longer
survival or cure.
Following the second trial, petitioner appealed and sought
to reinstate the first jury verdict. The Appellate Division
entered an order remanding the matter to the trial court for a
more detailed statement of the reasons why the court vacated the
first jury verdict. The Appellate Division explained that a
fuller statement was necessary because at the first trial the
court reporter failed to record the side-bar conferences. After
reviewing the trial court's response, the Appellate Division in
an unpublished opinion upheld the judgment vacating the initial
verdict. That court stated that the most significant reason for
granting a new trial was the failure of one juror to deliberate
on all issues. We now reverse the judgment of the Appellate
Division and reinstate the first jury verdict in favor of
petitioner.
Podolnick began caring for Brown on July 17, 1990. At that
time, Brown reported that she was experiencing pain in her
stomach and that her medication was not working. She told
Podolnick that the pain was on her left side and in the upper
part of her stomach. During that visit, Podolnick performed a
series of upper gastrointestinal x-rays of the esophagus,
stomach, and small intestine (upper GI series). According to
Brown, Podolnick told her that everything was fine, but
recommended an endoscopy at her convenience.
At trial, petitioner's expert, Dr. David Befeler, explained
that the July 17, 1990 x-rays showed a potential cancerous
growth. According to Befeler, the x-rays showed a persistent
defect of enlarged folds at the greater curvature of Brown's
stomach. Befeler concluded that the x-rays revealed a serious
condition, and that Podolnick deviated from the standard of care
because he failed to recommend immediate endoscopy, surgery, or
both.
On September 4, 1990, Brown, still complaining of pain, went
to see Dr. David Landset. Landset performed an endoscopy to
determine the cause of Brown's abdominal pain and melena (blood
in the stool). Landset testified that he never reviewed
Podolnick's upper GI report or the stomach x-rays that Podolnick
took on July 17, 1990. According to Befeler, Landset's failure
to review Podolnick's x-rays and report was a deviation from the
standard of care. Befeler also concluded that Landset acted
improperly because he failed to examine endoscopically the
greater curvature in Brown's stomach, take biopsies from that
area, and recommend immediate surgical consultation.
On December 28, 1990, Podolnick performed a second upper GI
series on Brown because she was still complaining of severe
stomach pain. At trial, Podolnick was asked to compare that x-
ray to the x-rays from the first GI series that he administered
five months earlier. Podolnick maintained that he did not see
any progressive change in Brown's condition. However, Befeler
testified that Podolnick was wrong because there was clearly a
progressive enlargement of the stomach area.
On January 28, 1991, Brown was still complaining of severe
abdominal pain and, in an effort to determine the cause of her
pain, Landset performed a second endoscopy and took biopsies from
the greater curvature. Landset saw irregularities but neither
concluded nor informed Brown that she might have stomach cancer.
In view of the noticeable irregularities, and that cancer had not
been ruled out, Befeler asserted that Landset should have
recommended immediate surgery. Two months later, Landset
performed a third and final endoscopy on Brown. Following that
procedure, Landset diagnosed Brown with an inflammatory stomach
condition. Landset never diagnosed Brown as having stomach
cancer, nor did he ever inform Brown of the possibility of
cancer.
After two upper GI series, three endoscopies and nine months
of severe pain, Brown was still seeking relief. On April 5,
1991, she went to Philadelphia, Pennsylvania to meet with Dr.
Dominick DeLaurentis. DeLaurentis examined Brown and reviewed
the July and December 1990 x-rays. At trial he testified that he
recognized the abnormalities as cancer. Five days after seeing
Brown, DeLaurentis operated and removed Brown's stomach, omentum
and spleen. DeLaurentis testified that soon after surgery
Brown's condition improved dramatically, and that she was able to
enjoy three relatively comfortable remaining years. Brown died
on March 21, 1994 at age fifty-six.
Defendants' expert oncologist, Dr. Paul Engstrom, agreed
that both the July and December 1990 x-rays showed an abnormality
in Brown's stomach. Engstrom also agreed that the best evidence
of whether Brown's cancer had spread before July 1990 would have
been revealed if surgery had been performed in July 1990 and the
surrounding lymph nodes examined. Engstrom acknowledged further
that between July 1990 and April 1991 the cancerous tumor grew
and the disease spread. However, Engstrom testified that even
though defendants had not diagnosed Brown's cancer, by July 1990,
Brown's cancer had already penetrated the wall of her stomach,
likely spread to her lymph nodes, and was incurable.
The case was tried to a seven member jury.See footnote 11 At the end of
the trial, the jurors were provided with a verdict sheet that
read as follows:
1. Did defendant Dr. Podolnick deviate from
the accepted standards of medical
practice? Yes_____ No_____ Vote_____
If yes, go on to the next question; if
no, skip to question 4.
2. Did defendant Dr. Podolnick's deviation
increase the risk of harm posed by
Elaine Brown's stomach cancer?
Yes_____ No_____ Vote_____
If yes, go on to the next questions; if
no skip to question 4.
3. Was the increased risk a substantial
factor in reducing Elaine Brown's life
expectancy?
Yes_____ No_____ Vote_____
Go on to next question.
4. Did defendant Dr. Landset deviate from
accepted standards of medical practice?
Yes_____ No_____ Vote_____
If yes, go on to next question; if no,
and if you have answered no to 1, 2 or 3
you may cease your deliberations.
5. Did defendant Dr. Landset['s] deviation
increase the risk of harm posed by
Elaine Brown's stomach cancer?
Yes_____ No_____ Vote_____
If yes, go on to next question; if no,
and if you have answered no to 1, 2 or 3
you may cease your deliberations.
6. Was the increased risk a substantial
factor in reducing Elaine Brown's life
expectancy? Yes_____ No_____
Vote_____
If yes, go on to next question; if no,
and if you have answered no to 1, 2 or 3
you may cease your deliberations.
7. State in percentages that portion of the
reduction of Elaine Brown's life
expectancy which resulted from:
A. Her pre-existing stomach cancer _____
B. Dr. Podolnick's negligence _____
(The loss of chance)
C. Dr. Landset's negligence _____
(The loss of chance)
Vote _____
Go on to the next question.
8. Set forth the amount of money, expressed
in a lump sum, which would reasonably
compensate the Estate of Elaine Brown
for her reduced life expectancy.
Vote_____
Go on to the next question.
THE FOLLOWING SECTION PERTAINS TO THE CLAIM
FOR PAIN AND SUFFERING FOR THE PERIOD BETWEEN
JULY 17, 1990, AND APRIL 5, 1991. ANSWER THE
FOLLOWING QUESTIONS ONLY IF YOU HAVE ANSWERED
YES TO QUESTION
1 OR QUESTION 4, OR BOTH.
9. If you have found that Dr. Podolnick was
negligent, i.e. you have answered yes to
question 1, was Dr. Podolnick's
negligence a proximate cause of Elaine
Brown's pain and suffering for any
portion of the period of time between
July 17, 1990 and April 5, 1991?
Yes_____ No_____ Vote_____
Go on to the next question.
10. If you have found that Dr. Landset was
negligent, i.e. you have answered yes to
question 4, was Dr. Landset's negligence
a proximate cause of Elaine Brown's pain
and suffering for any portion of the
period of time between September 4, 1990
and April 5, 1991?
Yes_____ No_____ Vote_____
If you have answered yes and if you have also
answered yes to question 9, go on to the next
question; if you have answered no to both
questions, cease your deliberations; if you
have answered yes to either question 9 or 10
skip to question 11.
11. State in percentages your allocation as
to each defendant for Elaine Brown's
pain and suffering:
A. Dr. Podolnick ____%
B. Dr. Landset ____%
Vote _____
Go on to the next question.
12. Set forth that amount of money,
expressed in a lump sum, which would
reasonably compensate the Estate of
Elaine Brown for her pain and suffering.
$____
Vote _____
When the jury initially returned with a verdict, the jury
foreperson reported to the court that the jury answered yes to
questions one and two by a 6-1 vote; answered yes to questions
four, five, and six by a 7-0 vote; and answered no on question
three by a 7-0 vote. Regarding the applicable percentages of
liability for question seven, the jury foreperson stated A, 35
percent; B, 15 percent; C, 50 percent, and that vote was six to
one. The jury foreperson reported that on question eight the
jury answered 7-0 that Brown should receive $700,000 to
compensate her for her reduced life expectancy. The jury
foreperson reported further that the jury answered yes to
question nine by a 7-0 vote; answered yes to question ten by a
7-0 vote; answered question eleven by a 7-0 vote finding that
Podolnick was 20% liable and Landset 80% liable for Brown's pain
and suffering; answered question twelve 7-0 compensating Brown
with $50,000 for her pain and suffering.
The trial court compared the jury's no vote on question
number three with the apportionment of liability set forth in
question number seven and expressed concern. The court held a
side bar conference, and then told the jury that
there's an inconsistency in the verdict. In
number seven you attributed a percentage to
Dr. Podolnick, and if you remember I told
you, if it's not in the instructions, not
written in the instruction, that you could
assess a percentage on that question only if
you had answered yes to all three in each
grouping, that is, one, two and three about
Dr. Podolnick or four, five and six for Dr.
Landset. So you allocated 15 percent to Dr.
Podolnick on the one hand while _ on the one
hand by virtue of your answer to question
number three you determined that Dr.
Podolnick was not responsible for reducing
Elaine Brown's increased life expectancy, but
then on the other hand on seven B you
allocated a percentage of responsibility for
that, so those two are inconsistent, so you
can't do it that way.
The foreperson responded: I think we _ that was the
question that we were debating for quite a while. I think we
might have misinterpreted it, and the way you said it now I think
maybe it's a lot clearer. The following exchange then took
place:
THE COURT: Okay. Well, I have to send you
back to the Juryroom to straighten
that out, which I presume would
mean changing around the allocation
of percentages on question number
seven. So you're going to have to
rethink that.
THE FOREPERSON: Or changing the answer to
three?
THE COURT: Or theoretically, yes,
theoretically, changing to
[sic] question number three.
But either way it's
inconsistent as it is now
because it can't be both ways.
So we're going to send you
back to the Juryroom to debate
on that a little bit further.
The jury reconsidered the questions and informed the court
that it had reached a revised verdict. The jury foreperson told
the court that it changed the answer to number three from no to
yes, seven to zero. With that change, the jury now found that
Podolnick's breach of the duty of care was a substantial factor
in reducing Brown's life expectancy. Those votes were recorded
on a verdict questionnaire sheet included in this record.
Once the court was satisfied that the verdict was
consistent, it polled the jury to find out how each juror had
voted on each question. The court ascertained that Juror Number
Five was the sole dissenter on question one because she concluded
that Podolnick did not deviate from the accepted standards of
medical practice. When polled on question number two, Juror
Number Five told the court, I didn't vote on that one, did I?
There was confusion with regard to Juror Number Five's answer to
question number two because the foreperson previously had
reported a 6-1 vote on that question, and the court decided to
poll the jury again. When the court came to question number two,
Juror Number Five said, Well, I understood that if I said no
that I didn't have to answer that question. Wasn't that the way
I _ that's where we were before when we started over. The court
commenced a side bar conference during which defense counsel made
a motion for a mistrial. The court then requested that the jury
use their jury verdict forms to guide them as they were polled on
each question. Continuing with question number two, the court
asked Juror Number Five again how she voted, and she responded,
I didn't vote _ say here _ Trying to explain her action, the
following discussion took place:
MS. ZONIS: _ it says, if yes, go on to
next question, if no, skip to
four.
THE COURT: Okay.
MS. ZONIS: Should I have voted anyway?
The court moved on to polling the jury on question number
three. When the court came to Juror Number Five, the following
discussion took place:
MS. ZONIS: I didn't vote on that because
_
THE COURT: Okay.
MS. ZONIS: _ same reason.
After the jurors were polled, and Juror Number Five's votes
discounted, the resulting vote based on the polling of the jury
was as follows. On question one, by a 6-1 vote the jury found
Podolnick had deviated from the accepted standards of medical
practice. Juror Number Five was the no vote. On question two,
by a 6-0 vote the jury found that Podolnick's deviation increased
the risk of harm. On question three, by a 6-0 vote the jury
found that that increased risk was a substantial factor in
reducing Brown's life. On question four, by a 7-0 vote the jury
found that Landset had deviated from the accepted standards of
medical practice. On question five, by a 7-0 vote the jury found
that Landset's deviation increased the risk of harm posed by
Brown's cancer. On question six, by a 7-0 vote the jury found
that the increased risk was a substantial factor in reducing
Brown's life expectancy. On question seven, with Juror Number
Five voting with the majority, the jury voted 6-1 for the
following apportionment of causative factors: Podolnick 15%;
Landset 50%; Brown's pre-existing stomach cancer 35%. On
question eight, with Juror Number Five voting with the majority,
the jury voted 6-1 that Brown should be compensated $700,000 for
her reduced life expectancy. On question nine, the jury voted 7-
0 that Podolnick's negligence was a proximate cause of Brown's
pain and suffering. On question ten, the jury voted 7-0 that
Lanset's negligence was a proximate cause of Brown's pain and
suffering. On question eleven, the jury voted 7-0 that Podolnick
was 20% liable and Landset 80% liable for Brown's pain and
suffering. On question twelve, the jury voted 7-0 to award Brown
$50,000 for her pain and suffering.
Defendants then requested a new trial. The trial court
granted the motion and explained that the first trial was
irreparably tainted by five factors: the initially inconsistent
verdict; Juror Number Five's failure to vote on questions two and
three; numerous objections made by the defendants to the
introduction of testimony and questioning by plaintiff's counsel;
comments made by plaintiff's counsel in closing arguments not
supported by the evidence; and the excessiveness of the verdict.
The second trial commenced in April 1998. The eight-member
jury similarly found Podolnick and Landset negligent and their
negligence to constitute a proximate cause of petitioner's pain
and suffering. However, the jury concluded that neither
defendant was responsible for Brown's loss of a chance of cure or
longer survival. The jury awarded petitioner a total of $100,000
in pain and suffering and emotional distress damages.
After the second trial, petitioner appealed in an effort to
set aside the second verdict and reinstate the first verdict.
While the appeal was pending, the Appellate Division sought more
information from the trial court and requested that court to
prepare a carefully reasoned and factually supported statement
explaining why the new trial was granted. In a two-and-one-half
page letter, the trial court informed the Appellate Division that
it had no independent recollection of the details of the case.
The trial court stated that it reviewed the transcript of its
ruling on the motion for a new trial and its related notes, and
believed that it was compelled to grant a new trial predominantly
on the basis of incomplete jury deliberations and plaintiff's
counsel's closing remarks.
The court explained that it determined that the verdict was
tainted when it learned that a juror had stopped deliberating.
Secondly, the court noted that it had a problem with plaintiff's
counsel's comments during summation. The court stated that,
prior to the commencement of trial, it had been determined that
Dr. DeLaurentis would not be providing an expert opinion.
Despite that understanding, the court noted that plaintiff's
counsel suggested during summation that DeLaurentis believed that
defendants had deviated from the standard of care. The trial
court found that statement to be unduly prejudicial because
DeLaurentis did not express that opinion at trial. As a result
of that alleged impropriety, the trial court had excused the jury
from the courtroom. The trial court also recalled that a
disproportionate number of objections were caused by plaintiff's
counsel's leading questions. The court explained that it did not
believe that counsel used leading questions deliberately, but
that
[h]is style . . . forces an adversary to
decide whether to make objection after
objection, and risk being perceived as
obstructionist by the jury, or to let it go
and risk having improper testimony get before
the jury. Counsel in this case chose the
objection-after-objection route, and I
concluded that the sheer number of such
objections were some factors . . . which
compelled a new trial.
Based on the trial court's response, the Appellate Division
denied petitioner's request to reinstate the first verdict.
The New Jersey Constitution permits the Legislature to
authorize the trial of civil causes by a jury of six persons
and to mandate that such civil cases be decided by a five-sixths
vote. N.J. Const. art. I, ¶ 9. Six-person juries are required
to deliberate in a civil case unless good cause can be shown for
a twelve-person jury. N.J.S.A. 2B:23-1(b). At least five-sixths
of the jurors must render the verdict, unless the parties
stipulate that a smaller majority of jurors may do so. N.J.S.A.
2B:23-17. Furthermore, R. 1:8-2(c) provides:
Unless the parties have agreed on the record
prior to commencement of deliberations to
accept a verdict or finding by a lesser
number, the verdict or finding shall be by
agreement of five jurors when six jurors
deliberate, and by 10 jurors when 12 jurors
deliberate.
Even though a civil trial may consist of six jurors, a
trial court may impanel as many jurors as it deems necessary to
ensure that a sufficient number of jurors will remain to
deliberate. R. 1:8-2(d)(1). All impaneled jurors hear trial
testimony, and the court may excuse any number of jurors for good
cause. N.J.S.A. 2B:23-3; R. 1:8-2(d)(1). If more than the
prescribed number or jurors are left on the jury at the
conclusion of the case, the clerk of the court shall randomly
select that number of jurors' names that will reduce the jury to
the required number. N.J.S.A. 2B:23-3; R. 1:8-2(d)(1).
However, more or less than six jurors may deliberate and decide
the case with the consent of the parties. R. 1:8-2(b). Courts
have allowed the participation by alternate jurors in
deliberations, with consent of counsel, a practice that developed
over the years to avoid frustrating alternate jurors that hear
the evidence but are excluded from deliberations. That practice
is now codified in our court rules. Pressler, Current N.J. Court
Rules, comment on R. 1:8-2(b) (2001). If, as in the case at bar,
the jury consists of more than six jurors, the verdict shall be
by agreement of five-sixths of the deliberating jurors. R. 1:8-
2(c)(3).
During the first trial, the court permitted eight people to
deliberate in the jury room, and all parties agreed to accept a
verdict from that eight-person jury. One juror was unable to
complete her service, so the final verdict was rendered by seven
jurors. There was no agreement among the parties that there
should be a verdict percentage greater or less than five-sixths.
Accordingly, when the jury was reduced to seven jurors, a valid
verdict for the petitioner required six votes.
Our cases have acknowledged that each and every jury finding
need not be supported by the same five-sixths of the jury.
Singer Shop-Rite, Inc. v. Rangel,
174 N.J. Super 442, 448 (App.
Div. 1980); Ward v. Weekes,
107 N.J. Super 351 (App. Div. 1969).
Accordingly, a six member jury may vote 5-1 on a threshold jury
question with one juror dissenting, and then vote 5-1 on a
related subsequent jury question with a different juror casting
the dissenting vote. That practice is the modern trend and is
referred to as the any majority rule. David A. Lombardero, Do
Special Verdicts Improve the Structure of Jury Decision-Making?,
36 Jurimetrics J. 275, 298 (1996). Under the any majority rule,
jurors vote on every issue irrespective of their votes on other
issues. A juror's votes on different issues do not have to be
logically consistent, and a plaintiff prevails if the specified
number of jurors finds in his or her favor on each element of the
cause of action. Id. at 298.
A number of states have adopted the any majority rule. See
Perkins v. Komarnyckyj,
834 P.2d 1260, 1264 (Ariz. 1992);
McChristian v. Hooten,
436 S.W.2d 844, 848 (Ark. 1969); Resch v.
Volkswagen of Am. Inc.,
685 P.2d 1178, 1181-82 (Cal. 1984);
Juarez v. Superior Court,
647 P.2d 128, 133 (Cal. 1982); Tillman
v. Thomas,
585 P.2d 1280, 1282-83 (Idaho 1978); Hendrix v.
Docusort, Inc.,
860 P.2d 62, 67 (Kan. Ct. App. 1993); Young v.
J.B. Hunt Transp., Inc.,
781 S.W.2d 503, 504-06 (Ky. 1989);
Powell v. Norman Lines, Inc.,
674 S.W.2d 191, 199 (Mo. App.
1984); Naumberg v. Wagner,
465 P.2d 521 (N.M. Ct. App. 1970);
Sharrow v. Dick Corp.,
653 N.E.2d 1150 (N.Y. 1995); Schabe v.
Hampton Bays Union Free School Dist.,
480 N.Y.S.2d 328, 331 (App.
Div. 1984); Fields v. Volkswagen of Am. Inc.,
555 P.2d 48 (Okla.
1976).
This Court endorsed the rule permitting inconsistent jury
votes in Williams v. James,
113 N.J. 619 (1989). In Williams, a
plaintiff brought a slip-and-fall action against defendant-Shop
Rite alleging that its negligence was the proximate cause of her
injuries. In a 5-1 vote, a six-member jury found that plaintiff
had no cause of action against the defendant. The following
verdict sheet was submitted to the jury to guide its
deliberations:
1. Was the defendant, Shop-Rite,
negligent, which negligence was the
proximate cause of [the injuries
sustained by the plaintiff]?
Yes_____ No_____
Vote_____
2. Was the plaintiff, Cynthia Henry,
negligent, which negligence was
the proximate case of her
injuries?
Yes_____ No_____
Vote_____
3. What percentage of fault do you attribute
to:
A. Shop-Rite_____
B. Cynthia Henry_____
Vote_____
[Id. at 155.]
The trial court instructed the jury that it could vote
inconsistently on the three questions, and said, [e]ach
question is a separate issue. Don't think you're bound because
you've voted one way in a previous question and you can't vote
on the next one, or you must vote consistently. Ibid. The jury
returned a verdict finding both Shop-Rite and plaintiff
negligent, that their negligence was a proximate cause of
plaintiff's injuries, and apportioned fault by attributing 49%
to the defendant and 51% to the plaintiff. Thereafter, it was
revealed that Juror Number Two cast negative votes on the issues
of negligence and proximate cause, but voted to attribute 51% of
the fault to the plaintiff. Juror Number Two was the deciding
vote on the apportionment issue.
In a motion for a new trial, the plaintiff claimed that
the jury verdict was inconsistent because Juror Number Two's
vote on fault apportionment was inconsistent with her votes on
defendant's negligence. Because of that inconsistency,
plaintiff argued that the court should disregard the juror's
vote apportioning liability. In that event, the vote on the
apportionment question would be reduced to four to one,
invalidating the verdict. The trial court denied the motion for
a new trial and the Appellate Division affirmed.
Although reversing and remanding for a new trial, this
Court disagreed with plaintiff and held that a juror is
permitted to vote inconsistently on liability and apportionment
issues. The Court held that even though a juror may not find a
party liable, that juror nevertheless is capable of accepting
that liability is established and then determining the degree of
liability by apportioning fault. A contrary result fails to
acknowledge the capacity of jurors to engage in fair and honest
deliberations notwithstanding inconsistent positions even as to
facts that are identical. Williams, supra, 113 N.J. at 630.
In Williams we acknowledged that for jurors who do not find
a party at fault to engage in deliberations on the apportionment
of liability may be difficult. However, the Court concluded
that that difficulty is outweighed by the benefit of full juror
participation on all issues. Id. at 634. Pursuant to Williams,
encouraging the deliberative process among jurors is important
because the process itself is the vehicle for the collective
mutual decision-making that reflects community views. Id. at
632. To fulfill that goal, we emphasized in Williams the
importance of proper jury instructions, and that each juror
should be instructed to deliberate on each question. We stated
that jurors
must be told clearly and emphatically that each
juror must deliberate fully and fairly on each
question or special verdict, that inconsistency
on the determination of one question or verdict
does not disqualify a juror from deliberating on
remaining questions, and that any juror must, in
deliberating on any remaining question or
verdict, accept the position of the majority on
any previous question or verdict and do so
honestly, fairly, and conscientiously.
[Id. at 632-33.]
In Williams, the Court reversed and remanded the matter for
a new trial because the Court found that the jury instruction
failed to convey with sufficient clarity the jurors'
responsibilities to engage fully in the deliberative process.
Concerned that Juror Number Two voted inconsistently as a result
of mistake, confusion or bias, the Court concluded that the
final jury verdict could not be sustained.
Two Appellate Division cases that address the related issue
of whether all jurors must deliberate on each question implicate
the constitutional requirement of having at least six jurors
deliberate. In McCann v. Lester,
239 N.J. Super 601 (App. Div.
1990), a plaintiff filed a medical malpractice claim contending
that he had been misdiagnosed and negligently treated. The case
was tried to a six-person jury. Five of the jurors found that
the doctor was negligent, and one, James Deluce, determined that
he was not. In response to the question whether the defendant's
negligence was a proximate cause of the plaintiff's injuries,
five jurors voted yes, but Mr. Deluce informed the court: 'I
did not answer based on my answer being no to the first
[question].' Id. at 605. Concerning whether the plaintiff was
negligent, Deluce responded: 'Again, I didn't answer that
because my answers to one and three were both no.' Ibid. The
trial court determined that Deluce failed to adequately
deliberate, set aside the verdict, and granted the motion for a
new trial.
In a published opinion, the Appellate Division reversed and
reinstated the original verdict. The court explained that it
did not know from the colloquy with Mr. Deluce whether or not
he actually participated in the discussions following his
disagreements concerning Dr. Lester's negligence. Id. at 608.
The court concluded that if Mr. Deluce withheld himself from
discussions following the initial vote concerning negligence,
the court would be faced with a situation involving the
deliberation of a five-member jury. In such a case, the court
held that R. 1:8-2(c) should govern and a verdict may be
rendered by 5 of the jury agreeing. Ibid. The court also
stated that it would not matter if Mr. Deluce participated fully
in the deliberations because his vote was not necessary to the
verdict. Therefore, the court held that where the dissenting
juror's vote was unnecessary . . . the lack of a Williams charge
or an indication whether or not the dissenting juror
participated in future deliberations does not disqualify the
valid verdict rendered by the remaining five jurors. Id. at
609.
In Petrolia v. Harvey,
284 N.J. Super 585 (App. Div.
1995), another Appellate Division panel criticized the McCann
result [t]o the extent that [McCann] suggests that five jurors
alone can deliberate and render a valid verdict. Id. at 592.
In Petrolia, the plaintiff sought a mistrial in a medical
malpractice/informed consent cause of action that was tried to a
verdict adverse to the plaintiff, claiming that the trial court
failed to require a new trial because the deliberating jury had
only five members. Id. at 589. Eight jurors were impaneled for
the trial, but over the course of the trial the jury was reduced
to five. Noting that R. 1:8-2(c) provides that if a jury of six
is impaneled, the parties shall be deemed to have stipulated
that a verdict may be rendered by five of the jurors agreeing,
the defendant contended that the underlying rationale of the
rule compels a determination that the rule applies to an
impaneled jury of any number that is governed by the five-sixths
majority. Id. at 591-92. The defendant contended that a party
desiring to assure a trial by no less than six jurors must so
state before any jury of more than six is drawn, impaneled and
sworn. Id. at 592. Rejecting the defendant's contention, the
Appellate Division explained that R. 1:8-2(c) applies only where
six jurors are initially impaneled, and not when a jury is
reduced to six members. According to the court, the rule was
adopted before alternate jurors routinely were impaneled. Id.
at 590. Furthermore, the court stated that although agreement of
five jurors is necessary to return a verdict, the presence of a
sixth juror during deliberations may make a difference. Id. at
592. The court concluded that the verdict was not valid because
only five jurors deliberated.
We need not address the apparent conflict between McCann
and Petrolia because those cases focus primarily on whether a
party received the benefit of the constitutional right to a six-
person jury. In this appeal the parties stipulated to an eight-
member jury and that all jurors would participate in the
deliberations and vote. The verdict was eventually rendered by
a seven-member jury that was asked to answer twelve
interrogatories. Every determination on the verdict sheet was
supported by at least six votes, the required minimum for a
seven member jury.
We address in order the validity of the grounds advanced by
the trial court to support its grant of a new trial.
A. An Inconsistent Verdict
One of the grounds relied on by the trial court in
invalidating the verdict at the first trial was that the
original verdict was inconsistent. The trial court expressed
concern that on question number three the jury found that
Podolnick's negligence was not a substantial factor in
decreasing Brown's life expectancy, but found him 15 percent
liable for Brown's loss of chance for a cure or longer
survival. The court sent the jury back to the jury room to
rectify that inconsistency. When the jury returned, the jury
foreperson reported to the court that, by a 7-0 vote, the jury
found that Podolnick's negligence was a substantial factor in
decreasing Brown's life expectancy. In granting a new trial,
the trial court stated that the jury's response was a problem.
The Appellate Division disagreed, observing that the jury was
free to change its vote before the verdict was accepted.
The Appellate Division clearly is correct. After being
told that the jury verdict was inconsistent, the trial court
instructed the jury that it either could change the allocation
of percentages on question seven or, alternatively, change its
answer to question three. The jury followed the court's
instruction and returned with a new verdict that corrected the
response to question three. Even though the jury's original
verdict was inconsistent, the trial court appropriately
reinstructed and resubmitted the questions to the jury to
assur[e] consistent answers accurately reflecting the jury's
findings. Roland v. Brunswick Corp.,
215 N.J. Super 240, 244
(App. Div. 1987)(citations omitted). We hold in high regard the
capacity and integrity of juries, and have no doubt that the
original jury was capable of following the trial court's
curative instruction. See State v. Koedatich,
112 N.J 225, 282
(1988); State v. Winter,
96 N.J. 640, 647 (1984). We have
similar high expectations of jurors who are instructed to begin
deliberations anew after they have already engaged in
deliberations . . . or to disregard prior determinations in
readdressing issues. Williams, supra, 113 N.J. at 632
(citations omitted).
The federal rules provide a similar remedy for inconsistent
verdicts. Under Fed. R. Civ. P. 49(b), a district court may
return the verdict to the jury for further consideration of its
answers and verdict, or it may order a new trial. See Wright &
Miller, 9A Fed. Prac. & Proced. Civ. 2d § 2513 (1995). The
choice between those two options should reflect the confidence
that the court has in the jury's ability to correct the
inconsistency without compromising the fairness of the process.
Ibid. In addition, the federal rule grants the trial court
broad discretion in resolving any inconsistencies between the
interrogatory answers and the general verdict, and the
interrogatory answers themselves. Stephen S. Korniczky & Don W.
Martens, Verdict Forms _ A Peek Into the Black Box,
23 AIPLA
Q.J. 617, 625 (Fall 1995). The trial court must make every
attempt to harmonize the jury's answers to the interrogatories
under a fair reading of the jury's answers to determine whether
they are consistent. Id. at 626-27 (footnotes omitted).
We are fully satisfied that the trial court remedied the
inconsistency in the initial verdict sheet by properly sending
the jury back to the jury room for further deliberations.
B. Failure of Juror Number Five to Deliberate on Two
Interrogatories
The Appellate Division stated that, apart from the reasons
articulated by the trial court for requiring a new trial, the
failure of one juror to deliberate on all issues violated
Williams and itself required a new trial. We disagree.
The record indicates that although the foreperson reported
that Juror Number Five voted on all questions, Juror Number Five
stated that she did not answer two interrogatories because the
verdict sheet instructed her not to do so. Question number one
read, Did defendant Dr. Podolnick deviate from the accepted
standards of medical practice? Following that question, the
verdict sheet stated, If yes, go on to the next question; if
no, skip to question 4. Question number two read, Did
defendant Dr. Podolnick's deviation increase the risk of harm
posed by Elaine Brown's stomach cancer? Following that
question, the verdict sheet stated, If yes, go on to the next
question; if no skip to question 4.
The Appellate Division noted the ambiguity in that
instruction and said, the sample jury verdict form and its
accompanying instruction should make clear the distinction
between the individual 'you' and the collective 'you' which led
to this problem. That court observed that the trial judge
could have sent the jury back to deliberate with a full
instruction after Juror 5 indicated her failure to participate
on several questions. Had he done so, the problem presented
could have been remedied. Id. at 9. We believe, as did the
Appellate Division, that if the trial court was concerned that
the verdict sheet caused a juror not to answer certain
interrogatories, the court should have sent the jury back for
further deliberations.
Moreover, the record does not reveal the extent to which
Juror Number Five actually participated in the jury
deliberations on questions two and three, but it does reflect
that she was substantially involved in the entire deliberative
process. Juror Number Five voted on question number one,
answering that Podolnick did not deviate from the accepted
standard of medical care. She stated that she did not answer
questions two and three that ask respectively whether
Podolnick's deviation increased the risk of harm posed by
Brown's cancer and whether the increased risk was a substantial
factor in reducing Brown's life expectancy. As noted, the jury
foreperson's report to the trial court, in contrast to Juror
Number Five's recollection, was that the initial vote on
question two was 6-1, the initial vote on question three was 7-0
in the negative, and the corrected vote on question three was 7-
0 in the affirmative.See footnote 22 Thus, according to the foreperson's
report, Juror Number Five did vote on questions two and three,
which report in that respect is consistent with the jury verdict
sheet included in the record. Furthermore, Juror Number Five
voted on all remaining questions, including question number
seven that apportioned damages resulting from defendants'
negligence. Even though Juror Number Five found that Podolnick
was not negligent, she voted for a 15% apportionment of
liability against him for Brown's loss of chance of survival
or a cure.
Because Juror Number Five voted in favor of apportioning
liability to Podolnick, we can reasonably infer that she
participated to some extent in the jury's discussion of
questions two and three, because her vote on apportionment
required her to consider the extent of harm caused by
Podolnick's negligence. Accordingly, it can fairly be said that
Juror Number Five's deliberations on the apportionment of
liability to Podolnick implicated to some extent deliberation on
the question whether Podolnick's negligence was a causative
factor in reducing Brown's life expectancy. We also note that
Juror Number Five voted and deliberated on pain and suffering
damages, finding that Podolnick's negligence was the proximate
cause of Brown's pain and suffering and allocating 20% of the
liability to Podolnick and 80% to Landset. That finding by
Juror Number Five also required her to deliberate on causation
in regard to Podolnick in order to determine his share of
responsibility for pain and suffering damages.
In addition, when reporting the vote count on questions two
and three, the jury foreperson told the court that the vote was
6-1 on question two and 7-0 on question three. A jury member
explained to the court that when the jury voted, [w]e kind of
just raised our hands and he recorded them all on the sheet.
Because Juror Number Five's votes were recorded by the jury
foreperson, we can reasonably infer that the foreperson
understood Juror Number Five's position that Podolnick was not
negligent and that his negligence was not a proximate cause of
Brown's injuries, even though she informed the court that she
did not vote on those questions.
Although we do not know the precise extent of the jury's
deliberations on each question, petitioner nevertheless received
the statutorily and constitutionally-required number of votes
for a valid verdict. By a 6-1 vote, the jury found that
Podolnick was negligent. By a 6-0 vote, the jury found that his
negligence was a proximate cause of reducing Brown's life
expectancy. By a 7-0 vote, the jury found that Landset was
negligent and that his negligence was a proximate cause of
reducing Brown's life expectancy. By a 6-1 vote, Juror Number
Five voting with the majority, the jury apportioned liability
between the two defendants and found that Brown should be
compensated $700,000 for her reduced life expectancy. By a 7-0
vote, the jury found that Brown should be awarded $50,000 in
pain and suffering damages. Therefore, petitioner received a
statutorily and constitutionally valid verdict.
In Williams, we held that jurors should deliberate on every
question irrespective of how they voted on previous questions.
We emphasized that a court must convey to the jurors their
responsibilities with sufficient clarity, and stated:
A trial court in presenting special
interrogatories or eliciting special verdicts
from a jury must specifically instruct the jury
that each juror must determine and decide each
question, that a juror is not required to vote
consistently on each question and may vote
inconsistently on questions, that each juror must
consider each question with an open mind, that
each juror must determine each question fairly
and impartially based on the evidence, and that
it is proper to accept the determination of at
least five of the jurors on any question when
that determination is relevant or essential in
deciding another question.
&n