SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
Patricia Liguori v. Elie M. Elmann, M.D., et al. (A-52-06)
Argued March 5, 2007 -- Decided June 25, 2007
HOENS, J., writing for a unanimous Court.
This appeal presents the Court with four medical malpractice jurisprudence issues: The dividing
line between specialists and general practitioners for purposes of determining the applicable standard
of care; the extent to which medical emergencies fall outside the doctrine of
informed consent; whether post-surgical communications from a physician to the members of a
patients family may give rise to a fraud-based cause of action or, in
the alternative, to a claim based on lack of informed consent; and, whether
a discovery violation that inures to plaintiffs benefit nonetheless entitles plaintiffs to a
new trial.
On December 9, 1999, Dr. Elie Elmann, a cardiovascular and thoracic surgeon, performed
quadruple coronary artery bypass surgery on Mrs. Geraldine Liguori at Hackensack University Medical
Center (HUMC). He was assisted during the surgery by Dr. James Hunter, who
at the time was a cardiac surgery assistant/fellow. Following the surgery, Mrs. Liguori
was sent to the cardiac intensive care unit (ICU). At approximately 2:30 p.m.,
a nurse informed Elmann that a chest x-ray revealed that Mrs. Liguori had
developed a pneumothorax, a condition commonly referred to as a collapsed lung. Because
Elmann was then in the middle of operating on another patient, he directed
Hunter to assess Mrs. Liguoris status and, if necessary, to insert a chest
tube to alleviate the condition. Elmann testified that he warned Hunter to be
careful because Mrs. Liguori had an enlarged heart.
After assessing Mrs. Liguoris situation, Hunter determined that it would be necessary to
insert a chest tube to relieve the air pressure in the chest cavity.
Hunter testified that he knew Mrs. Liguoris heart was enlarged and that he
took precautions to avoid injuring it. Hunter made a small incision and used
a clamp to create a hole between the ribs so he could insert
the tube. He described the whole procedure as pretty uneventful. Hunter was totally
satisfied that the tube was functioning [and] that the problem was relieved. There
was no evidence of bleeding and the blood pressure was stable.
A few minutes after Hunter had returned to the operating room, a nurse
contacted Elmann who was still performing surgery on the other patient. That nurse
told him that Mrs. Liguori was experiencing substantial bleeding. Elmann sent Dr. Peter
Praeger to assess Mrs. Liguoris condition. Upon performing exploratory surgery, Dr. Praeger discovered
a hole in the left ventricle of her heart, which he repaired. He
noted that the hole was related to the insertion of the chest tube
and advised Elmann of Mrs. Liguoris status.
Patricia Liguori, Mrs. Liguoris daughter, was in the cardiac waiting room throughout the
time of the surgery and the chest tube insertion. Her brother, John J.
Liguori, was present for part of the bypass operation. According to Hunter, he
would have spoken to Mrs. Liguoris family if he had known they were
at the hospital and if there had been time. Elmann and experts who
appeared for both plaintiffs and defendants all testified that a collapsed lung that
occurs right after surgery constitutes a medical emergency. Elmann spoke to Patricia and
John at approximately 6:30 p.m., though the parties recollection of the substance of
that conversation is sharply in dispute. Significantly, according to Patricia and John, Elmann
did not tell them about the collapsed lung, did not reveal that Hunter
had inserted the chest tube and failed to mention that the chest tube
had caused the injury to Mrs. Liguoris heart. Elmann, however, testified that he
informed Patricia and John completely about the chest tube and its complications.
On January 17, 2000, Dr. Leonardo DiVagno, a cardiologist who was assisting Elmann
with Mrs. Liguoris care, told Patricia that Mrs. Liguori had sustained a significant
amount of bleeding following the laceration to her heart during the insertion of
the chest tube. According to Patricia, she was shocked, immediately called her brother,
and they transferred their mother to a hospital in North Carolina, where John
lived. However, Mrs. Liguori suffered from a series of cascading complications, resulting in
her death from septic shock on February 12, 2000.
In December 2001, John and Patricia Liguori filed a wrongful death complaint against,
among others, Drs. Elmann and Hunter, asserting a variety of theories of recovery
including medical malpractice, lack of informed consent, battery and fraudulent misrepresentation. The jury
returned a verdict in favor of defendants. Plaintiffs raised thirteen issues on appeal
to the Appellate Division. In an unpublished decision, the Appellate Division rejected all
thirteen arguments and affirmed the jury verdict. One of the Appellate Division judges
filed a dissent, which was limited to a single issue. He asserted that
the trial judge erred in the jury charge relating to the appropriate standard
of care applicable to Hunter in two respects. First, he reasoned that Hunter
should have been held to the standard of care applicable to a specialist
rather than the one appropriate for a general practitioner. Second, he suggested that,
in circumstances where there is doubt about a physicians level of expertise for
purposes of the standard of care, the issue should be decided separately by
the jury.
Because of the dissent, the question concerning the applicable standard of care is
before the Supreme Court as an appeal of right. R. 2:2-1(a)(2). In addition,
the Court granted plaintiffs petition for certification of four other questions relating to
informed consent, fraudulent misrepresentation, and discovery of experts.
HELD: The trial judges instruction to the jury on the appropriate standard of
care applicable to Dr. Hunter, though not entirely in keeping with the Model
Jury Charge, nonetheless did not result in error; the Court is satisfied that
the jury concluded that Hunters actions were reasonable in light of all of
the facts relating to the emergency he confronted; the Court finds no error
in the trial courts dismissal of the fraud claim or in the Appellate
Divisions analysis of plaintiffs argument on appeal; and, because the change in the
experts opinion, although significant, was one which brought his opinion into alignment with
plaintiffs expert, the Court does not perceive, in these circumstances, any prejudice to
plaintiffs.
1. Our Model Jury Charge on medical negligence and standard of care, in
relevant part, charges the jury that [n]egligence is conduct which deviates from a
standard of care and that [t]he determination of whether a defendant was negligent
requires a comparison of the defendants conduct against a standard of care. The
trial court had the option of instructing the jury on the standard of
care for specialists or the standard of care for general practitioners. Each of
these options advises the jury that defendant is to be judged, in essence,
against others of like skill, training and knowledge. The trial judge opted for
a hybrid charge, using general practitioner language, but also referring to Hunters job
title, assistant cardiac surgeon or assistant cardiac thoracic fellow. The appellate division majority
concluded that the general practitioner standard was appropriate because Hunter was not a
surgeon and did not hold himself out as a surgeon. More significantly, however,
to the majority was the undisputed trial testimony, which made plain that chest
tube insertion is not a procedure reserved for specialists. Even if the Supreme
Court was to agree with the dissenting judge that Hunter should have been
held to a standard of care other than that of a general practitioner,
the Court would conclude that there was no reversible error here. The trial
judges effort to span what he perceived to be a gap in the
Model Charge by referring to Hunters job title, while not entirely in keeping
with the Model Charge, nonetheless did not result in error. (Pp. 19-26)
2. Plaintiffs contend that the trial court erred in dismissing their informed consent
and battery claims, to the extent that those claims were based on Hunters
insertion of the chest tube without first seeking their permission. They suggest that
the Court adopt a rule of law that would require physicians to secure
consent, even in the context of a medical emergency, unless it is truly
impossible and urge the Court to conclude that the record here does not
support dismissal of their claim under that theory. In 1989, our Legislature enacted
a statutory patient bill of rights providing protections for hospital patients. That statute
is consistent with our case law that recognizes the existence of an exception
to the informed consent doctrine for medical emergencies. Although some emergencies might well
present physicians with sufficient time to seek consent, the Court declines to adopt
plaintiffs rigid formulation of the circumstances in which their failure to do so
would be permissible. The Court is satisfied that the jury concluded that Hunters
actions were reasonable in light of all of the facts relating to the
emergency he confronted. (Pp. 26-29)
3. Plaintiffs also urge the Court to recognize a separate cause of action
against Elmann sounding in fraud and arising from what plaintiffs characterize as his
post-surgical misrepresentations. A patient generally has three avenues for relief against a physician,
namely, (1) deviation from the standard of care . . . ; (2)
lack of informed consent; and (3) battery. Howard v. Univ. of Med. &
Dentistry of N.J.,
172 N.J. 537 (2002). In Howard, the Court declined to
create a novel fraud or deceit-based cause of action arising from a doctors
pre-treatment misrepresentation about his professional qualifications. The Court, however, did not address the
potential for a post-surgical fraud claim, but cited a New York decision addressing
the circumstances in which a fraud claim might arise and rejecting the creation
of a new fraud based claim in a medical malpractice case. The Court
sees nothing in this record that suggests that it should now deviate from
Howard. The claims raised against both Elmann and Hunter are based on asserted
lack of informed consent and deviations from the applicable standard of care. The
harms suffered by Mrs. Liguori cannot be separated from the insertion of the
chest tube, regardless of what Elmann did or did not say about those
events. Therefore, the Court finds no error in the trial courts dismissal of
the fraud claim or in the Appellate Divisions analysis of plaintiffs argument on
appeal. (Pp. 29-31)
4. Plaintiffs also contend that the trial court erred in converting their fraud
claim into a separate claim based on a lack of informed consent, and
that the Appellate Division erred in failing to reverse that decision. As the
Appellate Division correctly concluded, plaintiffs claim against Elmann relating to what he did
or did not say after the insertion of the chest tube and the
surgical repair is in reality an argument that they were not given sufficient
information on which they could decide whether or not to permit defendants to
proceed to care for Mrs. Liguori. Seen in that light, the claim is
indeed one arising out of an asserted lack of informed consent. The trial
court properly converted plaintiffs fraud claim into a lack of informed consent claim.
(Pp. 31-32)
5. Finally, the Court addresses plaintiffs assertions that they were deprived of a
fair trial because they were not alerted in advance of trial to a
change in the causation opinion that would be offered by defendants expert, Dr.
Richard Kline. Approximately two weeks prior to trial, Dr. Kline advised counsel for
defendants that he believed that the injury was caused by the clamp, whereas
earlier he had opined that the injury could have been caused directly by
the insertion of the clamp or by a sudden shift of the heart
in the chest cavity, causing the heart to strike the clamp. In effect,
this change in his testimony brought his view about causation directly into alignment
with the views of plaintiffs expert. The Court does not retreat from the
views it has previously expressed about the significance of a failure to abide
by the requirements of the discovery rules. However, because the change in the
experts opinion, although significant, was one which brought his opinion into alignment with
plaintiffs expert, the Court does not perceive, in these circumstances, any prejudice to
plaintiffs. (Pp. 32-35)
The judgment of the Appellate Division is AFFIRMED.
CHIEF JUSTICE ZAZZALI and JUSTICES LONG, LaVECCHIA, ALBIN, WALLACE, and RIVERA-SOTO join in
JUSTICE HOENs opinion.
SUPREME COURT OF NEW JERSEY
A-
52 September Term 2006
PATRICIA LIGUORI, INDIVIDUALLY and as EXECUTRIX OF THE ESTATE OF GERALDINE LIGUORI, and
as EXECUTRIX OF THE ESTATE OF JOHN J. LIGUORI, and JOHN C. LIGUORI,
Plaintiffs-Appellants,
v.
ELIE M. ELMANN, M.D., JAMES B. HUNTER, M.D. and CARDIAC SURGERY GROUP, P.A.,
Defendants-Respondents,
and
PETER PRAEGER, M.D., DIANE ANDERSON, R.N., LYNNANN ANDERSON, R.N., NILO ANTONIO, R.N., SHARON
BREADY, R.N., ELLY CALLIAS, R.N., TOM CAREN, R.N., JESSICA CONNERS, R.N., LUCY COVINO,
R.N., TERRY DAVOREN, R.N., BETH DRONEY, R.N., KATHY ENRIGHT, R.N., ERIN GIARRUSSO, R.N.,
LAURA HYNES, R.N., JENNIFER KRAWAIK, R.N., ISELA LAZICKI, R.N., MELANIE LENDIS, R.N., ANNE
LOBASSO, R.N., PATRICIA LOPEZ, R.N., LUZ MALIT, R.N., RACHEL MARCHIONY, R.N., BARBARA MARTIN,
R.N., CESAR MARTOS, R.N., KELLIE MCGUIRE, R.N., CILA MERRIAM, R.N., WENDY MITCHELL, R.N.,
PATRICE OCONNOR, R.N., SUE PATLOCK, R.N., KATHY PAWLOSKI, R.N., JEANNE POLLEY, R.N., PATRICE
PULFORIO, R.N., ALICIA QUINN, R.N., ANNIE READIE, R.N., SHEILA RHODES, R.N., DIANE RICHARD,
R.N., DEBBIE RODITSKI, R.N., KEVIN ROONEY, R.N., PRATIVA SAHU, R.N.,
SHEILA SCOLLO, R.N., DONNA SENNA, R.N., GLADYS SILLERO, R.N., JOHN STANTON, R.N., BECKY
THUM, R.N., DAWN TRUSIO, R.N., SUE TUDDA, R.N., MARIA VILLALONGO, R.N., TES WELCH,
R.N., ALISON WRIGHT, R.N., JANET H. KILROY, R.N., GAIL VANDERHOVEN, R.N., HEATHER CASSIDY,
R.N., LUCY XXX, R.N. (Last Name Fictitious), STEPHANIE ZZZ, R.N. (Last Name Fictitious),
ELLEN ZOE, R.N., PATRICE MOE, R.N., ROE BOES 1-10, HACKENSACK UNIVERSITY MEDICAL CENTER,
JOHN DOES 1-100 and ABC CORPORATIONS 1-20,
Defendants.
Argued March 5, 2007 Decided June 25, 2007
On appeal from and certification to the Superior Court, Appellate Division.
Adam M. Slater argued the cause for appellants (Mazie Slater Katz & Freeman,
attorneys; Mr. Slater and Bruce H. Nagel, on the briefs).
Scott T. Heller argued the cause for respondents Elie M. Elmann, M.D. and
Cardiac Surgery Group, P.A. (Giblin & Combs, attorneys; Mr. Heller and Eric B.
Bailey, on the briefs).
Judith A. Wahrenberger argued the cause for respondent James B. Hunter, M.D. (Wahrenberger,
Pietro & Sherman, attorneys).
Dennis J. Alessi submitted a brief on behalf of amicus curiae, Medical Society
of New Jersey (Mandelbaum Salburg Gold Lazris & Discenza, attorneys).
JUSTICE HOENS delivered the opinion of the Court.
This appeal calls upon us to consider several issues that are significant to
our medical malpractice jurisprudence. First, we consider the dividing line between specialists and
general practitioners for purposes of determining the applicable standard of care. Second, we
consider the extent to which medical emergencies fall outside the doctrine of informed
consent. Third, we consider whether post-surgical communications from a physician to the members
of a patients family may give rise to a fraud-based cause of action
or, in the alternative, to a claim based on lack of informed consent.
Finally, we consider whether a discovery violation that inures to plaintiffs benefit nonetheless
entitles plaintiffs to a new trial.
I.
Plaintiffs Patricia Liguori and John J. Liguori are the son and daughter of
the decedent, Mrs. Geraldine Liguori. Acting in their individual and representative
See footnote 1
capacities, they
filed their action in the Law Division asserting that Mrs. Liguoris death was
caused by medical malpractice. More particularly, they alleged that defendant Dr. James Hunter
negligently performed a post-surgical procedure on Mrs. Liguori that eventually led to her
death, that he and defendant Dr. Elie Elmann failed to secure informed consent
for that procedure, and that Elmann engaged in fraud and misrepresentation in his
descriptions to plaintiffs of the post-surgical course of events. Prior to trial, the
misrepresentation claim was dismissed and tried as part of the informed consent claim.
The matter therefore proceeded to trial against Hunter and Elmann,
See footnote 2
on the medical
malpractice and informed consent theories only. We derive our statement of the facts
from the extensive trial record.
The events that gave rise to plaintiffs claims began on December 9, 1999.
On that date, Elmann, a cardiovascular and thoracic surgeon, performed quadruple coronary artery
bypass surgery on Mrs. Liguori at Hackensack University Medical Center (HUMC). He was
assisted during the surgery by Hunter, who at the time was a cardiac
surgery assistant/fellow. That surgery lasted approximately until noon, following which Mrs. Liguori was
sent to the cardiac intensive care unit (ICU).
At approximately 2:30 p.m., Patrice Pulford, a nurse in the cardiac surgery ICU,
informed Elmann that a chest x-ray revealed that Mrs. Liguori had developed a
pneumothorax, a condition commonly referred to as a collapsed lung. Because Elmann was
then in the middle of operating on another patient, he told Hunter to
attend to Mrs. Liguori. Elmann directed Hunter to assess her status and, if
necessary, to insert a chest tube to alleviate the condition. Elmann testified that
he warned Hunter to be careful because Mrs. Liguori had an enlarged heart.
Hunter immediately left the operating room and quickly arrived at Mrs. Liguoris bedside.
He observed that Mrs. Liguoris ventilator was sounding an alarm that indicated to
him that there was significant pressure in her airway. At the same time,
he detected that she was experiencing respiratory distress as evidenced by the asymmetrical
expansion and retraction of her chest. He also noted that she was bucking
the respirator which he described as being akin to a big cough. Hunter
examined the post-surgical x-ray that had been taken approximately an hour and fifteen
minutes earlier.
He testified that he was concerned that Mrs. Ligouri had a condition known
as tension pneumothorax, which involves a buildup of air pressure in the chest
cavity. That condition, according to Hunter, can cause certain of the organs in
the chest, including the heart, to shift. Hunter was concerned because tension pneumothorax
can reduce or potentially eliminate blood flow to the heart and can lead
to a cardiovascular collapse.
Hunter testified that he determined it would be necessary to insert a chest
tube to relieve the tension pneumothorax. He decided that the proper placement of
the tube was on the patients left side between the sixth and seventh
ribs. He could not remember where he had actually inserted the chest tube,
but testified that he knew that Mrs. Liguoris heart was enlarged and that
he took precautions to avoid injuring it.
According to Hunter, he made a small incision and dissected down to the
chest wall through the adipose tissue. He said that when he reached Mrs.
Liguoris ribs, he used a clamp to separate the subcutaneous tissue and to
create a hole between the ribs so he could insert the tube. Hunter
explained that doctors know when they have reached the chest cavity because there
is a sound or feel of air being released. In his words, youll
know when youre in there and thats the point you stop. He testified
that he recalled hearing a rush of air when the clamp was inserted.
According to Hunter, he then inserted his finger into the incision and felt
Mrs. Liguoris heart, which was very close to the chest wall. He then
slid the chest tube in the cavity over his finger and at an
upward angle, embedding the tube into the pleural space and causing Mrs. Liguoris
lung to reinflate. He then sutured the tube into place, completing the procedure,
which he described at trial as pretty uneventful.
Hunter recalled that he remained at Mrs. Liguoris bedside for approximately ten, fifteen,
or twenty minutes following insertion of the chest tube. He was then totally
satisfied that the tube was functioning [and] that the problem was relieved. There
was no evidence whatsoever of bleeding and the blood pressure was stable. He
then left the cardiac ICU and returned to the operating room where he
began again to assist Elmann with the other patients surgery.
Hunter testified that he had absolutely no indication at that time . .
. that there was anything wrong with Mrs. Liguori. Two other witnesses at
trial, however, cast doubt on Hunters recollection. According to Pulford, the cardiac ICU
nurse, shortly after Hunter inserted the chest tube and while he was still
tending to her, Mrs. Liguoris blood pressure dropped, her heart rate increased and
her heart began beating abnormally.
Elmanns testimony was also somewhat at odds with Hunters recollection. During Elmanns pretrial
deposition, he testified that when Hunter returned to the operating room after inserting
the chest tube, he looked quite alarmed and told Elmann that Mrs. Liguori
was experiencing increased bleeding in her drains. At trial, Elmann testified that Hunter
had not actually exhibited that reaction when he first returned to the operating
room. Rather, Elmann recalled that Hunter came in and out of the operating
room several times during the afternoon, suggesting that it was later that Hunter
exhibited concern about Mrs. Liguoris condition.
At approximately 3:20 p.m., a few minutes after Hunter had returned to the
operating room, a nurse contacted Elmann who was still performing surgery on the
other patient. That nurse told him that Mrs. Liguori was experiencing substantial bleeding.
Elmann then contacted his partner, Dr. Peter Praeger, a board certified cardiothoracic surgeon,
to have Praeger assess Mrs. Liguoris condition. Elmann also instructed Hunter to go
back and attend to Mrs. Liguori until Praeger arrived. According to Hunter, he
was upset to the point of thinking that he was going to pass
out but pulled [him]self together and went back to Mrs. Liguoris bedside.
Within about five minutes of being called, Praeger arrived at the hospital. He
evaluated Mrs. Liguori and found that the pleurovac, a collection unit connected to
the pericardial tube, which is a tube inserted as a part of the
heart surgery, was full of blood and that Mrs. Liguoris blood pressure was
very low. Praeger determined that immediate surgery would be required. He then performed
exploratory surgery and discovered a hole in the left ventricle of her heart,
which he repaired. According to his operative report, Mrs. Liguori tolerated the procedure
well and left the operating room in satisfactory condition. He also noted that
the hole in the heart was related to the insertion of the chest
tube. Praeger then advised Elmann about Mrs. Liguoris status.
After Elmann finished operating on the other patient, he examined Mrs. Liguori and
drafted his progress notes. That report indicated that the left ventricle injury was
related to the chest tube and that it was repaired. At trial, Hunter
could not explain how Mrs. Liguoris heart was punctured, although he conceded that
it had happened during the chest tube procedure.
Patricia Liguori was in the cardiac waiting room throughout the time of the
surgery and the chest tube insertion. Although her brother John Liguori had also
been at the hospital for part of the bypass operation, he eventually went
to Mrs. Liguoris nearby home while Patricia remained at the hospital. According to
Hunter, he would have spoken to the family if he had known they
were there and if there had been time. He conceded that in most
situations patients are asked to sign a consent form before a chest tube
is inserted, but that in a situation such as the one he confronted,
in the time that it takes to get consent and everything else, Mrs.
Liguori could have easily gone into cardiac arrest. Elmann, Pulford and the experts
who appeared for both plaintiffs and defendants all testified that a collapsed lung
that occurs right after surgery constitutes a medical emergency.
At approximately 6:30 p.m., Elmann spoke to both plaintiffs about Mrs. Liguoris treatment.
The parties recollection of the substance of that conversation is sharply in dispute.
John Liguori testified that Elmann informed him by telephone that Mrs. Liguori was
losing more blood than expected through her tubes after the original surgery and
that [r]ather than just continue to transfuse blood into her and wait for
the clotting to occur, [they] decided to be aggressive and take her back
into the operating room. According to John Liguori, Elmann also told him that
they had found a small bleeder and that they had repaired it, commenting
that sometimes these things happen, and shes fine.
Patricia Liguori, who testified that she was listening to the conversation from Elmanns
end of the call, had a recollection largely consistent with her brothers. Significantly,
according to the plaintiffs, Elmann did not tell them about the collapsed lung,
did not reveal that Hunter had inserted the chest tube and failed to
mention that the chest tube had caused the injury to Mrs. Liguoris heart.
Elmann, however, testified that he informed both plaintiffs completely about the chest tube
and its complications. According to him, he spoke to Patricia Liguori personally in
the waiting room and told her both that Mrs. Liguori had suffered a
collapsed lung and that he had not been available to treat it because
he was in the middle of a surgery on another patient. He also
testified that he told Patricia that because of Mrs. Liguoris condition, the insertion
of a chest tube was necessary, but that thereafter she became unstable and
required a second emergency surgery. He asserted that he also told Patricia that
Praeger had found a small hole and had repaired it.
According to Elmann, Patricia then asked him to telephone her brother John and
explain everything to him because John is a physician. Elmann testified that he
then had a brief telephone conversation with John in which he repeated the
information he had given to Patricia. He recalled telling John that Mrs. Liguori
had bled, she ha[d] a hole in the heart, the apex of the
heart was fixed . . . and that she was stable.
Although the specific details of Mrs. Liguoris post-surgical course of care are not
germane to the issues we address, she remained in the ICU largely because
of complications arising from the laceration to her heart. By early January 2000,
her condition had deteriorated and John Liguori met with several of her caregivers
to express his dissatisfaction about her treatment.
On January 17, 2000, Dr. Leonardo DiVagno, a cardiologist who was assisting Elmann
with Mrs. Liguoris care, spoke to Patricia Liguori. He testified that he described
Mrs. Liguoris collapsed lung and the laceration to her heart during the insertion
of the chest tube. He also stated that he told Patricia that Mrs.
Liguori had sustained a significant amount of bleeding following that event. According to
DiVagno, he explained that Praeger had repaired the laceration during the subsequent emergency
surgery. DiVagno testified that Patricia broke down into tears and was very disturbed
by the information he gave her, insisting to him that no one had
told her that. According to Patricia, she was shocked to learn this information
from DiVagno and immediately called her brother John for advice. They then transferred
their mother to a hospital in North Carolina, where John lived. However, Mrs.
Liguori suffered from a series of cascading complications, resulting in her death from
septic shock on February 12, 2000.
II.
In December 2001, plaintiffs filed their wrongful death complaint, asserting a variety of
theories of recovery including medical malpractice, lack of informed consent, battery and fraudulent
misrepresentation.
Following the close of discovery, the trial court granted partial summary judgment in
favor of Elmann on plaintiffs informed consent and agency claims. Thereafter, the trial
court granted Elmanns motion to dismiss plaintiffs claim for fraudulent misrepresentation, converting that
claim instead into an informed consent claim. At the conclusion of the evidence,
the trial court granted plaintiffs motion for a directed verdict on causation based
on defendants concession that Mrs. Liguoris death was caused by complications stemming from
the laceration to her heart during the chest tube insertion.
The jury returned a verdict in favor of defendants, finding that Hunter did
not deviate from the accepted standard of medical practice in the insertion of
the chest tube and that Elmann did not fail to obtain the informed
consent of the Liguori family to the continued course of treatment. Plaintiffs motion
for a new trial was denied.
Plaintiffs raised thirteen issues on appeal to the Appellate Division, as follows: (1)
the fraud claim against Elmann based on post-surgical misrepresentation should not have been
dismissed; (2) the trial court erred in converting the fraud claim into an
informed consent claim; (3) the trial court erred in dismissing the negligence claim
against Elmann; (4) the informed consent and battery claims should not have been
dismissed merely because there was a medical emergency; (5) the defense experts material
change in testimony warranted a new trial; (6) defense counsels closing argument required
a new trial; (7) the trial court erred in charging the jury to
hold Hunter to the standard of care applicable to a general practitioner rather
than to regard him as a surgeon; (8) the trial court erred in
allowing Hunter to testify that he has not changed his technique for inserting
a chest tube as a result of the incident; (9) the jury verdict
in favor of Hunter was against the weight of the evidence; (10) an
anonymous letter should have been admitted into evidence; (11) defense counsels interruption of
plaintiffs opening with objections required a new trial; (12) defense counsels interruptions of
plaintiffs summation with objections required a new trial; and (13) the trial court
should have excused certain jurors for cause.
In an unpublished decision, the Appellate Division rejected all thirteen arguments and affirmed
the jury verdict. One of the Appellate Division judges filed a dissent, which
was limited to a single issue. He asserted that the trial judge erred
in the jury charge relating to the appropriate standard of care applicable to
Hunter in two respects. First, he reasoned that Hunter should have been held
to the standard of care applicable to a specialist rather than the one
appropriate for a general practitioner. Second, he suggested that, in circumstances where there
is doubt about a physicians level of expertise for purposes of the standard
of care, the issue should be decided separately by the jury.
Because of the dissent, the question concerning the applicable standard of care is
before us as an appeal of right.
See R. 2:2-1(a)(2). In addition, we
granted plaintiffs petition for certification of four other questions,
188 N.J. 485 (2006),
relating to informed consent, fraudulent misrepresentation, and discovery of experts.
III.
In evaluating the standard of care to which Hunter should have been held,
we begin with his testimony, in which he described his training and education
as well as his responsibilities at HUMC.
A.
According to Hunter, he graduated from medical school in 1986 and entered a
two-year surgical residency program at the University of Medicine and Dentistry of New
Jersey (UMDNJ). In 1988, he was licensed as a physician in New Jersey.
He had hoped to secure a place in the UMDNJ program as a
urology resident, but he was unable to do so. Hunter testified that, although
he had already completed the two-year surgical residency program, to become a surgeon,
he would have been required to begin his residency anew and complete a
different five-year surgical residency program. Instead of doing so, he was offered, and
he completed, a third year of residency. He then went to work at
Jersey City Medical Center as a surgery house officer, where he assisted in
the operating and emergency rooms, admitted patients, and cared for them after surgery.
Hunter testified that his duties included inserting chest tubes, intravenous lines, and arterial
lines, as well as performing evaluations and diagnostic procedures of various kinds.
According to Hunter, he was fascinated by adult cardiac surgery after first being
exposed to it when he was a third-year resident. He testified that he
first saw a chest tube insertion when he was a medical student, at
which time he was only permitted to observe and assist others. He began
participating in chest tube placements when he was a resident and he was
able to place chest tubes independently in the second year of his residency.
By that time, he had undergone classroom training about the procedure, which he
described: what they call didactic or basic introductory lectures on the proper technique.
. . . we were certainly lectured to in the classroom, versed in
the proper anatomy and technique of placing of chest tubes.
Hunter began to work at HUMC as a cardiac surgery assistant/fellow in approximately
1991. He described the duties of that position as follows:
assisting in the open-hear[t] cardiac surgery program, which involves assisting in the coronary
artery bypass grafting or CABG, if you will; valve replacements, aortic and mitral
valve replacements; assisting in thoracic aneurysms and - and a whole multitude of
operations that they perform in the chest and on the heart.
Other responsibilities include taking in-house call, which means youre in the hospital, you
sleep in the hospital, you eat in the hospital; fielding calls regarding the
questions that the nurses may have about the patients; also performing any procedures
that are required either on an emergent or non-emergent or elective basis, if
you will. It involves the preoperative workup of the patients, including histories, physical
examinations, consenting patients for surgery; any procedures related to any of the previous-mentioned
operations such as chest tube placement, arterial line placement, central line placement, and
also to be involved in the postoperative management of the patients.
He further explained that when needed, he participates in resuscitating patients who are
experiencing cardiac arrest and that on occasion he is even required to reopen
patients chests to assess where the problem is. He is not a board-certified
surgeon nor is he eligible to participate in the process of becoming board
certified in surgery.
By 1999, when Mrs. Liguori was a patient at HUMC, Hunter had been
performing chest tube insertions for approximately thirteen years. He estimated that he had
inserted between 100 and 200 chest tubes prior to that time and that
none had involved any complications. He was aware, however, that there can be
complications relating to the procedure. The major complications, according to Hunter, are insertion
on the wrong side of the chest, actual misplacement of the tube and
[a]s we know now they, unfortunately, can end up in close proximity to
the heart; also any of the great vessels of the chest, meaning the
aorta or the vena cava, pulmonary artery, or the lung itself.
Hunter also described his primary responsibilities during Mrs. Liguoris cardiac bypass surgery, explaining
that he harvest[ed] the saphenous vein from her leg for Elmanns use in
bypass grafting and expose[d] the heart meaning that he lift[ed] the heart and
turn[ed] it slightly to expose the areas that [were] going to be bypassed.
Finally, Hunters role was to assist while the surgeon was suturing the grafts
of vein to the heart by maintain[ing] proper tension on the suture so
that the . . . anastomoses, where the vein is actually sewn to
the heart, does not loosen and leak. We have to cut the suture
for [the surgeon], anything that he may ask us to do.
B.
The issue about the appropriate standard of care to which Hunter should be
held was raised at a charge conference during the trial. Plaintiffs argued that
Hunter should be held to the standard of care applicable to a specialist
in the field of surgery because the procedure he performed was, in fact,
a surgical procedure. The trial judge rejected that request. He noted that Hunters
job title was not as a surgeon but only that of an assistant
cardiac surgeon or an assistant cardiac thoracic surgeon fellow. The trial judge further
pointed out that all of the witnesses and experts agreed that even a
resident would be permitted to insert a chest tube. He therefore reasoned that
the appropriate charge to the jury about the standard of care to which
Hunter would be held was that of a general practitioner rather than the
one relating to specialists.
Nevertheless, in delivering the charge to the jury, the trial court used the
language of the charge for a general practitioner, but also referred to Hunters
job title, assistant cardiac surgeon or assistant cardiac thoracic fellow. As a result,
he charged the jury as follows:
The determination whether the defendant, Dr. Hunter, was negligent requires a comparison of
the defendants conduct against a standard of care. If the defendants conduct is
found to have fallen below an accepted standard of care, then he was
negligent.
In this case, Dr. Hunter has been described in his profession alternatingly as
an assistant cardiac - assistant cardiac thoracic fellow or assistant cardiac surgeon. Therefore,
you must decide this case - to decide this case properly, you must
know the standard of care imposed by law against which Dr. Hunters conduct
as assistant cardiac surgeon or assistant cardiac thoracic surgeon fellow should be measured.
Dr. Hunter, in this case, is a general practitioner. A person who is
engaged in the general practice of medicine represents that he will have and
employ knowledge and skill normally possessed and used by the average physician practicing
his profession as a general practitioner. Given what I have just said, it
is important for you to know that the standard of care which a
general practitioner as an assistant cardiac surgeon or an assistant cardiac thoracic surgeon
fellow is required to observe in his treatment of a patient under the
circumstances of this case.
Based upon common knowledge alone and without technical training, jurors normally cannot know
what conduct constitutes standard of medical practice. Therefore, the standard of practice by
which a physicians conduct is to be judged must be furnished by expert
testimony. That is to say, by the testimony of persons who by knowledge,
training and experience are deemed qualified to testify and to express their opinions
on medical subjects. You, as jurors, should not speculate or guess about the
standards of care by which the defendant physician, Dr. Hunter, should have conducted
himself in the diagnosis and treatment of the deceased plaintiff, Mrs. Liguori.
Rather, you must determine the applicable medical standard from the testimony of the
expert witnesses that you have heard in this case.
Plaintiffs assert that Hunter should have been held to the standard of care
applicable to a specialist and that the trial judge erred in charging the
jury that he was a general practitioner. The dissenting appellate division judge agreed.
He reasoned that the appropriate standard of care should be determined not, strictly
speaking, by how the doctor holds himself out but instead by how it
is that the physician undertakes to act . . . and in that
sense holds himself out. Using that logic, the dissenter reasoned that because Hunter
undertook to act as a surgeon, board certified or not, he should have
been held to the specialists standard of care. Further, the dissenter suggested that
our model jury charge is inadequate because it only offers the choice of
general practitioner or specialist, and that, in a case such as this one,
we should leave to the jury the decision of determining the appropriate standard
of care.
C.
Our Model Jury Charge on medical negligence and standard of care, in relevant
part, charges the jury that [n]egligence is conduct which deviates from a standard
of care and that [t]he determination of whether a defendant was negligent requires
a comparison of the defendants conduct against a standard of care. Model Jury
Charge (Civil) § 5.36A Medical Negligence (March 2002). The charge then explains that defendant
is a member of a profession and that to decide this case properly
you must know the standard of care . . . against which the
defendants conduct as a [member of that profession] should be measured. Ibid. That
aspect of the charge is followed by two options, namely, Option A, the
instructions concerning specialists, and Option B, the instructions concerning general practitioners.
Each of these options advises the jury that defendant is to be judged,
in essence, against others of like skill, training and knowledge. Option A explains
that a specialist has a duty to have and to use that degree
of knowledge and skill which is normally possessed and used by the average
specialist in that field. Ibid. Option B notes that a general practitioner represents
that he/she . . . will have and employ knowledge and skill normally
possessed and used by the average physician practicing his/her profession as a general
practitioner. Ibid.
Regardless of which option, specialist or general practitioner, the judge selects, the Model
Charge then instructs the jury as follows:
Given what I have just said, it is important for you to know
the standard of care which a general practitioner/specialist in [insert appropriate specialty description,
if applicable] is required to observe in his/her treatment of a patient under
the circumstances of this case. Based upon common knowledge alone, and without technical
training, jurors normally cannot know what conduct constitutes standard medical practice. Therefore, the
standard of practice by which a physicians conduct is to be judged must
be furnished by expert testimony, that is to say, by the testimony of
persons who by knowledge, training or experience are deemed qualified to testify and
to express their opinions on medical subjects.
You as jurors should not speculate or guess about the standards of care
by which the defendant physician(s) should have conducted himself/herself/themselves in the diagnosis and
treatment of the plaintiff. Rather, you must determine the applicable medical standard from
the testimony of the expert witness(es) you have heard in this case.
[Ibid.]
Ordinarily, it is apparent whether a particular physician is a specialist or a
general practitioner and the decision about which of these options to choose is
not contested. We have, for example, noted that board certification and eligibility for
board certification are considered to be indicators of a doctors status as a
specialist. See Howard v. Univ. of Med. & Dentistry of N.J.,
172 N.J. 537, 544 n.1 (2002). But other indicia of a doctors status may also
be found in his interactions with the particular patient or will be apparent
from the manner in which he or she holds himself or herself out
to the general public.
This case is perhaps an unusual one, in that Hunter had a position
with HUMC that is not itself a recognized specialty, but that might appear,
by the description of the role he played and the training he had,
to encompass more skill and knowledge than that possessed by a general practitioner.
Although Hunter was a doctor who had some training in surgery and was
capable of performing some surgical procedures, he plainly was not a surgeon. Faced
with this circumstance, the trial judge concluded that Hunter would be held only
to the standard of care of a general practitioner. Nevertheless, in charging the
jury at trial, he referred to Hunter as a general practitioner and used
the general practitioner option, but then, in fact, crafted a hybrid charge. He
did so by also stating that Hunter is an assistant cardiac surgeon or
assistant cardiac thoracic fellow and by charging the jury that to decide this
case properly, you must know the standard of care [applicable to an] assistant
cardiac surgeon or assistant cardiac thoracic surgeon fellow.
The appellate division majority concluded that in these circumstances, the general practitioner standard
was appropriate because Hunter was not a surgeon and did not hold himself
out as a surgeon. More significant, however, to the majority was the undisputed
trial testimony, which made plain that chest tube insertion is not a procedure
reserved for specialists. For example, Hunter first performed a chest tube insertion when
he was still a second-year resident. Even plaintiffs expert testified that he had
taught the procedure to residents.
In a medical malpractice trial in which the standard of care is contested,
the jury must decide what the standard of care requires as well as
whether the doctor deviated from that standard of care. The function of the
charge is to explain to the jury that a physician is held to
a standard of care and to advise the jury about its duty to
evaluate the expert testimony about what the standard of care requires. Even were
we to agree with the dissenting judge that Hunter should have been held
to a standard of care other than that of a general practitioner, we
would conclude that there was no reversible error here.
In this case, although the charge differentiates between general practitioners and specialists, there
was no significant debate about the standard of care to which any physician
who attempts to insert a chest tube should be held. Rather, the debate
was about whether Hunter performed the procedure as he said he did, in
compliance with the applicable standard of care, or whether he deviated from that
standard, directly causing the injury to Mrs. Liguoris heart. The jury was not
misled about that debate nor were they misinformed by the judges reference to
Hunters job description during the charge. Therefore, the trial judges effort to span
what he perceived to be a gap in the Model Charge by referring
to Hunters job title, while not entirely in keeping with the Model Charge,
nonetheless did not result in error. In this matter, we need not answer
the broader question raised in the dissent regarding the manner in which physicians
may be seen as holding themselves out in order to conclude that the
charge did not unfairly suggest that Hunter be held to an inappropriate standard
of care.
IV.
We granted plaintiffs petition for certification, in which they raised four additional issues
to which we now turn.
A.
Plaintiffs contend that the trial court erred in dismissing their informed consent and
battery claims, to the extent that those claims were based on Hunters insertion
of the chest tube without first seeking their permission. In granting defendants motion
to dismiss those counts of the complaint, the trial court reasoned that plaintiffs
consent was not required because Mrs. Liguoris condition presented defendants with a medical
emergency. The Appellate Division agreed, reasoning that the undisputed evidence demonstrated that the
patients condition placed her life in immediate jeopardy, thus making it unnecessary for
Hunter to attempt to secure plaintiffs consent to the procedure.
Plaintiffs characterize this aspect of the Appellate Divisions analysis as holding that there
is never a duty to seek consent in a medical emergency. They urge
us to conclude that in so holding, the court deviated from our decision
in
Perna v. Pirozzi, 92
N.J. 446 (1983). Plaintiffs contend that by rejecting
their informed consent claim, the trial court and the Appellate Division created a
new rule of law, obviating the need to seek informed consent even in
circumstances where it would have been possible to secure it. They suggest that
we should instead adopt a rule of law that would require physicians to
secure consent, even in the context of a medical emergency, unless it is
truly impossible and urge us to conclude that the record here does not
support dismissal of their claim under that theory. We, however, disagree with plaintiffs
reading of the Appellate Divisions decision and its implications.
In 1989, our Legislature enacted a statutory patient bill of rights providing protections
for hospital patients.
See N.J.S.A. 26:2H-12.8. In relevant part, that statute provides that
hospital patients have the right to receive . . . information necessary to
give informed consent prior to the start of any procedure or treatment .
. . except for those emergency situations not requiring an informed consent.
N.J.S.A.
26:2H-12.8d. That statute is consistent with our case law that recognizes the existence
of an exception to the informed consent doctrine for medical emergencies.
In
Perna,
supra, which preceded the enactment of this legislation, we considered the
scope of a patients right to give informed consent and we held that
it is an act of battery for a surgeon to operate without consent.
See 92
N.J. at 461-62. In determining that a patients consent, given to
a particular physician, did not extend automatically to two of that physicians partners,
we observed that [a]bsent an emergency, patients have the right to determine not
only whether surgery is to be performed on them, but who shall perform
it.
Id. at 461;
see also Samilov v. Raz,
222 N.J. Super. 108,
113 (App. Div. 1987) (noting that patients have the right to decide whether
surgery will be performed [a]bsent an emergency).
Although some emergencies might well present physicians with sufficient time to seek consent,
we decline to adopt plaintiffs rigid formulation of the circumstances in which their
failure to do so would be permissible. Nor, for that matter, need we
generally address the scope of the emergency exception to the informed consent doctrine
in the context of this appeal.
Both plaintiffs and defendants experts agreed that the circumstances Hunter confronted constituted a
medical emergency. Both agreed that Mrs. Liguoris condition required the insertion of a
chest tube. Although plaintiffs point to the amount of time that passed after
Hunter was sent to evaluate her and before he inserted the chest tube,
and suggest that there was enough time for him to seek consent, the
record reflects that the jury considered this argument and disagreed. We are satisfied,
based on our review of the record, that the jury concluded that Hunters
actions were reasonable in light of all of the facts relating to the
emergency he confronted.
B.
Plaintiffs also urge us to recognize a separate cause of action against Elmann
sounding in fraud and arising from what plaintiffs characterize as his post-surgical misrepresentations.
Arguing that our most recent discussion about causes of action for fraud in
the context of medical malpractice left this question unanswered,
see Howard,
supra, 172
N.J. at 544, plaintiffs contend that the trial court and the Appellate Division
erred in limiting plaintiffs to a cause of action sounding in informed consent.
The essence of plaintiffs claims relating to a fraud theory rest on their
assertions regarding what Elmann said about the chest tube and the events that
followed its insertion. They assert that he only told them that Mrs. Liguori
had suffered from a small bleeder after the completion of the bypass. As
such, they contend, he did not tell them about the collapsed lung, the
insertion of the chest tube, or the injury to her heart during the
chest tube insertion, and failed to mention the involvement of either Hunter or
Praeger in her care. Plaintiffs assert that these facts constitute post-surgical misrepresentations consistent
with a fraud-based cause of action.
In
Howard,
supra, we recognized that a patient generally has three avenues for
relief against a physician, namely, (1) deviation from the standard of care .
. . ; (2) lack of informed consent; and (3) battery. 172
N.J.
at 545. We there declined to create a novel fraud or deceit-based cause
of action arising from a doctors pre-treatment misrepresentation about his professional qualifications.
See
id. at 553. We did not address the potential for a post-surgical fraud
claim. As a part of our analysis, however, we cited a New York
decision addressing the circumstances in which a fraud claim might arise.
See id.
at 553-54 (citing
Spinosa v. Weinstein, 571
N.Y.S.2d 747 (App. Div. 1991)). In
Spinosa,
supra, the New York court reasoned that a fraud claim can only
arise when the alleged fraud occurs separately from and subsequent to the malpractice
. . . and then only where the fraud claim gives rise to
damages separate and distinct from those flowing from the malpractice.
571 N.Y.S 2d at
753 (quoting
Coopersmith v. Gold,
568 N.Y.S.2d 250, 252 (App. Div. 1991)). Our
reference to that decision in
Howard,
supra, 172
N.J. at 553-54, illustrated the
reasoning of a sister state which had also rejected the creation of a
new fraud based claim in a medical malpractice case.
We see nothing in this record that suggests that we should now deviate
from our careful analysis in
Howard. The claims raised against both Elmann and
Hunter are based on asserted lack of informed consent and deviations from the
applicable standard of care. The harms suffered by Mrs. Liguori cannot be separated
from the insertion of the chest tube, regardless of what Elmann did or
did not say about those events. Therefore, we find no error in the
trial courts dismissal of the fraud claim or in the Appellate Divisions analysis
of plaintiffs argument on appeal.
C.
Plaintiffs also contend that the trial court erred in converting their fraud claim
into a separate claim based on a lack of informed consent, and that
the Appellate Division erred in failing to reverse that decision. More specifically, plaintiffs
assert that there was no relationship between Elmanns alleged misrepresentations and any request
for informed consent and that the trial court therefore presented the jury with
no basis on which it could return a verdict in their favor.
As the Appellate Division correctly concluded, plaintiffs claim against Elmann relating to what
he did or did not say after the insertion of the chest tube
and the surgical repair is in reality an argument that they were not
given sufficient information on which they could decide whether or not to permit
defendants to proceed to care for Mrs. Liguori. Seen in that light, the
claim is indeed one arising out of an asserted lack of informed consent.
Reasoning in the alternative, however, the Appellate Division concluded that even were the
claim more appropriately cognizable as being in the nature of a deviation from
the standard of care, the jury plainly believed Elmanns testimony that he advised
plaintiffs of all of the events that had transpired, including Hunters involvement and
Praegers repair. We agree that the trial court properly converted plaintiffs fraud claim
into a lack of informed consent claim. Therefore, even were we to find
some merit in plaintiffs theoretical argument, we would find no ground on which
to reverse the verdict.
D.
Finally, we address plaintiffs assertions that they were deprived of a fair
trial because they were not alerted in advance of trial to a change
in the causation opinion that would be offered by defendants expert.
Although the precise details of the testimony are not germane to our discussion,
we summarize the facts that gave rise to the dispute for the sake
of completeness. In his deposition testimony, defendants expert, Dr. Richard Kline, opined that
the injury to Mrs. Liguoris heart could have been caused in one of
two ways. He believed that, if she had developed a tension pneumothorax, her
heart would have shifted inside of the chest cavity, with the result that
when Hunter inserted the clamp as a part of the chest tube insertion,
her heart would have suddenly shifted back, causing her heart to strike the
clamp and be damaged. In the alternative, he believed that the insertion of
the clamp during the procedure to insert the chest tube could have directly
damaged the heart. Approximately two weeks prior to trial, Dr. Kline advised counsel
for defendants that he believed that the injury was caused by the clamp.
In effect, this change in his testimony brought his view about causation directly
into alignment with the views of plaintiffs expert. Ultimately, defendants conceded on causation,
resulting in a directed verdict on that issue. It is in this context
that we consider the arguments raised on appeal relating to defendants violation of
the discovery rules.
We have previously reiterated the underlying purposes of our discovery rules. The discovery
rules were designed to eliminate, as far as possible, concealment and surprise in
the trial of law suits to the end that judgments therein be rested
upon the real merits of the causes and not upon the skill and
maneuvering of counsel.
Wymbs v. Twp. of Wayne,
163 N.J. 523, 543 (2000)
(quoting
Evtush v. Hudson Bus Transp. Co.,
7 N.J. 167, 173 (1951)). Further,
[l]awyers have an obligation of candor to each other and to the judicial
system, which includes a duty of disclosure to the court and opposing counsel.
McKenney v. Jersey City Med. Ctr.,
167 N.J. 359, 371 (2001). Thus, defense
counsel has an obligation to disclose to the trial court and counsel for
plaintiffs any anticipated material changes in a defendants or a material witnesss deposition
testimony.
Ibid. This Court has explained that, [f]or plaintiffs to proceed to trial
without being informed of the surprise testimony created a make believe scenario [for
plaintiffs], the legal equivalent of half a deck.
Id. at 375-76 (alteration in
original) (internal quotation omitted) (quoting
Buckley v. Estate of Pirolo,
101 N.J. 68,
79 (1985)).
We do not retreat from the views we have previously expressed about the
significance of a failure to abide by the requirements of our discovery rules.
In this case, however, the record discloses that the change in the experts
opinion, although significant, was one which brought his opinion into alignment with plaintiffs
expert. That is to say, although the opinion he offered was a change
from the view he expres