SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-5427-01T4
NEW JERSEY DIVISION OF
YOUTH AND FAMILY SERVICES,
Plaintiff-Respondent,
vs.
L.A.,
Defendant-Appellant,
and
R.S.,
Defendant,
IN THE MATTER OF:
K.S. and S.A.,See footnote 11
Minors.
Argued: December 3, 2002 - Decided: January 27, 2003
Before Judges Skillman, Cuff and Winkelstein.
On appeal from the Superior Court of New
Jersey, Chancery Division, Family Part,
Cumberland County, FN-06-67-02.
Lujuana M. Lee, Staff Attorney, argued the
cause for appellant (Camden Regional Legal
Services, Inc., attorneys; Ms. Lee, of counsel
and on the brief).
Scott Kieserman, Deputy Attorney General,
argued the cause for respondent (Peter C.
Harvey, Acting Attorney General, attorney;
Patrick DeAlmeida, Assistant Attorney General,
of counsel; Mr. Kieserman, on the brief).
Yvonne Smith Segars, Public Defender, attorney
for minors K.S. and S.A. (Sheldon M. Blackman,
Assistant Deputy Public Defender, Law
Guardian, relies on the brief submitted by
respondent, N.J. Division of Youth and Family
Services).
The opinion of the court was delivered by
CUFF, J.A.D.
In this appeal, we review a finding of abuse and neglect
pursuant to N.J.S.A. 9:6-8.21c. Because we find that the trial
judge improperly admitted a prior statement of one of the children
and based several findings of fact on the statement, we reverse and
remand for further proceedings.
L.A. is the mother of two children: K.S., age thirteen, and
S.A., age two. Both children resided with L.A. R.S., the father
of both children, had sexually assaulted K.S. and was barred from
L.A.'s home. The events giving rise to the finding of abuse and
neglect against L.A. occurred at least one year after the assault
and after R.S. had been barred from entering the home in which L.A.
and the children resided and from having any contact with the
children.
Our review of the record compiled in this proceeding is
hampered by the efforts of L.A.'s counsel to preclude discussion of
the sexual assault by R.S. against his oldest daughter, K.S. The
attorney for L.A. sought to confine the trial judge's consideration
of the actions by the mother solely to the events giving rise to
the complaint filed by the Division of Youth and Family Services
(DYFS) arising out of an incident which occurred in January 2002.
While counsel's purpose is understandable, the result is a record
so truncated that it lacks context and we are left to piece
together the events which occurred prior to January 11, 2002, in
order to appreciate the gravity of DYFS's concern about the welfare
of the children. The trial judge and the attorney representing
DYFS were fully informed of the facts developed in a prior
proceeding initiated in late 2000 or early 2001 and concluded in
April 2001. However, none of that information is available to this
court. Such a record not only may frustrate appellate review, but
also may unnecessarily complicate the proceedings. In such
circumstances, reference to and incorporation of the record of the
prior proceedings may be the appropriate course. See New Jersey
Div. of Youth & Family Servs. v. J.T.,
354 N.J. Super. 407, 414
(App. Div. 2002) (trial judge properly took judicial notice of his
findings in an earlier domestic violence hearing).
We glean from this record of the plenary hearing conducted on
May 9, 2002, that K.S. was sexually assaulted by R.S. sometime in
2000. On January 2, 2001, a restraining order was entered barring
contact by R.S. with the children.See footnote 22 It also appears that K.S. had
been removed from L.A.'s custody but was returned to L.A.'s custody
in April 2001, at which time the no contact order was continued.
On January 11, 2002, R.S. entered L.A.'s apartment. L.A. and
the children were present as well as J.M., a mutual friend of L.A.
and R.S. Unprovoked, R.S. grabbed J.M., who immediately directed
the children to go to the other room. R.S. left after J.M. called
the police. At trial, J.M. testified that he was unsure why R.S.
came to the apartment. He admitted, however, that he had borrowed
money from R.S. on a previous occasion.
In its complaint, DYFS alleged that L.A. failed to protect her
children from R.S. in that J.M. rather than she ordered the
children to leave the room, that she failed to inform DYFS of the
January 11 incident or file a complaint against R.S., and that she
invited R.S. to the apartment that day or informed him that J.M.
would be there to enable R.S. to collect the debt. Furthermore,
DYFS alleged that L.A. had failed to inform the agency of the
January 11 incident after the fact or failed to seek enforcement of
the no contact order.
In support of its complaint, DYFS presented the testimony of
Tara Brogan, a caseworker. She interviewed J.M. and as a result of
that interview, she decided to conduct a formal investigation. As
part of this investigation, Brogan interviewed K.S. at school.
Brogan testified that K.S. told her that L.A. called R.S. and told
him to come to get his money from J.M. and that L.A. had taken the
youngest child, S.A., to visit R.S.
Following the interview with K.S., Brogan interviewed L.A.
Brogan testified that during the visit she observed the following
message on L.A.'s telephone screen, "Don't tell them [R.S.] was
there or the State will take them. People with sex crimes can't be
around kids." L.A. is hearing impaired and uses a text telephone
to communicate with others.
On January 17, 2002, DYFS filed a verified complaint seeking
custody of K.S. and S.A. An order was entered that day removing
the children from their mother's care and placing them in the
custody of DYFS. We were informed at oral argument that the
children remain outside the home in the custody of DYFS. A
dispositional hearing has commenced but was adjourned until January
10, 2003.
During the fact-finding hearing, L.A. requested an in camera
interview with K.S. The trial judge denied the request; she
reasoned that an interview would subject the child to further
trauma. At the conclusion of the hearing, the judge found that
L.A. had neglected her children because she had failed to protect
them from contact with R.S. She noted that a prior abuse and
neglect case had been closed in April 2001 by the entry of an order
requiring counseling for L.A. and K.S. and contained "an absolute
no contact order" between R.S. and K.S.See footnote 33 The judge found that L.A.
understood the order. Furthermore, the judge found that the events
of January 11, 2002, were undisputed and that J.M. was a credible
witness who did not embellish his testimony or change it in any way
to favor L.A. As to L.A.'s role on that day, the judge found:
[I]t was not [L.A.] who tried to have him
leave or who called 911, or who called the
police or who called DYFS. It was not [L.A.]
who made sure the children were removed from
the room where this altercation occurred. It
was not [L.A.] who made sure the children
didn't come in contact with [R.S.] or see him,
it was [J.M.]....
So the Court isn't as concerned about
what [L.A.] failed to do than as much as what
she may have done. I don't know if she
invited [R.S.] over or not, I don't have
enough proof to make that finding. But that
was _ he must have felt it was okay to come
right in the house, door unlocked or locked,
because there was no question but that he came
in, and it was not [L.A.] who asked him to
leave until she saw him trying to hurt her
friend, [J.M.], then she asked him to leave,
not because the children were there. There
was no testimony that she asked him to leave
or was upset because he was there because of
the children, but because she was afraid
there'd be an altercation between he and
[J.M.]. The Court notes that [J.M.] is a
slight small man, and I recall that [R.S.] is
a much larger, heftier fellow. And, perhaps,
[L.A.] was worried that if something happened,
the police would have to be called and then it
would be known that [R.S.] was there.
So that's the concerns of the Court.
Whether she invited him or not, I don't have
enough proof of that. However, the fact that
he was there and her concern was not for the
children. I didn't hear her testify that her
concern was the children. I find that [J.M.]
is the one who immediately upon seeing [R.S.]
saw he was angry and immediately got the
children down the hallway and into a different
room. It was he who was protecting the
children. It was then he who called 911,
despite the fact that he was tussling with, or
[R.S.] was physically assaulting him, and it
was he who then called DYFS and made contact,
not [L.A.].
The judge also found that L.A. initially denied that R.S. had
been in the home on January 11 and further found that L.A. never
intended to reveal that he had been in the home. Therefore, the
judge found that L.A. had not "made any positive or assertive
efforts to report this incident on her own, or to insure that no
further incursions into her home by [R.S.] ever occurred again. I
believe she tried to keep it quiet." The judge further found that
L.A. had not taken any steps to protect the children from a future
encounter with R.S.
Then, after initially stating that she did not have enough
proof to find that L.A. invited R.S. to her home and that she was
concerned more with what L.A. may have done rather than with what
L.A. failed to do, the judge proceeded to consider the statements
made by K.S. to the DYFS caseworker and found those statements
"highly credible." The judge stated:
[K.S.], the Court finds has been found to
be close to her mother, loves her mother. Her
attorney and the law guardian tell the Court
that she wants to be with her mother. And it
is in that context that the Court views the
statements that [K.S.] made to the caseworker.
[K.S.] is now, what, 12. She has to know that
she was removed once and she was returned, she
knows about the restraining order. She knows
daddy is not supposed to be here. She's the
one that told [J.M] he's [R.S.] not supposed
to be here.
So in the context of [K.S.] loving her
mother, number one, wanting to be back with
her mother, number two, and, three, knowing
that it was wrong for [R.S.] to be there, the
Court finds that her statements to the
caseworker and to the Division investigating
it had to be highly credible, highly credible.
And she's of an age, 12, where I find she
knows the difference between the truth and a
lie. And as much as she loves her mother, she
was not going to lie. I find that she said
that my mom called my dad to come over to get
money from [J.M.]. [J.M.] corroborated that
he owed [R.S.] money from a car loan, and so
that makes the child's testimony highly
credible as well as [J.M.], who is a friend of
both of them.
So the reason that [R.S.] came to the
house was to get money from [J.M], or to beat
him up to get money, but the fact is that the
child knew that the mother called and alerted
[R.S.] that [J.M.] was there and he could come
over and get the money. That isn't an
invitation, it's certainly an opening. And
how else _ unless [R.S.] was stalking the
residence and watching, how else would he know
that [J.M.] was there to burst in and
immediately go to [J.M.] and demand money. I
don't think he can see through walls or doors,
so that's highly suspect.
... I believe that [R.S.] knew that
[J.M.] was there, and I believe it because
[J.M.] corroborated he owed [R.S.] money and
[K.S.] told the caseworker that my mom called
my dad to come over to get money from [J.M.].
So I accept that as a finding of fact.
Further, ... I find that [K.S.], and
again, loving her mother and not wanting to be
separated from her, did, and I find honestly,
revealed to the caseworker that [S.A.] was
taken by [L.A.] when [L.A.] was visiting or
spending time with [R.S.]. That was a clear
... violation of the no contact order of this
Court.
The judge also found that L.A. was remiss for not having the
no contact order handy. Moreover, when L.A. found the order in
February or March, she did nothing to enforce the order.
Therefore, the judge concluded that L.A. had failed to protect her
children by allowing contact with R.S. because "[s]he has allowed
access either on the day that he came into the home, by either
inviting him in or not causing him to immediately leave, or herself
reporting it."
On appeal, L.A. argues that the trial judge improperly denied
the request for an in camera interview with K.S. and erred by
basing a finding of abuse or neglect on the contents of K.S.'s
prior statement to the DYFS caseworker. L.A. also contends that
K.S.'s prior statement required corroboration to be considered.
She further argues that the trial court based its decision on
information outside of the record and that there was insufficient
evidence to support the finding of abuse or neglect. The State
argues that the judge's finding was not predicated on any statement
by K.S. and the evidence was sufficient to support a finding that
L.A. had failed to protect her children.
As a threshold matter, we consider whether the May 9, 2002
order is a final order or an interlocutory order. An appeal may be
taken to this court as of right from a final judgment of the
Superior Court trial divisions. R. 2:2-3(a)(1). Appeals from
interlocutory orders may be taken only by leave granted by this
court. R. 2:5-6. In actions initiated in accordance with Title 9
alleging abuse or neglect of a child, the Legislature has also
declared that an appeal may be taken as of right from any final
order made pursuant to the act. N.J.S.A. 9:6-8.70.
Actions initiated by DYFS charging abuse and neglect of
children are governed by statute. N.J.S.A. 9:6-8.21 to -8.73.
Upon the filing of a complaint alleging abuse or neglect of a
child, the statute anticipates a fact-finding hearing and a
dispositional hearing, if there is a finding of abuse or neglect.
N.J.S.A. 9:6-8.47. The purpose of the dispositional hearing is to
allow an inquiry "into the surroundings, conditions, and capacities
of the persons involved in the proceedings," N.J.S.A. 9:6-8.48b;
see also N.J.S.A. 9:6-8.45, in order to fashion an appropriate
order. N.J.S.A. 9:6-8.51. Although the statute anticipates that
adjournments may be required to marshall the information to not
only support a finding of abuse or neglect but also to fashion an
appropriate order, N.J.S.A. 9:6-8.48, the Legislature has directed
that proceedings involving imminent harm to a child or in which the
child has been removed from the home pending a final order of
disposition should be given priority and any adjournments "should
be for as short a time as possible." N.J.S.A. 9:6-8.49.
N.J.S.A. 9:6-8.70 does not define the term "final order."
Therefore, we interpret the term "final order" in its ordinary
meaning as an order which disposes of "all issues as to all
parties." Hudson v. Hudson,
36 N.J. 549, 553 (1962); CPC Int'l,
Inc. v. Hartford Accident & Indem. Co.,
316 N.J. Super. 351, 365
(App. Div. 1998), certif. denied,
158 N.J. 73, 74 (1999). See also
Pressler, Current N. J. Court Rules, comment 2 on R. 2:2-3 and
comment on R. 2:2-4 (2003).
An examination of the statute indicates that an order finding
that a child has been abused or neglected is an interlocutory
order. The use of a two-step procedure and the legislative
admonition to minimize adjournments and to grant priority to
proceedings involving out-of-home placements of the child or
children who are the subjects of the proceeding all indicate that
the only final order is the order following the dispositional
hearing.
There seems to be a general assumption that an appeal may be
taken as of right from an order finding abuse and neglect, in spite
of the procedure outlined by statute. See New Jersey Div. of Youth
& Family Servs. v. J.T., supra, 354 N.J. Super. at 409-10. We have
found no case which directly addresses the issue. Several cases in
which we have reviewed findings of abuse and neglect have included
dispositional orders which by their terms suggested something more
than a temporary placement. For example, in New Jersey Div. of
Youth & Family Servs. v. J.Y.,
352 N.J. Super. 245 (App. Div.
2002), an examination of the facts indicates that the appeal was
taken from an order of disposition following a finding of abuse and
neglect. Similarly, in New Jersey Div. of Youth & Family Servs. v.
S.S.,
275 N.J. Super. 173 (App. Div. 1994), an order continuing the
child in the custody of her maternal grandparents had been entered
following a finding that the child was at substantial risk of
abuse, and the opinion does not suggest that further proceedings
were contemplated.
The treatment of orders finding abuse and neglect as a final
order may emanate from an appreciation of the impact such a finding
may have on a family and permanency planning proposed by DYFS. It
may be founded on experience which has revealed that dispositional
hearings do not proceed as close in time to the fact-finding
hearing as prescribed by the Legislature. By treating a finding of
abuse and neglect as a final order, however, this court implicitly
condones non-compliance with the scheme enacted by the Legislature
requiring a final order as soon as possible after the removal of a
child from her home. It is the function of the trial courts and
this court to enforce, not subvert, a legislative scheme which
emphasizes dispatch rather than delay in the disposition of
allegations of abuse and neglect. A parent or guardian found to
have abused or neglected a child, whose dispositional hearing is
delayed, is not without relief. This court will be receptive to
motions for leave to appeal in appropriate circumstances.
Here, the order following the fact-finding hearing is
interlocutory. The May 9, 2002 order scheduled a "post-dispo"
hearing for July 25, 2002. We were informed at oral argument,
however, that the hearing was continued at that time and another
hearing was scheduled for January 10, 2003.See footnote 44 The protracted nature
of the post-finding proceedings and the grave impact the finding
has had on this family militates that we consider this appeal on
its merits. Therefore, we grant leave to appeal nunc pro tunc.
On the merits, we direct our attention initially to the issue
of whether K.S.'s out-of-court statements to the DYFS worker were
admissible. According to the DYFS worker, K.S. told her that L.A.
had called R.S. and told him that J.M. would be at her apartment so
R.S. could collect a debt owed to him by J.M. Furthermore, K.S.
told the DYFS worker that L.A. took the infant, S.A., to visit R.S.
In matters involving the alleged abuse and neglect of
children, the New Jersey Rules of Evidence are supplemented by
statute and court rule. N.J.S.A. 9:6-8.46a(4) provides that
"previous statements made by the child relating to any allegations
of abuse or neglect shall be admissible in evidence; provided,
however, that no such statement, if uncorroborated, shall be
sufficient to make a fact finding of abuse or neglect." DYFS
argues that K.S.'s statement that her mother called R.S. to the
house on January 11 was corroborated by J.M.'s acknowledgment of a
debt. Alternatively, DYFS contends the corroboration is unnecessary
because the trial judge did not base any finding on K.S.'s
statement. The record, however, fails to support either argument.
Recently, this court emphasized that "[t]he fact-finding
hearing is a critical element of the abuse and neglect process."
New Jersey Div. of Youth and Family Servs. v. J.Y., supra, 352 N.J.
Super. at 264-65. A finding of abuse or neglect has a profound
impact on a family. Ibid. Therefore, it is paramount that any
finding must be based on competent reliable evidence. Ibid. The
most effective types of corroborative evidence may be eyewitness
testimony, a confession, an admission or medical or scientific
evidence. However, corroborative evidence need not relate directly
to the accused. By its nature, corroborative evidence "need only
provide support for the out-of-court statements." New Jersey Div.
of Youth and Family Servs. v. Z.P.R.,
351 N.J. Super. 427, 436
(App. Div. 2002). In Z.P.R., we held that evidence of age
inappropriate sexual behavior could provide the necessary
corroboration for a child's statements of sexual conduct towards
him by his mother. Ibid.
K.S. told the DYFS worker two things: first, that her mother
told R.S. to come to her house on January 11 so he could collect a
debt from J.M., and second, that her mother had taken S.A. to see
R.S. There is no evidence of any kind to corroborate K.S.'s
statement that L.A. took the infant to see R.S. It is undisputed
that there is no evidence that K.S. had been in R.S.'s presence at
any time between her return to her mother in April 2001 and
January 11, 2002. Thus, she had no personal knowledge of any
visit. This portion of K.S.'s statement was inadmissible.
At the fact-finding hearing, J.M. testified that he had
borrowed money from R.S. but had repaid the debt. The trial judge
found the acknowledgment of the debt corroborated K.S's statement
to the DYFS worker that L.A. had told R.S. to come to the apartment
on January 11. DYFS concedes there is no other evidence to
corroborate K.S.'s statement.
Although corroborative evidence need only provide support for
the out-of-court statement, J.M.'s acknowledgment of a debt is too
indirect to provide the necessary support to admit K.S.'s out-of-
court statement. Furthermore, J.M. testified that the debt had
been repaid well before January 11. Curiously, the trial judge
found that J.M. was a credible witness in all respects. If the
debt was repaid, repayment of a debt could not be the reason for
R.S.'s presence on that day. Furthermore, J.M. testified that he
was with L.A. the entire evening and did not see her use the
telephone. In short, the record provides no credible corroborative
evidence of K.S.'s statements. Therefore, the precondition to the
admission of this testimony did not exist and the statement was
inadmissible.
DYFS contends that the trial judge did not base any finding on
K.S.'s uncorroborated statement. The opinion rendered by the trial
judge plainly contradicts this contention. Admittedly, the trial
judge stated in the beginning of her opinion that there was
insufficient evidence to find that L.A. had called R.S. to her home
on January 11. However, by the close of the opinion, the judge
found that K.S. was a credible witness and that L.A. had called
R.S. to her home and had taken S.A. to visit him in direct
violation of the prior orders entered in this matter. We cannot
discount these findings.
Of further concern is the failure of the trial judge to
interview K.S. Rule 5:12-4 allows for the testimony of a child to
be taken privately in chambers or under other measures necessary to
protect the child. A judge may also order that the child not be
present at the hearing unless the child's testimony is necessary
for the determination of the matter. Here, the attorney for the
mother requested an in camera hearing. The judge held that the
child had been interviewed by experts twice and a court interview
would be too traumatic.
Trial judges have broad discretion in abuse and neglect cases,
as well as custody and visitation matters untainted by an
allegation of abuse or neglect, to conduct a private examination of
a child. New Jersey Div. of Youth & Family Servs. v. S.S.,
185 N.J. Super. 3, 7 (App. Div.), certif. denied,
91 N.J. 572 (1982).
The purpose of a private interview with the child is to afford the
trier of fact the opportunity to assess the credibility of the
child, their powers of communication and observation, and their
demeanor. Ibid.
Here, however, the trial judge mistakenly exercised her
discretion to rely solely on the reports of DYFS workers. K.S. was
twelve years old on January 11. We have not been informed when the
sexual assault occurred, although we can surmise that it occurred
in late 2000 in light of the January 2001 order barring R.S. from
the house and any contact with his children. We do not minimize
the trauma the assault, the subsequent removal and return to her
mother, and the January 2002 removal from her mother may have had
on K.S. Nevertheless, she is not an infant and is capable of
providing testimony not only of the events of January 11 but also
whether she feels safe in the custody of her mother. The trial
judge found that a private interview would be traumatic to the
child, that she was a credible witness and that she was also
partial to her mother. Without meeting the child, these findings
are pure speculation.
Therefore, we remand this matter for further proceedings, at
which time K.S. should testify under such conditions as are in her
best interest. R. 5:12-4(b). K.S. should be able to offer
testimony about not only the events of January 11 but also who
should have custody of her. We do not mean to suggest that K.S.'s
opinion about where and with whom she will live should be
dispositive. However, K.S. is now thirteen and is able to express
a preference and concerns regarding custodial arrangements.
Mackowski v. Mackowski,
317 N.J. Super. 8, 12-13 (App. Div. 1998).
If she feels safe and secure in her mother's care, she should be
able to express that opinion and the reasons for the opinion
directly to the trial judge. Conversely, if she feels insecure or
is ambivalent about her custodial arrangement, she should have the
opportunity to say so.
The interview with K.S. is critical because, with her prior
statement excluded, the finding of abuse and neglect is thinly
supported. Even more thinly supported is the order to continue the
out-of-home placement of the children pending a dispositional
hearing. Due to the exclusion of any reference to the initial
abuse and neglect proceeding, other than the fact that K.S. had
been sexually assaulted by R.S. and the entry of an order
forbidding contact between R.S. and K.S., the facts provide slim
support for not only the finding of abuse or neglect but also the
continuation of the out-of-home placement of the children. The
January 2002 incident is a single encounter which occurred nine
months following K.S.'s return to the custody of her mother in
April 2001. We recognize that the dispositional hearing has not
concluded. We also recognize that L.A. appeals only from the order
finding that she had abused or neglected her children on January
11, 2002, and the days thereafter by her failure to report the
incident to DYFS or to seek to enforce the no contact order.
However, the initial accusation by DYFS and the finding by the
court serve as the factual predicate to the removal of the children
from L.A.'s custody and the continuation of the out-of-home
placement. It is impossible to segregate cause and effect in this
instance.
Reversed and remanded for further proceedings consistent with
this opinion.
Footnote: 1 1The complaint refers to S.A. as S.S., but the fact-finding order and the notice of appeal identify this child as S.A. For purposes of this opinion, we will use the initials S.A. Footnote: 2 2The record does not disclose whether criminal charges were filed against R.S. and, if so, whether bail has been established. We can surmise that by entering a restraining order on January 2, 2001, R.S. had not been charged at that time, or had been charged but was free on bail, or was about to be released on bail. Footnote: 3 3We have not been provided with this order but have been provided with a January 2, 2001 order which provides that K.S. shall be returned to the custody of L.A. The order also states "no contact w/Paul S. - Paul S. shall not have any contact w/her baby." R.S. is also known as Paul S. Footnote: 4 4Ordinarily, a notice of appeal operates to stay all proceedings in the trial court. R. 2:9-1(a). We have not located any order allowing the hearing to proceed in this matter.