SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-5764-00T4
NEW JERSEY DIVISION OF YOUTH
AND FAMILY SERVICES,
Plaintiff-Respondent,
v.
J.C.
Defendant-Appellant.
IN THE MATTER OF THE
GUARDIANSHIP OF S.L.M.,
A Minor.
________________________________
Submitted: December 5, 2001 - Decided:
January 3, 2002
Before Judges Baime, Fall and Axelrad.
On appeal from the Superior Court of New
Jersey, Chancery Division - Family Part,
Monmouth County, FG-13-77-01.
Peter A. Garcia, Acting Public Defender,
attorney for appellant J.C. (Philip Lago,
Designated Counsel, of counsel and on the
brief).
John J. Farmer, Attorney General, attorney for
respondent Division of Youth and Family
Services (Patrick DeAlmeida, Deputy Attorney
General, of counsel; Abigail A. Daly, Deputy
Attorney General, on the brief).
Peter A. Garcia, Acting Public Defender,
attorney for respondent S.L.M. (Joyce L.
Maraziti, Assistant Deputy Public Defender,
Designated Counsel & Law Guardian, on the
brief).
The opinion of the court was delivered by
AXELRAD, J.T.C. (temporarily assigned).
This appeal requires us to construe N.J.S.A. 30:4C-15(f),
which directs DYFS to file a petition for guardianship whenever
the parent of a child has been found by a
criminal court of competent jurisdiction to
have committed . . . or attempted to commit,
an assault that resulted, or could have
resulted, in the significant bodily injury to
the child or another child of the parent . . .
.
[Emphasis added.]
At issue is whether summary judgment is a proper vehicle for the
termination of parental rights. We also consider whether the word
"parent" in the above statute encompasses anyone who is in an in
loco parentis status to the child, as broadly defined in the abuse
and neglect statute, N.J.S.A. 9:6-8.21, or whether its scope is
limited to a biological or adoptive parent.
We are of the view that summary disposition is generally an
inappropriate remedy in a termination of parental rights case. We
also hold that the word "parent" in N.J.S.A. 30:4C-15(f) is to be
construed literally to mean a biological or adoptive parent who is
convicted of a serious offense against any of his or her children.
In this guardianship action, J.C., the natural father of a
daughter, S.L.M., born on September 14, 1999, appeals from the
entry of summary judgment in favor of plaintiff, New Jersey
Division of Youth and Family Services (DYFS), terminating his
parental rights as to S.L.M. and committing her to the
"guardianship, care, custody and control" of DYFS for all purposes,
including placement for adoption. We reverse and remand for a
plenary hearing as to the N.J.S.A. 30:4C-15.1 "best interests"
criteria.
The basis for DYFS' motion for summary judgment relates to
J.C.'s abuse and neglect of S.L.M.'s half-sister C.M., born on
November 13, 1996. J.M. is the mother of both C.M. and S.L.M.
D.S. is the father of C.M. and J.C. is the father of S.L.M. J.C.
pled guilty to second-degree aggravated assault of C.M. occurring
on August 30, 1998. The incident occurred while J.M. had allowed
J.C., her co-habitant paramour, to care for the child. While high
on drugs, J.C. placed C.M. in a scalding hot shower, resulting in
second and third degree burns over half her body. On March 31,
2000, he was sentenced to a five-year term of imprisonment, with an
85% parole disqualifier pursuant to the No Early Release Act.
DYFS filed a Title 9 child abuse and neglect complaint against
J.M. and D.S. with respect to the care and custody of C.M. On
February 10, 1999, C.M. was removed from the home and placed in the
home of her maternal grandparents where she still resides.
J.M. continued to reside with J.C. after the incident with
C.M., became pregnant, and S.L.M. was born on September 14, 1999.
DYFS filed an amended Title 9 complaint, adding J.C. as a defendant
as to S.L.M. On November 19, 1999, an order was entered placing
S.L.M. in DYFS' care and custody, who later placed her with her
maternal aunt and uncle. On December 1, 1999, a dispositional
order was entered in the abuse and neglect action incorporating the
domestic violence restraining order precluding J.C. from having any
contact with either C.M. or S.L.M.
After a hearing on June 7, 2000, a further dispositional order
was entered in which the natural mother, J.M., surrendered her
parental rights to C.M. and S.L.M, to allow the children to be
adopted by their maternal grandmother and maternal aunt,
respectively. Based on J.C.'s conviction of aggravated assault
against C.M., the court made a finding of "abuse and neglect" as to
both children under N.J.S.A. 9:6-8.21, and relieved DYFS of
expending any reasonable efforts to reunify J.C. with S.L.M.
On August l5, 2000, DYFS filed a guardianship complaint in
which it sought to terminate J.C.'s parental rights as to S.L.M.
pursuant to N.J.S.A. 30:4C-15, which provides, in pertinent part:
Whenever (a) it appears that a court
wherein a complaint has been proffered as
provided in chapter 6 of Title 9 of the
Revised Statutes, has entered a conviction
against the parent or parents, guardian, or
person having custody and control of any child
because of abuse, abandonment, neglect of or
cruelty to such child; or . . . (c) it appears
that the best interests of any child under the
care or custody of the Division of Youth and
Family Services require that he be placed
under guardianship; or . . . (f) the parent of
a child has been found by a criminal court of
competent jurisdiction to have committed
murder, aggravated manslaughter or
manslaughter of another child of the parent;
to have aided or abetted, attempted,
conspired, or solicited to commit such murder,
aggravated manslaughter or manslaughter of the
child or another child of the parent; or to
have committed, or attempted to commit, an
assault that resulted, or could have resulted,
in the significant bodily injury to the child
or another child of the parent; or the parent
has committed a similarly serious act which
resulted, or could have resulted, in the death
or significant bodily injury to the child or
another child of the parent; a petition to
terminate the parental rights of the child's
parents, setting forth the facts in the case,
shall be filed by the division with the Family
Part of the Chancery Division of the Superior
Court in the county where such child may be at
the time of the filing of such petition.
[Emphasis added.]
Thereafter, DYFS moved for the entry of summary judgment
against J.C. In an opposing certification, S.L.M.'s paternal
grandmother sought physical custody of S.L.M., asserting that she
had been prevented from seeing S.L.M. after the child began living
with her maternal aunt and uncle. J.C. also filed a certification
indicating that he was incarcerated and that while he was in prison
he took steps to turn his life around: he actively participated in
a drug rehabilitation program and all other programs the prison
offers for drug rehabilitation, tested negative during random drug
screens, applied for the eighteen-month drug rehabilitation program
offered at Yardville, and has a promise of employment upon release
from prison. He indicated that the situation with C.M. was a
"freakish one-time event" and that upon his release from prison he
wanted to have a role in S.L.M.'s upbringing. He also wanted his
mother, father, and sister to be involved in S.L.M.'s life.
On May l0 and 17, 200l, the Family Part judge heard oral
argument from the Deputy Attorney General on behalf of DYFS, the
Law Guardian, and the attorney for J.C. Counsel for J.M. was also
present, but did not argue. In granting DYFS' motion for summary
judgment terminating J.C.'s parental rights, the court held that
N.J.S.A. 30:4C-15 was applicable. The judge had this to say, in
relevant part:
And I am satisfied that there is no
genuine issue of material fact that would
preclude summary judgment relief. And my
approach to the ultimate determination
requires me to look at N.J.S.A. 30:4C-15,
N.J.S.A. 30:4C-15.1, 15.1 being the best
interest of the child determination, as well
as various sections of Title 9.
. . . .
The Division, as part of its legal
position, has referred the Court to N.J.S.A.
30:4C-15. Counsel and the Court agree that
that statute is not a model of clarity. It is
not a model of grammatical consistency.
But with those comments made, I am
satisfied that the statute is interpretable
and is interpretable without a great deal more
than the plain language of the statute. And
perhaps some judicial interpretation of words
of art [is] necessary.
. . . .
The question that evolved when we were
listening to oral argument is the concept of
parent. And because I am satisfied that Title
9, as applied in Title 30 as applied, had to
be considered in para materia. I would simply
point to the definition in 9:6-8.21, sub
paragraph (a), that talks about parent or
guardian.
And it says it means any natural parent,
. . . or any person who has assumed
responsibility for the care, custody or
control of a child or upon whom there is a
legal duty for such care.
. . . .
I am satisfied that when the Legislature used
the word parent in 30:4C-15, its import or its
intent was to use parent in its broadest
sense.
. . . .
Here, when you take a look at the setting
that existed between . . . [J.C.] and C.M. as
of the day of the injuries that were sustained
by C.M. [t]here is no doubt that I have that
on that day and for days prior to that day,
the status of . . . [J.C.] to C.M. put him
into an in loco parentis status as to that
child.
. . . .
So to the extent that the Division asks
that the Court determine that sections of
N.J.S.A. 30:4C-15 apply here, I am satisfied
that they do apply here. The A section
applies.
. . . .
I am also satisfied that Section (f) of
30:4C-15 is applicable. Section (f), the
parent of a child who has been found by a
criminal court of competent jurisdiction to
have committed or attempted to commit an
assault that resulted or could have resulted
in the significant bodily injury to the child
or another child of the parent.
And as I've said, my view of the breadth
of parent I've already addressed. The plea to
that second count meets this language. It
also meets the language that followed. Or the
parent has committed a similarly serious act
which resulted or could have resulted in the
death or significant bodily injury to the
child or another child of the parent.
. . . .
And I am satisfied that the language
plainly read applies to both children. And
applying the clear and convincing standard,
I'm satisfied that the parental right that . .
. [J.C.] has to . . . [S.L.M.] is terminable
because the clear and convincing burden has
been established.
The judge went on to find in a perfunctory manner that the
statutory "best interests" criteria set forth in N.J.S.A. 30:4C-
15.1 were also satisfied.
On appeal, J.C. essentially asserts that the trial judge erred
in terminating his parental rights by way of summary judgment and
erred in concluding that "parent" in N.J.S.A. 30:4C-15(f) derives
its meaning from "parent or guardian" as defined in N.J.S.A. 9:6-
8.21. We agree and reverse and remand this matter for a plenary
hearing as to the N.J.S.A. 30:4C-15.1 "best interests" criteria.
The use of the summary judgment procedure in termination of
parental rights cases is rarely appropriate. We recognize that the
procedure was used in In re Guardianship of J.O.,
327 N.J. Super. 304 (App. Div.), certif. denied,
165 N.J. 492 (2000), where we
affirmed the trial judge's grant of DYFS' motion for summary
judgment terminating the parental rights of a father to his seven
youngest children. That case represents the exception rather than
the rule. In re Guardianship of J.O. involved an extremely brutal
situation where the record revealed that "there is almost no
humanity left in the relationship of the parent to the child." Id.
at 308 (quoting New Jersey Div. of Youth & Family Serv's v. A.W.,
103 N.J. 591, 602 (1986)). Extensive evidence had been presented
at the father's criminal trial indicating that he and his friends
committed repeated, horrendous acts of sexual abuse on his children
over a prolonged period of time, leading to his conviction of 239
counts of rape, deviate sexual offenses, and other related crimes.
Ibid. DYFS, in its efforts to "'move expeditiously to save the
child[ren],'" filed a motion for summary judgment. Id. at 308-309
(quoting A.W., supra, 103 N.J. at 602). Although J.O.'s counsel
filed opposing documentary submissions, including a statement in
which the father denied having sexually assaulted his children,
there was no objection to the use of the summary judgment
procedure. Id. at 309. The facts of the instant case are entirely
different and do not warrant the use of the summary judgment
vehicle.
The judge also erred in concluding that the word "parent" in
the guardianship and termination statute, N.J.S.A. 30:4C-15(f),
derived its meaning from the broad definition of "parent or
guardian" in the abuse and neglect statute, N.J.S.A. 9:6-8.21, and
encompassed "anyone who is in an loco parentis status to the
child." Unlike Title 9, sub-section "f" expressly refers only to
a "parent" who is convicted of a serious offense against the child
or another child of the parent. J.C. was not the biological or
adoptive parent of C.M., the child who was abused.
Beyond this, N.J.S.A. 30:4C-15 merely instructs DYFS as to the
circumstances under which it is appropriate to file a petition for
guardianship and termination of parental rights. The statute was
not designed to dispense with the four-prong "best interests of the
child" test of N.J.S.A. 30:4C-15.1. See In re Guardianship of
K.H.O.,
161 N.J. 337, 347 (1999); N.J.S.A. 30:4C-20. Although the
trial judge made cursory findings that all four prongs were met by
clear and convincing evidence, it is apparent that his decision was
colored, to a large extent, by his misapplication of N.J.S.A.
30:4C-15(f) to the facts of this case and his reliance on In re
Guardianship of J.O., supra, as constituting precedent for the use
of the summary judgment vehicle in a case of this kind. These
errors necessitate reversal of the trial judge's grant of DYFS'
motion for summary judgment. That is not to say that the trial
judge is precluded from terminating J.C.'s parental rights after a
plenary hearing as to the N.J.S.A. 30:4C-15.1 "best interests"
criteria, but only that due process dictates such a plenary
proceeding.
We recognize that "[f]ew forms of state action are both so
severe and so irreversible" as the severance of the parent-child
relationship. Santosky v. Kramer,
455 U.S. 745, 759,
102 S. Ct. 1388, 1398,
71 L. Ed.2d 599, 610 (1982); A.W., supra, 103 N.J. at
600. As Judge Eichen articulately stated in New Jersey Division of
Youth & Family Services v. T.J.B.,
338 N.J. Super. 425, 435 (App.
Div. 2001), "[o]nly through an evidentiary hearing can the court
and the parties be assured that DYFS has met its heavy burden to
prove by clear and convincing evidence a termination of a parent's
right to his or her child is in the child's best interests." It is
clear that DYFS' "parens patriae role and the judiciary's
responsibilities in discharging that function, requires no less."
New Jersey Div. of Youth & Family Serv's v. L.H.,
340 N.J. Super. 617, 620 (App. Div. 2001).
Reversed and remanded for a plenary hearing as to the N.J.S.A.
30:4C-15.1 "best interests" criteria to occur within ninety days of
this opinion. We do not retain jurisdiction.