(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in
the interests of brevity, portions of any opinion may not have been summarized).
Argued September 25, 2000 -- Decided January 22, 2001
Zazzali, J., writing for a unanimous Court.
The issue in this appeal is whether a plaintiff's failure to timely file a medical malpractice claim precludes
a later wrongful death action arising out of the alleged malpractice.
Plaintiff's wife, Ann, was treated by Dr. Sperling from the early 1960s until 1985. In 1972, Dr. Sperling
began prescribing a birth control medication for Ann, Ovulen 28, that was later taken off the market because of
adverse side effects. According to plaintiff, Dr. Sperling did not inform Ann or the plaintiff that Ovulen 28 was
birth control medication, but instead stated that it was a tranquilizer for Ann's nerves. Although there is some
dispute in the record as to the length of time Ann took this medication, plaintiff contends that Ann continued
treatment with Ovulen 28 until approximately 1985 when Dr. Sperling allegedly advised her of its true nature.
Plaintiff and Ann attempted, unsuccessfully, to have Dr. Sperling criminally prosecuted. Neither plaintiff nor Ann
initiated a malpractice action or any other civil claim against Dr. Sperling during Ann's lifetime.
On March 30, 1996, Ann died at age sixty-six of suspected acute myocardial infarction accompanied by
chronic interstitial lung disease. Dr. Sperling died in 1997 and his wife, who served as executrix of his estate, also
died during the pendency of this appeal. On March 17, 1998, thirteen days before the expiration of the two-year
statute of limitations for a wrongful death claim, plaintiff filed a complaint sounding in survivorship, medical
malpractice and wrongful death against Dr. Sperling's estate alleging that his improper prescription proximately
caused Ann's myocardial infarction and her death.
Defendant's motion for summary judgment argued that plaintiff's claims were barred because he failed to
comply with the two-year statute of limitations that governs medical malpractice claims, N.J.S.A. 2A:14-2. The
Law Division granted the motion, finding that plaintiff knew or should have known about his claims in 1985. The
court did not address plaintiff's claim for wrongful death.
On appeal, plaintiff's counsel argued that the wrongful death claim was not barred because it was filed
within two years of Ann's death, pursuant to N.J.S.A. 2A:31-3. Although the court noted that the issue had not been
raised below, it decided to address the issue in the interest of justice. Relying on Knabe v. Hudson Bus Transp.
Co.,
111 N.J.L. 333 (E. & A. 1933), the Appellate Division affirmed the grant of summary judgment, concluding
that even though the wrongful death claim had not accrued until Ann died, plaintiff's failure to bring a timely
personal injury action barred the wrongful death action due to the death claim's derivative nature. The Appellate
Division further found that the application of Knabe to this case obviated the need to determine whether the
Affidavit of Merit statute also required dismissal of the complaint.
HELD: Decedent's failure to file a personal injury action in her lifetime does not bar the plaintiff's wrongful death
action, since a claim for wrongful death is independent of a claim for malpractice. Knabe is overruled.
1. New Jersey's Wrongful Death Act provides that a claim for wrongful death may be pursued “when the
death of a person is caused by a wrongful act, neglect or default, such as would, if death had not ensued, have
entitled the person injured to maintain an action for damages resulting from the injury . . . .” The Act further
provides that “[e]very action brought under this chapter shall be commenced within 2 years after the death of the
decedent, and not thereafter.” In Knabe, the decedent was injured on January 12, 1927 and died on July 3, 1930. A
wrongful death action was filed on June 29, 1932. The Court of Errors & Appeals held that where any right of
action by the living party injured was barred by the statute of limitations before his death, the Wrongful Death Act
does not create a right of action in the personal representative. Subsequent court opinions, however, strongly
intimated, but did not determine, that the Wrongful Death Act does not require a viable personal injury action as a
prerequisite to the filing of a wrongful death cause of action. (Pp. 7-16).
2. The Court overrules Knabe. N.J.S.A. 2A:31-1 reflects a legislative intent to use the personal injury cause
of action as an example of the type of injuries compensable under the Wrongful Death Act. The “such as would”
language in this provision refers to the character of the injury, and the provision does not require a viable personal
injury cause of action as a prerequisite to maintaining a wrongful death claim. Instead, the Act prevents recovery
for death where the decedent could never at any time have maintained an action, as, for example, where there was
simply no tortious conduct toward him. Furthermore, an interpretation of the Act that bars a wrongful death claim
if the injured person failed to file a timely personal injury claim would conflict with N.J.S.A. 2A:31-3, which
provides that “[e]very action brought under this chapter shall be commenced within 2 years after the death of the
decedent,” and would result in a limitations period of two years from the date of the injury. (Pp. 16-23).
3. The Court declines to address the applicability of the Affidavit of Merit statute and other procedural and
substantive arguments concerning plaintiff's claims. However, in respect of proximate cause, the Court advises that
there are occasions when a court may resolve that issue without submitting it to a jury for determination. The Court
urges the motion court to fully examine the record on the issue of proximate causation, as well as any other
substantive and procedural questions presented, and determine whether plaintiff's claim may be considered by a
jury. (Pp. 24-25).
The judgment of the Appellate Division is REVERSED and the matter is REMANDED to the Law
Division for further proceedings in accordance with this Opinion.
JUSTICE VERNIERO concurs in the Court's Opinion and writes separately to emphasize that nothing in
the language of the Wrongful Death Act prevents the trial court from applying principles of causation and other
tenets to this or any similar case.
CHIEF JUSTICE PORITZ and JUSTICES STEIN, COLEMAN, LONG, VERNIERO and LaVECCHIA join
in JUSTICE ZAZZALI's opinion. JUSTICE VERNIERO has also filed a separate concurring opinion.
SUPREME COURT OF NEW JERSEY
A-
90 September Term 1999
CLETIS MILLER, Individually
and as Executor under the
Last Will and Testament of
ANN F. MILLER, Deceased,
Plaintiff-Appellant,
v.
ESTATE OF WALTER SPERLING,
COLLETTA SPERLING, Executrix,
Defendant-Respondent.
Argued September 25, 2000 -- Decided January 22, 2001
On certification to the Superior Court,
Appellate Division, whose opinion is
reported at
326 N.J. Super. 572 (1999).
Willard E. Byer, Jr., argued the cause for
appellant.
Michael J. Lunga argued the cause for
respondent (Lunga, Evers & Johnson,
attorneys).
Alan Y. Medvin argued the cause for amicus
curiae, Association of Trial Lawyers of
America-New Jersey (Medvin & Elberg,
attorneys).
The opinion of the Court was delivered by
ZAZZALI, J.
The issue here is whether a plaintiff's failure to timely
file a medical malpractice claim precludes a later wrongful death
action arising out of the alleged malpractice.
Dr. Sperling treated plaintiff's wife from the early 1960s
until 1985. During that period, Dr. Sperling prescribed a
medication for her that allegedly was taken off the market
because of adverse side effects. Plaintiff's wife passed away in
1996 without filing a medical malpractice action. Plaintiff
filed suit two years later, alleging that improper treatment
caused his wife's death. The Law Division granted summary
judgment, Brill v. Guardian Life Ins. Co.,
142 N.J. 520, 523
(1995), dismissing plaintiff's claims, and the Appellate Division
affirmed, reasoning that a wrongful death action is derivative in
nature and therefore contingent upon a viable malpractice action.
Miller v. Estate of Sperling,
326 N.J. Super. 572, 583-84 (App.
Div. 1999). Because a wrongful death claim is an independent
cause of action that cannot be extinguished by the failure of a
decedent to maintain a medical malpractice action within the
applicable limitations period, we reverse.
I.
Giving plaintiff the benefit of all reasonable inferences,
Brill, supra, 142 N.J. at 523, the facts are as follows.
Dr. Walter Sperling treated both plaintiff, Cletis Miller,
and his wife, Ann T. Miller, from the early 1960s until 1985.
Plaintiff claims that in 1972 Dr. Sperling prescribed birth
control medication for Ann called Ovulen 28. She took that
medication until 1985. According to plaintiff, however, Dr.
Sperling did not tell Ann that the prescription was for a birth
control medication, but told her that it was a tranquilizer for
her nerves. He did not tell either Ann or her husband the true
nature of the prescription until an office visit in 1985. The
Millers left the office and never spoke to Dr. Sperling again.
Ann Miller ultimately discontinued taking Ovulen 28. Dr.
Sperling retired shortly thereafter.See footnote 11
Plaintiff and Ann attempted, unsuccessfully, to have Dr.
Sperling criminally prosecuted. They also tried to retain an
attorney to sue Dr. Sperling, but were unable to do so. Despite
those efforts, neither plaintiff nor his wife initiated an action
for malpractice or any other claim against Dr. Sperling during
Ann's lifetime.
On March 30, 1996, Ann died at the age of sixty-six. Her
death certificate states that she died of a suspected acute
myocardial infarction accompanied by chronic interstitial lung
disease. Dr. Sperling died in 1997. His wife, Coletta, who
served as executrix of his estate, also died during the pendency
of this appeal.
On March 17, 1998, thirteen days before the expiration of
the two-year statute of limitations for a wrongful death claim,
plaintiff filed a handwritten pro se complaint against the estate
of Dr. Sperling. The complaint stated that Dr. Sperling's
improper prescription of Ovulen 28 proximately caused Ann's
myocardial infarction, leading to her death. Thus, the complaint
sounded in survivorship, medical malpractice, and wrongful death.
As noted, plaintiff states that his wife took Ovulen 28 from
1972 until 1985. The pharmacy records submitted by him in
discovery demonstrate only that Ovulen 28 was prescribed from
1974 to 1976. Defendant maintains that Dr. Sperling last
prescribed the drug for plaintiff's wife in 1976. The estate's
attorney represents that Dr. Sperling's office records for Ann
Miller were discarded long before the complaint was filed. We do
note that there was a suggestion by plaintiff's attorney at oral
argument that medical records are in the possession of the Office
of the Essex County Prosecutor.
Before the Law Division, defendant argued that plaintiff's
claims were barred because he failed to comply with the two-year
statute of limitations that governs medical malpractice claims,
N.J.S.A. 2A:14-2. The Law Division, citing Baird v. American
Optics,
155 N.J. 54, 66 (1998), found that plaintiff knew or
should have known about his claims against Dr. Sperling in 1985
and granted summary judgment for the estate. The Law Division
did not address plaintiff's claim for wrongful death.
Plaintiff appealed and retained present counsel after filing
a pro se brief before the Appellate Division. Although not
raised in the Appellate Division brief, plaintiff's counsel
addressed the wrongful death claim at oral argument before that
court. Counsel contended that the two-year wrongful death
statute of limitations, N.J.S.A. 2A:31-3, governed plaintiff's
claim that Dr. Sperling's conduct contributed to decedent's death
in 1996. Because plaintiff filed that claim within two years of
Ann's death, counsel asserted it was timely filed. Although
noting that it could disregard that claim because it was not
raised below, the Appellate Division nonetheless decided to
address the issue “in the interest of justice.” Miller, supra,
326 N.J. Super. at 578.
The Appellate Division affirmed the grant of summary
judgment concluding that “even though [the wrongful death] claim
did not ripen or 'accrue' until plaintiff's wife died, decedent's
failure to bring a personal injury action before the statute of
limitation[s] expired barred the action due to the death claim's
derivative nature.” Id. at 578 (citing Knabe v. Hudson Bus
Transp. Co.,
111 N.J.L. 333 (E. & A. 1933) (citation and footnote
omitted)). The court reasoned that Knabe has binding
precedential force because it was decided by this Court's
predecessor, the Court of Errors and Appeals. Id. at 580. The
Appellate Division also agreed with the rationale of that
decision, stating, “[i]n our view, Knabe presents a sensible rule
which has withstood the test of time.” Id. at 581. Because the
Appellate Division agreed that Ann's claim for medical
malpractice was untimely, the panel also concluded that
Knabe barred plaintiff's wrongful death claim. Id. at 584.
Finally, the Appellate Division determined that the
application of Knabe to this case obviated the need for the court
to reach defendant's contention that the Affidavit of Merit
statute, N.J.S.A. 2A:53A-27, applied and also required dismissal
of the complaint. Miller, supra, 326 N.J. Super. at 583.
This Court granted certification,
163 N.J. 397 (2000). We
now overrule Knabe and hold that plaintiff filed a timely
complaint for wrongful death.
The view widely embraced at English common law was that, in the words of Lord Ellenborough, “in a civil court, the death of a human being could not be complained of as an injury.” Baker v. Bolton, 170 Eng. Rep. 1033 (K.B. 1808). Many American courts followed the English common-law trend and resisted wrongful death claims because judges generally believed that such claims would improperly require them “to judicially calculate the value of human life; . . . would lead to endless cases with large verdicts; that . . . human life is sacred and it would be revolting to compensate its loss with money; and that it is impossible to calculate the pecuniary value of human life.” Farley v. Sartin, 466 S.E.2d 522, 526 (W. Va. 1995) (citations omitted). Whether New Jersey followed that trend is still a subject of debate. Negron v. Llarena, 156 N.J. 296, 315-16 (1998) (Handler, J., concurring). “This rule remained the dominant view despite the illogical result that, under this rule, it was cheaper to kill one's victim than to merely injure him or her. For if one's victim were to live, the victim could bring an action against the tortfeasor. If the victim died, however, the right to bring an action met a similar fate.” Gary A. Meadows, Wrongful Death and the Lost Society of the Unborn, 13 J. Legal Med. 99, 100 (1992). The lack of a remedy for families of those who died because of the fault of another often led to destitution. W. Keeton, D. Dobbs, R. Keeton & D. Owen, Prosser & Keeton on the Law of Torts § 127 at 945 (5th ed. 1984). To alleviate that hardship, the English Parliament passed the Fatal Accidents Act of 1846, also known as Lord Campbell's Act. Ibid. Recognizing the need to protect beneficiaries, New York led this nation's movement with the 1847 passage of the first wrongful death act modeled after Lord Campbell's Act. 22A Am.Jur.2d Death §7 (1988). New Jersey followed suit in 1848 with L. 1848, p. 151, which was also patterned after Lord Campbell's Act. Negron v. Llarena, supra, 156 N.J. at 315 (citations omitted). The current version of New Jersey's Wrongful Death Act provides in part that a wrongful death action may be pursued “[w]hen the death of a person is caused by a wrongful act, neglect or default, such as would, if death had not ensued, have entitled the person injured to maintain an action for damages resulting from the injury, the person who would have been liable in damages for the injury if death had not ensued shall be liable.” N.J.S.A. 2A:31-1. The Act further states that “[e]very action brought under this chapter shall be commenced within 2 years after the death of the decedent, and not thereafter.” N.J.S.A. 2A:31-3.
New Jersey's Wrongful Death statute has spawned five decisions that bear on this case. The first is Knabe v. Hudson Bus Transp. Co., supra, 111 N.J.L. 333, relied upon by the Appellate Division. The others are Graf v. Taggert, 43 N.J. 303 (1964), Lawlor v. Cloverleaf Mem. Park, Inc., 56 N.J. 326 (1970), Alfone v. Sarno, 87 N.J. 99 (1981), aff'g and modifying 168 N.J. Super. 315 (App. Div. 1979), and Silverman v. Lathrop, 168 N.J. Super. 333 (App. Div. 1979). Those opinions represent first a gradation, and then a polarization, of various approaches.
In Knabe, an injury befell the decedent on January 12, 1927, and he died on July 3, 1930. An action was commenced under the Death Act on June 29, 1932. The Court of Errors & Appeals accepted the reasoning in Coulter v. New Jersey Pulverizing Co., 11 N.J. Misc. 5 (Sup. Ct. 1932), and concluded that a “right of action” under the Wrongful Death Act did not vest when the decedent died. Knabe, supra, 111 N.J.L. at 334-35. The Court stated, “[w]e agree [with Coulter] that, where any right of action by the living party injured was barred by limitation before his death, the Death Act . . . does not create a right of action in the personal representative.” Id. at 335. Knabe adopted Coulter's perception of the legislative intent underlying the Wrongful Death Act: [If D]ecedent lingered for twenty years and made no move, his representative could then assert a right of action to recover for an injury forgotten by every one but the injured, who had slept on his rights for twenty years. Such could not have been the legislative intention.
[Coulter, supra, 11 N.J. Misc. at 7.]
Based on that understanding, Knabe determined that the Act required a viable personal injury claim at the time of death in order for decedent's representative to maintain a wrongful death cause of action. Knabe did not, however, base that conclusion on the statutory language of the Wrongful Death Act, but, rather, relied solely upon the Coulter view of the legislative intent. Knabe, supra, 111 N.J.L. at 334-35.
B. Graf and Lawlor
Knabe prevailed for the next thirty years until a subtle
modification occurred in Graf v. Taggert, supra,
43 N.J. 303, and
Lawlor v. Cloverleaf Mem. Park, Inc., supra,
56 N.J. 326.
The issue in Graf was whether the parents of a stillborn
child, who suffered injuries while in the mother's womb, could
recover under the Death Act. Graf, supra, 43 N.J. at 304. The
ultimate holding in Graf, precluding recovery for injuries to the
unborn child, is irrelevant to our analysis. We look instead to
the Graf discussion of when a wrongful death action can be
brought and, also, the Court's scrutiny of the statute. Id. at
305-06. The Graf Court observed in dicta that the language in
N.J.S.A. 2A:31-1, more particularly, the phrase, “such as would,
if death had not ensued, have entitled the person injured to
maintain an action for damages,” was not intended to preclude
recovery when an injured party failed to bring a malpractice
action. Rather, the statute should be read only “to preclude
recovery where the injured person could not have recovered
because the defendant did not commit a wrongful act or the
deceased's own conduct would have barred his right to recover.”
Ibid. (citations omitted).
Lawlor reached the same conclusion. Lawlor, supra,
56 N.J. 326. In that case, the decedent, while placing flowers on her
mother's grave, fell into a hole and was injured. Id. at 329.
She filed a complaint against the cemetery charging negligence.
Twenty-six months after the accident, she died from the injuries.
After she died, the cemetery filed a third-party complaint
against the hospital and the doctors who treated her. The
plaintiff's representatives subsequently filed an amendment to
plaintiff's original complaint to include the doctor and the
hospital. Because the Court allowed the amended complaint to
relate back to the time of filing, the discussion whether a
wrongful-death action could be filed more than two years after
the alleged malpractice was dictum. Nonetheless, Justice Jacobs,
writing for the Court, examined the language of N.J.S.A. 2A:31-1,
which provided: “When the death of a person is caused by a
wrongful act, neglect or default, such as would, if death had not
ensued, have entitled the person injured to maintain an action
for damages. ” Id. at 344 (quoting N.J.S.A. 2A:31-1). He then
commented favorably on out-of-state authority that adopted the
“persuasive position that the statutory terminology 'relates to
the character of the injury, without regard to the question of
time of suit or death.'” Id. at 344-45 (citation omitted).
Graf and Lawlor thus shifted the focus from speculation
about the Legislature's intent to the language of the Act itself,
which Knabe had not explicitly addressed, and noted that many
out-of-state decisions had interpreted that language contrary to
the holding of Knabe. Graf and Lawlor strongly intimated, but
did not determine, that the wrongful death statute does not
require a viable personal injury action as a prerequisite to the
filing of a wrongful death cause of action
C. Alfone and Silverman
That view was embraced by the Appellate Division in Alfone
v. Sarno, supra,
168 N.J. Super. 315. In Alfone, the decedent
sued Dr. Sarno for malpractice in 1968. She died in 1974.
Within two years of her death, her father commenced a wrongful
death action, alleging that the malpractice caused her death.
Judge King asked whether “the [wrongful-death] cause of action
is, in view of the [statutory] language, totally derivative from
the rights possessed by decedent as of the time of death or is
independent of decedent's rights[,] a separate cause of action
inhering in the beneficiaries.” Id. at 321. He concluded that
beneficiaries under the Wrongful Death Act have a cause of action
separate from and independent of the decedent's malpractice
action. Id. at 323. That conclusion found its source in Lawlor:
The continued validity in this jurisdiction
of the derivative-dependent character of the
[wrongful-death] cause of action is most
questionable in light of [d]ictum in the
unanimous opinion of our Supreme Court in
Lawlor.
The Supreme Court's reference to the
“persuasive position” of the many out-of-
state cases, contrary to the Knabe view,
which hold that “the statutory terminology
'relates to the character of the injury,
without regard to the question of time of
suit or death,'” though dictum, convinces us
that Knabe has been discredited and would not
now be followed by the Supreme Court. We
therefore accept the view that the statutory
terminology means nothing more than that
where a person has been injured by a tortious
act which later causes his death, the
beneficiaries under the wrongful death act
have a separate and independent right to
action, qualified only by the strong policy
against the recovery of duplicate damages.
[Alfone, supra, 168 N.J. Super. at 325, 327-
28 (citations omitted).]
The Alfone panel thus anticipated a ruling by this Court
overturning Knabe. Upon review, however, the Court allowed the
wrongful death action but on a narrower ground. We began by
stating that “Lawlor did not overrule prior case law, nor did it
decide the issue presented by this case. It left that decision
to future determination.” Alfone, supra, 87 N.J. at 106 n.5. We
then determined that maintaining a wrongful death action does not
require the availability of an action for damages at the time of
death. Id. at 102. In observing that “the wrongful death action
creates separate rights in the beneficiaries,” the Court
“agree[d] with the suggestion in Lawlor and the holding of other
authorities that maintenance of the action is not barred by a
judgment in a suit brought by the decedent while alive” and that
“a wrongful death action is not contingent upon the continuing
availability of an action for decedent's personal injuries.” Id.
at 108-09 (emphasis added) (citations omitted).
Although the Alfone decision appeared to resolve the issue,
the facts differ from the matter before us because the Alfone
decedent pursued a malpractice case to judgment prior to her
death. Id. at 102. The Court also stressed that Lawlor did not
overrule prior case law, presumably referring to Knabe. Id. at
106 n.5. Thus, Alfone is not a factual analogue to the case at
bar; nor did it fully address the precise issue before us.
Silverman v. Lathrop, supra, 168 N.J. Super. at 340, decided
on the same day that the Appellate Division decided Alfone and by
the same panel, also rejected a “[d]efendant's contention that
the wrongful death action is barred . . . based on the allegedly
dependent-derivative character of the action.” The decedent in
Silverman filed a personal injury claim during his lifetime, but
after the expiration of the statute of limitations. Id. at 336.
After the decedent passed away, his executrix amended the
complaint to include a wrongful death claim. The trial court
granted summary judgment on the personal injury-survival claim,
holding that it was barred by the statute of limitations. On
appeal, Judge King succinctly identified the issue as “whether
the time-bar of the personal injury-survival action operates also
to bar the wrongful death action.” Id. at 340. The Appellate
Division noted that the defendant relied upon the Knabe analysis
to assert that the Death Act did not create a right of action in
the personal representative after death if the right of action by
the decedent was barred by the statute of limitations before his
death. Id. at 340-41. “Defendant's contention that the wrongful
death action is barred is based on the allegedly dependent-
derivative character of the action, a theory which we have
rejected this day in Alfone v. Sarno.” Id. at 340. The
Silverman court also concluded that that reasoning conflicts with
the statute of limitations contained in the Wrongful Death Act.
Id. at 341. For those reasons, the Appellate Division allowed
the action to be brought within two years after the death of the
decedent. Id. at 342.
In so doing, Silverman set aside concerns about requiring
defendants to litigate stale claims and recognized that wrongful-
death actions serve a different purpose than malpractice actions.
Silverman concluded that the statutory language at issue referred
to the character of the injury, not to timing of the injury or
decedent's attempts at redress.
“As a general rule of statutory construction, we look first to the language of the statute.” State v. Butler, 89 N.J. 220, 226 (1982). Here, the Act provides that a wrongful death action may be pursued:
When the death of a person is caused by a wrongful act, neglect or default, such as would, if death had not ensued, have entitled the person injured to maintain an action for damages resulting from the injury, the person who would have been liable in damages for the injury if death had not ensued shall be liable.
[N.J.S.A. 2A:31-1.]
We are also guided by the principle that the Act is remedial in nature, and thus “is to be liberally construed.” Turon v. J. & L. Construction Co., 8 N.J. 543, 558 (1952).
Plaintiff contends that the disputed clause refers to the character of the underlying action by likening it to an action for injury brought by the decedent within his or her lifetime, not its instant availability, and that his only obligation is to file within two years of death. Defendant, on the other hand, contends that that language supports the Knabe rule. Defendant argues that “if death had not ensued,” the decedent would not have been “entitled . . . to maintain an action for damages” because she did not timely file the initial action for damages. As a result, defendant asserts, plaintiff's failure to file a timely personal injury action bars this wrongful death action. Defendant's interpretation, however, ignores the critical “such as would” language, which indicates a legislative intent merely to use the personal injury cause of action as an example of the type of injuries compensable under the Act. That language pertains to the “character of the injury,” rather than requiring a viable personal injury cause of action as a prerequisite to maintaining a wrongful death claim.
Defendant's interpretation also conflicts with the Act's statute of limitations, which provides that “[e]very action brought under this chapter shall be commenced within 2 years after the death of the decedent, and not thereafter.” N.J.S.A. 2A:31-3. That section gives a plaintiff two years from the date of death in which to file a wrongful death action. Defendant's interpretation would subvert that explicit language, as a plaintiff would only have two years from the date of the injury in which to file suit. Silverman, supra, 168 N.J. Super. at 341.
Finally, the Knabe rule creates an unacceptable paradox. Under that rule, a wrongful death claim could effectively be time-barred before the death itself. Speiser, Wrongful Death and Injury, § 11:10 (1999). For example, a person critically injured on January 1, 1998 would have until January 1, 2000 to file a personal injury action. If that hypothetical victim passed away on January 1, 2001 without filing such an action, Knabe would bar the wrongful death claim. Thus, the failure to file a personal injury claim by January 1, 2000 would bar the wrongful death claim, which did not accrue until January 1, 2001, when the decedent died. Ibid. We construe legislation to avoid such an absurd result. State v. Schad, 160 N.J. 156, 170 (1999).
After Knabe originated the derivative-dependent theory, Graf, Lawlor, Alfone, and Silverman all attempted to not only refocus the issue on the actual statutory language, which Knabe had not explicitly addressed, but also to avoid the harsh results of the Knabe rule. For the reasons we have discussed, we concur with those efforts and overrule Knabe. Our view is in accord with the national trend.
[T]he considerable majority of the courts have held that the statute runs against the death action only from the date of death, even though at that time the decedent's own action would have been barred while he [or she] was living. Only a few courts hold that it runs from the time of the original injury, and consequently that the death action may be lost before it ever has accrued.
[Prosser & Keeton, supra at 957 (footnotes omitted).]
Similarly, “in the great majority of jurisdictions which have considered the question, the limitation period applicable to a cause of action for wrongful death _ whether contained in the statute creating the cause of action or in general statutes of limitation _ begins to run from the date of death.” Speiser, Wrongful Death and Injury, §11:10 (1999); see also Richardson v. Knud Hansen Mem'l Hosp., 744 F.2d 1007, 1011 (3rd Cir. 1984) (applying Virgin Islands law to hold “that the accrual date for the action is the date of death,” not date of injury); Iida v. Allied Signal, Inc., 854 F. Supp. 702, 712 (D. Hawaii 1994) (holding that wrongful death action brought within two years of date of death from asbestosis but more than two years after diagnosis accrued at time of death of decedent rather than at time of injury); Hart v. Eldridge, 299 S.E.2d 560, 561 (Ga. 1983) (“[S]tatute of limitations for a wrongful death action emanating from medical malpractice begins to run from the date of death, not from the date of the negligent act or omission of the practitioner.”); Chapman v. Cardiac Pacemakers, Inc., 673 P.2d 385, 386-87 (Idaho 1983) (certified question from federal district court) (“[T]he law is clear that a cause of action for wrongful death accrues on the death of the injured party, and not before. This is so because the cause of action did not accrue to the decedent . . . . The cause of action which accrues to an injured person during his lifetime is altogether separate from the cause of action accruing to the person's heirs should he [or she] die of that injury.”); Farmers Bank and Trust Co. v. Rice, 674 S.W.2d 510, 512 (Ky. 1984) (“[T]he statute of limitations for wrongful death actions runs from the death of the decedent, even though there was no viable action for personal injury or medical negligence or malpractice at the time of death.”); Bregant v. Fink, 724 S.W.2d 337, 338 (Mo. Ct. App. 1987) (“[A]n action for a death resulting from malpractice is a wrongful death action, not a malpractice action.”); Krowicki v. St. Elizabeth Hosp., 494 N.Y.S.2d 590, 591 (N.Y.App.Div.1985) (holding that action for wrongful death was governed by two-year period of limitation for commencement of wrongful death actions, and not by two and one-half-year period applying to medical malpractice actions, notwithstanding fact that death allegedly resulted from medical malpractice); Ness v. St. Aloisius Hospital, 301 N.W.2d 647, 652-53 (N.D. 1981) (holding that medical malpractice statute of limitations not applicable in wrongful death actions, even though wrongful death action is based upon medical malpractice); Koler v. St. Joseph Hosp., 432 N.E.2d 821, 824 (Ohio 1982) (concluding that although malpractice actions were governed by one-year statute of limitations, wrongful death action based on medical malpractice was governed by two-year statute of limitations); Shaughnessy v. Spray, 637 P.2d 182, 187 (Or. Ct. App. 1981) (“[T]he wrongful death statute's limitation period applies to all wrongful death actions and the tort limitation period which would have been germane if death had not resulted does not apply.”).
Commentators also endorse the majority view. Prosser states:
It is not at all clear . . . that such provisions of the death acts ever were intended to prevent recovery where the deceased once had a cause of action, but it has terminated before his death. The more reasonable interpretation would seem to be that they are directed at the necessity of some original tort on the part of the defendant, under circumstances giving rise to liability in the first instance, rather than to subsequent changes in the situation affecting only the interest of the decedent.
[Prosser & Keeton, supra at 957.]
Speiser suggests that the argument that “the tortfeasor's
liability . . . should be established within a reasonable period
of time . . . is equally convincing.” Speiser, supra at §11:10.
Nevertheless, he concludes that barring such wrongful death
claims is “unjust.” Ibid. It is understandable that some
victims may be disinclined to pursue a malpractice action, either
because their focus is on survival, or for a host of other
reasons, and the heirs then decide to pursue a wrongful death
claim after the injured party's death. Ibid.
We hold that the limitations of N.J.S.A. 2A:31-3 do not
speak to jurisdictional or procedural matters that might prevent
a decedent from instituting an action at death. Rather, they
pertain solely to the character of the injury. Alfone, supra, 87
N.J. at 106-07; Lawlor, supra, 56 N.J. at 344-45. The statutory
language is designed “to prevent recovery for death where the
decedent could never at any time have maintained an action, as,
for example, where there was simply no tortious conduct toward
him.” Prosser & Keeton, supra at 954. Our conclusion is in
accordance with the majority rule, as well as the views of well-
known commentators.
That conclusion does not suggest indifference to principles
of repose, stability, and finality. We are mindful that statutes
of limitations should provide a party “freedom from the burden of
defending stale claims.” Greco v. Valley Fair Enterprises,
105 N.J. Super. 582, 584 (App. Div. 1969). However, our allowance of
the filing of such wrongful death claims, notwithstanding a given
plaintiff's years of inadvertent inaction or purposeful delay, is
not draconian. By comparison, children born today can file a
personal injury complaint up to two years after reaching the age
of majority. N.J.S.A. 2A:14-21. For representatives of birth-
injured children to defer their claims for ten to fifteen years
is not unusual. They do so at their peril and such plaintiffs
assume the risk that there may be problems of proof or other
obstacles when they postpone the exercise of their statutory
right. But their right to sue remains extant despite deferral.
In the matter before us, the hiatus between the last alleged act
of malpractice in 1985 and the filing of the 1998 wrongful death
claim may prevent adjudication of the merits of that claim.
However, that delay does not justify precluding plaintiff's
wrongful death claim on the grounds urged here.
We do not address the application of the Affidavit of Merit statute, N.J.S.A. 2A:53A-27, to plaintiff's claim. Nor do we address any other aspects of this case, either procedural or substantive, other than to note the fragile nature of plaintiff's claim.
Although proximate cause is generally an issue for the jury, Perez v. Wyeth Laboratories, Inc., 161 N.J. 1, 27 (1999) (quoting Garrison v. Township of Middletown, 154 N.J. 282, 308 (1998) (Stein, J., concurring), we do not suggest that the jury must decide that issue in this case. There are occasions when a court may resolve that issue, as our concurring colleague notes. Vega by Muniz v. Piedilato, 154 N.J. 496, 508-09 (1998). We therefore urge the motion court to fully examine the record on the issue of proximate causation, as well as any other substantive and procedural questions presented, and determine whether plaintiff's claim may be considered by a jury. The motion court will have the benefit of an adversarially-honed record on the causation issue, and will thus be able to make an informed decision. This Court, without the benefit of that record, should not resolve the proximate cause question. Moreover, the causation issue is not before us, as defendant has not asked us to rule on those grounds, and we therefore decline to dismiss plaintiff's claim sua sponte on grounds not before this Court.
In summary, we overrule Knabe and reverse the panel below. A claim for wrongful death is independent of a claim for malpractice. We interpret the statutory language to refer only to the character of the injury, and not to require a viable personal injury cause of action as a condition precedent to maintaining a wrongful death claim. Decedent's failure to file an action in her lifetime does not bar the death action. We conclude that plaintiff's right to file the wrongful death claim outweighs defendant's interest in repose, in light of the overarching need to preserve rights established by the Legislature for those who survive a decedent. Alfone, supra, 87 N.J. at 123. A different result not only conflicts with the language of the Act, but could extinguish a wrongful death action even before it came into existence. We reject such a result.
Reversed and remanded.
CHIEF JUSTICE PORITZ and JUSTICES STEIN, COLEMAN, LONG, VERNIERO and LaVECCHIA join in JUSTICE ZAZZALI's opinion. JUSTICE VERNIERO filed a separate concurring opinion.
SUPREME COURT OF NEW JERSEY
A- 90 September Term 2000
CLETIS MILLER, INDIVIDUALLY AND
AS EXECUTOR UNDER THE LAST WILL
AND TESTAMENT OF ANN F. MILLER,
DECEASED,
Plaintiff-Appellant,
v.
ESTATE OF WALTER SPERLING,
COLETTA SPERLING, EXECUTRIX,
Defendant-Respondent.
VERNIERO, J., concurring.
In its careful analysis, the Court correctly concludes that
a death action and a malpractice action are independent claims.
Thus, plaintiff filed this lawsuit within the limitations period
contained in the wrongful death statute. I write separately to
emphasize that nothing in the language of that statute prevents
the trial court from applying principles of causation and other
tenets to this or any similar case.
“Proximate or legal causation is that combination of
'logic, common sense, justice, policy and precedent' that fixes a
point in a chain of events, some foreseeable and some
unforeseeable, beyond which the law will bar recovery.” People
Express Airlines, Inc. v. Consol. Rail Corp.,
100 N.J. 246, 264
(1985) (citation and internal quotation omitted). “[T]he limit
of proximate cause is, ultimately, an issue of law and . . .
entails a consideration of public policy and fairness.”
Williamson v. Waldman,
150 N.J. 232, 245 (1997). Ordinarily,
issues of proximate cause are considered jury questions. Perez
v. Wyeth Labs., Inc.,
161 N.J. 1, 27 (1999). On occasion,
however, a court may resolve that issue itself. Ibid. The
Restatement (Second) of Torts states that courts may resolve for
themselves the question of legal or proximate causation if they
believe that a reasonable jury could not find such causation on
the facts presented. “The actor's conduct may be held not to be
a legal cause of harm to another where after the event and
looking back from the harm to the actor's negligent conduct, it
appears to the court highly extraordinary that it should have
brought about the harm.” Restatement (Second) of Torts § 435(2)
(1965).
There is ample precedent in New Jersey authorizing courts to
resolve the issue of proximate cause in any case in which
reasonable minds could not differ on whether that element of the
plaintiff's case has been established. See, e.g., Caputzal v.
The Lindsay Co.,
48 N.J. 69, 78-79 (1966) (discussing case law
and other authority in support of rule). In a recent case, Vega
by Muniz v. Piedilato,
154 N.J. 496 (1998), this Court invoked
that authority in dismissing the plaintiff's case on causation
grounds. In Vega, a fourteen-year-old boy trespassed on the roof
of the defendant's apartment building and fell into an air shaft,
suffering tragic injuries. Id. at 499-500. The plaintiff
advanced numerous allegations of negligence, including the
defendant's failure to prevent access to the roof for security
purposes. Id. at 509.
In upholding the summary dismissal of the plaintiff's claim,
the Court explained:
We do not believe that a fair-minded jury
could find that the lack of security measures
was the cause of the fall. The cause of the
accident and injuries was the plaintiff's
unsuccessful effort to leap this divide.
Even when parties have a special relationship
to others requiring them to act to prevent
foreseeable harm, the issue of proximate
cause is always present. See Cowan v.
Doering,
111 N.J. 451,
545 A.2d 159 (1988)
(holding that causation would be issue in
case of incompetent patient leaping from
hospital window).
In the present case, Mrs. Miller died on March 30, 1996.
Dr. Sperling's alleged tortious conduct occurred twenty years
prior to decedent's death. According to the undisputed pharmacy
logs, Ovulen 28, the drug in question, was prescribed by Dr.
Sperling in 1974 and last renewed in 1976, some twenty years
before decedent's death. Other than those logs, which merely
confirm the prescription dates, there are no available charts,
journals, physician notes, or medical records of any kind to
support plaintiff's claim. Moreover, both the doctor and his
patient have never been deposed and are now deceased, making it
impossible to consider testimonial evidence from the central fact
witnesses. Against that backdrop, the question for the motion
court will be whether a reasonable jury could find that the
doctor's alleged conduct caused the complained-of injury.
I do not diminish the distress and sense of sadness that
inevitably occur whenever a person loses a spouse or loved one.
This may be a rare case in which, given the lack of medical
records and unavailability of witnesses, there is no issue
capable of legitimate resolution. In a different context, the
Appellate Division has observed that “the right to be free of
stale claims in time comes to prevail over the right to prosecute
them.” DeDisto v. Linden,
80 N.J. Super. 398, 406 (App. Div.
1963) (quoting 53 C.J.S. Limitations of Actions § 1(b)(1) n.19
(1948)). “Once memories fade, witnesses become unavailable, and
evidence is lost, courts no longer possess the capacity to
distinguish valid claims from those which are frivolous or
vexatious.” Galligan v. Westfield Ctr. Serv., Inc.,
82 N.J. 188,
192 (1980).
In sum, I agree with the Court that plaintiff filed this
action within the limitations period contained in the wrongful
death statute. That holding does not, in this or any future
case, preclude a court from determining the legal viability of a
plaintiff's claim by applying principles of causation or other
traditional tenets.
NO. A-90 SEPTEMBER TERM 1999
ON APPEAL FROM
ON CERTIFICATION TO Appellate Division, Superior Court
CLETIS MILLER, Individually
and as Executor under the
Last Will and Testament of
ANN F. MILLER, deceased,
Plaintiff-Appellant,
v.
ESTATE OF WALTER SPERLING,
COLLETTA SPERLING, Executrix,
Defendant-Respondent.
DECIDED January 22, 2001
Chief Justice Poritz PRESIDING
OPINION BY Justice Zazzali
CONCURRING OPINION BY Justice Verniero
DISSENTING OPINION BY
Footnote: 1 1 During the course of this litigation, plaintiff has alleged that Dr. Sperling prescribed Ovulen 28 at the behest of his wife's family members, either due to their concerns about her ability to raise children or their desire to reduce the number of potential heirs. Whatever the reason, the gravamen of the pro se allegation is that Dr. Sperling prescribed birth control without the couple's knowledge.