SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4225-00T3
MILDA GELER, Individually,
As Guardian Ad Litem for
SHANNON FAYNIN, an infant
And EDWARD FAYNIN,
Plaintiffs-Appellants,
Cross-Respondents,
vs.
DR. RICHARD AKAWIE,
OBSTETRICAL and GYNECOLOGICAL
GROUP of EAST BRUNSWICK, P.A.,
Defendant-Respondents,
vs.
DR. MICHAEL WEINGARTEN, M.D.,
Defendant-Respondent
Cross-Appellant.
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Argued November 18, 2002 - Decided March 3,
2003
Before Judges Havey, Wells, and Payne.
On appeal from Superior Court of New
Jersey, Law Division, Middlesex County,
Docket no. L-8318-98.
Robert Solomon argued the cause for
appellants, cross-respondents (Nagel Rice
Dreifuss & Mazie attorneys; Bruce H. Nagel
of counsel and on the brief).
James M. Ronan, Jr. argued the cause for
respondents (Ronan, Tuzzio & Giannone
attorneys; Mr. Ronan of counsel and on the
brief with Anthony M. Tracy).
Sean P. Buckley argued the cause for
respondent, cross-appellant (Buckley &
Theroux attorneys; Mr. Buckley of counsel,
Karla M. Donovan on the brief).
The opinion of the court was delivered by
PAYNE, J.A.D.
In this wrongful birth case, plaintiffs Milda Geler and
Edward Faynin, the parents of a child who was born with Tay-Sachs
disease and died just before the age of two, claimed malpractice
on the part of obstetricians Richard Akawie and Michael
Weingarten as the result of their alleged failure to provide
genetic counseling regarding the disease, to inform them of the
availability of tests to determine whether they and their
offspring carried the recessive gene causing the disease, and to
follow up once it became apparent that initial paternal testing
had not been conducted.
Following trial, the jury returned a verdict in favor of
Akawie, the doctor who saw plaintiffs on their first visit on
December 11, 1996 and on March 21, 1997, and against Weingarten,
the doctor who saw them on three occasions commencing on January
2, 1997 and continuing through February 18, 1997, and then for an
additional visit on April 24, 1997.See footnote 11 The jury awarded damages to
plaintiffs for emotional distress in the total amount of
$500,000, divided equally between them. However, that amount was
reduced by one-third as the result of the operation of the
doctrine of avoidable consequences, which the trial judge found
to be applicable to the case. A judgment for the reduced amount,
stipulated medical expenses and prejudgment interest was entered.
Prior to entry of judgment, Weingarten timely moved for a
judgment notwithstanding the verdict (j.n.o.v.), claiming that
plaintiffs had not demonstrated liability on his part or legally
cognizable damages for emotional distress. The motion was denied
as to liability and granted as to damages. Weingarten's
alternative "conditional" motion for a new trial as the result of
alleged attorney misconduct was denied. However, that denial did
not constitute a determination on the merits of the conditional
motion. The trial judge observed that it would have been granted
if defendant had not prevailed on his motion for j.n.o.v. on the
issue of emotional distress damages.
Plaintiffs appeal from entry of the order granting
Weingarten's motion for j.n.o.v. on damages for emotional
distress and from various rulings by the trial judge of relevance
if the case is to be retried. Weingarten has cross-appealed,
claiming error in the court's failure to grant a j.n.o.v. in his
favor on liability or a new trial on liability and damages as the
result of alleged misconduct on the part of plaintiffs' attorney,
Bruce H. Nagel. We reverse and remand the case for a retrial of
plaintiffs' liability and damage claims against Weingarten.
Plaintiffs argue that the elevated standard imposed in Carey
is not applicable in a case alleging injury to parents from the
wrongful birth of a congenitally handicapped child. We agree.
In doing so, we note a distinction between the judicial treatment
of claims for parental emotional distress arising from negligence
directed solely at the parents, as here, and claims for parental
emotional distress arising from negligence also directly
affecting their newborn child. This case falls within the former
category, and thus squarely within Supreme Court precedent
recognizing, without mention of an enhanced standard of proof,
parental emotional distress as an element of damages in other
genetic counseling malpractice contexts. See Berman v. Allan,
80 N.J. 421 (1979)(failure to offer amniocentesis that would have
disclosed Downs' Syndrome); Schroeder v. Perkel,
87 N.J. 53
(1981)(failure to timely diagnose cystic fibrosis in a sibling);
Procanik by Procanik v. Cillo,
97 N.J. 339 (1984)(failure to
diagnose mother's German measles); and Canesi v. Wilson, 158 N.J.
490 (1999)(failure to inform mother of fetal risk from mother's
ingestion of the drug Provera).See footnote 44
The fact that the Court has chosen not to impose an elevated
standard of proof in genetic counseling malpractice cases is a
logical consequence of the Court's determination to recognize a
cause of action in this context for injury sustained by parents,
alone. "[A]t bottom," the injury that is alleged is deprivation
of the parents' "option of making a meaningful decision as to
whether to abort the fetus." Berman, supra, 80 N.J. at 430. A
concern over expansion of liability beyond the foreseeable
emotional consequences of the tort, or over duplication of
recovery as the result of the overlapping claims of parents and
child, is not implicated in this type of case and has no
relevance here.
The line of cases premised upon wrongful birth resulting
from inadequate genetic counseling is thus distinguishable from
cases such as Carey in which negligent injury to a fetus causes
an otherwise normal child to die shortly after birth, or to be
born in an impaired condition. Procanik, supra, 97 N.J. at 348.
In wrongful birth cases, there is no claim that the negligence of
the physician caused the child's impairments. The sole claim is
that negligence precluded the parents' opportunity to decide
whether to give birth to the impaired child in the first place.
Thus, the parents' claim of injury is wholly independent from any
claim asserted on the child's behalf. Schroder, supra, 87 N.J.
at 65; Procanik, supra, 97 N.J. at 356. The Court's recognition
of a right to "accept or reject a parental relationship" thus
"protects a distinctively personal interest." Canesi, supra, 158
N.J. at 501 (citing Hummel v. Reiss,
129 N.J. 118, 136 (1992)
(Handler, J., dissenting)).
Moreover, an award of damages for emotional distress has
been recognized as one of the few avenues of redress for tortious
conduct in this circumstance. The Berman Court held in the
context of an alleged failure to inform prospective parents of
the availability of amniocentesis as a means of detecting Downs
Syndrome:
As in all other cases of tortious injury, a
physician whose negligence has deprived a mother of
this opportunity [to determine whether to undergo an
abortion] should be required to make amends for the
damage which he has proximately caused. Any other
ruling would in effect immunize from liability those in
the medical field providing inadequate guidance to
persons who would choose to exercise their
constitutional right to abort fetuses which, if born,
would suffer from genetic defects.
In failing to inform Mrs. Berman of the availability of
amniocentesis, defendants directly deprived her _ and,
derivatively, her husband _ of the option to accept or
reject a parental relationship with the child and thus
caused them to experience mental and emotional anguish
upon their realization that they had given birth to a
child afflicted with Down's Syndrome. . . . We feel
that the monetary equivalent of this distress is an
appropriate measure of the harm suffered by the parents
deriving from Mrs. Berman's loss of her right to abort
the fetus.
[Id. at 432-33.]
Berman, thus, clearly establishes injury from emotional
distress as a constituent element of a parent's consequential
damages flowing from a physician's wrongful conduct in this
wrongful birth context. "[T]he shock and bitterness of parents
in having been deprived of any choice concerning the birth of
their child" provides the basis for the damage award. Giardina
v. Bennett,
111 N.J. 412, 416 (1988) (citing Berman and
Schroeder).
There can be no doubt of the existence of such distress.
"Without doubt, expectant parents, kept in ignorance of severe
and permanent defects affecting their unborn child, suffer
greatly when the awful truth dawns upon them with the birth of
the child." Berman, supra, 80 N.J. at 438 (Handler, J.,
concurring in relevant part and dissenting in part). As the
result of a physician's failure to adequately explain the
consequences of parental action or inaction, the parents are
deprived of the "opportunity to cushion the blow, mute the hurt,
or prepare themselves as parents for the birth" of a seriously
impaired child. Id. at 439.
Further, as those cases that follow and expand uponSee footnote 55 Berman
make clear, the fact that the injury to the parents derives from
the deprivation of their ability to choose whether to carry a
fetus to term, does not serve to distinguish available damages
from the "normal measure of damages for the commission of a
tort": that is, "all damages proximately caused by the injury,"
whether they be emotional or economic in nature. Schroeder,
supra, 87 N.J. at 66 (citing Berman, supra, 80 N.J. at 432).
"The emotional distress and economic loss resulting [from] this
lost opportunity to decide for herself whether or not to
terminate the pregnancy constitute plaintiff's damages." Canesi,
supra, 158 N.J. at 506.
The damages for emotional distress awarded in a wrongful
birth context are no different from the emotional distress
damages awarded without qualification in other medical
malpractice contexts that do not involve childbirth. See Evers
v. Dollinger,
95 N.J. 399, 410 (1984) (recognizing a claim for
mental and emotional injury arising out of a physician's
negligent failure to diagnose breast cancer). As stated there:
Certainly compensable injury in the form of mental pain
and suffering in the context of medical malpractice is
not new. West v. Underwood,
132 N.J.L. 325 (E. & A.
1945) [permitting recovery for all "pain and suffering,
mental and physical" arising from a physician's
negligent failure to perform a sterilization]. Damages
for [plaintiff's] emotional and mental suffering should
be awarded upon proof that this distress resulted from
defendant's negligent failure to diagnose her tumor and
effectuate prompt and proper treatment. See id. at
326. "[C]ourts have come to recognize that mental and
emotional distress is just as 'real' as physical pain,
and that its valuation is no more difficult." Berman
v. Allan,
80 N.J. 421, 433 (1979); see Schroeder v.
Perkel,
87 N.J. 53 (1981).
[Id. at 410.]
See also Karol v. Berkow,
254 N.J. Super. 359 (App. Div. 1992).
Cf. Strachan v. John F. Kennedy Mem. Hosp.,
109 N.J. 523, 534
(1988) (finding actionable the emotional distress to parents
occasioned by viewing their brain dead son over the three day
period during which the hospital unreasonably refused their
request to remove life support).
As recognized by the Evers Court, such damages are the same
as damages for pain and suffering awarded as a matter of course
upon proper proofs in tort actions, even in the absence of
physical injury. See Ayers v. Jackson Tp.,
106 N.J. 557, 576
(1987)(recognizing equivalence and citing, among others, Evers
and Berman); Zahorian v. Russell Fitt Real Estate Agency,
62 N.J. 399, 416 (1973)(affirming compensation for emotional distress
from discrimination through an award for pain and suffering));
Strachan, supra, 109 N.J. at 537-38. No logical basis exists for
establishing a higher level of proof of emotional distress
claimed as damages in a wrongful birth context. That distress is
as real and as predictable in this medical malpractice context as
it is elsewhere.
Further, no suggestion of a higher standard appears in
wrongful birth precedent. Indeed, the current charge on wrongful
birth or life, adopted on January 10, 2003, after trial of this
matter, does not mandate a higher standard, but instead
characterizes such damages as "the emotional injury and anguish
that the plaintiffs have suffered and will suffer in the future
caused by losing the option to terminate the pregnancy and being
compelled to take on the lifetime tasks and burdens of raising a
disabled child." Model Civil Jury Charge 5.36F.
In sum, the Court has expanded concepts of duty in order to
specifically recognize a tort directed solely against parents,
consisting of a deprivation of their right of choice through the
absence of genetic counseling, and it has recognized a right of
recovery for that tort. Berman, supra, 80 N.J. at 432-33.
Moreover, it has found recoverable the "normal measure of
damages" for commission of the tort, including parental damages
for emotional distress. Schroeder, supra, 87 N.J. at 66. It has
declared that such parental distress is just as "real" as
physical pain, and it has found its valuation to be no more
difficult. Berman, supra, 80 N.J. at 433.
In the context of an award of damages for a tort committed
solely against the parents of a genetically impaired offspring,
the Court has never found it necessary to require the indicators
of reliability imposed in other contexts in which damages for
emotional distress have been sought. This result can be
explained by three factors: (1) the recognition that tort law
should furnish grounds for findings of liability in this context
and provide damages for the most likely injuries to have been
sustained _ emotional distress and extraordinary medical expense;
(2) the certainty and predictability of parental emotional
distress in the circumstances, and thus the lack of any need to
guard against specious claims; and (3) the absence of significant
concern for unjustified expansion of liability beyond duty's
bounds or the duplication of recovery as the result of the
sometimes overlapping claims of parents and their injured
children.
The standard thus imposed reflects the Court's consideration
of the fundamental purpose of tort law: "that wronged persons
should be compensated for their injuries and that those
responsible for the wrong should bear the cost of their tortious
conduct." People Exp. Airlines, Inc. v. Consolidated Rail,
100 N.J. 246, 254-55 (1985). At the same time, it demonstrates an
appropriate degree of concern regarding "the effects of the
expansion of liability on the medical profession and society."
Carey, supra, 132 N.J. at 58 (citing Frame v. Kothari,
115 N.J. 638, 649-50 (1989)). The balance between these two policy
considerations struck by the Court in a wrongful birth/genetic
counseling context, and thus the proofs necessary to establish
parental emotional distress in this context, necessarily differ
from that balance struck in Carey and other cases in which an
enhanced standard is applied to parents of injured infants or
children. In the latter category of malpractice cases, the Court
has limited recovery to distress experienced from witnessing
malpractice and its direct effects, thereby excluding that
endured as the result of any misfortune accompanying injury to a
loved one. The Court has made certain that recovery is accorded
only to those foreseeably afflicted, and it has sought to
identify and properly compensate only the interests that it has
recognized as requiring protection. In a wrongful birth context,
these precautions are in large measure unnecessary as the result
of the nature of the tort, which is practiced solely on husband
and wife, and interferes only with their right to chose to be
parents.
On appeal, Weingarten has suggested that because the
wrongful birth cases that we have been discussing were decided in
a summary judgment context, the availability of damages for
emotional distress, but not their measure, was at issue. As a
consequence, Weingarten posits, the absence of a discussion of an
enhanced standard should not be dispositive of the issue on
appeal. It is not. However, we regard that absence, along with
the other compelling evidence that we have cited, to demonstrate
unequivocally that an enhanced standard does not apply in this
case.
As a final matter, we find inapplicable in a wrongful birth
context Carey's requirement that, in order for a husband to
obtain recovery, he must exhibit "severe" emotional distress,
arising from his contemporaneous observation of the malpractice
and its effects on the victim, and his shock at the results.
Such a requirement cannot be meaningfully applied in the context
of inadequate genetic counseling, because the malpractice is, by
its nature, unseen and contemporaneously unknown and its effects
are not physically manifested, but rather, indirect. Thus, the
use of this requirement essentially forecloses recovery to half
of the family unit in inadequate genetic counseling cases,
despite the recognition of a right to recovery on the part of
both parents. Berman, supra, 80 N.J. at 433. A father's shock
and distress, suffered when the "awful truth" of genetic
impairment is revealed at birth or thereafter cannot be said to
be measurably less severe than that suffered by the mother.
Moreover, Berman and its progeny demonstrate that no basis
exists for application of the Carey standard to a father's claim
for deprivation of the option to accept or reject a parental
relationship with a congenitally impaired child. In this regard,
the choice to abort or carry a child to term remains with the
mother. Berman, supra, 80 N.J. at 430, 433. However, the
interconnected legal interests of the father, although
derivative, have been found to be no less deserving of
protection. Id. at 433; Schroeder, supra, 87 N.J. at 63-64.
Because the trial court erroneously applied to this case
involving a claim by parents of negligent genetic counseling a
standard applicable to parental claims of emotional distress
arising out of neonatal malpractice, error was committed that
requires reversal both of the judgment notwithstanding the
verdict entered in favor of Dr. Weingarten with respect to
emotional distress damages and the damages verdicts entered
against him by the jury.
Upon retrial, plaintiffs may seek to establish damages as
the result of past, present and reasonably foreseeable future
emotional distress arising from the consequences of inadequate
genetic counseling without the necessity of expert testimony.
Evers, supra, 95 N.J. at 409-10. See also J.W. v. L.R.
325 N.J.
Super. 543, 547-48 (App. Div. 1999); Devlin v. Johns-Manville
Corp.,
202 N.J. Super. 556, 563-64 (Law Div. 1985).See footnote 66
The doctrine of avoidable consequences can be distinguished
from that of superceding causation. The doctrine of avoidable
consequences operates to reduce damages in proportion to the
fault of the injured party without extinguishing the liability of
the initial tortfeasor. The doctrine of superceding causation
permits the initial tortfeasor's liability to be cut off as the
result of superceding negligence that is sufficiently unrelated
to the initial negligence or so unanticipated that the initial
actor is relieved from liability. See generally Lynch, supra,
162 N.J. at 226-29.
The doctrine of avoidable consequences has been applied in a
medical malpractice context as a limitation on the damages
recoverable by a plaintiff whose conduct, occurring after the
commission of a negligent act by the physician, increases the
risk of harm. Thus, in Ostrowski, the Court permitted the jury
on retrial to consider plaintiff's continued smoking and poor
control of his diabetic condition following allegedly negligent
removal of a toenail as conduct that could serve to reduce the
damages recoverable as the result of the eventual partial
amputation of his leg. Id. 111 N.J. at 446. See also Lynch,
supra,
162 N.J. 209 (claim for child's disabilities and attendant
medical expense could be reduced if the parents were aware at
conception of a known but unquantified risk that disability would
ensue)See footnote 77; Bryant v. Calantone,
286 N.J. Super. 362 (App. Div.
1996) (finding failure by dental patient to request post-
treatment antibiotics that he knew to be necessary as the result
of consultations regarding a pre-existing heart murmur, or to
consult his cardiologist regarding the lack of necessary
medication could reduce the patient's damages); Flynn v. Stearns,
52 N.J. Super. 115 (App. Div. 1958) (analyzing a child's failure
to continue stretching exercises recommended by a defendant
following his negligent surgical repair of a broken arm as
affecting damages, only). In these cases, the doctrine of
avoidable consequences was utilized to enable reduction of
damages in the proportion that the injured party's own conduct
contributed to the total injury sustained.
None of the cases that we have discussed has been premised
upon the absence of genetic counseling.See footnote 88 In contrast to them,
this case is founded solely on a woman's right to determine for
herself whether to continue or terminate a pregnancy (Schroeder,
supra, 87 N.J. at 66) and the consequent duties of a physician in
this context. "Because the patient's protectable interest is the
personal right of self-determination, the doctor's duty of
disclosure must be sufficient to enable her to make an informed
and meaningful decision concerning whether or not to continue the
pregnancy." Canesi, supra, 158 N.J. at 502. In this regard, a
wrongful birth case such as this closely resembles relevant
elements of one based upon the doctrine of informed consent,
since each is premised upon the patient's right of self-
determination. Id. at 503.
Informed consent doctrine imposes on the physician
a duty to disclose "such information as will enable the
patient to make an evaluation of the nature of the
treatment and of any attendant substantial risks, as
well as of available opinions in the form of
alternative therapies." Largey v. Rothman,
110 N.J. 204, 208 (1988). That duty of disclosure rejects the
"reasonable physician" standard and focuses on the
material risks a "prudent patient" would want to know
before making a medical decision.
[Id. at 504.]
"The foundation for the physician's duty to disclose in the first
place is found in the idea that 'it is the prerogative of the
patient, not the physician, to determine for [her]self the
direction in which [her] interests seem to lie.'" Largey v.
Rothman,
110 N.J. 204, 214 (1988) (quoting Canterbury v. Spence,
464 F.2d 772, 781, cert. denied,
409 U.S. 1064,
93 S.Ct. 560,
34 L.Ed.2d 518 (1972).See footnote 99
We have strong reservations as to whether the doctrine of
avoidable consequences has applicability in any "informed
consent" context, and find that it has no application here.See footnote 1010
The doctrine of informed consent presupposes essential ignorance
on the part of the patient with respect to medical issues. The
duty to inform arises from that ignorance, and from the patient's
need to obtain information sufficient to make the right of self-
determination in medical matters meaningful. Even if the patient
is partially informed at the onset of the physician-patient
relationship, it is the physician's duty to fill any
informational gaps that preclude a meaningful exercise of the
patient's self-determinative right.See footnote 1111
Once a physician-patient relationship is established, no
duty on the part of the patient exists to seek out information
from a source other than the treating physician.See footnote 1212 Cf. Conklin
v. Hannoch Weisman,
145 N.J. 395, 412 (1996) (rejecting the
concept of an independent duty of inquiry on the part of a client
in an attorney malpractice context). If some information is
nonetheless obtained by independent means, it remains the
physician's duty to render that information sufficient to provide
a basis for the exercise of meaningful choice. In other words,
the exercise of choice depends on a foundation of adequate
information, and it always remains the physician's responsibility
to convey that information, if it is found to be lacking. In
this context, the consequences of a physician's failure to inform
cannot be meaningfully avoided.See footnote 1313
For these reasons, if the evidence on retrial permits such a
finding, the jury could determine (1) Weingarten fulfilled his
duty, and the failure to obtain prenatal testing was the result
of a conscious decision by Geler and Faynin; (2) Weingarten did
not fulfill his duty, but Geler and Faynin possessed sufficient
knowledge from other sources to permit them to make an informed
choice as to whether to terminate the pregnancy, thereby breaking
the causal connection between Weingarten's negligence and the
outcome; or (3) Weingarten did not fulfill his duty and that
failure deprived Geler and Faynin of their right of choice. The
jury cannot diminish plaintiffs' damages as the result of its
determination that Weingarten partially performed his duty, that
Geler and Faynin failed to seek information elsewhere, or that
they had some, but not all of the information that they needed.
The possibility that they did so requires a reversal of the
damages verdict in this case.
As a consequence, the law has declared the
standard for measuring damages for personal injuries to
be reasonable compensation and has entrusted the
administration of this criterion to the impartial
conscience and judgment of jurors who may be expected
to act reasonably, intelligently and in harmony with
the evidence.
[Id. 26 N.J. at 92-94.]
The difficulty that inheres in an invocation of the golden
rule in place of the standard articulated in Botta is that it
"encourages the jury to depart from neutrality and to decide the
case on the basis of personal interest and bias rather than on
the evidence." Spray-Rite Service Corp. v. Monsanto Co.,
684 F.2d 1226, 1246 (7th Cir. 1982), aff'd on other grounds,
465 U.S. 752,
104 S.Ct. 1464,
79 L.Ed.2d 775 (1984).
In the present case, it is not only that the golden rule was
impermissibly invoked, but also the "jolting proximity" (Arnold
v. Eastern Air Lines, Inc.,
681 F.2d 186, 195 (4th Cir. 1982),
cert. denied,
460 U.S. 1102,
103 S.Ct. 1801,
76 L.Ed.2d 366
(1983)) of the invocations that cause us grave concern.
Throughout his argument on damages, plaintiff's counsel
incessantly and impermissibly invited the jury to view the case
as though they, not Geler and Faynin, were the parents of the
child, and to view that child's afflictions and the distress
caused thereby as though they themselves experienced it. We
illustrate with but a few of the comments that recurred through
page after page of the transcript: "But I want you to think as
parents . . . what do you think they went through?" "Think as a
parent, think what you go through my God, there's something wrong
with my child." "Think about as a parent you've just been given
the death sentence for your child. What [the child's treating
neurologist] Dr. Gold told you about what's going to happen to
the child, he told to them." "I want you to think about . . .
picking up your lifeless child, of picking up your first born,
your lifeless child and holding that child to your breast one
last time." "And think about going to the cemetery and taking a
shovel of dirt . . . and being the first person to put dirt on
your child's coffin." "[T]hink about what it is to go to the
cemetery and visit your child's grave."
With the foregoing in mind, we cannot escape the conclusion
that counsel made a calculated determination that any means,
however unfair, were justified by the goal of enlarging monetary
recovery. See Haid v. Loderstedt,
45 N.J. Super. 547, 553 (App.
Div. 1957).
Counsel further infected his closing with arguments
addressed to the blighted future economic prospects of
plaintiffs' child, although she had no claim for damages: "I
mean we have in front of us a gorgeous child, you know, we have
our next school teacher, our next nurse, our next contractor. We
have our next attorney, we have our next . . . realtor, we have
our next graduate student. This is what we have." As a result
of this argument, the jury could have believed that the child's
loss of future employment formed an element of damages
recoverable either by her or, indirectly, by her parents. Such
was not the case. Procanik, supra, 97 N.J. at 356.
Moreover, in his closing counsel misstated material elements
of the evidence. Counsel claimed, without evidential support,
that the Tay-Sachs lab form that Akawie stated he gave to Faynin
came in rip-off multiple parts, thereby suggesting that one copy
would have remained in the chart if it indeed had been proffered
to Faynin on the first December visit. Counsel then
misrepresented a post-test lab report for a different test as
evidence that the pre-test lab forms given to patients came with
carbon copies. To emphasize the lack of any specific entry in
the chart that a prescription for the Tay-Sachs test had been
written, counsel suggested that chart notations for the first
visit on December 11 revealed a prescription for antibiotics,
whereas the notation only provided evidence of a plan for
treatment at delivery in July. No antibiotics were administered
in December.
Of even greater significance, counsel consistently
misrepresented Akawie's and Weingarten's testimony regarding
their standard office procedures, suggesting that they admitted
to deviations through failure to follow up on the Tay-Sachs test
on February 18 and March 21, whereas the doctors testified
consistently that they would not have offered the test at those
points because of the advanced stage of the pregnancy and the
unavailability of abortion.See footnote 1616 Counsel stated as well that Tay-
Sachs testing could have been obtained on a rush basis in order
to meet any perceived abortion deadline, whereas no foundation
for that statement appears in the record.
We have held that the impropriety of such comments to the
jury, unsupported by evidence in the record, "is a matter of
elementary knowledge to a trial lawyer even of limited
experience." Haid, supra, 45 N.J. Super. at 552. Yet counsel's
experience was not limited, but rather, as he stated to the jury
and repeatedly to the court, consisted of approximately twenty-
five years of practice. Thus, "in the framework of this trial"
counsel's misstatement of the evidence had "patent symptoms of a
consciously unfair tactic." Ibid.
"Counsel [in his summation to a jury] may 'not
misstate the evidence nor distort the factual
picture.'" Condella v. Cumberland Farms, Inc.,
298 N.J. Super. 531, 534 (1996) (quoting Matthews v.
Nelson,
57 N.J. Super. 515, 521 (App. Div. 1959),
certif. denied,
31 N.J. 296 (1960)). Counsel is to be
given "broad latitude" in summation but "comment must
be restrained within the facts shown or reasonably
suggested by the evidence adduced." Condella, supra,
298 N.J. Super. at 534 (quoting State v. Bogen, 13 N.J.
137, cert. denied sub nom., Lieberman v. State of New
Jersey,
346 U.S. 825,
74 S.Ct. 44,
98 L.Ed. 350
(1953)).
[Diakamopoulos v. Monmouth Med. Ctr.,
312 N.J. Super. 20, 32 (App. Div. 1998).]
See also, Colucci v. Oppenheim,
326 N.J. Super. 166, 177 (App.
Div. 1999), certif. denied,
163 N.J. 395 (2000).
We have likewise held that "[a]n attack by counsel upon a
litigant's character or morals, when they are not in issue, is a
particularly reprehensible type of impropriety." Paxton v.
Misiuk,
54 N.J. Super. 15, 22 (App. Div. 1959). Nor can parties
and witnesses be made the target of invective and derogation.
Henker, supra, 216 N.J. Super. at 518-19. Reasoned analysis of
the evidence and the credibility of testimony is one thing;
wholesale disparagement through an unrestricted deluge of
epithets is another. Ibid. See also Tabor v. O'Grady,
59 N.J.
Super. 330, 340-41 (App. Div. 1960), mod. on other grounds,
61 N.J. Super. 446 (App. Div. 1960). This is so, because of the
tendency of such comments "to instill in the minds of the jury
impressions not founded upon the evidence."See footnote 1717 Botta, supra, 26
N.J. at 98.
Yet despite our clear precedent, counsel filled his closing
argument with derisive and derogatory comments regarding
defendants, their counsel, their witnesses and their evidence in
general, the cumulative effect of which undoubtedly affected the
jury's deliberations. Defendants' case was described as "rotten"
and as "garbage"; their arguments, again, as "garbage," as
"hogwash," designed "[t]o confuse, to muddle, put up smoke
screens." Defendants' testimony was called a "joke," "bunk,"
"nonsense," and an "outrage." Defense counsel's factual
explanation of the difference between the tests performed on men
and women was characterized as a "Red Herring," a "smoke screen,"
designed to throw the jury "off track." Defendant's expert,
Bodner was described as "wily and wiggly"; his opinions as
"cute," "nonsense," "garbage," "absurd," and "not worth a hill of
beans."
Watching Dr. Bodner was like reading the National
Enquirer. You look at the headline, you look at the
broad headline and it catches your attention. Remember
Dr. Bodner, good looking, tall, deep voice, charming .
. . he tried to pull you in, you know, bond with you.
And what happened as you open the page after you look
at the headline, you began reading the article . . . .
And then by the end of the article or the end of his
testimony he said wait a second I can't believe this,
there's nothing here, it's a joke, and that's what I
tell you that Dr. Bodner was in this case.
Unfair and prejudicial appeals to emotion through use of
charged images were utilized as well. For instance, in
describing defendant Akawie's conduct, counsel stated:
[W]hat does he do? He takes away a right that the law
gives [Milda Geler] and a right that every woman in
this country has had for 30 years. What is that right?
to terminate a pregnancy if there's a problem. She had
that right. And in this situation [to] terminate a
pregnancy where the fetus is affected with the most
horrible genetic disease imaginable. You heard about
that, and we'll get into that a little bit later. What
does Dr. Akawie do on the 21st of March? Buries it.
Doesn't even raise it. He might as well have taken one
bullet, he might as well [have] written on that bullet
three names, Milda Geler _
In describing the child's grave, counsel stated:
And I'll bet if you went there now and you got real
close to the headstone you'd see a little hand print, a
hand print of the mother and a hand print of the
father.
When an objection to the comment was made, counsel substituted
for it the statement regarding "your child's grave" cited
previously as a violation of the golden rule.
"The situation is one that all too frequently
arises. A remark is made by counsel, known to him to
be improper, and made with intent and expectation that
it will improperly influence the jury to the advantage
of his client and the disadvantage of the opposing
party. No extraneous evidence is needed to establish
such intent. If such result is not intended, why are
such remarks made? Objection to the remark by opposing
counsel enhances the likelihood that the intended
effect will be produced, both by attracting attention
to it and by invoking a repetition. The remark being
made, or made and repeated, the intended effect is
probably produced, and the court's mere formal
sustaining of the objection to it and telling the jury
to disregard what they have already regarded can avail
little towards destroying the effect thus probably
produced."
[Haid, supra, 45 N.J. Super. at 551 (quoting Gergeson
v. Nielsen,
260 N.W. 461, 463 (Wisc. Sup. Ct. 1935)).]
See also, Draper v. Airco, Inc.,
580 F.2d 91, 97 (3d Cir. 1978)
("we do not expect advocacy to be devoid of passion" but "there
must be limits to pleas of pure passion and there must be
restraints against blatant appeals to bias and prejudice.")
Further unfair prejudice arose from the following discussion
of defendants and their defense:
There are _ there are different things that can be done
in courts of law. When a doctor is sued he has certain
rights, he has certain rights to make any defense he
wants. There also is an option to stand before a jury
and say we were negligent and that option in this case
was not selected. Responsibility for this tragic
incident was never accepted. Responsibility for
depriving Milda the right to terminate was never
accepted. I ask you when you go back into that jury
room in response to the questions were the doctors
negligent in this case in the care and treatment? I
ask you to answer those questions yes.
We have previously found wrongful such insinuations of bad
faith on the part of defendants who sought to resolve by trial
validly contested claims against them. Henker, supra, 216 N.J.
Super. at 518. [T]aken together [the comments] represent a
deliberate effort by plaintiffs' attorney to have the jurors see
themselves as destroyers of evil forces, personified by
defendant[s] and [their] attorney[s], that have been depriving
his clients of justice." Ibid.
Counsel also engaged repeatedly in the practice of making a
knowingly improper comment and, upon objection, impatiently
withdrawing it. For instance, on one occasion when an objection
was made to counsel's misstatement of the evidence, he responded
in open court: "Judge, I'll withdraw it. I mean I don't want to
be interrupted, quite frankly." He thereby conveyed to the jury
in this comment and in other like circumstancesSee footnote 1818 the impression
that defendants' attorneys, not he, were at fault. See Haid,
supra, 45 N.J. Super. at 554 ("When a trial attorney consciously
engages repeatedly in questions and practices he knows are in
violation of rules of evidence and proper court room decorum,
which require constant objections on the part of his adversary,
the possible disadvantageous effect of such a stream of
objections on the mind of [the] lay jury cannot be
disregarded."). See also, e.g. Paxton, supra, 54 N.J. Super. at
23 (withdrawal of a prejudicial remark does not undo the harm);
Purpura v. Public Service Elec. & Gas Co.,
53 N.J. Super. 475 482
(App. Div. 1959).
We do not suggest by highlighting some of counsel's
misconduct that other instances were lacking. For that reason,
we trust that our opinion will not be misguidedly used by counsel
as evidence to validate conduct, similar in kind, that we did not
select as illustrative. The point has been made; its endless
iteration can serve no useful purpose.
We recognize that in some cases prompt curative instructions
by the trial judge have been found sufficient to ameliorate the
effect of isolated lapses on the part of an attorney in closing
argument. However, we note in this case that, despite the
frequent objections of defense counsel that were in very large
measure sustained at side bar, the trial judge gave little
guidance to the jury as to what arguments they could accept and
what they must ignore.
Courts exist for the judicial determination of the
rights of litigants and for the administration of
justice, and it is the duty of those presiding, as far
as humanly possible, to see that the setting of each
individual case shall be such that an impartial and
just deliverance shall be had between the parties, and
when counsel deliberately seeks to inject into a cause
an element which has, and is designed to have, the
effect of prejudicing the rights of one or the other of
the litigants, it is the duty of the judge to guard
against such effect . . . by guarding against such
pernicious results through proper instruction to the
jury . . . .
[Patterson v. Surpless,
107 N.J.L. 305, 308 (E. & A.
1930).]
See also Paxton, supra, 54 N.J. Super. at 24 ("The court is bound
to make his corrective instructions to the jury so clear,
explicit, and emphatic as to efface, if possible, any prejudicial
or injurious influence likely to have resulted from the
misconduct of counsel").
Here, the necessary instructions were not given, thereby
magnifying the corrupting effect of counsel's conduct. We do not
suggest that proper instruction could have erased the prejudicial
effect of counsel's comments in this case. "It is beyond refute
. . . that cautionary instructions do not necessarily remove the
probability of prejudice." Fineman v. Armstrong,
774 F.Supp. 266, 270 (D.N.J. 1991), aff'd
480 F.2d 171 (3d Cir. 1992).
[T]he bench and the bar are both aware that cautionary
instructions are effective only up to a certain point.
There must be a line drawn in any trial where, after
repeated exposure of a jury to prejudicial information
. . . cautionary instructions have little, if any,
effect in eliminating the prejudicial harm.
[City of Cleveland v. Peter Kiewit Sons' Co.,
624 F.2d 749, 759 (6th Cir. 1980) (quoting O'Rear v. Fruehauf
Corp.,
554 F.2d 1304, 1309 (5th Cir. 1977)).]
We merely point to the fact that the absence of curative
instructions heightened the already damaging effect of counsel's
ill-considered words and increased the likelihood that the jury
believed counsel's remarks to have been proper. Purpura, supra,
53 N.J. Super. at 479-81.
We do not rest our determination of the issue of the
necessity of a new trial on any of the individual instances of
impropriety that we have cited, or the types of misconduct that
we have illustrated, but rather, on our evaluation of