NEW JERSEY DIVISION OF YOUTH
AND FAMILY SERVICES,
Plaintiff-Respondent,
v.
F.M.,
Defendant-Appellant,
IN THE MATTER OF THE
GUARDIANSHIP OF R.M. AND
E.M.,
Minors.
Submitted February 7, 2005 Decided February 22, 2005
Before Judges Cuff, Weissbard and Hoens.
On appeal from the Superior Court of New Jersey, Chancery Division, Family Part,
Warren County, Docket No. FG-21-8-03.
Yvonne Smith Segars, Public Defender, attorney for appellant F.M. (Christine B. Mowry, Designated
Counsel, on the brief).
Peter C. Harvey, Attorney General, attorney for respondent (Andrea M. Silkowitz, Assistant Attorney
General, of counsel and on the brief).
Yvonne Smith Segars, Public Defender, Law Guardian, attorney for respondents R.M. and E.M.
minor child-respondents (James A. Louis, Deputy Public Defender, of counsel; Cynthia McCulloch DiLeo,
Designated Counsel and on the brief).
The opinion of the court was delivered by
HOENS, J.A.D.
In this guardianship matter, defendant Florence M.
See footnote 1
appeals from the entry of a
judgment terminating her parental rights
See footnote 2
and placing her two children in the care
and under the guardianship of plaintiff Division of Youth and Family Services (DYFS).
We reverse and remand.
Because of the grounds on which we base our reversal, we recite the
facts and the procedural history of this matter at length. On December 13,
2001, Phillipsburg Police Officer Scott Imboden went to the apartment where Florence and
Charles M. resided with their two children Ralph M., then aged twenty-eight months,
and Elizabeth M. who was eight months old. His purpose was entirely unrelated
to any issue involving Florence or Charles. Instead he was there to assist
a detective from the Prosecutors Office in arresting K.H., a friend of Charles's,
on an outstanding warrant.
The apartment was on the second and third floors of a house on
Bennett Street in Phillipsburg. While the officers were standing in the doorway on
the first floor, Imboden recognized K.H. and arrested him. After making the arrest,
K.H. informed Imboden that Charles was not home and he gave Imboden permission
to enter the apartment. The officers went upstairs into the parties apartment and
searched the living room, kitchen, bedrooms and bathroom on the second floor as
well as the room on the third floor. The reason for that search
is not apparent from the record.
It is undisputed that Florence was at work when the search was conducted.
Charles had left the children in the care of Carlos, a young adult,
while he went shopping. When the police entered, Carlos was in the living
room with Ralph, who was wearing only a diaper. There was a brown
bag with vomit leaking through it on the floor a few feet from
where Ralph was sitting and the room was littered with overflowing ashtrays and
empty beer cans. Imboden then found Elizabeth in a crib in her bedroom.
Next to the crib was a couch on which there were dirty diapers,
empty beer cans, and cigarette butts. In addition, there was a mattress on
the floor and clothes were strewn about the room.
According to Imboden's investigation report, the kitchen had food and debris scattered about,
there were numerous trash containers filled with empty beer cans, [and] food was
scattered about the tops of both the countertops and the stove. There were
also dirty dishes stacked in the sink with food residue on them. Imboden
also observed that there was very little or no edible food inside the
refrigerator and he did not see any baby formula or food for a
small child in the kitchen. Imboden then went to the third floor of
the apartment, where he found three people sleeping on the floor and another
asleep in a bed. Imboden also found that there were numerous cases of
beer on the third floor.
Imboden noticed that Ralph had red marks over much of his body, which
Carlos thought might be flea bites from the family dogs. When Imboden advised
his supervisor of his observations, the supervisor contacted DYFS and the zoning inspector.
The zoning inspector arrived promptly and determined that the premises were fit to
live in. As the zoning inspector was leaving, Charles returned home. Imboden informed
Charles that the children would need to be taken to the hospital because
of Ralph's rash and the condition of the house. Charles consented and the
emergency squad transported both children to the hospital.
At the hospital, the doctor initially diagnosed the red marks on Ralph as
scabies and concluded that Ralph must have suffered from that condition for several
months. In addition, he noted that the tip of Ralphs penis was red,
possibly due to "very poor hygiene and his feet were also blackened by
dirt. According to the doctor, Elizabeth had a diaper rash and showed signs
of poor hygiene. Hospital workers bathed both children and treated them for scabies.
Other doctors confirmed Ralph's diagnosis of scabies two days later and prescribed medication
to treat it.
Florence, who at the time was nineteen years old, arrived at the hospital
after her work shift ended. By that time, the children had been bathed.
She told Imboden that the house was messy because Charles had hosted a
party the night before, that she had stayed on the second floor with
her children while the party was in progress on the third floor, and
that she had told Charles to clean up the mess when she left
for work that morning. She was not aware that Charles had not done
so or that he had left Carlos in charge of the children. Respecting
the children's health, she told Imboden that she had not taken Ralph to
a "certified doctor" for approximately six months.
While medical records revealed that Ralphs last visit with a doctor was in
July 2001, Florence did not tell the officer or DYFS that the children
had been seen at the home by a public health nurse who reported
on September 17, 2001 that she had found nothing wrong with them. Florence
told DYFS caseworker Sharon Walsh that she thought the red marks on Ralph
were the result of flea bites, that she had not sought medical attention
because the condition wasnt that bad and that she had planned to take
him to the doctor on her next day off, a few days later.
At trial, she disputed Imboden's assertion that she had no food for the
children. She testified that there was baby formula in the house because she
got a month's supply at a time through the WIC program and would
"leave it in the bag and put it in the bottom of the
closet, in the bottom of the right pantry." She specifically recalled that she
had last gotten a supply on the first or second day of December.
After Walsh informed Florence that it was not safe to return the children
to her care because of the condition of her home and Ralphs untreated
scabies, Florence consented to having her children placed outside the home for fifteen
days. Florence immediately asked Walsh what she needed to do in order to
have her children returned to her. Walsh told her that the residence needed
to be cleaned. When Walsh testified at trial, she conceded that she visited
the residence the next day and found that it had been cleaned and
was in a condition she found to be acceptable. Based on the consent,
however, DYFS had already placed Ralph and Elizabeth in foster care.
On January 9, 2002, DYFS filed its complaint and was granted temporary custody
of Ralph and Elizabeth. On the same day, the Family Part judge issued
an Order to Show Cause and to Appoint a Law Guardian with Temporary
Custody. The order stated that the removal of the children was required due
to imminent danger to the childrens life, safety or health as both parents
failed to have children treated for various medical conditions, notwithstanding they were advised
to do so by treating pediatricians.
Florence requested that DYFS place the children with her parents, F.T. and S.T.,
but the children could not be immediately placed there because DYFS had an
open case involving the maternal grandparents. DYFS later ruled out Florence's parents as
a potential placement because Florence's mother, S.T., had once tested positive for marijuana
and declined to comply with a recommendation that she attend early intervention services.
DYFS also considered the children's maternal great aunt, E.V., as a possible placement.
DYFS decided not to place Ralph and Elizabeth with E.V. because of her
husband's history of domestic violence arrests and heavy drinking. No other family members
were considered as placement alternatives.
On February 22, 2002, Daniel Bromberg, Ph.D., conducted a risk assessment of Florence
and Charles "to assess their parenting ability, their ability to provide their children
with a safe living environment, and their ability to protect their children from
harm." Florence maintained during the evaluation that her family was not in need
of any services except "money management, maybe." Dr. Bromberg believed that neither parent
had any insight into why DYFS removed their children or the actions they
needed to take to regain custody. His report included six recommendations of items
to be addressed before either parent could regain custody of these children.
Dr. Bromberg's recommendations may be summarized as follows:
(1) Florence and Charles should consistently attend scheduled visits with their children for
at least 12 consecutive weeks. If they cannot attend a scheduled visit, they
should notify the appropriate agency representative by telephone at least 12 hours in
advance of the scheduled visit; and
(2) Florence and Charles should attend and satisfactorily complete a parenting class in
order to enhance their parenting skills and knowledge of child development; and
(3) Florence and Charles should be in psychotherapy, attend on a weekly basis,
and should, in the therapists's opinion, demonstrate progress in parenting knowledge and skills;
and
(4) Florence and Charles should undergo random urine screenings for both drugs and
alcohol; and
(5) Either Florence or Charles should have full- or part-time employment sufficient to
support their children; and
(6) Florence and Charles should have stable housing for a minimum of 6
months. DYFS should ensure that the domicile is neat, clean, child-proofed, and generally
suitable for habitation by young children.
On April 25, 2002, DYFS referred both Florence and Charles to Catholic Charities
in Phillipsburg for individual and couples counseling. Catholic Charities began trying to contact
Florence to schedule her visits two or three months later, in July 2002.
Records produced at trial reveal that from July 2002 through October 2002, Florence's
telephone was out of service, she did not return messages, and she otherwise
"declined contact." Florence did appear once for therapy, but arrived a half-hour late
and was therefore unable to participate in treatment. She did not appear for
the rescheduled session. Catholic Charities concluded that Florence had not made "any significant
attempt" to participate in therapy and closed the file in December 2002.
At trial, Florence testified that she could not attend therapy because of transportation
problems and conflicts with her work schedule. She stated that the only days
the therapist was available, Tuesdays and Thursdays, were days she was required to
be at work. According to DYFS's records, Florence expressed her interest in receiving
therapy at Catholic Charities during a court appearance on December 4, 2002. DYFS
referred Florence again to Catholic Charities, but bad weather prevented her from attending.
There is no suggestion in the record that DYFS made any other referral
or attempted to address Florence's concerns about the conflict between her work schedule
and the availability of the therapist. At trial, DYFS caseworker Lori Lupo conceded
that Florence had alerted her to the fact that the counselor "wasn't making
herself available."
Respecting Dr. Bromberg's recommendation that Florence attend and complete parenting classes, in October
2002, DYFS caseworker Lupo gave Florence a telephone number to call to arrange
for parenting classes at the Family Resource Center. At trial, Lupo testified that
the next available class would have been in January 2003, but that Florence
did not attend.
In January 2003, Florence's case was assigned to the Northern Region Adoption Resource
Center (NRARC). Rynell White, Florence's caseworker, testified that it was difficult to provide
services for Florence because NRARC and all of its resources are located in
Bergen County and Florence was living in Warren County. In her words, because
of the distance and the relative lack of resources near where Florence lived
and worked, finding services was "a hassle" and the case was an "ordeal."
White testified that she attempted to find parenting classes for Florence in Warren
County but that each time she found a suitable class, it was already
filled up and that there were no classes with openings available. NRARC then
referred Florence to a parenting class given by Catholic Charities in Bridgewater, which
is in Somerset County, but Florence could not attend.
Instead, in an effort to comply with this requirement, Florence found, enrolled in
and attended several classes provided by Northwest New Jersey Community Action Program (NORWESCAP).
NORWESCAP documents demonstrate that she participated in two in-home parenting classes provided by
NORWESCAP in the fall of 2003 and that she also participated in the
NORWESCAP eight-week long "parent's anger management program." Isle Polonko, a NORWESCAP consultant and
the program presenter, described Florence's participation as follows:
This is to inform you that Florence has been steadfast in her attendance
and has worked diligently on the material. She arrives early, actively participates, turns
in her work each and every week and often stays late to make
additional inquiries as to how to appropriately apply the material to parenting issues.
She has attended every session.
In addition, Florence successfully completed a twelve-session Parents of Young Children program provided
by NORWESCAP on March 10, 2004. At trial, NRARC caseworker White testified that
she was unfamiliar with the content of the NORWESCAP programs and was uncertain
whether these classes adequately met DYFS's requirements for parenting classes.
Throughout this time Ralph and Elizabeth remained in foster care. At first, they
were placed with foster parents not far from Phillipsburg. In July 2002, however,
they were moved to a foster home in Bergen County. DYFS provided visitation
through Catholic Charities on a weekly basis throughout 2002 and 2003. At first,
it was conducted at a site in Phillipsburg, but after the children were
moved to Bergen County, the visitation took place in Hackensack. Florence attended most,
but not all, of the visits. Some of the visits were cancelled by
DYFS because Florence did not confirm the visit twenty-four hours in advance. Others
were cancelled by Florence due to illness or bad weather.
Significantly, NRARC caseworker White described Florence's visitation compliance as "very" consistent. In addition,
Florence provided lunch for the children and, by the time of the hearing,
was also providing diapers and snacks as well. White explained that it was
suggested to Florence that providing supplies for the children would help her to
demonstrate that she could be responsible in caring for them. According to White,
the visits with Florence went well and Florence "does a nice job during
her visits." Other documents in the record refer to Florence as "attentive and
affectionate towards both children" and that she "appropriately supervised them." At the same
time, however, the April 12, 2002 report noted that when the visit ended,
Ralph "did not appear to have difficulty ending the visit." The July 12,
2002 report commented that Ralph "showed reluctance to physically go to" Florence and
Charles.
Shortly after DYFS removed Ralph and Elizabeth from their parents' care, Florence began
to experience instability in her housing arrangements. Charles and she were evicted from
their apartment. For a time, DYFS had difficulty keeping in contact with them
and sent all correspondence to them through Florence's parents. In early 2002, Florence
and Charles were living with friends on Irwin Street in Phillipsburg but would
not allow the DYFS caseworker to visit there and they did not have
a separate telephone through which they could be reached. By April 2002, Florence
and Charles had left Irwin Street and Florence gave the DYFS caseworker a
post office box as her new address. In June, Florence informed the caseworker
that Charles and she were looking for an apartment in Easton, Pennsylvania. Later
in 2002, Florence resided in Easton with a friend. At the end of
2002, Florence told her caseworker that her name was on the lease for
premises on Lehigh Street in Easton, but refused to provide the caseworker with
a copy of the lease. At trial, Florence's mother S.T. testified that Florence
had been living with her for a year and that six months prior
to the trial, the family had moved to a larger residence in order
to have enough room for Ralph and Elizabeth to join them. While it
is unclear precisely when it occurred, it appears that Florence separated from Charles
before she moved in with her parents. She decided to separate from Charles
because he was abusing drugs and unwilling to stop doing so.
Throughout the time relevant to this matter, Florence, in general, was employed. She
worked at a major department store
See footnote 3
from June 2001 until December 2001. She
was then unemployed for the time between December 2001 and April 2002. Beginning
in April 2002, however, Florence worked part-time for another major retailer for approximately
a year. In addition, she worked about thirty hours a week at a
small retail store in Phillipsburg from April 2002 until November 2002, then at
a clothing store from November 2002 until February 2003. In the spring of
2003, she worked at a restaurant for one month, at a large shopping
mall taking Easter pictures for about two weeks and as a cashier at
a gas station for a month. She began working at a local diner
in July 2003, where she was still employed at the time of trial.
She began making child support payments of $90 per week in April 2002,
which was later increased to $110 per week. At the time of trial,
however, Florence was approximately $2000 in arrears.
By February 2002, Ralph and Elizabeth had been placed in their first foster
home. The foster parents reported that Ralph and Elizabeth needed special medical care.
Ralph's rash had continued in spite of the scabies treatment while he was
in the foster parents' care. By mid-February 2002, it had been determined that
the source of his rash was not scabies but an allergy to lotions,
laundry detergent, bath soap, and shampoos. On February 13, 2002, the foster parents
informed the caseworker that Ralph needed a prescription lotion and shampoo to control
his allergic reactions to over-the-counter soap products. In July 2002, DYFS placed Ralph
and Elizabeth with their second foster parents, with whom they remained at the
time of trial and who have expressed a desire to adopt the children
if they become available for adoption.
DYFS's expert, Santa Gregory, Ph.D., performed a psychological assessment on Florence on July
11, 2003. During the interview portion of the assessment, Florence told Dr. Gregory
that she "should have" gotten counseling or psychotherapy when she was with Charles,
but that she no longer needed that because she had separated from him.
Her plan for reunification with her children was to work a single job,
instead of one full-time and one part-time job, because she believed that she
then might become eligible for public assistance. Dr. Gregory testified that Florence offered
no specifics about where her apartment would be or from whom she would
obtain day care for her children.
Dr. Gregory described Florence's explanation of the events that led to the children's
removal as a "highly rationalized" account. Dr. Gregory stated in her report that
Florence "attributes [Ralph's] rash to laundry detergent although the doctor who examined the
children noted that the hygiene of both children was 'incredibly poor.'" Dr. Gregory
inferred that Florence lacked insight into her own responsibility for what happened to
the children and that this indicated that Florence was not accepting any blame
for the circumstances which led to the removal of her children. Dr. Gregory
noted that she gave Florence a Child Abuse Potential Inventory to complete and
return by mail, but that as of August 1, 2003, Florence had not
done so. Florence, however, contended that she did attempt to mail the completed
inventory to Dr. Gregory but had been given the wrong address.
Dr. Gregory performed a bonding evaluation between Florence and her children. She observed
that both Ralph and Elizabeth greeted their mother warmly and referred to her
as "Mommy." Florence tried to divide her time between the two children because
they did not play together cooperatively. Elizabeth was not interested in the activities
her mother provided for her and instead interfered with her brother's play. Ralph
appeared to Dr. Gregory to be unhappy and irritable and Elizabeth spent much
of the visit following the caseworker around the office. Dr. Gregory observed that
neither child had difficulty separating from Florence when the visit ended.
Dr. Gregory also performed a bonding evaluation on Ralph, Elizabeth and their foster
parents. She noted that both children called the foster parents "Mommy" and "Daddy"
and interacted with both of them in an affectionate manner. Dr. Gregory observed
that the children appeared to play more cooperatively than they had during the
bonding evaluation with Florence. Although Elizabeth again interfered with Ralph's play, the foster
parents redirected both children when they misbehaved. Dr. Gregory observed that the foster
parents allowed Ralph and Elizabeth to explore the room but intervened when things
"got out of hand."
Based on the psychological evaluation of Florence and the two bonding evaluations, Dr.
Gregory concluded that removing Ralph and Elizabeth from their foster parents would cause
them "extreme emotional trauma which would be difficult to remediate." Removing them from
their foster parents, she concluded, "would be extremely ill-advised since [Ralph and Elizabeth]
have clearly established a strong emotional bond with [their foster parents]." Dr. Gregory
noted that Florence's plans for reunification were "vague and unformulated" and that her
living arrangements were, as of July 2003, not yet stable. The foster parents,
on the other hand, provided Ralph and Elizabeth with a stable home life
and a sense of permanency.
Dr. Gregory also expressed concern that Florence had "avoided becoming involved in
ongoing psychotherapy and parenting groups or any form of self-help" since losing her
children. Dr. Gregory concluded that Ralph and Elizabeth would be exposed to "a
high level of risk of harm" if they were returned to Florence's care
because she "does not appear able to provide her children with sufficient stability
and seems not to fully appreciate the harm to which she has already
exposed them."
In her testimony at trial, Dr. Gregory opined that Elizabeth knew Florence was
her mother but did not have a strong physical or emotional bond with
her. She opined that Ralph had more of a physical bond with his
mother than Elizabeth, but that much of the interaction between the two was
negative. Dr. Gregory concluded, however, that Ralph would need psychological intervention whether or
not the court terminated Florence's parental rights. She concluded that termination of Florence's
parental rights would have a negligible effect on Elizabeth.
Florence's expert, Mark Singer, Ed.D., also performed a psychological evaluation of Florence. During
his interview of her, Florence told Dr. Singer that the police took her
children because "the house was a mess," but told him that it "wasn't
that bad." She attributed Ralph's rashes to an allergic reaction to laundry detergent.
Florence blamed Charles as the reason why the children had not been returned
to her care and she claimed that DYFS failed to properly coordinate services
for her so that she could maintain employment.
Dr. Singer reported that his test data suggested the Florence has experienced significant
conflict with interpersonal relationships and that she may be experiencing some degree of
anxiety in response to a traumatic event in her past. He testified that
these traits would impact on Florence's parenting ability, but suggested that therapy would
be an appropriate way to address these personality features. He opined that Florence
had taken "significant steps" toward reunification with her children by distancing herself from
Charles, accessing the services provided by NORWESCAP, and attending anger management classes.
Dr. Singer also conducted a bonding evaluation between Florence and her children. He
observed that all three played cooperatively and that Florence appropriately redirected Elizabeth when
she tried to get Dr. Singer's attention. Dr. Singer further observed that Ralph
initiated physical and verbal interactions with Florence although Elizabeth did not. Toward the
end of the session, Ralph began throwing toys and then pinched Elizabeth. Florence
responded by threatening him with a timeout. When Ralph continued to throw toys,
Florence again threatened him with a timeout, but did not follow through.
Dr. Singer concluded that Ralph and his mother had a bond consistent with
that between a child his age and an "attachment figure." He noted that
Ralph was defiant of his mother and appeared to be angry with her
and that Florence had trouble controlling him. As to Elizabeth, Dr. Singer concluded
that she did not seek "emotional nurturance" from her mother and was somewhat
"emotionally and physically distant" from her. He opined that this might have resulted
from Elizabeth being separated from Florence at an early age. Dr. Singer also
testified that the State's bonding evaluation of Florence and her children was flawed.
He pointed out that the session with Dr. Gregory was not conducted in
a private room but in a more public area where other adults passed
by and distracted the children. That, he concluded, made the results less valid.
Dr. Singer's conclusions, as summarized in his report, are as follows:
While the data does not lead to a recommendation of reunification at this
time, the data does suggest that terminating Florence's parental rights at this time
may not be appropriate. Florence has begun to make significant changes in her
life which are anticipated to assist her in becoming more effective as a
parent. With her husband removed from the equation, the risk to the children
would apparently be minimized over time. In addition, severing the bond between Ralph
and Florence would likely result in the child regressing behaviorally and emotionally. In
Elizabeth's case, based upon her age and level of development, such regression would
be expected to be minimal. As the foster parents were not subjects in
this evaluation, no further comments may be made regarding the nature of attachment
between the children and caregivers.
The prognosis for this case is fair to good. While Florence may have
failed to provide adequate care for her children in the past, along with
her husband, she appears to have taken significant steps to improve her situation
and her ability to function effectively as a parent to Elizabeth and Ralph.
In addition, there is no evidence suggesting that Florence has ever physically abused
her children or has been drug/alcohol involved. The absence of these factors tends
to improve the prognosis of the case. Based upon this, providing Florence with
an additional 6 months would be anticipated to permit her to further progress
while not creating undue harm to the children. At the end of that
time period, treatment reports from all treating professionals should be obtained and this
case may be revisited.
Florence also testified at trial. She explained that on the evening of December
12, 2001, there was a party at the apartment she shared with Charles
to celebrate a friend's twenty-first birthday. The party had started around 8:00 p.m.
but the children went to bed around that time. She stated that prior
to the party "there was a little bit of dishes" but that the
"house wasn't in very bad shape." Florence testified that she went to bed
between 9:00 p.m. and 10:00 p.m. and stayed on the second floor of
the apartment with the children. She said that the party took place on
the third floor, but she could not account for the condition of either
the kitchen or Elizabeth's bedroom, which were both located on the second floor.
Florence testified that she woke up at about 8:00 a.m. the next morning
and left her apartment for work around 9:15 a.m., at which time Ralph
and Elizabeth were still sleeping. She conceded that she did not bathe her
children that morning but stated that she had done so the previous morning.
She could not explain how Ralph's feet had gotten so dirty in one
day.
Florence disputed the police officer's assertion that there was no baby formula in
the residence. She insisted that there was formula in the kitchen and that
it was in a bag in the bottom of the pantry. She explained
that she received her paycheck biweekly and received public assistance from WIC and
that she bought baby supplies regularly. At the time of the party she
was about to go food shopping, having last purchased infant formula at the
beginning of December.
Florence also disputed the scabies diagnosis. She admitted that Ralph had a rash,
which she described as "a bunch of little red dots" for several days
prior to December 13, 2001. She treated Ralph's rash with an over-the-counter cream
and it had not worsened. She stated that she had intended to take
Ralph to the doctor on her next day off, but had not scheduled
a doctor's appointment for him. Florence also testified that shortly before the rash
broke out on Ralph, she had begun using a different laundry detergent because
it was less expensive. Florence attributed the rash to the cheaper detergent but
she conceded that the redness and inflammation on Ralph's penis might have been
caused by unsanitary conditions.
Finally, Florence testified that she had left Charles after the children's removal because
he would not stop using drugs and that she was living with her
parents, where she planned to live indefinitely.
Trial in this matter proceeded on January 15 and 17, 2004 and again
on February 2, 9, 10 and 17, 2004. Counsel filed written summations by
February 27, 2004. After considering the testimony and the evidence, the judge placed
her oral opinion on the record on May 25, 2004. She concluded that
DYFS had proven by clear and convincing evidence each of the statutory criteria,
see N.J.S.A. 30:4C-15.1(a), and that termination of Florence's parental rights was therefore in
the best interests of Ralph and Elizabeth. As to the first factor of
the four-prong best interests of the child test, the judge stated in pertinent
part:
Now the factor under reviewing factor number one, is whether the children's safety,
health, and development has been or will continue to be endangered by the
parental relationship.
This is not a case about parents who keep a messy home and
how the child that has a harmless, ordinary rash for a limited period
of time. If that were all the case was about, then there would
not be a case at all.
This is a case about parents who seem to feel love and have
affection for their children as evidenced by the manner they interact with their
children at visitation, but they are also oblivious as to how to care
for and protect their children, and they are resistant to learn how to
care for and keep their children safe.
Specifically, the trial court found that Florence and Charles allowed Ralph to suffer
from scabies for several months without medical treatment, that they permitted their children
to live in squalor and that they let their children become filthy.
The court also found that neither parent made any effort to regain custody
of their children. She determined that neither parent could hold a job sufficient
to support their children and both were "elusive" concerning their whereabouts. In the
judge's view, Florence's housing situation remained unresolved from the time of the children's
removal until trial, a two-year period, although she noted that Florence testified that
she would be staying with her parents indefinitely. The trial judge commented that
what had been asked of Florence was "not all that great in the
final analysis" and that after completing a parenting course, Florence's "obligation at that
point would be simply to maintain a full-time job and provide adequate housing,"
in addition to meeting with a therapist for forty-five minutes a week.
The court also noted that the psychologists, including Florence's own expert, stated that
both parents had failed to provide for the needs of their children and
that they were not presently ready to be reunited with the children. In
concluding that the first part of the statutory test had been met, the
court stated:
Both parents' lack of making any meaningful effort toward getting their children back
shows an indifference toward their children, which indicates that the children would be
at risk for harm if they are returned to their parents' care, and
the demands of parenting would be full time.
The defendants do not have the desire, the discipline, or the wherewithal to
parent, and therefore to place the children in either or both of their
care would endanger the children's safety, health, and development.
As to the second prong of the statutory test, the court commented that
her decision on the first part of the test had already demonstrated that
both parents were unwilling to eliminate the harm to their children. She then
described Dr. Gregory's testimony that Ralph and Elizabeth would suffer "extreme emotional trauma"
if separated from their foster parents and that the emotional effects of being
separated from Florence would be far less. The court found Dr. Singer's conclusion
that Florence should be given six more months of time and therapy unpersuasive
because it was based on his erroneous assumption that Florence had already begun
a program of rehabilitation in earnest, which the judge found was not the
case. Further, the court noted that it was also Dr. Singer's opinion that
Florence still might not be ready to parent her children even after she
was afforded a six-month extension.
As to the third prong of the test, concerning whether DYFS had made
reasonable efforts to provide services to Florence, the court found that DYFS had
offered appropriate services and that the parents failed to comply. The court noted
that these services included, in addition to the evaluations, a risk assessment and
substance abuse evaluation, counseling, parenting classes, and visitation. The court also found that
DYFS had explored alternate placements for the children, but that none was appropriate.
Regarding the fourth prong of the test, that is, whether termination of parental
rights would not do more harm than good, the court found that the
children would be traumatized far more by removing them from their foster parents'
home than if their relationship with their parents was severed. The judge also
noted that DYFS caseworkers always observed the children to be happy and well
cared for in their foster home. The trial judge, in particular, believed Dr.
Gregory's testimony that "the foster parents interacted with the children maturely and appropriately,"
that "their home is stable and safe and that the children have a
loving, close relationship."
In summary, therefore, the trial judge determined that DYFS had established each of
the requisite statutory criteria set forth in N.J.S.A. 30:4C-15.1(a) by clear and convincing
evidence, warranting termination of Florence's parental rights. The trial court's order effectuating its
findings and conclusions was signed on May 25, 2004.
On appeal, Florence urges us to reverse the trial court's decision because the
evidence on which the judge relied was neither sufficient nor credible and because
the judge made findings of fact that are contrary to the evidence in
the record or are otherwise unsupported. In the alternative, Florence urges us to
reverse the trial court's decision because DYFS failed to make a genuine effort
to comply with the Child Placement Bill of Rights, N.J.S.A. 9:6B-4. Because we
find merit in Florence's assertions concerning the sufficiency of the basis for the
trial judge's findings, we reverse and remand on that ground and we decline
to reach the alternate statutory argument.
We need only briefly summarize the salient principles of law in this area.
The rights of parents to enjoy a relationship with their children is of
constitutional dimension. In re Guardianship of K.H.O.,
161 N.J. 337, 346 (1999)(citing Stanley
v. Illinois,
405 U.S. 645,
92 S. Ct. 1208,
31 L. Ed.2d 551 (1972)); In re Adoption of Children by G.P.B., Jr.,
161 N.J. 396,
403-04 (1999); N.J. Div. of Youth and Family Servs. v. A.W.,
103 N.J. 591 (1986). Parents have a constitutionally protected, fundamental liberty interest in raising their
biological children. See Santosky v. Kramer,
455 U.S. 745, 753,
102 S. Ct. 1388, 1394,
71 L. Ed.2d 599, 606 (1982). The Federal and State
Constitutions protect the inviolability of the family unit. See Stanley, supra, 405 U.S.
at 651, 92 S. Ct. at 1213, 31 L. Ed.
2d at 558-59;
A.W., supra, 103 N.J. at 599.
"The law's concept of the family rests on a presumption that parents possess
what a child lacks in maturity, experience, and capacity for judgment required for
making life's difficult decisions." Parham v. J.R.,
442 U.S. 584, 602,
99 S.
Ct. 2493, 2504,
61 L. Ed.2d 101, 118 (1979). As is true
of so many other legal presumptions, "experience and reality may rebut what the
law accepts as a starting point. . . ." Ibid., 99 S. Ct.
at 2504, 61 L. Ed.
2d at 119. The incidence of child abuse
and neglect cases, however, attests to the fact that some parents may act
against the interests of their children. Ibid.
Government "is not without constitutional control over parental discretion in dealing with children
when their physical or mental health is jeopardized." Id. at 603, 99 S.
Ct. at 2504, 61 L. Ed.
2d at 119 (citing Wisconsin v. Yoder,
406 U.S. 205, 230,
92 S. Ct. 1526, 1540,
32 L. Ed.2d 15, 33 (1972)). The State as parens patriae may act to protect children
from serious physical and emotional harm. This may require a partial or complete
severance of the parent-child relationship. However, "[f]ew forms of state action are both
so severe and so irreversible." Santosky, supra, 455 U.S. at 759, 102 S.
Ct. at 1398, 71 L. Ed.
2d at 610.
When the child's biological parents resist termination of their parental rights, our function
is to decide whether the parent can raise the child without causing harm.
See In re Guardianship of J.C.,
129 N.J. 1, 10 (1992). The cornerstone
of our inquiry is not whether the parents are fit, but whether they
can become fit to assume the parental role within time to meet the
child's needs. Ibid. "The analysis . . . entails strict standards to protect
the statutory and constitutional rights of the natural parents." Ibid. The burden rests
on the party seeking to terminate parental rights "to demonstrate by clear and
convincing evidence" that the risk of "serious and lasting [future] harm to the
child" is sufficiently great that it requires severance of parental ties. Ibid. The balance
between fundamental parental rights and the State's parens patriae responsibility is achieved through
the best interests of the child standard. See K.H.O., supra, 161 N.J. at
347. Under that standard, now codified by statute, parental rights may be severed
when:
(1) The child's safety, health and development has been or will continue to
be endangered by the parental relationship;
(2) The parent is unwilling or unable to eliminate the harm facing the
child or is unable or unwilling to provide a safe and stable home
for the child and the delay of permanent placement will add to the
harm. Such harm may include evidence that separating the child from his foster
parents would cause serious and enduring emotional or psychological harm to the child;
(3) The division has made reasonable efforts to provide services to help the
parent correct the circumstances which led to the child's placement outside the home
and the court has considered alternatives to termination of parental rights; and
(4) Termination of parental rights will not do more harm than good.
[N.J.S.A. 30:4C-15.1(a).]
These standards are neither discrete nor separate. They overlap to provide a composite
picture of what may be necessary to advance the best interests of the
children. See K.H.O., supra, 161 N.J. at 348. The considerations involved in determining
parental unfitness are "'extremely fact sensitive'" and require particularized evidence that addresses the
specific circumstances of each case. Ibid. (quoting In re Adoption of Children by
L.A.S.,
134 N.J. 127, 139 (1993)).
"Trial Court findings are ordinarily not disturbed unless 'they are so wholly unsupportable
as to result in a denial of justice,' and are upheld wherever they
are 'supported by adequate, substantial and credible evidence.'" Meshinsky v. Nichols Yacht Sales,
Inc.,
110 N.J. 464, 475 (1988) (quoting Rova Farms Resort, Inc. v. Investors
Ins. Co.,
65 N.J. 474, 483-84 (1974)). When the credibility of witnesses is
an important factor, the trial court's conclusions must be given great weight and
must be accepted by the appellate court unless clearly lacking in reasonable support.
See In re Guardianship of DMH,
161 N.J. 365, 382 (1999). "[T]he trial
court is better positioned [than we] to evaluate [a] . . . witness'
credibility, qualifications, and the weight to be accorded her testimony." Ibid.
With these principles in mind, we turn to the findings and conclusions of
the trial judge. Our review of the record compels us to conclude that
as they relate to Florence, those findings and conclusions are not supported by
evidence which is clear and convincing. We reach this conclusion for several reasons.
First, the court did not engage in a separate analysis of the facts
relating to Florence, but set forth findings about the parents jointly. The result
of that mode of analysis is that the findings as to Florence are
overshadowed by entirely legitimate concerns about Charles. Viewing the two parents individually, however,
the facts about Florence are insufficient to support termination of her parental rights.
Second, some of the salient findings about Florence are completely unfounded. Notably, while
we ordinarily defer to factual findings, and particularly to credibility findings, see Cesare
v. Cesare,
154 N.J. 394, 411-12 (1998); Rova Farms, supra, 65 N.J. at
483-84; this record contains virtually no findings based on credibility and therefore requires
less deference from us than would be otherwise appropriate. More to the point,
many of the factual findings are based on matters that, objectively, cannot be
sustained.
For example, although the trial judge noted that Ralph suffered from scabies, a
condition that had developed over a long time, and that Florence had ignored
it, and while the judge apparently found Florence's explanation for the rash to
be a baseless denial of guilt, the record fully supports Florence's story and
not the findings of the judge. In fact, the scabies diagnosis, so critical
to the judge's reasoning, was an incorrect one. The rash continued long after
Ralph had been removed from his mother and long after medical treatment had
been rendered. Ralph's foster parents reported that the condition was an allergy to
soaps and similar products and that they had begun to use prescription cleansers
with success. Therefore, Florence's explanation about having switched to a cheaper brand of
detergent almost certainly explained the rash. Nor did the evidence in the record
support the conclusion that Florence failed to get medical attention for the child
for lengthy periods of time. Her statement to the police about not having
taken the children to a doctor for months is entirely consistent with records
demonstrating that the children were seen more frequently by a public health nurse
and were found to be doing well.
Similarly, the judge's finding, in particular her comment about the condition of the
home on the day when the children were removed, is largely unsupported. Although
the apartment was perhaps in a "deplorable" state when the police arrived, the
housing inspector who saw it the same day found it fit for habitation.
More to the point, when the DYFS representative told Florence that the home
needed to be cleaned as a condition of return of the children, it
was cleaned to DYFS's satisfaction by the very next day.
In addition, respecting Dr. Bromberg's six recommendations, Florence complied in whole or in
part with virtually all of them. First, her visits with the children were
regular, even after the children were placed in a foster home a great
distance away. When asked, she began to provide lunch for the children and
to bring other supplies for them. Her caseworker described her as doing a
"nice job" during the visits, her interactions with the children were appropriate and
the children, by and large, were happy to see her.
Second, she found and attended both parenting and anger management classes and had
in-home parenting sessions when DYFS was unable to refer her to appropriate or
available services. There is nothing in the record to suggest that these programs
were less adequate than similar classes that DYFS could offer, all of which
were unavailable and most of which were conducted only a great distance from
Florence's home.
Third, although Florence did not participate in individual or couples therapy, the only
individual program that DYFS found for her could not accommodate her work schedule
and DYFS simply never located an alternate program for Florence. It is hardly
fair to place Florence in the position of having to choose between maintaining
employment and complying with the recommendation that she have therapy, particularly when the
unavailability of a therapist could have been addressed had DYFS made the attempt.
As for Florence's conceded failure to attend couples counseling, given that she elected
to end her relationship with Charles because of his substance abuse problem as
a part of her effort to achieve reunification with her children, she was
entirely justified in commenting to Dr. Gregory that she was no longer in
need of that type of counseling.
Fourth, the requirement that she participate in random drug screenings and in treatment
for substance abuse was, in light of the record, entirely unnecessary. At the
time of the removal of these children from her home, there was no
evidence that Florence had any substance abuse problem. Nonetheless, Florence did appear for
testing and was found to be substance-free. There was, as a result, no
need for her to participate in substance abuse treatment. In reality, this recommendation
was directed to Charles, whose substance abuse problem ultimately led Florence to leave
him. That being true, Florence's asserted failure to comply is unfounded.
Fifth, although Florence has had difficulty securing a single steady job, her efforts
to find and maintain employment were indeed continual. She did, of course, have
periods of unemployment and some of her jobs were seasonal and short-lived. By
the same token, she often had multiple jobs at once. At the time
of the hearing she demonstrated that she had a positive work history overall
and she had been working at her restaurant job for seven or eight
months.
Sixth, Florence certainly exhibited a lengthy period of housing instability, particularly during the
time when she was continuing her relationship with Charles. The record amply supports
the conclusion that for much of the time following the removal of her
children, she was without a permanent place to live. However, by the time
of trial, it is undisputed that she had been living with her parents
and that they had found a larger home in order to accommodate Florence
and her children.
In light of these facts, the judge's findings reflect the lack of progress
that Charles had made and the lack of interest in the children that
he had shown. As they relate to Florence, however, the judge's observations are
unsupported and her findings are factually erroneous. Particularly critical to our analysis is
the judge's assertion that this case is not just about a messy house
and a minor rash. In the end, while one might indeed criticize Florence
for both of those failings, the suggestion that the case was ever about
more than that simply does not withstand scrutiny.
We are not unmindful of the opinions of the experts. We are particularly
mindful of the opinion of Florence's own expert, who concluded that she was
not yet ready to be reunited with her children. The trial judge discounted
his opinion that she might be able to achieve reunification after six more
months of therapy on the ground that he mistakenly believed that she was
already working in therapy. In fact, the trial judge overlooked the extensive work
that Florence had accomplished in her parenting and anger management classes and blamed
her for the failing of DYFS to offer her services that were, as
a practical matter, available to her. Although it is true that Florence may
need six months of additional therapy before being reunited with her children, that
fact did not support terminating her parental rights. As our Supreme Court has
cautioned, the fundamental focus of the inquiry is not whether the parent is
now fit, but whether the parent can become fit in time to meet
the needs of the children. See J.C., supra, 129 N.J. at 10.
Nor are we unmindful of the fact that these children undoubtedly have strong
bonds with their foster parents, bonds made even stronger by the passage of
time from the time of the evaluations, through the trial, through the preparation
of the judge's opinion and through this appeal. Indeed, it is largely the
strength of those bonds that gives rise to DYFS's plan for foster parent
adoption of these children, a plan that is supported on appeal by the
Law Guardian.
As to Ralph, DYFS's expert opined that he would need to engage in
therapy regardless of whether he was reunited with Florence. As to Elizabeth, while
her attachment to Florence was weaker, the continued visits evidenced a bond between
the two. Although the bonds these children have developed with their foster parents
are strong, those bonds alone are an insufficient basis on which to terminate
Florence's parental rights. See State v. T.C.,
251 N.J. Super. 419, 432-33 (App.
Div. 1991), certif. denied,
146 N.J. 564 (1992).
Plainly, Florence will need to engage in the therapy that DYFS previously failed
to afford her and that was an impediment in the view of both
experts to reunification. Both Ralph and Elizabeth will also need therapy in order
to assist them with reunification with Florence as well as with the inevitable
disruption to their lives that leaving their foster parents will entail. We echo,
however, our observation in T.C. that "[t]here is much that is disquieting about
this case." Id. at 433.
We further find instructive the following admonition of this court:
A final separation from a biological parent is a harm in itself. .
. . Experts are increasingly concerned about the seriousness of this loss and
are recognizing the need for continued contact with a biological parent, even a
flawed parent . . . . Our courts have recognized that a child's
relationship with a parent is of such significance that doubts are to be
resolved against its destruction.
[In Re Guardianship of J.E.D.,
217 N.J. Super. 1, 15-16 (App. Div. 1987).]
We recognize that DYFS's expert believes that the harm to Ralph and Elizabeth
that will flow from their separation from their foster parents will be extreme
and that their removal from that placement will be ill-advised. We recognize that
Florence will need assistance and support if she is to be reunited with
her children. We also recognize that the best interests of the children must
be the focus of all future proceedings. We leave to the sound discretion
of the trial court how best to serve these competing considerations.
The order terminating Florence's parental rights to Ralph and Elizabeth is reversed and
the matter is remanded for further proceedings consistent with this opinion. We do
not retain jurisdiction.
Footnote: 1
Florence M. is a fictitious name. We refer in this opinion to
the parties, F.M., C.M., R.M. and E.M. as Florence, Charles, Ralph and Elizabeth
respectively for ease of reference.
Footnote: 2
Florence's husband Charles did not appear at the guardianship trial and has
not appealed the termination of his parental rights to these children.
Footnote: 3
The specific names of the establishments where Florence worked have been withheld to
further protect the identity of the parties.