SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4327-95T5
MICHELLE GANZ,
Plaintiff-Appellant,
v.
EDWARD RUST,
Defendant-Respondent.
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Argued October 29, 1996 -- Decided April 4, 1997
Before Judges Stern, Humphreys and Wecker
On appeal from the Superior Court of New Jersey,
Chancery Division - Family Part, Warren County.
Victoria Reiners argued the cause for appellant (Warren
County Legal Services, attorneys, Ms. Reiners, on the
brief).
Paul M. Aaroe, II argued the cause for respondent
(Aaroe Law Offices, attorneys, Mr. Aaroe, on the
brief).
The opinion of the court was delivered by
WECKER, J.S.C., t/a
This case requires us to determine the propriety of a Family
Part order declining to exercise jurisdiction under the Uniform
Child Custody Jurisdiction Act, N.J.S.A. 2A:34-28 et seq.
(UCCJA), and consequently dismissing plaintiff's custody
complaint. We conclude that the dismissal was premature, and
reverse and remand for a plenary hearing to determine whether New
Jersey has jurisdiction, if so whether Pennsylvania also has
jurisdiction, and if both states have jurisdiction, which is the
more appropriate forum in which to resolve the ongoing custody
and visitation issues.
custody and visitation, and the terms of that agreement were
memorialized in a consent order filed in the Pennsylvania action
on February 23, 1994. That order, signed by Judge Debbie O'Dell
Seneca, provided for joint legal custody, primary physical
custody with Ganz, and visitation for Rust according to a
detailed schedule under which Jacob would spend 33 days in 1994
and 35 days in 1995 with Rust. While the consent order does not
expressly refer to each party's state of residence, we infer from
the circumstances that the parties contemplated that Ganz would
continue to live in New Jersey. The child lived in New Jersey
with his mother and had visits with his father in Pennsylvania,
except for a period when Ganz requested Rust to keep the child
for several monthsSee footnote 1 because, as Ganz alleges and Rust does not
dispute, she had Lyme disease.
The parties dispute many facts that impact on the merits of
an ultimate custody determination, which is not before us, as
well as on jurisdiction. For example, while Rust alleges that he
was unable to exercise visitation for extensive periods because
Ganz would not give him her address or phone number, Ganz claims
she always provided that information. Rust challenges her
fitness to parent Jacob, and Ganz cites the prior acts of
violence against her. Ganz has been receiving public assistance
for at least some portion of the period since moving to New
Jersey, and claims that the financial situation that inhibited
her ability to litigate in Pennsylvania is a result, at least in
part, of inadequate child support.
On May 3, 1995 Rust filed a petition in Pennsylvania to
modify the consent order and grant sole custody to him. The
record reveals a May 8, 1995 order from the Pennsylvania court
requiring Ganz to appear in Washington County on June 26 for a
pre-hearing conference, and providing the name, address and
telephone number of the Washington County Legal Aid Society and
the local lawyer referral service. It is unclear when Ganz
received that notice. A subsequent notice to Ganz dated June 27,
1995 to appear at a September 6, 1995 hearing also appears in the
record. Ganz received that notice sometime in the summer of
1995.
On August 22, 1995 Ganz filed a Verified Complaint in Warren
County, New Jersey, seeking sole custody of Jacob and a restraint
against Rust proceeding with the Pennsylvania action. Ganz is
represented in the New Jersey action by Warren County Legal
Services. On August 25, 1995 her New Jersey attorney wrote to
John P. Smider, Esq., the master appointed by the Pennsylvania
court, to notify him of the filing of the New Jersey action, as
well as Ganz's contention that New Jersey and not Pennsylvania
was now the home state of the child. The letter explained that
Ganz's appearance in Washington County would be a hardship, that
jurisdiction over custody issues was properly in the New Jersey
court, and asked that the Pennsylvania proceeding be dismissed.
A copy of that letter was sent to Rust's Pennsylvania attorney.
On December 14, 1995, without Ganz's presence or formal
appearance in the Pennsylvania action, a custody hearing was
conducted by the master, whose written report of the same date is
in the record before us. The master found that a notice of
hearing was served upon Ganz in New Jersey on July 15, 1995. He
noted that the court had received a letter from Ganz's New Jersey
attorney describing her difficulty in obtaining representationSee footnote 2
and in appearing in western Pennsylvania, due to her limited
financial circumstances. The master categorized the letter as an
"ex parte communication," despite a copy noted thereon to Kenneth
Stemberg, Esq., the Pennsylvania attorney who filed Rust's
petition for modification, and the master concluded that the
letter did not constitute the required appearance. After hearing
testimony from Rust and his mother, the master concluded that
custody should be awarded to Rust, with visitation for Ganz only
in Washington County.
It was after learning of that report and a proposed court
order adopting the master's recommendations that Ganz on December
27, 1995 sought an Order to Show Cause in the New Jersey action
why she should not be granted temporary custody, restraints
against Rust proceeding in Pennsylvania, a plenary hearing on
jurisdiction, a custody investigation, and related relief. The
New Jersey Family Part Judge made telephone contact on December
27, 1995 with Judge Seneca of the Pennsylvania Court of Common
Pleas, and faxed to her the papers filed by Ganz in New Jersey.
The Pennsylvania judge on December 27 told the New Jersey judge
she intended to proceed with the Pennsylvania custody
determination. While the New Jersey judge was not satisfied with
that response, he ordered Ganz to contact the Washington County
(Pennsylvania) Legal Aid Society and to file her exceptions to
the Pennsylvania master's report by December 28. On December 27
the New Jersey judge also wrote to Judge Seneca requesting her
view of the appropriate resolution of the jurisdictional issue.
Judge Seneca never responded.
Ganz, who was unable to obtain representation by the
Washington County Legal Aid Society, sent a letter to Judge
Seneca on her own behalf on or about December 28, explaining her
inability to obtain representation and the basis for claiming
jurisdiction in New Jersey. A copy appears to have gone to
Rust's attorney of record in Pennsylvania. On December 28, Judge
Seneca signed an order giving Ganz an extension of 15 days to
file her exceptions. However, it appears that neither Ganz nor
her New Jersey attorney received that order until February 1,
1996. In the meantime, on January 23, 1996, Judge Katherine B.
Emery entered an order in Pennsylvania incorporating the December
14 master's report and awarding custody to Rust. Neither the
report nor the order addressed subject-matter jurisdiction.
Assuming that Ganz had notice of the Pennsylvania hearing, and
assuming that without counsel and with limited means she
nevertheless had the obligation to appear at the master's hearing
in Pennsylvania on December 14, 1995See footnote 3, even sufficient notice
and opportunity to be heard do not confer subject-matter
jurisdiction or validate an otherwise void Pennsylvania court
order. See Neger v. Neger,
93 N.J. 15, 35 (1983).
Apparently the January 23 order was mailed to Ganz in New
Jersey at a prior address, and not at the Hackettstown address
that Ganz provided in her December 28 letter to the Pennsylvania
court. Ganz learned of the order when Rust arrived at her home
in Hackettstown, New Jersey on January 31, accompanied by a local
police officer, seeking physical custody of Jacob and claiming to
have a Pennsylvania court order. Ganz was not provided with the
order at that time. On February 1, 1996, Ganz's New Jersey
attorney obtained a faxed copy of the order directly from the
Pennsylvania court, and on that date the Family Part Judge
entered an Order to Show Cause with temporary restraints against
Rust enforcing the Pennsylvania order changing custody. On March
29, 1996, the return date of the Order to Show Cause, the Family
Part Judge denied Ganz the relief sought and dismissed her
complaint, concluding that because the Pennsylvania proceeding
had been initiated and was pending when Ganz filed her New Jersey
complaint on August 22, 1995, New Jersey was barred by the UCCJA
from exercising jurisdiction or modifying the Pennsylvania order.
The judge granted Ganz a temporary stay pending the filing of her
notice of appeal, and we granted a further stay of the dismissal
order pending this appeal.
[N.J.S.A. 2A:34-30e]
Ganz argues that Pennsylvania did not have jurisdiction at the
time Rust brought his modification action, because Jacob had been
living in New Jersey for more than six months. If indeed she is
correct, then N.J.S.A. 2A:34-42a(1) does not bar a New Jersey
modification decree.
Rust argues that the New Jersey Family Part judge correctly
concluded that New Jersey's exercise of jurisdiction was barred
by N.J.S.A. 2A:34-34a, which provides:
A court of this State shall not exercise
its jurisdiction under this act if at the
time of filing the petition a proceeding
concerning the custody of the child was
pending in a court of another state
exercising jurisdiction substantially in
conformity with this act, unless the
proceeding is stayed by the court of the
other state because this State is a more
appropriate forum or for other reasons.
(emphasis added).
The actual custody determination, in the best interest of
JacobSee footnote 4, is not before us. We address only the method by which
the trial court must determine jurisdiction under the controlling
statutes. Despite the many "tie-breaking" provisions of the Act,
we see the potential if not the actuality of an impasse in this
case. The Pennsylvania court that has now issued its own
modification decree never addressed the jurisdictional issue or
the application of the UCCJA to this case.
The UCCJA mandates recognition and enforcement of the
Pennsylvania modification decrees if that state
assumed jurisdiction under statutory
provisions substantially in accordance with
[that Act] or . . . made under factual
circumstances meeting the jurisdictional
standards of [the Act].
[N.J.S.A. 2A:34-41.]
Similarly, New Jersey is not to modify such a decree "unless (1)
it appears to the court of this state that the [Pennsylvania]
court . . . does not now have jurisdiction under [the UCCJA] . .
. and (2) [New Jersey] has jurisdiction. N.J.S.A. 2A:34-42.
A court must make a threshold determination that it has
subject-matter jurisdiction before entering a modification
decree. See N.J.S.A. 2A:34-31; 23 Pa.C.S.A. § 5344. The
Pennsylvania statute is virtually identical to the New Jersey
version, and provides in pertinent part:
(a) General rule.--A court of this
Commonwealth which is competent to decide
child custody matters has jurisdiction to
make a child custody determination by initial
or modification decree if:
(1) this Commonwealth:
(i) is the home state of the child at the
time of commencement of the proceeding; or
(ii) had been the home state of the child
within six months before commencement of the
proceeding and the child is absent from this
Commonwealth because of his removal or
retention by a person claiming his custody or
for other reasons, and a parent or person
acting as parent continues to live in this
Commonwealth;
(2) it is in the best interest of the child
that a court of this Commonwealth assume
jurisdiction because:
(i) the child and his parents, or the child
and at least one contestant, have a
significant connection with this
Commonwealth; and
(ii) there is available in this Commonwealth
substantial evidence concerning the present
or future care, protection, training and
personal relationships of the child;
(emphasis added)
As we understand the record, the only basis for jurisdiction in
Pennsylvania in 1995 could have been under section (2), if that
court received evidence and made a finding that it was "in the
best interest of the child . . . [for Pennsylvania to assume
jurisdiction] because . . . the child and [his father] . . . have
a significant connection with [Pennsylvania]; and there is
available in [Pennsylvania] substantial evidence concerning the
present or future care, protection, training and personal
relationships of the child." Id. No such determination was made
by the Pennsylvania court; hence, its assumption of jurisdiction
is subject to collateral attack in New Jersey.
It is implicit in the UCCJA that a state does not
automatically lose jurisdiction over custody when it is no longer
the home state, if one parent remains resident in that state, the
child has significant contact with the state, there is
substantial relevant evidence available in the state, and it is
in the child's best interest for that state to make the
determination. See N.J.S.A. 2A:34-31a(2); 23 Pa.C.S.A. §
5344(a)(2). Logically, however, the longer a child resides in a
new home state, the less likely it is that the elements
warranting continued jurisdiction in a prior home state will be
found. See L.F. v. G.W.F.,
183 N.J. Super. 195, 202-05 (App.
Div. 1982), where we found that New Jersey had lost jurisdiction
to enter a modification decree because the child had lived in
Pennsylvania with one parent during the five years since the
original New Jersey decree. See also Neger v. Neger, supra, 93
N.J. at 29-31.
We are guided in our decision by the underlying purposes of
the UCCJA and the Parential Kidnapping Prevention Act,
28 U.S.C.A.
§1738A (PKPA)See footnote 5, as well as the express provisions of
those statutes. See Ivaldi v. Ivaldi
147 N.J. 190 (1996), Neger
v. Neger, supra. The PKPA has been held by the United States
Supreme Court to require state courts to give full faith and
credit to the custody decrees of sister states, so long as the
decree to be enforced has been entered in compliance with the
PKPA itself. Thompson v. Thompson,
484 U.S. 174, 176,
108 S.Ct. 513, 514,
98 L.Ed.2d 512 (1988). Our Supreme Court has concluded
that while the PKPA "creates a clear priority for the home state,
. . . jurisdiction may be based on significant contacts only if
no state qualifies as the home state." E.E.B. v. D.A.,
89 N.J. 595, 610 (1982), cert. denied sub. nom. Angel v. Bowen,
459 U.S. 1210,
103 S. Ct. 1203,
75 L.Ed.2d 445 (1983). The Court further
concluded that the PKPA "does not significantly disrupt the
jurisdictional provisions of UCCJA." Id. See also Neger v.
Neger, supra, 93 N.J. at 36.
Both New Jersey and Pennsylvania have enacted the UCCJA.
See 23 Pa. C.S.A. § 5341 et seq. The legislative intent is set
forth in N.J.S.A. 2A:34-29:
The Legislature finds that this act is
necessary in order to: a. Avoid
jurisdictional competition and conflict with
courts of other states in matters of child
custody which have in the past resulted in
the shifting of children from state to state
with harmful effects on their well-being;
b. Promote cooperation with the courts of
other states to the end that a custody decree
is rendered in that state which can best
decide the case in the interest of the child;
c. Assure that litigation concerning the
custody of a child takes place ordinarily in
the state with which the child and his family
have the closest connection and where
significant evidence concerning his care,
protection, training, and personal
relationships is most readily available, and
that courts of this State decline the
exercise of jurisdiction when the child and
his family have a closer connection with
another state; d. Discourage continuing
controversies over child custody in the
interest of greater stability of home
environment and of secure family
relationships for the child; e. Deter
abductions and other unilateral removals of
children undertaken to obtain custody awards;
f. Avoid relitigation of custody decisions of
other states in this State insofar as
feasible; g. Facilitate the enforcement of
custody decrees of other states; and h.
Promote and expand the exchange of
information and other forms of mutual
assistance between the courts of this State
and those of other states concerned with the
same child.
Our Supreme Court's most recent discussion of the rationale for the Legislature's adoption of the UCCJA appears in Ivaldi v. Ivaldi, supra, holding that the Act applies to an international child custody dispute and remanding that case to the trial court to determine whether New Jersey or Morocco provides a more appropriate forum. In so ruling, the Supreme Court described the central policy of the Act's jurisdictional provisions . . .
to assure that custody litigation occurs in the place where the
child and his or her family have the closest connection. 147
N.J. at 198. The Court continues:
One of the general purposes of the Act is to
assure that custody litigation proceeds in
the state where the child and the child's
family have the closest connections and where
significant evidence concerning the child's
care, protection, training, and personal
relationships is most readily available.
N.J.S.A. 2A:34-29(c).
[Ibid.]
We recognize that Ivaldi involved concurrent proceedings to make
an initial custody determination, whereas we deal with concurrent
Pennsylvania and New Jersey proceedings in which each party seeks
to modify a prior Pennsylvania consent order. We note, however,
that the Court in Ivaldi further identified the identification
of the 'home state' and the need to avoid jurisdictional
conflicts" as important policies of the Act, id. at 201,
carefully distinguishing the question whether New Jersey had
jurisdiction from the question whether New Jersey should have
exercised jurisdiction. The latter is the forum-non-conveniens
issue, and the Court stressed that the interests of the child
are critical in determining which jurisdiction provides a more
convenient forum." Id. at 205. Finally, and with particular
importance for our case, the Court cited N.J.S.A. 2A:34-29 (b)
and (h), noting that [c]ommunication between courts furthers the
goals of the Act by permitting the exchange of information so
that the court best situated to consider the interest of the
child will determine the question of custody. Ibid.
As we recently stated in Schuyler v. Ashcroft,
293 N.J.
Super. 261, 277 (App. Div. 1996), certif. denied, ___ N.J. ___
(1997), "under the UCCJA, the best interests of the children now
determine which state will govern these proceedings. N.J.S.A.
2A:34-31." We are mindful of the extraordinary procedural
history in Schuyler that led to the conclusion that a Florida
court order did not warrant full faith and credit because that
court did not have personal jurisdiction over the New Jersey
parent. We share the concern expressed in the concurring opinion
that we afford appropriate respect to our sister state's court.
is consistent with the UCCJA to litigate that issue in New
Jersey.
Under circumstances remarkably similar to those before us,
we held in Swire v. Swire,
202 N.J. Super. 289, 295 (App. Div.
1985)See footnote 6,
that the New York order of 1983 transferring
custody to defendant is not entitled to
recognition and enforcement in this state
under N.J.S.A. 2A:34-41 because the
jurisdictional prerequisites of the Uniform
Act were not met in New York. Because of
that holding we need not determine the
applicability of N.J.S.A. 2A:34-42 as of the
time of the institution of the present action
. . . .
We cannot conclude that jurisdiction is automatically determined by a race to the courthouse. Rather we conclude that the letter as well as the spirit of the UCCJA requires full faith and credit to another state's custody order only where that state's court has obtained jurisdiction in substantial compliance with the UCCJA. The first element of compliance with the UCCJA is for the issuing court to have subject-matter jurisdiction. N.J.S.A. 2A:34-31; 23 Pa.C.S.A. § 5344. A court order entered without subject-matter jurisdiction is void and can be collaterally attacked. See Durfee v. Duke, 375 U.S. 106, 110-11, 84 S.Ct. 242, 244-45, 11 L.Ed.2d 186 (1963) (subject-matter jurisdiction could not be retried because the issue had been fully litigated in the original forum). See also Pector v.
Meltzer, 1
997 WL 104581, ___ N.J. Super. ___ (App. Div. 1997)
(dictum). Here it is apparent that the Pennsylvania court did
not rule upon its own subject-matter jurisdiction, despite
receipt of Ganz's pro se letter objecting to jurisdiction and
direct communication from a New Jersey Judge who attempted to
resolve jurisdiction and provided that court with the supporting
documents filed in New Jersey.
Our conclusion is also consistent with the PKPA, which
defines a child's "home state" virtually identically to the
UCCJASee footnote 7, requires enforcement and bars modification of another
state's custody order where that order is "made consistent with
[the PKPA],"
28 U.S.C.A.
§1738A(a), and provides that an order
is "consistent" only if the issuing court "has jurisdiction under
the law of such State."
28 U.S.C.A.
§1738A(c)(1). The PKPA
expressly permits a state court to modify a custody determination
by another state's court if the modifying court "has jurisdiction
. . . and the court of the other State no longer has
jurisdiction. . . ."
28 U.S.C.A.
§1738A(f).See footnote 8 Deference to an
earlier pending custody proceeding in another state is required
by the PKPA only where the "court of that other State is
exercising jurisdiction consistently with" the provisions of that
Act.
28 U.S.C.A.
§1738A(g).
The UCCJA clearly contemplates the potential for
simultaneous proceedings concerning custody to be pending in two
states. See N.J.S.A. 2A:34-34; 23 Pa.C.S.A. § 5347. The Act
directs a court that learns of simultaneous proceedings,
irrespective of which was first filed, to communicate with the
other court "to the end that the issue[s] may be litigated in the
more appropriate forum." N.J.S.A. 2A:34-34c. Having been
informed of the pending Pennsylvania proceeding on December 27,
the New Jersey judge acted substantially in conformity with the
Act. Although he did not stay the New Jersey action, he
communicated with the Pennsylvania judge to the appropriate end.
However, the Pennsylvania court had the same obligation. The
apparent failure of the courts to complete an exchange of
information in order to see that custody "may be litigated in the
more appropriate forum" suggests a failure on the part of both
state trial courts to fully comply with the dictates of the Act.
Even if Pennsylvania could have been found to have
jurisdiction, it is inconsistent with the UCCJA for the
Pennsylvania court not to have considered whether Pennsylvania
and New Jersey each had jurisdiction; if so whether Pennsylvania
was an inconvenient forum;See footnote 9 to have invoked or at least
considered the discretionary provisions of the Act to take
depositions in New Jersey;See footnote 10 or to request the New Jersey court
"to hold a hearing to adduce evidence;" or to have a custody
investigation made;See footnote 11 or even to require Rust to pay "travel and
other necessary expenses" for Ganz's appearance in
Pennsylvania.See footnote 12 We are satisfied that there was no obligation
for the Family Part Judge to decline jurisdiction or to give full
faith and credit to a Pennsylvania order entered in derogation of
the jurisdictional requirements of the UCCJA. See Bowden v.
Bowden, supra, 182 N.J. Super. at 314.
On February 1, 1996, upon Ganz's application through
counselSee footnote 13 for an order to show cause with temporary restraints,
the following colloquy took place:
THE COURT: Well, I -- my concern is this:
You know what the Statute says. It says that
the judge of the one state shall communicate
with the judge of the other state and they
will agree as between themselves which would
be the better state to handle the matter.
What happens when they don't agree?
MS. REINERS: Well, Your Honor --
THE COURT: Because the judge in Pennsylvania
doesn't agree. She doesn't listen.
MS. REINERS: Well, apparently not.
THE COURT: She doesn't even answer my
letters.
[emphasis added.]
. . . .
You know, I have some concerns, but what really concerns me is that I called the Debbie O'Dell Senica and, in fact, as I was talking to her, we faxed to her all of the documents, if my memory serves me correctly. And before she even got to the last page, but
had read, I guess, what she wanted to read,
is when she said that your client should
immediately contact whoever that agency is,
if they would file the objection then her
rights would be protected.
I know that I wrote to -- I wrote to the
judge under date of December the 27th and I
concluded it by saying I would appreciate it
if you would advise, after you have reviewed
the enclosed documents, as to whether it is
the intention of your court to maintain
jurisdiction in view of the disputed issue of
the length of time the child actually was a
resident in the Commonwealth of Pennsylvania.
Now, in deference to her, she presumably
will say, I answered that over the telephone
because I had the fax copy, and this is only
the hard copy.
So, now we have a situation where a
response was filed, albeit by the litigant,
who certainly is permitted to do so. I don't
think there's anything in the law that says
that an attorney has to file the objection.
Now, the Court out there proceeds to
enter an order which is really, in my
opinion, contrary to what the law says should
occur. [emphasis added.]
On the return date, March 29, 1996, both parties were
represented, and the judge again set forth the facts before him:
THE COURT: I just wanted to get into the
back -- I just want to lay out some things
here by way of background here. That we have
a situation where the Pennsylvania Court in
1993 awards custody of the child to Ms. Ganz.
Ms. Ganz moves to New Jersey. She's here for
two years. There is a matter that's
initiated in Pennsylvania after she has been
a resident in New Jersey. That matter came
on in December, if my memory serves me
correctly, of 1995. And it was the subject
of an order to show cause that Ms. Reiners
filed at the time seeking to have New Jersey
invoke jurisdiction by virtue of the fact
that the child has been a resident of this
State for two years and that, therefore,
under the Statute, New Jersey would have
jurisdiction unless there is some specific
order outstanding stating that jurisdiction
is retained in Pennsylvania by virtue of a
prior proceeding.
And as a result of that order to show
cause, I had a conference with -- a telephone
conference with the judge in Pennsylvania.
And I faxed to the judge all of the documents
that Ms. Reiners had provided to the Court
that day. And the judge indicated that Ms.
Ganz should have the -- whatever legal
services it is, the agency in Pennsylvania, I
guess file an objection on her behalf.
And as a result of that, it was -- I was
led to believe, and it actually did occur,
that nothing was going to be done immediately
pending this objection being filed.
As I understand based on all of the
certification that have been filed, that an
effort was made by the Warren County Legal
Aid Office to have Washington County Legal
Aid Office represent Ms. Ganz. And for
whatever reason, they opted not to.
However, based on the conversation that
I had with the judge in Pennsylvania, it was
indicated that if the objection to the
master's report was received, then the Court
would consider the issue.
Now, as I understand it, and I entered -- what I did was the order that of -- to show
cause with temporary restraints was dated
December the 27th. I struck out all of the
relief that was requested as a result of my
telephone call with the judge in Pennsylvania
and stated that, "The plaintiff shall contact
the Washington County Legal Aid Office to
have that office file an objection to the
master's report. The objection is to be
filed no later than December 28, 1995." As I
understand it, an objection was filed,
albeit, pro se. But an objection was filed.
And it set forth the basis, namely that New
Jersey should have jurisdiction by virtue of
the child living here for two years.
For whatever reason, the Pennsylvania
Court, through another judge, as I understand
it, entered the order adopting the master's
recommendation. [emphasis added.]
Plaintiff argued to the trial court that the Pennsylvania
court's failure to abide by the UCCJA by communicating with the
judge in New Jersey
so that this can be decided by the judges so
that the parties don't have to go running
around going from state to state arguing it.
Nevertheless, the judge denied further jurisdiction in New
Jersey. He cited the December 28 Pennsylvania order extending
time for Ganz to file objections to the Pennsylvania master's
report, apparently overlooking Ganz's claim that she did not
receive that order until after the January 23 Pennsylvania
custody order had been entered, and that on December 28 she did
write to the Pennsylvania court, pro se. The judge further cited
a dispute over the length of the child's temporary stay in
Pennsylvania beginning in November 1994, apparently ignoring the
undisputed residence in New Jersey with Ganz since June 1,
1993See footnote 14 (excepting a maximum of four months between November 1994
and early 1995).See footnote 15
The judge concluded:
THE COURT: My decision is go to the
Appellate Division. I don't see how I have
the authority to restrain the enforcement of
an order in Pennsylvania [when] the one
against whom it seeks to be enforced was
afforded the opportunity to appear and for
whatever reason, never appeared. It seems to
me that the order is entitled to full faith
and credit.
Now, whether there is a jurisdictional
issue, I don't know. I know this, there was
communication between New Jersey and
Pennsylvania. Pennsylvania had all of the
information that you're asserting should
deprive them of jurisdiction. And they opted
to proceed. Unfortunately, they proceeded
without notifying me, but that doesn't mean
that what they did was wrong.
The master's report that was adopted by the Pennsylvania
court in its February 23, 1996 order declined to consider the
jurisdictional issue, noting Ganz's attempt to raise it but
apparently concluding that her failure to appear at the hearing
waived her objection to jurisdiction. There was no "best
interest" determination, either with respect to the exercise of
jurisdiction or the merits, before custody was changed, and there
was no attempt to obtain any information about the child or his
living arrangements in New Jersey during the two-and-one-half
years since he had moved from Pennsylvania in June 1993.
The Pennsylvania court apparently did not consider whether
it should "decline to exercise its jurisdiction . . . [because]
it is an inconvenient forum . . . [and] a court of another state
is a more appropriate forum." See N.J.S.A. 2A:34-35a; 23
Pa.C.S.A. § 5348. The Act suggests the factors to be considered
"in determining if it is an inconvenient forum, the overriding
consideration being "if it is in the interest of the child that
another state assume jurisdiction." N.J.S.A. 2A:34-35c; 23
Pa.C.S.A. § 5348(c). It is difficult to conclude that the
child's best interest could have been served by a determination
made without any evidence of the child's circumstances during the
previous two-and-one-half years (from June 1993 through December
1995) while he has lived with his mother and an older sibling in
New Jersey. The question is whether the trial court was correct
in concluding that the UCCJA compelled him to dismiss Ganz's
complaint.
The dilemma faced by the trial judge is created by the
tension between the dual goals of the UCCJA to avoid
jurisdictional conflicts and to insure each state's court
adequately considers the jurisdictional issues addressed by the
Act. The very situation the Act was designed to avoid has come
to pass. Each parent is invoking the jurisdiction of the court
of his and her own state of residence, and while the dispute
continues, one or the other is deprived of significant contact
with the child resulting from the fear that physical control will
determine jurisdiction and ultimately custody.
We do not intend to encourage a tug-of-war between the
courts of our two states over jurisdiction any more than we would
encourage a tug-of-war between parents over their child. As our
Supreme Court so clearly found in E.E.B. v. D.A., supra,
A custody dispute is more than a
jurisdictional chess game in which winning
depends on compliance with predetermined
rules of play. A child is not a pawn. In
exercising its discretion within the confines
of UCCJA and PKPA, a court should consider
not only the literal wording of the statutes
but their purpose: to define and stabilize
the right to custody in the best interest of
the child.
[89 N.J. at 611.]
Nor, however, can we allow an overly literal reading of the UCCJA
or PKPA to supersede the sense and the spirit of those Acts, or
the best interest of the child under N.J.S.A. 9:2-4c, which
should be read in pari materia with the UCCJA and the PKPA.
Our conclusion in this case is not inconsistent with our
holding in Benda v. Benda,
236 N.J. Super. 365, 370 (App. Div.
1989), where
the New Jersey judge and the Indiana judge
consulted pursuant to the provisions of
N.J.S.A. 2A:34-34(c) and concluded that
Indiana, where plaintiff began custody
proceedings and which was the original home
state of all parties, was the proper forum.
At that point, the trial judge who ultimately
took over the case in New Jersey was
precluded by N.J.S.A. 2A:34-34 from
exercising jurisdiction under the general
jurisdiction provisions of the Act. N.J.S.A.
2A:34-31a(1), (2) and (4). See Cunningham v.
Cunningham,
719 S.W.2d 224, 228 (Tex. Ct.
App. 1986)("when a sister state is already
exercising jurisdiction in conformity with
the UCCJA at the time of filing . . . the
only power that the [second] trial court has
is to dismiss.
[emphasis added.]
When Ganz filed her complaint in New Jersey in August 1995, it appears that New Jersey had subject-matter jurisdiction as the home state, and arguably as well in the best interest of the
child, to enter a custody modification order by virtue of the
child's residence with Ganz in New Jersey since June 1993. See
N.J.S.A. 2A:34-31a(1) and (2), providing in pertinent part:
The Superior Court of the State of New
Jersey has jurisdiction to make a child
custody determination by initial or
modification decree if:
(1) This State (i) is the home state of the
child at the time of commencement of the
proceeding, or (ii) had been the child's home
state within 6 months before commencement of
the proceeding and the child is absent from
this State because of his removal or
retention by a person claiming his custody or
for other reasons, and a parent or person
acting as parent continues to live in this
State; or
(2) It is in the best interest of the child
that a court of this State assume
jurisdiction because (i) the child and his
parents, or the child and at least one
contestant, have a significant connection
with this State, and (ii) there is available
in this State substantial evidence concerning
the child's present or future care,
protection, training, and personal
relationships. . . .
It further appears that Pennsylvania may no longer have had
jurisdiction under the parallel statute to enter a modification
decree when Rust filed for a change of custody on May 3, 1995.
See 23 Pa.C.S.A. § 5344(a).
It is plain that the Pennsylvania court did not conduct a
hearing or make a finding with respect either to its own
continuing jurisdiction to modify custody, or the propriety of
exercising such jurisdiction in light of the child's undisputed
residence in New Jersey, plaintiff's attempt to challenge
Pennsylvania's jurisdiction, and the New Jersey Superior Court
Judge's attempt to confer "to the end that the issue may be
litigated in the more appropriate forum." N.J.S.A. 2A:34-34c.
As the record below reveals, neither the master's report nor the
January 23, 1996 Pennsylvania court order adopting that report
reflects any consideration, hearing, or determination that
Pennsylvania had jurisdiction, or if it did, that it should
exercise jurisdiction in the face of notice that New Jersey also
had jurisdiction and arguably more "significant connection" and
more "substantial evidence." See N.J.S.A. 2A:34-31a(2); 23 Pa.
C.S.A. § 5344(a)(2). In L.F. v. G.W.F., supra, 183 N.J. Super.
at 205, in support of our conclusion that New Jersey had lost
jurisdiction to Pennsylvania, we took note of and quoted a
comment to the UCCJA:
[p]aragraph (2) perhaps more than any other
provision of the Act requires that it be
interpreted in the spirit of the legislative
purposes expressed in section 1. The
paragraph was phrased in general terms in
order to be flexible enough to cover many
fact situations too diverse to lend
themselves to exact description. But its
purpose is to limit jurisdiction rather than
to proliferate it. The first clause of the
paragraph is important: jurisdiction exists
only if it is in the child's interest, not
merely the interest or convenience of the
feuding parties, to determine custody in a
particular state. The interest of the child
is served when the forum has optimum access
to relevant evidence about the child and
family. There must be maximum rather than
minimum contact with the State. The
submission of the parties to a forum, perhaps
for the purposes of divorce, is not
sufficient without additional factors
establishing closer ties with the state.
[9 U.L.A., Child Custody Jurisdiction, at 124
(1979).]
The plenary hearing we order today must consider whether
Pennsylvania had jurisdiction. If it did not, its order is void
and should not be given full faith and credit. If Pennsylvania
had jurisdiction, the New Jersey court should further consider
whether the Pennsylvania court's decision to exercise
jurisdiction was consistent with the Act. That determination may
be the final step in answering the question whether full faith
and credit should be accorded to the Pennsylvania modification
decree.
We reverse the order dismissing Ganz's complaint and remand
for a plenary hearing to determine jurisdiction and the proper
exercise thereof. We continue the stay on enforcement of the
January 23, 1996 Pennsylvania order modifying custody. We direct
the trial court to schedule a plenary hearing within 45 days, to
conduct that hearing on substantially continuous dates, and to
entertain an application for visitation for Rust in New Jersey
pending a determination of jurisdiction. Despite the entry of a
final order in Pennsylvania, it would be appropriate for the
judge on remand to attempt to communicate with the judge who
signed that order. See Benda v. Benda, supra, 236 N.J. Super. at
372.
We do not retain jurisdiction.
Footnote: 1 The parties dispute whether it was two months or four months, beginning in November 1994. Rust's Verified Petition to Modify Custody signed April 16, 1995 alleges that he "had physical custody of Jacob from Thanksgiving 1994 until March 19, 1995 . . . ." Ganz alleges that Jacob resided with Rust for "approximately eight weeks . . . . from Thanksgiving 1994 to the end of January 1995. Footnote: 2Ganz's counsel represented to the New Jersey judge that the Washington County Legal Aid was in a conflict because it had previously represented Rust, and declined to provide independent counsel for Ganz. Footnote: 3We assume for purposes of this decision, without deciding, that Ganz had sufficient opportunity to be heard in Pennsylvania to meet constitutional due process requirements. Footnote: 4It appears that Rust has had little if any visitation with Jacob since sometime in the Spring of 1995. The distance between the parties' homes, the ongoing litigation, as well as financial and personal circumstances have apparently hindered cooperation between the parents. We are mindful that such total separation from either parent is rarely in a child's best interest. Footnote: 5In the event of a conflict between the state and the federal statutes, the PKPA preempts the UCCJA. D.B. v. R.B., 279 N.J. Super. 405, 411 (App. Div. 1995), citing In re Adoption of Child by T.W.C., 270 N.J. Super. 225 (App. Div. 1994). However, we find no conflict and therefore no preemption issue here. Footnote: 6In Swire, however, there was some evidence that the New Jersey parent had wrongfully retained physical custody, and a plenary hearing was ordered to consider the applicability of N.J.S.A. 2A:34-36. Id. at 295-96. Footnote: 7Compare N.J.S.A. 2A:34-30e with 28 U.S.C.A. §1738 A(b)(4). Footnote: 8Compare N.J.S.A. 2A:34-42a. Footnote: 9Compare N.J.S.A. 2A:34-35 with 23 Pa.C.S.A. § 5348. Footnote: 10Compare N.J.S.A. 2A:34-46 with 23 Pa.C.S.A. § 5359. Footnote: 11Compare N.J.S.A. 2A:34-47a with 23 Pa.C.S.A. § 5360. Footnote: 12Compare N.J.S.A. 2A: 34-47b with 23 Pa.C.S.A. § 5352(c). Footnote: 13Victoria Reiners, Esq., of Warren County Legal Services has represented Ganz in this New Jersey action. Footnote: 14While the Pennsylvania master's report refers to Ganz having moved to New Jersey with the child "on or around December 2, 1993," the record, which includes Rust's certifications in the New Jersey case as well as his original petition in Pennsylvania, clearly shows there is no dispute that the child moved to New Jersey with Ganz on or about June 1, 1993. Footnote: 15Rust has never claimed, nor could he in good faith under the UCCJA, that the child's stay in Pennsylvania made Pennsylvania once again the home state of the child.