SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
New Jersey Division of Youth and Family Services v. M.M. (A-115/116-05)
Argued October 11, 2006 -- Decided February 8, 2007
ZAZZALI, J., writing for a majority of the Court.
The Court must decide in this appeal whether the trial court properly terminated
a fathers parental rights in respect of his four-year-old son who has been
in the care and custody of foster parents since a few days after
his birth.
M.M. is the biological father of M.A.M., the child at issue. M.M. resides
in Dover, New Jersey with C.B., M.A.M.s biological mother. The mother is thirty-two
years old and the father is sixty-years old. They have one other biological
child together, a daughter born in 1993, who also lives in the home.
The fathers parental rights concerning the daughter are not at issue in this
appeal.
Within days of the sons birth in 2003, DYFS became involved. The initial
DYFS referral noted that the mother had poor hygiene, appeared overwhelmed caring for
the newborn, and needed constant direction. The son was hypoglycemic at birth and
has a variety of developmental disorders that were likely caused by overexposure to
alcohol in utero and that require special therapy. The Division filed a verified
complaint in January 2003 requesting custody of the son. The trial court awarded
guardianship to DYFS and the son was placed directly in foster care on
January 23, 2003, when he was released from the hospital at sixteen days-old.
In February 2004, the mother missed her scheduled visitation because she had run
away from home. Consequently, the Division filed a complaint in April 2004, requesting
guardianship of the son for purposes of adoption. At trial, a court-appointed Law
Guardian appeared on the sons behalf.
In May 2005, the trial court rendered an oral decision terminating the parental
rights of both the mother and the father. The court concluded that it
was in the sons best interests to remain with the foster family because
of the bonds that he had developed with his foster parents and because
of the repeated destabilizing elements created by the mother. Both the mother and
father appealed the termination of their parental rights. The Appellate Division upheld the
trial courts termination of the mothers rights but reinstated the fathers rights, disagreeing
with the trial courts judgment as a matter of law because one parent
cannot be held responsible for the shortcomings of the other. Div. of Youth
and Family Servs. v. M.M.,
382 N.J. Super. 264, 282-84. The mother petitioned
this Court for certification. DYFS and the Law Guardian filed a petition for
cross-certification, contending that termination of the fathers rights is in the sons best
interests. We granted certification as to the fathers rights only.
186 N.J. 606
(2006). We also permitted Legal Services of New Jersey to file a brief
as amicus curiae.
HELD: The standard for the determination of this appeal is the best-interests-of-the-child. The
record demonstrates that the separation of the son from his foster parents, who
have comprehensively cared for his special needs almost since birth, combined with his
return to the unstable and at times dangerous home of his severely-limited biological
parents, is not in the sons best interests.
1. Review of a trial courts termination of parental rights is limited. A
reviewing court should uphold the factual findings undergirding the trial courts decision if
they are supported by adequate, substantial and credible evidence on the record. In
re Guardianship of J.T.,
269 N.J. Super. 172, 188 (App. Div. 1993). Additionally,
as a general rule we must grant deference to the trial courts credibility
determinations. (Pp. 19-20)
2. Parents have a constitutionally protected right to maintain a relationship with their
children. Parental rights are not absolute, however. The State has responsibility to protect
the welfare of children and may terminate parental rights if the child is
at risk of serious physical or emotional harm. The statutory best-interests-of-the-child standard aims
to achieve the appropriate balance between parental rights and the States parens patriae
responsibility. Parental rights may be terminated only when: (1) The childs safety, health
or development has been or will continue to be endangered by the parental
relationship; (2) The parent is unwilling or unable to eliminate the harm facing
the child or is unable or unwilling to provide a safe and stable
home for the child and the delay of permanent placement will add to
the harm; (3) The Division has made reasonable efforts to provide services to
help the parent correct the circumstances which led to the childs placement outside
the home and the court has considered alternatives to termination of parental rights;
and (4) Termination of parental rights will not do more harm than good.
The Division bears the burden of proving by clear and convincing evidence that
the four statutory criteria are satisfied. (Pp. 20-24)
3. We find that the record is replete with evidence that justifies the
trial courts conclusion that the father failed to provide a home in which
the son was not in constant danger. The mothers presence in the home
creates an unstable environment and poses a serious risk to the son because
of her substance abuse problems, habitual running away from home, and history of
falsely alleging domestic violence. In short, the evidence demonstrates that the mother is
a danger to the son both when she remains at home and when
she runs away from home. Although it was imperative that the father provide
a daycare plan that could guarantee that the son would not be left
alone with the mother, he did not provide a suitable plan under the
circumstances. Stated simply, the fathers daycare plan could not protect the son from
the harmful home environment that he maintained. (Pp. 24-26)
4. Although the father appears to have overcome his troubled past, he does
not appreciate the extraordinary difficulties of raising the son in the same home
as the mother. The fathers contentions highlight his questionable judgment and reveal his
inability to exercise the prudence necessary to protect the son from the mothers
harmful presence. In addition, the daughters apparent healthy development is distinguishable from the
sons circumstances and the caseworkers expressed concern that the father would be unable
to sustain multiple jobs, stabilize the mother, parent the daughter, and care for
the son. The daughters development, therefore, is not an accurate barometer of the
potential harm to the son and the trial court properly concluded that the
father could not provide a suitable home for the son. Furthermore, the trial
court properly considered the harm caused by removing the son from his foster
parents. Removing the son from his foster family would destroy any sense of
permanency and further harm him. (Pp. 27-30)
5. The trial court found that DYFS provided an array of services aimed
at family reunification. Although not a perfect model, the record demonstrates that DYFS
met the third prong. The Division thoroughly investigated each person suggested by the
father as a viable daycare provider. All of those individuals were either unable
to provide daycare or were unfit because they had a history of involvement
with the Division. Additionally, DYFS independently investigated a homemaker service but found that
it was unavailable in the county where the father resided. Although parents always
can argue that DYFS should have done more, the third prong is satisfied
in this appeal, and the Divisions assistance passes muster. (Pp. 30-31)
6. In respect of the fourth prong, it is undisputed that the foster
parents have provided a stable, loving environment for almost the sons entire life.
They intend to adopt the son if given the opportunity, resulting in a
secure and permanent placement for the son. Separating the son from his foster
parents would expose the son to the dangers and instability of the biological
parents home, subject him to the loss of the many services provided by
the foster parents, and disrupt any permanency in his life. Integral to our
analysis under the fourth prong is the foster parents willingness, as promised, to
permit continued visitation by the father and the daughter. (Pp. 31-33)
7. Termination of one parents rights is not appropriate merely because the other
parent is unfit or has surrendered his or her rights. Parental rights are
individual in nature and due process requires that fitness be evaluated on an
individual basis. That said, the conduct of one parent can be relevant to
an evaluation of the parental fitness of another parent. The harm caused by
circumstances attendant to the parent-child relationship is as pertinent as any harm caused
directly by a parent. That is, the harms need not be inflicted by
the parent personally. The crucial inquiries are whether the parents association with others
causes harm to the child and whether the parent is unable or unwilling
to provide a safe and stable home. That the threat to the child
is created by the presence of another parent is irrelevant to the determination
of whether the child is at risk. Accordingly, the trial court was correct
when it evaluated the fathers parental rights in light of his cohabitation with
the mother. (Pp. 34-37)
8. Although we do not consider the fathers belated parenting plan in reaching
our decision, we note that the plans only reference to the sons special
needs is a brief statement that the proposed daycare center would make arrangements
for speech therapy. The plan does not acknowledge the various home physical therapies
required to help the son overcome his developmental disabilities. Because it does not
accommodate the sons special needs, the plan is simply too little too late.
This appeal demonstrates that reunification becomes increasingly difficult with the passage of time
because a child may develop bonds with his or her foster family and
gain a sense of permanency. For the guidance of DYFS and parties in
the future, therefore, DYFS should communicate a sense of urgency to parents who
are attempting to regain custody of their children and that they should present
relevant evidence as soon as possible. (Pp. 37-39)
9. We recognize the predicament of the father who is seeking to accommodate
all of his loved ones. However, the best interests of the son must
take precedence. The record demonstrates that the separation of the son from his
foster parents, who have comprehensively cared for his special needs almost since birth,
combined with his return to the unstable and at times dangerous home of
his severely-limited biological parents, is not in the sons best interests. We cannot
gamble on the present welfare and future well-being of this four-year-old special needs
child. We emphasize that our conclusion is premised, in part, on the foster
parents willingness to allow continued visitation by the father and the daughter. (Pp.
39-42)
The judgment of the Appellate Division in respect of the fathers parental rights
is REVERSED and the trial courts award of guardianship to the Division of
Youth and Family Services for purposes of adoption is REINSTATED.
JUSTICE WALLACE filed a separate, DISSENTING opinion, in which JUSTICE RIVERA-SOTO joins, stating
that, based on the facts as found by the trial court, he is
compelled to conclude that clear and convincing evidence does not exist to establish
the four statutory factors that must be found prior to termination of parental
rights, and in particular that there was little or no evidence that the
father was unable to protect his son.
JUSTICES LONG, La V ECCHIA, and ALBIN join in JUSTICE ZAZZALIS opinion. JUSTICE WALLACE filed
a separate, dissenting opinion, in which JUSTICE RIVERA-SOTO joins.
SUPREME COURT OF NEW JERSEY
A-115/
116 September Term 2005
NEW JERSEY DIVISION OF YOUTH AND FAMILY SERVICES,
Plaintiff-Appellant,
v.
M.M.,
Defendant-Respondent.
IN THE MATTER OF THE GUARDIANSHIP OF M.A.M.
NEW JERSEY DIVISION OF YOUTH AND FAMILY SERVICES,
Plaintiff,
v.
C.B.,
Defendant.
IN THE MATTER OF THE GUARDIANSHIP OF M.A.M.
Argued October 11, 2006 Decided February 8, 2007
On certification to the Superior Court, Appellate Division, whose opinion is reported at
382 N.J. Super. 264 (2006).
Lauren F. Carlton, Assistant Attorney General, argued the cause for appellant New Jersey
Division of Youth and Family Services (Stuart J. Rabner, Attorney General of New
Jersey, attorney; Andrea M. Silkowitz, Assistant Attorney General, of counsel;
Ms. Carlton and Patricia J. O'Dowd, Deputy Attorney General, on the briefs).
Jane M. Personette, Designated Counsel, argued the cause for appellant Law Guardian for
M.A.M. (Yvonne Smith Segars, Public Defender, attorney).
Beatrix W. Shear, Deputy Public Defender, argued the cause for respondent (Yvonne Smith
Segars, Public Defender, attorney; Ms. Shear, Ted Gary Mitchell, Deputy Public Defender and
Alison S. Perrone, Designated Counsel, on the briefs).
Mary M. McManus, argued the cause for amicus curiae, Legal Services of New
Jersey (Melville D. Miller, Jr., President, attorney; Ms. McManus and Mr. Miller, on
the brief).
JUSTICE ZAZZALI delivered the opinion of the Court.
In this appeal, we must decide whether the trial court properly terminated a
fathers parental rights in respect of his son. The son is now four
years old and has been in his foster parents custody since a few
days after his birth. The trial court terminated the parental rights of the
mother and the father and awarded guardianship to the Division of Youth and
Family Services (DYFS or Division). Among other findings, the court concluded that the
son was at risk because of the mothers destabilizing influence on the home,
a negative influence that must be considered when evaluating the fathers rights. The
Appellate Division reinstated the fathers parental rights but affirmed the termination of the
mothers rights. Div. of Youth & Family Servs. v. M.M.,
382 N.J. Super. 264, 283-84 (App. Div. 2006). We granted certification to review the termination of
the fathers rights only.
186 N.J. 606 (2006).
The record contains clear and convincing evidence that the father did not establish
a safe and stable environment for his son. Although the father does not
pose a direct threat to his son, the evidence demonstrates that he did
not provide for the sons special needs or mitigate the effects of the
harmful environment in which he intends to raise the son. Additionally, since the
sons placement in foster care a few days after his birth, he has
developed strong emotional bonds with his foster parents and, with their assistance, is
overcoming various muscular and neurological disorders. Conversely, the father has had ample opportunity
to improve the circumstances, but his efforts are both untimely and inadequate.
The standard for the determination of this appeal is the best-interests-of-the-child. In the
tapestry of facts that we now detail, one common thread emerges -- it
is not in the sons best interests to remove him from a home
where he has flourished and place him in an environment that is, at
best, destabilizing. Because we defer to, and agree with, the trial courts holding
that termination of the fathers rights is in the sons best interests in
this unique case, we reverse.
I.
A.
Respondent, M.M., is the biological father of M.A.M., the child at issue. M.M.
resides in Dover, New Jersey with C.B., M.A.M.s biological mother.
See footnote 1
The mother is
thirty-two years old, and the father is sixty-years old. The mother and father
have been together for more than fifteen years and are not married. They
have one other biological child together, a daughter born in 1993, who also
lives in the home. The fathers parental rights concerning the daughter are not
at issue in this appeal.
Within days of the sons birth in 2003, DYFS became involved. The
initial DYFS referral noted that the mother had poor hygiene, appeared overwhelmed caring
for the newborn, and needed constant direction. The son was hypoglycemic at birth
and required regular feedings every three hours because a drop in his glucose
levels could result in seizures. A nurse observed that the mother was unable
to calculate the sons feeding times. Additionally, the son has a variety of
developmental disorders that were likely caused by overexposure to alcohol in utero and
that require special therapy.
Concerned about the mothers ability to care for her son, the Division questioned
the father regarding his plans for the son once the baby was released
from the hospital. The father stated that he intended to bring the mother
and his son to work with him every day at his drycleaning job.
When DYFS informed him that his plan was unacceptable, he offered a list
of relatives that could provide daycare. The Division found, however, that all the
listed caregivers were also under investigation by DYFS or were unwilling to provide
the needed assistance. Accordingly, sixteen days after the sons birth, the Division placed
him with his foster parents. Since then, the foster parents have cared for
the son, who is now four years old. The Division filed a complaint
in 2004, petitioning the court for guardianship of the son for the purpose
of adoption.
The Mother
At trial, several witnesses expressed concerns about returning the son to his fathers
care because of the mothers presence in the home. All the psychological experts
agreed that the mother posed a risk to the son. Dr. Frank Dyer,
a psychologist testifying for DYFS, stated that the mother was much too cognitively
limited and much too immature emotionally . . . to be considered a
viable caretaker for the son. In his report, Dr. Dyer noted that the
mothers intellectual functioning was well within the mildly retarded range and her performance
was comparable to that of an average seven-year-old child. The implications of the
mothers psychological profile for parenting were also negative. In Dr. Dyers view:
[The mother] is much too limited intellectually to be able to appreciate the
physical and emotional needs of a young child. She lacks the vigilance, judgment,
and common sense to be able to provide adequate physical protection, nurturance, intellectual
stimulation, and emotional security for a young child. It is noteworthy that [the
mother] agonizes over the fact that she has caused her daughter so much
suffering by her pattern of running away from the home to go on
alcoholic binges; however, this pattern has persisted until as recently as two months
before the present examination.
To a reasonable degree of certainty, a preschool child
in [the mother]s care would be at very great risk of harm.
[(Emphasis added).]
The mothers limited mental capacity and erratic tendencies led Dr. Dyer to observe
that, at times, the father experiences the [] relationship [with the mother] almost
as though he had another child in the home. Dr. Dyer concluded that
the overall behavior impression was that of a mentally retarded woman with poor
judgment and poor impulse control. When asked about the mothers prognosis for change,
Dr. Dyer stated:
She did not display any particular insight into her problems. She displayed what
I consider to be a rather crude denial system in regard to the
possibility of working out her problems, or her own responsibility for the problems
involving the family and involving her. She tended not to give any evidence
of either an intellectual potential or some kind of motivation to achieve genuine
change.
Dr. Ronald Silikovitz, the mothers psychological expert, corroborated Dr. Dyers findings. Dr. Silikovitz
conceded that it was accurate to describe the mother as mentally retarded and
it would not be in the sons best interests to place him in
her physical care. Dr. Paul Fulford, the fathers psychological expert, did not evaluate
the mother personally but offered an opinion regarding her fitness to parent, stating:
[The mother] represents a threat of potential [harm] only if allowed sole parenting
responsibility, and this must be seen in the light of her mental age,
which is child like [sic]. In other words, she would be seen as
more of an elder sister to [the son], rather than birth mother, and,
as such does not represent a danger in his presence, but only a
risk if allowed to assume an exclusive parental role, much the same as
a young child would be a risk to an infant sibling, if left
in their sole care.
Caseworkers testified that the mother abuses alcohol and often runs away from home
to binge drink. The mothers history of running away extends back to her
childhood. Since 2003, the Division received numerous referrals regarding that behavior. She ran
away on twelve occasions between 2002 and 2005, including at least three specific
instances in the months preceding the trial. On one such occasion, she took
all the money that the couple had saved to move into a larger
home and spent it on alcohol. On another occasion, when pregnant with the
son, she admits to running away to visit a man with whom she
maintained an illicit affair because she thought he might be the sons father.
Although she received treatment for her substance abuse, witnesses testified that her problems
are cyclical and that she needs vigilant assistance from others to overcome her
addiction. A caseworker at the Family Enrichment Program, a community service organization that
provides services to needy families, testified that the family had made no progress
towards the goal of family stability. The caseworker recommended that DYFS not return
the son to his parents because of the instability created by the mother.
Additionally, experts and caseworkers expressed concern about the mothers tendency to make unsubstantiated
allegations of domestic violence against the father. Indeed, she was once arrested for
making a false statement to police regarding domestic violence. She also admits to
feigning numerous instances of domestic violence to get attention and win the sympathy
of social workers, and has recanted all of her domestic violence allegations. DYFS
independently investigated several of the claims but was unable to substantiate any of
the mothers allegations.
The Father
Viewed independently of the mother, the record presents the father in a more
favorable light. Notwithstanding earlier difficulties in his life, the record suggests that the
father has overcome a troubled past, is dedicated to his family, and has
been drug-free since 1996. He works several jobs and is committed to gaining
custody of his son. Dr. Fulford reported that the father has achieved a
measure of stability in his life. Dr. Dyer, the DYFS expert, concurred, stating
that the father is heavily invested in domesticity, is very interpersonally related, and
genuinely loves his son. Dr. Dyer summarized his evaluation by noting that the
overall behavioral impression was that of an individual who is functioning within the
parameters of psychological normality.
In respect of the fathers fitness to parent, Dr. Fulford observed that the
father is a capable and responsible parent, who would be able to assume
a custodial parenting role for his son. He further explained:
[The father is] employed, hes independent, [and] hes affectionate with his son. The
record indicates that his daughter is being raised successfully, so that speaks to
[his] track record as a parent. He is bonded to his child, the
child is bonded to him. And, as such, he would appear to be
appropriate as a parent for custody.
Similarly, Dr. Dyer stated that the father would be capable of appropriately parenting
his son. He emphasized, however, that the sons attachment to his foster family
and the fathers inability to stabilize the mother militated against placing the son
with his biological father. Dr. Dyer noted that the father has failed miserably
in his attempts to dissuade [the mother] from this pattern of abandoning the
home and going out to consume alcohol, [and] gaining entry to shelters by
claiming to be a victim of domestic violence. In Dr. Dyers view, the
fathers inability to stabilize the mother was a fatal obstacle to raising a
young child.
The father has complied with all Division requirements for reunification with his son,
including attending parenting classes and visitation. Nevertheless, he remains deeply committed to the
mother notwithstanding the risk that she poses to their son, and the couple
remains together. The father told Dr. Dyer that he loves the mother despite
the fact that she is mentally retarded. He is resentful of the Division
because he believes that DYFS workers tried to manipulate the mother, encouraging her
to leave him so that he could gain custody of his son.
The Daughter
The Division first became involved with the mother and father in 1993, prior
to the birth of their daughter. The Association for Retarded Citizens referred the
family to the Division, alleging that the couple presented a risk to their
unborn daughter because of domestic violence and substance abuse. DYFS investigated and concluded
that the allegations were unsubstantiated. At that time, the father was under house
arrest and was subject to random drug and alcohol testing. Subsequent DYFS reports
stated that the mother cooperated with her prenatal appointments and was prepared for
her unborn child.
After the daughters birth, however, the mother made several allegations of domestic violence
against the father, all of which she recanted.
In 1994, the daughter received emergency medical treatment for a burn mark on
her upper arm that may have been caused by someone using her to
extinguish a cigarette. She was also treated for swelling to the forehead and
a scraped lip. She was eventually released to the father, who was to
be the primary caretaker. The Family Part of the Superior Court subsequently issued
an order that the daughter was never to be alone with her mother,
and the DYFS case plan had included a similar restriction. During that period,
the mother ran away from home on numerous occasions for weeks at a
time. Additionally, in 1999, DYFS investigated an allegation that the daughter was in
danger because the couple could not afford food. The Division concluded that the
family was experiencing financial difficulties but that the daughter was not at risk.
Dr. Dyer was the only expert witness to evaluate the daughter. The daughter
performed adequately on an intelligence test administered by Dr. Dyer, and Dr. Dyer
assessed her intellectual functioning to be in the lower extreme of the average
range. The daughter stated that she enjoys school and that she has many
friends. Dr. Dyer concluded that the father is adequately parenting her. Although Dr.
Dyer found that the daughter was not abused or neglected, he noted that
the instability created by the mother caused her harm. He stated that the
daughter experienced parental abandonment on several occasions and a food shortage in the
home when the family faced financial difficulties. He explained that the daughter worries
about the familys stability and appears to believe that if she behaves and
does her part, the familys situation will improve. Although she expresses concerns about
her mothers ability to care for her brother, she is protective of her
parents. Dr. Dyer concluded that leaving the daughter in the home has had
far-reaching effects psychologically on [the daughter]. Finally, according to three social workers, the
daughter conveyed to her father that she did not want her mother home
because she doesnt want her brother to go through what she has gone
through.
The Foster Parents
As noted, the son, who is now four years-old, has been cared for
by a foster family since he was sixteen days-old, virtually his entire life.
The foster father testified that he and his wife became foster parents after
learning that they could not have children of their own. He stated that
they would adopt the son without question if presented with the opportunity and
that they love [the son] to no end. The foster father explained that
the son has various special needs and is receiving physical therapy because of
a muscular disorder and speech therapy due to verbal apraxia, a speech impediment.
Additionally, the foster father described numerous, tedious exercises that he and his wife
perform with the son to help him overcome those disorders. The son is
not currently enrolled in daycare, but the foster father explained that he and
his wife were considering sending him to daycare two days a week. The
foster parents are supportive of continued visitation for the father and daughter but
object to visitation by the mother. Finally, the foster father stressed that after
visiting with the mother, the son is noticeably upset and often acts out
violently against his foster mother.
The Son
Although the essential facts concerning the son have already been noted, a few
points deserve emphasis. First, the son is a child with special needs. At
birth he had a heart murmur and was hypoglycemic. According to the foster
mother, those conditions have cleared up. However, he continues to suffer from various
developmental disorders and is in need of surgery to correct a herniated navel.
Additionally, the cause of his speech disorder has been diagnosed as neurological in
nature, requiring further attention from a neurologist. The son also suffers from a
muscular disorder that requires someone to assist him in performing various mechanical exercises.
Those efforts include carefully massaging his facial muscles; using specialized whistles to develop
his jaw and lips; and training him to drink with customized straws to
help him with tongue placement. The foster family has assumed responsibility for all
of those special needs.
Second, only the DYFS expert, Dr. Dyer, evaluated the son individually and assessed
his general development. According to Dr. Dyer, the sons self-help skills and motor
skills are low average and his language development and social maturity are borderline.
Dr. Dyer reported that the sons overall developmental quotient was within the borderline
range. He concluded, however, that in light of his genetic background and the
possibility of exposure to large amounts of alcohol in utero, the son is
developing adequately under his foster familys care.
Expert Bonding Evaluations
Both Dr. Dyer and Dr. Silikovitz conducted bonding evaluations between the son and
his biological parents, and the son and his foster parents. Dr. Dyer observed
the son in a free play session with both of his biological parents
for approximately forty-five minutes. The same evaluation took place with the foster parents.
Dr. Dyer found that the sons central love object is his foster mother
and that he is profoundly attached to his foster parents. Dr. Dyer observed
that although the son displays avoidant behavior towards his biological mother, he is
affectionate and responsive to his biological father. He concluded that the son would
suffer significant harm if separated from his foster family. Furthermore, Dr. Dyer emphasized
that the sons positive relationship with his biological father would not be able
to compensate for the significant loss that the son would experience if separated
from his foster parents. According to Dr. Dyer, if the son is separated
from his foster family he would suffer a traumatic loss [and] an inability
or impairment in his capacity to form future attachments, that he would suffer
impaired self-esteem, his basic trust would be affected, and his set of expectations
for future intimate relationships would be distorted.
Dr. Silikovitz, the mothers psychological expert, reached a similar conclusion. Dr. Silikovitz concluded
that in view of the bond between the son and his foster family
it is likely that he might suffer severe and enduring emotional harm if
removed from his foster parents. Dr. Silikovitz also observed that the son displayed
avoidant behavior towards his mother by refusing to hug her on several occasions.
Although he made no objection to the father being a parent, Dr. Silikovitz
cautioned that because this psychologist has not evaluated [the father] it would be
beyond the scope of this evaluation to make a recommendation regarding the appropriateness
of placing [the son] in the primary care of [the father.] Additionally, he
expressed concern because it would be very difficult for the father to protect
his son from the mother.
Only Dr. Fulford, the fathers expert, was of the opinion that the son
would not suffer severe and enduring harm if separated from his foster family.
Without the mother present, Dr. Fulford conducted a bonding evaluation between the son
and the father. Dr. Fulford perceived that the father was attentive, affectionate, and
appropriate with his son. He concluded that a mutual bond existed between the
father and the son.
Dr. Fulford cautioned, however, that he was at a disadvantage in offering an
opinion because he had not evaluated the mother or the daughter. Specifically, Dr.
Fulford stated that he could provide only hypothetical opinions regarding family dynamics because
he had not evaluated all the family members and had not observed the
son in the presence of the mother or the daughter. His recommendation was
exclusively based on the interaction between the father and the son. Dr. Fulford
stated that the son is bonded to both his birth father and foster
parents and, therefore, separating [the son] from his foster family would not subject
him to permanent and irreparable harm.
B.
The Division filed a verified complaint in January 2003 requesting custody of the
son. The trial court awarded guardianship to DYFS and the son was placed
directly in foster care on January 23, 2003, when he was released from
the hospital at sixteen days-old. In February 2004, the mother missed her scheduled
visitation because she had run away from home. Consequently, the Division filed a
complaint in April 2004, requesting guardianship of the son for purposes of adoption.
At trial, a court-appointed Law Guardian appeared on the sons behalf.
In May 2005, the trial court rendered an oral decision terminating the parental
rights of both the mother and the father. The determinative factor for the
trial court was that the parents rights have to be viewed in light
of whats in the best interest[s] of the child. The court concluded that
it was in the sons best interests to remain with the foster family
because of the bonds that he had developed with his foster parents and
because of the repeated destabilizing elements created by the mother.
Both the mother and the father appealed the termination of their parental rights.
DYFS and the Law Guardian filed briefs in opposition to reinstatement of those
rights. The Appellate Division upheld the trial courts termination of the mothers rights
but reinstated the fathers rights, disagreeing with the trial courts judgment as a
matter of law because one parent cannot be held responsible for the shortcomings
of the other.
M.M.,
supra, 382
N.J. Super. at 282-84. The mother petitioned
this Court for certification. DYFS and the Law Guardian filed a petition for
cross-certification, contending that termination of the fathers rights is in the sons best
interests. We granted certification as to the fathers rights only.
186 N.J. 606
(2006). We also permitted Legal Services of New Jersey to file a brief
as amicus curiae.
C.
Because the son has remained in the legal and physical custody of the
Division during the pendency of this appeal, the sons welfare remains subject to
judicial oversight.
See N.J.S.A. 30:4C-53;
R. 5:12-4. Consequently, in June 2006, after we
granted certification, the sons case was subject to a judicial Case Management Review.
Pursuant to that review, the trial court ordered the son to remain in
DYFS custody subject to a Compliance Review scheduled for September 21, 2006. The
court also ordered the father to prepare a Parenting Plan to be submitted
at the September 21 hearing. The father forwarded that parenting plan to this
Court as evidence of changed circumstances after the trial court terminated his parental
rights. Specifically, the father argues that he now has a viable daycare plan
for the son and he can ensure that the son will not be
left alone with the mother. Our scope of review, however, is limited to
whether the trial courts decision is supported by the record as it existed
at the time of trial.
R. 2:5-4 (scope of record on appeal);
see
e.g.,
Middle Inspection Agency v. Home Ins. Co.,
154 N.J. Super. 49, 56
(App. Div. 1977) (refusing to consider evidence improperly submitted at appellate level). Accordingly,
we do not consider the fathers evidentiary submissions and our review is based
on the trial record.
See R. 2:5-4.
II.
A.
Review of a trial courts termination of parental rights is limited.
See In
re Guardianship of J.N.H.,
172 N.J. 440, 472 (2002). A reviewing court should
uphold the factual findings undergirding the trial courts decision if they are supported
by adequate, substantial and credible evidence on the record.
In re Guardianship of
J.T.,
269 N.J. Super. 172, 188 (App. Div. 1993) (internal quotation marks and
citations omitted);
accord In re J.N.H,
supra, 172
N.J. at 472. Additionally, as
a general rule, we must grant deference to the trial courts credibility determinations.
See Cesare v. Cesare,
154 N.J. 394, 411-13 (1998). However, where the focus
of the dispute is . . . alleged error in the trial judges
evaluation of the underlying facts and the implications to be drawn therefrom, the
traditional scope of review is expanded.
In re J.T.,
supra, 269
N.J. Super.
at 188-89 (quoting
Snyder Realty, Inc. v. BMW of N. Am., Inc.,
233 N.J. Super. 65, 69 (App. Div.),
certif. denied,
117 N.J. 165 (1989)). Still,
even in those circumstances we will accord deference unless the trial courts findings
went so wide of the mark that a mistake must have been made.
Snyder,
supra, 233
N.J. Super. at 69 (quoting
Pioneer Natl Title Ins. Co.
v. Lucas,
155 N.J. Super. 332, 338 (App. Div. 1978)).
B.
Parents have a constitutionally protected right to maintain a relationship with their children.
In re Guardianship of K.H.O.,
161 N.J. 337, 346 (1999) (citing
Stanley v.
Illinois,
405 U.S. 645, 651,
92 S. Ct. 1208, 1212,
32 L. Ed. 2d 551, 558-59 (1972)). We recognize and honor the fundamental nature of that
right and consistently impose strict standards for the termination of parental rights.
Id.
at 347. Parental rights are not absolute, however.
See In re K.H.O.,
supra,
161
N.J. at 347. The State has a responsibility to protect the welfare
of children and may terminate parental rights if the child is at risk
of serious physical or emotional harm.
See Parham v. J.R.,
442 U.S. 584,
603,
99 S. Ct. 2493, 2504,
61 L. Ed.2d 101, 119 (1979).
The statutory best-interests-of-the-child standard aims to achieve the appropriate balance between parental rights
and the States
parens patriae responsibility.
See N.J.S.A. 30:4C-15.1(a);
N.J. Div. of Youth
& Fam. Servs. v. A.W.,
103 N.J. 591, 604-11 (1986). Under that standard,
parental rights may be terminated only when:
(1) The childs safety, health or development has been or will continue to
be endangered by the parental relationship;
(2) The parent is unwilling or unable to eliminate the harm facing the
child or is unable or unwilling to provide a safe and stable home
for the child and the delay of permanent placement will add to the
harm. Such harm may include evidence that separating the child from his resource
family parents would cause serious and enduring emotional or psychological harm to the
child;
(3) The [D]ivision has made reasonable efforts to provide services to help the
parent correct the circumstances which led to the child's placement outside the home
and the court has considered alternatives to termination of parental rights; and
(4) Termination of parental rights will not do more harm than good.
[N.J.S.A. 30:4C-15.1(a).]
Those four elements of the best interests test overlap and provide a comprehensive
standard for deciding what is in a childs best interest. N.J. Div. of
Youth & Family Servs. v. S.V.,
362 N.J. Super. 76, 84 (App. Div.
2003). They are neither discrete nor separate. They overlap to provide a composite
picture of what may be necessary to advance the best interests of the
children. N.J. Div. of Youth & Family Servs. v. F.M.,
375 N.J. Super. 235, 259 (App. Div. 2005) (emphasis added). [T]hey are designed to identify and
assess what may be necessary to promote and protect the best interests of
the child. N.J. Div. of Youth & Family Servs. v. R.L.,
388 N.J.
Super. 81, 88 (App. Div. 2006). The considerations involved are extremely fact sensitive
and require particularized evidence that address the specific circumstance in the given case.
Id. at 348 (quoting In re Adoption of Children by L.A.S.,
134 N.J. 127, 139 (1993)). The Division bears the burden of proving by clear and
convincing evidence that the four statutory criteria are satisfied. See N.J. Div. of
Youth & Fam. Servs. v. P.P.,
180 N.J. 494, 511 (2004).
Under the first prong of the best-interests standard, the harm shown . .
. must be one that threatens the childs health and will likely have
continuing deleterious effects on the child. In re K.H.O., supra, 161 N.J. at
352. The State can satisfy the second prong if it can show that
the child will suffer substantially from a lack of stability and a permanent
placement and from the disruption of [his or] her bond with foster parents.
In re K.H.O., supra, 161 N.J. at 363. Under the third prong, DYFS
must make reasonable efforts to provide services to help the parents correct the
circumstances that led to the childs placement outside the home. N.J.S.A. 30:4C-15.1(a)(3). Reasonable
efforts may include consultation with the parent, developing a plan for reunification, providing
services essential to the realization of the reunification plan, informing the family of
the childs progress, and facilitating visitation. See N.J.S.A. 30:4C-15.1(c). Finally, to satisfy the
fourth prong, the State should offer testimony of a well qualified expert who
has had full opportunity to make a comprehensive, objective, and informed evaluation of
the childs relationship with both the natural parents and the foster parents. In
re J.C., supra, 129 N.J. at 19. A childs need for permanency is
an important consideration under the fourth prong. See In re K.H.O., supra, 161
N.J. at 357-58.
III.
We now consider whether there was sufficient evidence on the record to support
the trial courts termination of the fathers rights.
A.
Under the first prong of the best-interests standard, the court must determine whether
the childs safety, health or development has been or will continue to be
endangered by the parental relationship.
N.J.S.A. 30:4C-15.1(a)(1). We find that the record is
replete with evidence that justifies the trial courts conclusion that the father failed
to provide a home in which the son was not in constant danger.
Although we are mindful of the mothers limitations, it is the father who
established the dangerous situation at home, who maintains those conditions, and who is
unable or unwilling to substantially alter those conditions.
The mothers presence in the home creates an unstable environment and poses a
serious risk to the son because of her substance abuse problems, habitual running
away from home, and history of falsely alleging domestic violence. Dr. Dyer testified
that those actions were a fatal obstacle to the development of a young
child and that the mothers behavior has had far-reaching psychological effects on the
family. All experts agreed that the mothers cognitive limitations also pose a risk
to the son. Dr. Dyer characterized the risk as extreme, and Dr. Fulford,
the fathers expert, analogized the mothers parenting skills to those of a young
child. Indeed, the father concedes that the mother should not be left alone
with the son. The Law Guardian also noted that the mother cannot now
or at any time in the future be considered as a caretaker for
the son. In short, the evidence demonstrates that the mother is a danger
to the son both when she remains at home and when she runs
away from home.
Although it was imperative that the father provide a daycare plan that could
guarantee that the son would not be left alone with the mother, he
did not provide a suitable plan under the circumstances. His initial proposal to
take his new-born infant to work with him at a dry-cleaning facility with
all of its attendant dangers was, as DYFS concluded, unacceptable. We recognize that
the father subsequently suggested various individuals who could care for the son during
the day. However, two of those individuals were deemed unacceptable because DYFS was
currently investigating their fitness to care for children already in their custody. When
DYFS investigated the other individuals, it discovered that some of them had not
yet been contacted by the father. Even the fathers sister, whom DYFS contacted
at the fathers request, told DYFS that she was uncertain about assuming such
a significant responsibility. She never provided DYFS with a clear answer, refusing to
return the caseworkers telephone calls. Finally, the father claims that he identified a
viable state daycare center. But when DYFS investigated that possibility, it discovered that
the center could not assure the sons placement because the center had limited
enrollment. Stated simply, the fathers daycare plan could not protect the son from
the harmful home environment that he maintained.
The father nonetheless contends that he can guarantee an adequate daycare plan for
the son and that he is aware of the risks associated with leaving
the son in the mothers care. Yet the father, no matter how well-intentioned,
left the daughter in the sole care of the mother on at least
five occasions notwithstanding the DYFS case plan to the contrary. DYFS case reports
documenting those five instances were included in the trial record, and, therefore, the
trial court had good cause to reject the fathers assertions given the circumstances
described above including his failure to comply with the prior case plan. The
dangerous nature of the fathers home environment required the father to provide a
solid daycare plan. He did not do so.
B.
The second prong requires the trial court to evaluate whether the parent is
unable or unwilling to eliminate the harm facing the child or is unable
or unwilling to provide a safe and stable home for the child, and
whether a delay in permanent placement would add to the harm.
N.J.S.A. 30:4C-15.1(a)(2).
The evidence establishes that the father is unable to protect the son. Dr.
Dyer predicted that the mothers destructive tendencies would continue and that the father
would not be able to provide a safe environment for the son. Several
caseworkers also testified that the family has made no progress towards the goal
of family stability. Similarly, the Law Guardian, who is the person charged with
the duty to protect the welfare of the child, maintains that the father
failed to stabilize his home.
Additionally, the fathers testimony at trial suggests that he does not fully appreciate
the needs of his infant son or the risks created by the mothers
presence in the home. He testified that DYFS had no reason to take
the son in the first place because there was nothing that [the mother]
did and there was nothing that [he] did. All DYFS brought up [were]
allegations of something ten years ago, fifteen years ago. The father also defended
his plan to take his sixteen-day-old son to work with him at the
drycleaner, insisting that the son would be perfectly safe because the environmentals [sic]
come[] around to check the cleaning of the clothing, to check odor in
the air, to check everything. He also guaranteed that the mother will never
be left alone with either child. Yet, on cross examination, he admitted that
the mother may have been left alone with the daughter notwithstanding a DYFS
case plan to the contrary. Although the father appears to have overcome his
troubled past, he does not appreciate the extraordinary difficulties of raising the son
in the same home as the mother. The fathers contentions highlight his questionable
judgment and reveal his inability to exercise the prudence necessary to protect the
son from the mothers harmful presence.
The father argues that the daughters healthy development evidences his ability to mitigate
the domestic instability created by the mother. However, the experts disagree as to
the extent of the harm suffered by the daughter. Although Dr. Fulfords opinion
corroborates the fathers claim, Dr. Dyer concluded that leaving the daughter in the
home was psychologically detrimental to the daughter. Dr. Dyer further emphasized that the
daughters development was not a fair gauge of the sons potential development if
placed with the father because the son has special needs, unlike the daughter.
The trial court found Dr. Dyers analysis to be the most credible and
found that the daughters position was distinguishable from the sons circumstances. That conclusion
is substantiated by the fact that only Dr. Dyer evaluated all family members
and, therefore, he was best situated to make a comparative analysis of the
daughter and the son.
Additionally, DYFS caseworkers testified that the arrival of a second child would dramatically
increase the demands on the father particularly because the mother cannot provide much
assistance. The caseworkers expressed concern that the father would be unable to sustain
multiple jobs, stabilize the mother, parent the daughter, and care for the son.
The daughters development, therefore, is not an accurate barometer of the potential harm
to the son and the trial court properly concluded that the father could
not provide a suitable home for the son.
Further, the trial court found that a delay in permanent placement will add
to the harm. The expert evaluations established that the son has developed strong
bonds with his foster parents and is fearful of his biological mother. Removing
the son from his foster family would destroy any sense of permanency and
further harm him. The trial court properly considered the harm caused by removing
the son from his foster parents. While the father has failed to create
a stable and suitable home for the son, the son has developed strong
bonds with his foster family and matured under their care. Indeed, there was
no evidence that the fathers situation was improving or would be improved at
any point in the future. There was significant evidence on the record to
support the conclusion that the son would suffer harm by a loss of
permanent placement.
C.
In respect of the third prong, the trial court must consider whether DYFS
has made reasonable efforts to provide services to help the parent correct the
circumstance which led to the childs placement and whether there are alternatives to
termination of parental rights.
N.J.S.A. 30:4C-15.1(a)(3). The trial court found that DYFS provided
an array of services aimed at family reunification. Those services included the provision
of the Department of Developmental Disabilitys assistance, the coordination of clinically observed visitation
and bi-weekly in-home visitation, referrals to outreach programs that provided counseling, and parenting
classes. The record also reveals various contact sheets and case reports monitoring the
familys progress.
The father argues that DYFS failed to make reasonable efforts in helping him
find suitable daycare. Although not a perfect model, the record demonstrates that DYFS
met the third prong. The Division thoroughly investigated each person suggested by the
father as a viable daycare provider. All of those individuals were either unable
to provide daycare or were unfit because they had a history of involvement
with the Division. Additionally, DYFS independently investigated a homemaker service but found that
it was unavailable in the county where the father resided. At trial, DYFS
caseworkers testified that the father provided contact information for a daycare center that
was willing to accept the son. The caseworker confirmed that the center had
been willing to accept the son, but because of limited enrollment, the center
was no longer able to accommodate the son. The trial court concluded that
those efforts satisfied the third prong.
The Divisions efforts at reunification were reasonable under the circumstances. DYFS carefully monitored
the familys progress, developed a case plan, referred the couple to community services,
and attempted to enlist the familys support. Although parents always can argue that
DYFS should have done more, the third prong is satisfied in this appeal,
and the Divisions assistance passes muster, because of the services provided and the
various efforts that were expended in an attempt to find suitable daycare.
D.
The fourth prong directs the trial court to assess whether termination of parental
rights will do more harm than good.
N.J.S.A. 30:4C-15.1(a)(4). It is undisputed that
the foster parents have provided a stable, loving environment for almost the sons
entire life. He is deeply attached to both foster parents and is overcoming
significant developmental disorders because of their diligent attention. They intend to adopt the
son if given the opportunity, resulting in a secure and permanent placement for
the son. They also have pledged their willingness to permit continued visitation for
the father and the daughter after adoption. Conversely, the father has not eliminated
the harm that originally prompted the sons removal. The mother still resides in
the home, and the father does not offer a viable plan for protecting
the son from the mothers destructive behavior. Nor does the father have the
time or the resources to meet the sons special needs. Although the father
attempts to address some of those concerns in his most recent parenting plan,
that plan is untimely and inadequate, as we explain below.
In respect of the expert testimony, both Dr. Dyer and Dr. Silikovitz testified
that the son would suffer severe harm if returned to the father. Dr.
Fulford was the only expert to suggest that the son would not suffer
severe harm if removed. Because Dr. Fulford did not evaluate either the mother
or the daughter, the trial court was justified in giving greater weight to
the testimony of Dr. Dyer and Dr. Silikovitz, the only experts to evaluate
the entire family.
The trial court therefore concluded, and we agree, that the son has a
significant bond with the foster parents and it would be . . .
doing more harm than good to cause that traumatic harm [of removal] to
the child. The expert testimony and the facts of this appeal support that
conclusion. Separating the son from his foster parents would expose the son to
the dangers and instability of the biological parents home, subject him to the
loss of the many services provided by the foster parents, and disrupt any
permanency in his life.
Finally, as the trial court found, there has been more visitation in this
case than in most cases. And so, although the domestic environment proposed by
the father is not in the sons best interests, it is important that
the son retain contact with his father and sister, who do not individually
present a risk to the son. We take the foster parents at their
word and expect that, as they have promised, they will provide [the son]
such opportunities to visit with [the father] and his natural sibling[] as are
necessary to his continued welfare and happiness.
In re J.N.H.,
supra, 182
N.J.
at 31. Integral to our analysis under the fourth prong, therefore, is the
foster parents willingness to permit continued visitation by the father and the daughter.
IV.
We now consider a miscellany of legal arguments advanced by the father and
Legal Services of New Jersey.
A.
The father contends that the trial court erred because, viewed independently of the
mother, he is fit to parent and has not personally harmed the son.
The father cites cases from other jurisdictions declining to terminate one parents rights
simply because the other parent is unfit.
See, e.g.,
In re Doe,
465 A.2d 924, 930-31 (N.H. 1983) (holding that one parents conduct will not be
imputed to other parent merely because of the marital relation, but finding termination
to be proper if parent cannot provide safe home for child);
see also
N.J. Div. of Youth & Fam. Servs. v. F.M.,
375 N.J. Super. 235,
259 (App. Div. 2005) (holding that courts must engage in [a] separate analysis
of the facts for each parent). The Appellate Division agreed with the father
and held that the trial court erred as a matter of law because
one parent cannot be held responsible for the shortcomings of another.
M.M.,
supra,
382
N.J. Super. at 282.
To be sure, termination of one parents rights is not appropriate merely because
the other parent is unfit or has surrendered his or her rights.
See
N.J.S.A. 9:2-15;
In re Doe,
supra, 465
A.
2d at 930-31. Parental rights are
individual in nature and due process requires that fitness be evaluated on an
individual basis.
See In re Doe,
supra, 465
A.
2d at 930-31;
F.M.,
supra,
375
N.J. Super. at 259 (holding that individual factual analysis is necessary). That
said, the conduct of one parent can be relevant to an evaluation of
the parental fitness of another parent. The determinative issue is whether the circumstances
surrounding the parental relationship, including any relationships with third-parties, cause harm to the
child.
See In re J.C.,
supra, 129
N.J. at 10 (holding that relevant
inquiry is not whether parent is fit but whether parent can cease causing
harm to child). A parent is unfit if he or she is unable
or unwilling to prevent harm to the child irrespective of the source of
the harm.
See N.J.S.A. 30:4C-15.1(a)(2);
see, e.g.,
In re Guardianship of R.G.L.,
344 N.J. Super. 418, 438-39 (App. Div. 2001) (holding that termination of parental rights
was appropriate even though parents were morally blameless because parents mental deficiencies put
child at risk),
certif. denied,
171 N.J. 44 (2002).
The harm caused by circumstances attendant to the parent-child relationship is as pertinent
as any harm caused directly by a parent.
See, e.g.,
In re R.G.L.,
supra, 344
N.J. Super. at 439-40 (finding that parents mental deficiencies were appropriate
grounds for termination of parental rights because parents could not provide adequate care).
That is, the harms need not be i