SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3957-01T4
NEW JERSEY DIVISION OF
YOUTH AND FAMILY SERVICES,
Plaintiff-Respondent,
v.
M.F. and M.M., SR.,
Defendants-Respondents.
IN THE MATTER OF THE GUARDIANSHIP
OF B.F., M.M., JR. and S.M.,
Minors.
Argued December 16, 2002 - Decided
February 20, 2003
Before Judges Havey, A.A. Rodriguez and
Wells.
On appeal from Superior Court of New Jersey,
Chancery Division, Family Part, Mercer
County, Docket No. FN-11-31-98.
Phyllis G. Warren, Assistant Deputy Public
Defender, argued the cause for minor-
appellant S.M. (Yvonne Smith Segars, Public
Defender of New Jersey, attorney; Ms. Warren,
of counsel and on the brief with Cynthia
McCulloch Di Leo).
Cynthia A. Phillips, Deputy Attorney General,
argued the cause for respondent Division of
Youth and Family Services (Peter C. Harvey,
Acting Attorney General of New Jersey,
attorney; Michael Haas, of counsel;
Ms. Phillips, on the brief).
Vincent J. Gaughan argued the cause for
respondent M.F. (Mr. Gaughan, on the brief).
The opinion of the court was delivered by
HAVEY, P.J.A.D.
The law guardian, on behalf of S.M., a minor, appeals from a
judgment dated March 27, 2002: (1) awarding the Division of Youth
and Family Services (Division) legal custody of S.M.;
(2) awarding physical custody of S.M. to S.F., her great aunt;
and (3) terminating S.M.'s weekend visitation with her foster
parents, M.P. and E.P. On appeal, the law guardian argues that
the trial judge: (1) violated the Federal Adoption and Safe
Families Act of 1997,
42 U.S.C.A.
§672-679, by rejecting the
Division's initial permanency plan "without good cause," and by
not complying with the time strictures of the act; (2) committed
reversible error by applying the "serious and enduring harm"
standard, rather than the "best interests" test; (3) erred by
applying the presumption which favors placement of a child with
relatives; and (4) failed to consider S.M.'s emotional distress
or her "somatic or behavioral problems."
We condense the extensive procedural history and the
Division's involvement with S.M. and her family for the purpose
of addressing the law guardian's contentions. On July 24, 1998,
M.F. gave birth to S.M.See footnote 11 The Division already had custody of
M.F.'s son, B.F., born on August 22, 1995. Because of reports of
abuse, the Division had filed a Title 9 action on November 26,
1997, charging M.F. with abuse and neglect, and by order also
dated November 26, 1997, the trial judge awarded legal custody of
B.F. to the Division.
In August 1998, B.F. was returned to M.F.'s custody with the
Division's consent. However, on January 19, 2000, the trial
judge granted the Division's application to remove both S.M. and
B.F. from M.F.'s custody, finding that M.F. had failed to bring
the children to day care, failed to obtain medical treatment for
S.M., and had permitted the children to reside in M.F.'s
grandmother's house which, the judge observed, was "not the
greatest environment." The children were initially placed in an
emergency shelter and ultimately, on February 23, 2000, placed in
the custody of foster parents, M.P. and E.P.
During a March 2, 2000 case management conference it was
reported that B.F. had been acting violently toward his foster
mother. The judge directed M.F. to provide him with a list of
relatives who may be willing to take custody of the children.
The judge also denied the law guardian's application for a
permanency hearing pursuant to N.J.S.A. 30:4C-61.2, finding that
the children were not sufficiently adapted to their new placement
to warrant such a hearing.
Dr. Charles F. Martinson, a court-appointed psychologist,
conducted two evaluations of M.F. and in reports dated April 4,
2000 and June 23, 2000, concluded that M.F. was not presently, or
in the near future, capable of caring for the children. On April
14, 2000, B.F. was accepted into a therapeutic foster-care
program because of his continuing violent behavior.
During therapy sessions, M.F. expressed a desire that S.M.
be placed with S.F., S.M.'s maternal great aunt. On May 10,
2000, the Child Placement Review Board recommended either the
children's reunification with their biological parents or
termination of parental rights, followed by adoption. The trial
judge accepted these recommendations. On May 18, 2000, the judge
denied the law guardian's second application for a permanency
hearing.
On May 31, 2000, S.F. indicated a willingness to care for
both children. S.F. was a single parent with two children, a
homeowner, and employed as a certified medical assistant earning
$38,000 a year. In July 2000, a case worker with The Children's
Home Society reported that S.F. could not be recommended as a
viable placement for the children because S.F. failed to
recognize B.F.'s violent behavioral characteristics or M.F.'s
inability to provide adequate parenting.
On July 31, 2000, M.F. gave birth to a son, M.M., Jr. By
order dated August 4, 2000, the trial judge awarded physical
custody of M.M., Jr. to S.F., subject to the Division's
supervision. By report dated October 2, 2000, Dr. Martinson
advised the Division that:
it would be clinically unwise to place either
of these two children [S.M. and B.F.] with
[S.F.] at this time. I say this out of
respect for the children's current placement
and the emotional difficulties each would
sustain if their respective placements were
disrupted at this time. My recommendation is
not made because I feel that [S.F.'s]
parenting skills are wanting or out of any
suspicion for her motives. Indeed, in my
discussion with [S.F.], I was persuaded that
she has greater insight into [M.F.'s]
shortcomings as a parent and into the
emotional needs of [S.M.] and [B.F.].
However, I do feel that [B.F.] continues to
display symptoms of serious psychopathology
and that his emotional needs are unlikely to
be met outside of the specialized setting
where he now resides. The record indicates
that [S.M.] had made enormous emotional
progress in her current foster placement
although that progress has been painstakingly
slow. My clinical sense is that substantial
erosion of those clinical gains can be
expected if [S.M.] must now transition to a
new residential placement.
On January 4, 2001, the trial judge ordered the Division to
arrange for supervised visitation between S.F., S.M. and S.M.'s
foster parents to determine whether S.M. could handle the
transition to S.F.'s care and custody. On February 2, 2001, the
Division filed its first permanency plan. It recommended that
the children be adopted by their respective care givers, namely
S.M. by the foster parents, M.M., Jr. by S.F., and B.F. by his
therapeutic foster parents. The law guardian concurred with this
plan. During a permanency hearing conducted on February 6, 2001,
the trial judge rejected the Division's plan. He expressed
concern regarding S.M., observing:
[S.F.] came before this Court . . . [in]
July, [or] early August . . . [when S.M. had]
. . . only been in this foster placement for
approximately nine months. Had the Division
acted with some deliberation . . . the
emotional . . . problems that she would
suffer would've been somewhat lessened. I've
got a real concern that there hasn't been any
efforts to keep [S.M.] with her sibling
[M.M., Jr.], and with the maternal aunt
[S.F.].
. . . .
I have some real concerns that the
Division hasn't done all that it should've
done to make it happen. Instead, they've
taken the comfortable position of leaving the
child in foster care for over eight or nine
months . . . .
The judge then directed the Division to modify its plan to
include concurrent planning with the maternal aunt (S.F.), and
further ordered that no termination complaint could be filed for
six months.
Additional reports were received by the trial judge from
Dr. Martinson and Dr. Alan S. Gordon, the parties' mental health
professional, addressing the effect of removing S.M. from her
foster parents, and the benefits of S.M. residing with her
younger brother, M.M., Jr., and S.F. After S.M.'s four weekend
visitations with S.F., Dr. Gordon reported that S.M. "would have
little difficulty living with [S.F.]. She is certainly bonded to
her." During a status conference conducted on August 22, 2001,
the Division agreed with Dr. Gordon that S.M. was capable of
making the transition from foster care to S.F.'s custody. The
foster parents objected, expressing concern for S.M.'s welfare.
Giving praise to the foster parents' efforts, the trial judge
nevertheless accepted Dr. Gordon's findings and instructed the
doctor to advise S.M. of the transition.
On October 2, 2001, over the law guardian's objection, the
Division revised its permanency plan and recommended adoption of
S.M. by S.F. Dr. Gordon submitted a supplemental report dated
December 10, 2001, in which he concluded that S.M. " is being well
cared for" by S.F. He further stated in his report that:
[S.F.'s] home was in order and that there was
a school next door. . . . Ms. Crespo [the
Division case worker] stated that [S.M.]
appeared to be happy and was watching
cartoons. Ms. Crespo had very positive
statements to make concerning [S.F.] and her
care of [S.M.].
However, he recommended that the "transitional period" be
extended and that S.F. and the foster parents "work through"
their mutual hostilities in the best interest of S.M. The law
guardian persisted in her objection to the transition, noting the
"serious issues" reported by the foster parents regarding S.M.'s
emotional difficulty in adjusting to living with S.F.
Dr. Ronald W. Kelber, a psychologist, rendered a report
dated February 23, 2002, opining that S.M. had "developed a close
loving relationship with [the foster parents] and [S.F.]."
However, he recommended that the foster parents be given custody.
The trial judge conducted a second permanency hearing for
S.M. on March 15, 2002. Over the law guardian's objection, the
judge ruled that the foster parents and S.F. would not be allowed
to testify because of their "questionable" credibility arising
out of their self-serving and conflicting positions. The judge
nevertheless received the foster parents' written statement and
limited testimony outlining the reasons why custody of S.M.
should not be changed. Moreover, Dr. Kelber testified, repeating
his opinion that placement of S.M. with the foster parents was in
her best interest. However, he admitted that removal from the
foster parents' care would not cause irreparable harm to S.M.,
and that a substantial bond existed between S.F. and S.M. A
Division caseworker testified that S.M. was very comfortable,
happy, healthy and well cared for in S.F.'s home and was "very
attached to [her younger brother M.M., Jr.]."
In his lengthy and well-reasoned opinion, the judge held
that it was in S.M.'s best interests to be placed in S.F.'s sole
legal custody and that all overnight visitation with the foster
parents should be terminated. The judge noted that it had
"micro-managed this case from the inception" and therefore had
"an in-depth understanding of all the issues." He then addressed
all of the arguments set forth by the law guardian in her written
summation, and reviewed all of the orders entered in the case, as
well as the evidence admitted at trial.
In support of this decision, the judge found that S.M. had
developed a "significant bond" with S.F. and had successfully
"undergone the transition." The judge also found that S.M.'s
relationship with M.M., Jr. should be preserved and that she
would not be harmed if her relationship with the foster parents
is terminated. The judge entered an order on March 27, 2002,
awarding the Division legal custody and S.F. exclusive physical
custody of S.M., terminating the foster parents' weekend
visitation, requiring S.M.'s therapist to assist and arrange for
closure between S.M. and her foster parents, and denying the law
guardian's request for a stay pending appeal.
We affirm substantially for the reasons expressed by Judge
Council in his comprehensive oral opinion rendered on March 20,
2002. The judge's factual findings are supported by substantial
credible evidence in the record as a whole, Rova Farms Resort,
Inc. v. Investors Ins. Co. of Am.,
65 N.J. 474, 484 (1974), and
his conclusions, based on those findings, are legally sound.
However, it is necessary to address the procedural arguments
raised by the law guardian on appeal.
The law guardian first argues that the judgment must be
reversed because the initial permanency hearing was not conducted
within twelve months after placement, pursuant to N.J.S.A. 30:4C-
61.2a(2). We reject the argument.
The Adoption and Safe Families Act of 1997 ("ASFA")
conditions the receipt of certain federal funds on a state's
implementation of a case review system for each child receiving
foster care under supervision by the state.
42 U.S.C.A.
§§670-
679. The legislative history of the ASFA reflects an intent to
"avoid unnecessary and lengthy stays" in the foster care system
and to:
promote[] stability and permanence . . . by
requiring timely decision-making in
proceedings to determine whether children can
safely return to their families or whether
they should be moved into safe and stable
adoptive homes or other permanent family
arrangements outside the foster care system.
[Strengthening Abuse and Neglect Courts Act,
Pub. L. No. 106-314, § 2(3),
114 Stat. 1266
(2000).]
In that regard, a "case review system" is defined, in relevant
part, in
42 U.S.C.A.
§675(5)(C), to mean a procedure for
assuring that:
with respect to each such child, procedural
safeguards will be applied . . . to assure
each child in foster care under the
supervision of the State of a permanency
hearing to be held, in a family or juvenile
court or another court . . . of competent
jurisdiction . . . no later than 12 months
after the date the child is considered to
have entered foster care . . . .
[Emphasis added.]
In 1999, the Legislature amended Title 9 and Title 30 to
conform with ASFA. For example, it amended the Child Placement
Review Act (CPRA), N.J.S.A. 30:4C-50 to -65, to provide that:
it is in the public interest, whereby the
safety of children shall be of paramount
concern, to afford every child placed outside
his home by the Division of Youth and Family
Services with the opportunity for eventual
return to his home or placement in an
alternative permanent home; that it is the
obligation of the State to promote this end
through effective planning and regular review
of each child's placement; and that it is the
purpose of this act to establish procedures
for both administrative and judicial review
of each child's placement in order to ensure
that such placement ensures the safety and
health and serves the best interest of the
child.
[N.J.S.A. 30:4C-51.]
CPRA provides for review of the Division's permanency plan by the
court, which shall make its "best interests" analysis based on
the entire record, including the recommendations of the board,
the Division, and other information, and which hearing "shall be
held . . . no later than 12 months after the child has been in
placement." N.J.S.A. 30:4C-61.2a(2).
It is true, as the law guardian points out, that S.M. was
placed in the Division's custody on January 19, 2000, and that on
March 2 and May 18, 2000, the judge denied the law guardian's
application for a permanency hearing. It is also true that the
first permanency hearing was conducted on February 6, 2001,
twelve months and seventeen days after placement. Nonetheless,
such an inconsequential deviation from the twelve-month time
period contained in N.J.S.A. 30:4C-61.2a(2) does not warrant
reversal of the placement decision. First, neither the state nor
federal statute mandates reversal in the event of noncompliance
with the time limitations. Instead, the ASFA provides for a
graduating series of reductions in a state's funding eligibility.
42 U.S.C.A.
§672.
More importantly, decisions regarding the placement of a
child under both the federal and state acts must ensure the
safety and health of the child and serve in the child's best
interests.
42 U.S.C.A.
§670; N.J.S.A. 30:4C-51. In that
regard, reversal, for technical noncompliance, would violate the
express purpose of the acts and is thus inappropriate. See,
e.g., In re Guardianship of J. R.,
174 N.J. Super. 211, 221-25
(App. Div.) (the Division's failure to fulfill its statutory duty
by providing visitation to parent did not warrant reversal of
decision terminating parental rights because best interests of
child controlled), certif. denied,
85 N.J. 102 (1980).
The law guardian next contends that the trial judge violated
ASFA statutory-time frames by rejecting the Division's initial
permanent plan in which it recommended foster parent adoption of
S.F. As noted, ASFA reflects an intention to "avoid unnecessary
and lengthy stays" in the foster care system. See Strengthening
Abuse and Neglect Courts Act, supra, Pub. L. No. 106-314, § 2.
However, balanced against the need for a timely resolution,
is of course, the requirement that placement must serve in "the
best interest of the child."
42 U.S.C.A.
§670; N.J.S.A. 30:4C-
51. It is well established that it is the Division's policy to
place children with relatives whenever possible. State, Div. of
Youth and Family Servs. v. K.F.,
353 N.J. Super. 623, 636 (App.
Div. 2002); In re E.M.B.,
348 N.J. Super. 31, 34 (App. Div.
2002).See footnote 22 To advance this goal "the court must have a broad
discretion to evaluate and assess a relative's ability to care
for children." K.F., supra, 353 N.J. Super. at 636. "Moreover,
while [CPRA] no doubt vests wide discretion in both the Division
and the Board to devise and recommend a plan, the trial court is
not bound by it." State in the Interest of L.L.,
265 N.J. Super. 68, 77 (App. Div. 1993).
Here, although the Division considered S.M.'s needs and her
bond with her foster family in its initial placement plan, it
failed to consider whether S.F. would be an appropriate care
giver for S.M., despite the fact that: (1) the Division had been
aware of S.F.'s willingness to care for S.M.; (2) S.F. had had
custody of M.M., Jr. since August 2000; and (3) S.F. was
unquestionably qualified to parent. In that regard, the judge
correctly determined that the Division had "not provided
reasonable efforts to finalize the permanent plan" because it
failed to consider whether S.F. would be an appropriate placement
for S.M. Consequently, a final permanency hearing was premature.
In any event, ultimately the question is what was in S.M.'s
best interest based upon the circumstances as they existed at the
time of the final hearing conducted in March 2002. See In re
Baby M.,
109 N.J. 396, 456 (1988) (in determining the best
interests of the child, "we must look to what those best
interests are, today, even if some of the facts may have resulted
in part from legal error"). It was only at this point that the
judge was able to make a meaningful "best interest"
determination. We have no hesitancy in concluding that the trial
judge was faithful to the overriding best interest standard in
considering the facts and circumstances existing at the time of
the final hearing, including the fact that the Division had
revised its permanency plan.
The law guardian further argues that the trial judge erred
as a matter of law in applying the wrong test; that is, in
applying a presumption of relative placement and "the serious and
enduring" harm test, as opposed to the best interests of the
child. We do not agree.
In reviewing a child's placement, courts must determine
whether "such placement ensures the safety and health and serves
the best interest of the child." N.J.S.A. 30:4C-51; In re
E.M.B., supra, 348 N.J. Super. at 52. Thus, "the 'best
interests' of the child is the polestar in the implementation of
a placement plan." State in the Interest of L.L., supra, 265
N.J. Super. at 77. Here the judge specifically and repeatedly
indicated that "[t]he standard for determination is the best
interest of the child. And that's the standard that this Court
uses."
Nevertheless, the law guardian argues that the judge in
actuality applied a presumption in favor of relative placement.
As the law guardian correctly points out, there is no common law
presumption in favor of an award to a mother as opposed to a
father, or to a relative as opposed to a third party, because
such a presumption "might serve as a disincentive for the
meticulous fact-finding required in custody cases."See footnote 33 Beck v.
Beck,
86 N.J. 480, 488 (1981); State in the Interest of L.L.,
supra, 265 N.J. Super. at 77. Moreover, although there are
statutory provisions in Title 30 and Title 9 which refer to
relative placements, the statutes do not create a presumption in
favor of such placement. See N.J.S.A. 9:6-8.54a (court may place
child in custody of a relative, other suitable person, or the
Division); N.J.S.A. 30:4C-12.1a (the Division "shall initiate a
search for relatives who may be willing and able to provide the
care and support required by the child"); N.J.S.A. 30:4C-60b (the
Board shall recommend one of seven long-term goals including
permanent placement with a relative).
The law guardian points to several references by the trial
judge regarding the Division's responsibility to reunify the
family and points out that references in Title 9 and Title 30 to
reunification of the family refers to reunification of the child
with the natural parents, not relatives. See N.J.S.A. 9:6-
8.8b(2) and N.J.S.A. 30:4C-11.1b.
However, the Division is obligated to "initiate a search for
relatives who may be willing and able to provide the care and
support required by the child," N.J.S.A. 30:4C-12.1a, and the
Division's policy is to place, whenever possible, children with
relatives. K.F., supra, 353 N.J. Super. at 636. Moreover, the
judge in fact did not apply a presumption in favor of relative
placement, but instead applied the best interests of the child
test. In reaching the determination to place S.M. with S.F., the
judge considered the significant bond between S.M. and S.F., that
S.F. was qualified to parent S.M. and the preservation of the
sibling relationship between S.M. and M.M., Jr. There is no
question, and the trial judge so found, that there was a strong
bond between S.M. and her foster parents and that they had cared
for and nurtured her. However, in applying the totality of the
circumstances, the judge found that those factors were outweighed
by the factors favoring placement with S.F., and thus it would be
in S.M.'s "best interests" to be placed with her.
Next, the law guardian argues the judge erred in
incorporating the "serious and enduring harm" standard,
applicable to termination cases, into its application of the best
interests of the child test. Under N.J.S.A. 30:4C-15.1a, the
Division can initiate a petition to terminate parental rights on
the grounds of the "best interest of the child" if four elements
are met by clear and convincing evidence. The fourth prong
provides that "[t]ermination of parental rights will not do more
harm than good." N.J.S.A. 30:4C-15.1a(4). "The question to be
addressed under that prong is whether, after considering and
balancing the two relationships, the child will suffer a greater
harm from the termination of ties with her natural parents than
from the permanent disruption of her relationship with her foster
parents." In re Guardianship of K.H.O.,
161 N.J. 337, 355
(1999).
The law guardian argues that the judge improperly applied
that test even though this was not a termination of parental
rights case. We do not agree. As stated, here the judge
repeatedly cited to and applied the best interests of the child
standard in accordance with both Title 9 and Title 30, and did
not refer to or apply the termination standards under N.J.S.A.
30:4C-15.1a(4).
We also reject the law guardian's argument that the trial
judge erred in failing to assess the quality and significance of
the respective bonds between S.M. and her foster parents, and
S.M. and S.F. The "best interests" of the child "does not turn
on whether the foster home is a 'better' home, or the foster
parents are 'better' parents than the alternative home or family
setting recommended by the Division." State in the Interest of
L.L., supra, 265 N.J. Super. at 78. Instead, "the inquiry is
whether the Division's proposed placement plan satisfies the
legislative goals and objectives of the Act by providing a
stable, safe and healthy environment for the child considering
all of the circumstances surrounding the placement." Id. at 79.
Here, the judge did not compare the families, but instead focused
on a variety of pertinent factors in accepting the Division's
ultimate permanency plan. For example, the judge focused on
S.M.'s relatively seamless transition from foster care to the
biological family. Moreover, the trial judge hardly disregarded
the bonding between S.M. and the foster parents. Instead, he
considered that factor, as well as many others, in determining
the "best interests" of S.M.
We reject the law guardian's argument that the trial judge
erred in failing to allow the foster parents to testify. It is
true that initially, the judge opted not to permit the foster
parents and S.F. to testify. Nevertheless, he ultimately allowed
the foster parents to testify, and furthermore imposed no other
limitations on the admission of evidence or the calling of
witnesses. We find no error in the manner by which the trial
judge conducted the hearing.
Nor do we find any merit in the law guardian's argument that
the judge failed to consider or accord proper weight to the
evidence of S.M.'s emotional distress. Although there were some
reports of S.M.'s emotional difficulties, Dr. Kelber conceded
that the transition process, and not exposure to S.F., could be
contributing to S.M.'s behavioral problems. Moreover, there was
abundant evidence that S.M. in fact had difficulty separating
from S.F. Dr. Gordon's report revealed that S.M. "started crying
hysterically" when S.F. left S.M. in Dr. Gordon's office.
Moreover, the trial judge cited Dr. Gordon's July 10, 2001
report, noting that the foster mother's statements about S.M. may
not have been entirely objective. Ultimately, the judge
carefully considered all of the evidence of S.M.'s emotional
distress and, based upon the substantial evidence, expert and
otherwise, concluded that S.M. was happy and well-cared for in
the custody of S.F. and that S.M.'s bonding with S.F. and her
younger brother M.M., Jr. was substantial.
We affirm the judgment adopting the Division's permanency
plan. However, we were advised at oral argument that the trial
judge's order terminating S.M.'s visitation with her foster
parents was stayed pending appeal. We therefore assume that
visitation has been ongoing. We remand for a determination as to
whether termination of, or continued visitation, would be in the
best interests of S.M.
Footnote: 1 1S.M.'s father is M.M., Sr., a twenty-three year old unregistered person at the time of her birth. M.M., Sr. has not appealed from the judgment. Footnote: 2 2Similarly, the Board reviews the Division's plan and recommends one of seven long-term goals including permanent placement with a relative. N.J.S.A. 30:4C-60b. Footnote: 3 3A presumption of custody only exists in favor of a natural parent as opposed to placement with relatives or foster parents. Watkins v. Nelson, 163 N.J. 235, 246 (2000).