NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2485-01T1
PATRICK COSGROVE,
Plaintiff-Appellant,
v.
CRANFORD BOARD OF EDUCATION,
THOMAS STOKES, WILLIAM CASHMAN,
and EMALENE F. RENNA, SUPERINTENDENT
OF SCHOOLS,
Defendants-Respondents.
___________________________________
Argued December 16, 2002 - Decided
January 14, 2003
Before Judges Petrella, LintnerSee footnote 11 and Parker.
On appeal from Superior Court of New Jersey,
Law Division, Union County, Docket Number L-
1972-00.
Fred Shahrooz Scampato argued the cause for
appellant.
David B. Rubin argued the cause for
respondents.
The opinion of the court was delivered by
PETRELLA, P.J.A.D.
Plaintiff Patrick Cosgrove appeals from a summary judgment
order that dismissed his whistle blower claim under the
Conscientious Employee Protection Act (CEPA). His complaint had
originally challenged several employment actions taken by the
Cranford Board of Education (Board) and supervisory employees and
alleged age discrimination in violation of the New Jersey Law
Against Discrimination (LAD) as well as several common law
claims.See footnote 22
On appeal Cosgrove argues that the judge erred in concluding
that he failed to provide a specific law or regulation which the
Board violated in connection with his CEPA claim. He argues that
summary judgment was erroneously granted because there were
disputed issues of fact and because he was retaliated against for
utilizing a union grievance process when he complained about
distribution of overtime.
Cosgrove was appointed by the Board as a substitute
custodian effective March 26, 1996, at an hourly rate of $10.50.See footnote 33
His employment was converted to full-time as of June 10, 1997,
for the balance of the 1996-1997 school year, at an annualized
salary of $23,904, corresponding to Scale C-2, Step 2 of the
custodial salary guide in the operative collective negotiations
agreement between the Board and the Cranford Education
Association.
On July 9, 1997, Cosgrove was subsequently issued another
contract of employment for the 1997-1998 school year at an
annualized salary of $24,490. The contract provided in pertinent
part:
Employment of nontenured personnel may be
terminated without cause by either party upon
a one month written notice of intent to
terminate. One month's written notice of
intent to terminate may be waived and/or
modified by mutual consent.
In November of 1997, Cosgrove complained to his supervisor,
Stokes, that he was never given the opportunity for premium
overtime, i.e., Sunday overtime, for which double time is paid.
Cosgrove also claimed that most of the overtime opportunities
were distributed between three other custodians. Cosgrove
asserts that the supervisor became angry with him for making
these complaints.
Cosgrove said he was told in December 1997, by Charles
Kiami, the president of his union, that he had been labeled as a
"trouble maker" by Stokes. Cosgrove also stated that a
supervisor custodian told him that "he would be history" if he
filed a grievance. Despite these statements, Cosgrove and
another custodian filed a complaint with the union. A settlement
was reached requiring overtime to be distributed on a rotating
basis.
After the grievance, Cosgrove claims that he was held to a
higher standard than anyone else in the school district and was
frequently on the receiving end of unwanted criticism,
particularly from Stokes.
On April 30, 1998, a written performance evaluation covering
the first ten months of the 1997-1998 school year by Stokes rated
Cosgrove as "Satisfactory" in seven areas, but as "Needs
Improvement" in nine areas. Nonetheless, Stokes recommended that
Cosgrove be re-employed for the following school year, and that
he receive a salary increment. On May 19, 1998, Cosgrove signed
another contract of employment for the 1998-1999 school year, at
an annualized salary of $25,531, containing the same termination
clause as the previous one.
On April 29, 1999, Stokes submitted a performance evaluation
for Cosgrove for the first ten months of the 1998-1999 school
year indicating that Cosgrove only showed improvement in one of
the nine categories rated "Needs Improvement" from the prior
year's evaluation, and one of the categories that had been rated
"Satisfactory" in the prior evaluation was now rated "Needs
Improvement". As a result, Stokes did not recommend him for re-
employment for the 1999-2000 school year.
After Cosgrove's employment ended at the conclusion of the
1998-1999 school year, he successfully found new employment with
the Westfield School District as of February 2000, where he
remains employed.
I.
The Conscientious Employee Protection Act (CEPA),
N.J.S.A.
34:19-3c(1) and -3c(3), provides in pertinent part:
An employer shall not take any retaliatory
action against an employee because the
employee does any of the following:
. . . .
c. Objects to, or refuses, to participate in
any activity, policy or practice which the
employee reasonably believes:
(1) is in violation of a law, or a rule or
regulation promulgated pursuant to law ...;
[or] ...
(3) is incompatible with a clear mandate of
public policy concerning the public health,
safety, or welfare or protection of the
environment.
When a CEPA claim is brought under these sections, the judge
"must first find and enunciate the specific terms of a statute or
regulation, or the clear expression of public policy, which would
be violated if the facts alleged are true."
Gerard v. Camden
County Health Servs. Ctr.,
348 N.J. Super. 516, 521 (App. Div.),
certif. denied,
174 N.J. 40 (2002) (
citing Fineman v. New Jersey
Dep't of Human Servs.,
272 N.J. Super. 606, 620 (App. Div.),
certif. denied,
138 N.J. 267 (1994)). A plaintiff invoking a
CEPA claim is not required to have "[s]pecific knowledge of the
precise source of public policy" so long as the court may
identify the law or public policy that might have been violated
by the challenged conduct.
Mehlman v. Mobil Oil Corp.,
153 N.J. 163, 193-196 (1998). The court, however, need not consider
whether plaintiff has sufficient evidence to support a finding
that he or she "reasonably believed" defendant's conduct violated
a statute, rule, regulation, or public policy unless the judge
has first identified the same.
Id. at 181. This threshold
identification is a question of law to be decided by the judge
before a CEPA claim is submitted to a jury.
Id. at 187.
"Sources of public policy include the United States and New
Jersey Constitutions; federal and state laws and administrative
rules, regulations and decisions; the common law and specific
judicial decisions; and in certain cases, professional codes of
ethics."
MacDougall v. Weichert,
144 N.J. 380, 391 (1996)
(citation omitted). "A vague, controversial, unsettled, or
otherwise problematic public policy does not constitute a clear
mandate."
Id. at 392. Although the above list is not exclusive,
a limiting factor is that the alleged activity must represent a
public harm rather than a private harm or a harm only to the
aggrieved employee.
Mehlman,
supra (153
N.J. at 188) (citation
omitted).
In his oral decision, Judge Pisansky reasoned that:
In reviewing the plaintiff's brief in
opposition to the summary judgment motion,
counsel for plaintiff addresses his argument
on the fact, "That the plaintiff complained
repeatedly about the unfair way in which
overtime was being distributed," and that Mr.
Cosgrove and another employee were successful
upon the filing of the grievance. However,
plaintiff fails to cite to any specific law
to which he believes the employer was in
violation of in relation to overtime in order
for this Court to conduct an analysis.
Based upon the plaintiff's failure to
cite a specific law or regulation and a
ruling in
Schechter [sic], this Court will
not consider the rest of plaintiff's
allegations in relation to his CEPA claim,
and summary judgment on this point is also
granted.
Relying on
Mehlman,
supra (
153 N.J. 163), Cosgrove contends
that he was not required to show the specific overtime law that
may have been violated in order to proceed with his CEPA claim.
He also asserts that he was protected under the strong public
policy against discrimination and retaliation against a person
who files a grievance through his or her union. Cosgrove refers
to the Employer-Employee Relations Act,
N.J.S.A. 34:13A-1,
et
seq., for the proposition that "it is a long standing policy in
this state that public employees are to be insured freedom from
restraint, interference, coercion, discrimination or reprisal for
presenting grievances through his or her union." In relevant
part,
N.J.S.A. 34:13A-5.4(a)(4) prohibits public employers, such
as a school district, from discriminating against or discharging
any employee because he has filed a complaint with his union.
Cosgrove is correct that he is not required to show the
specific overtime law that may have been violated in order to
proceed with his CEPA claim. However, even at this date he has
not asserted any law or regulation that might have been violated
by the school district's method of distributing overtime to its
custodians. Moreover, a complaint regarding overtime
distribution concerns a personal harm rather than the public harm
required under section 3(c)(3) of CEPA.
See Mehlman,
supra (153
N.J. at 188).
Cosgrove's additional assertion that his claim invokes the
strong public policy preventing discrimination against employees,
particularly public employees, who file complaints with their
unions confuses the threshold issue. In making the threshold
determination under
N.J.S.A. 34:19-3(c)(3) of whether a plaintiff
has identified "a clear mandate of public policy concerning the
public health, safety or welfare or protection of the
environment," the focus is on the underlying employer "activity,
policy, or practice" that triggers the employee's objection or
refusal to participate. The focus is not on the method by which
the employee chooses to assert a grievance or complaint, which
here was resolved in favor of Cosgrove's argument by a
settlement.
See N.J.S.A. 34:19-3(c). Cosgrove's complaint
concerned a personal objection to the alleged unfair distribution
of overtime, not the procedure for filing complaints through his
union. The alleged unfair distribution of overtime is not a
practice involving a clear mandate of public policy as
contemplated by the statute.
See N.J.S.A. 34:19-3(c)(3).
Accordingly, such a complaint is not cognizable under CEPA, and
summary judgment was properly granted in favor of defendants.
Brill v. Guardian Life Ins. Co. of Am.,
142 N.J. 520, 540 (1995);
and
Pinkowski v. Township of Montclair,
299 N.J. Super. 557, 566
(App. Div. 1997).
See R. 4:46-2(c).
Because Cosgrove failed to satisfy the threshold requirement
of a CEPA claim that he identify a statute, rule, or regulation
or other statutorily specified clear mandate of public policy
underlying his complaint, we need not consider his additional
allegations regarding his CEPA claim.
We also note that the Board had ample reasons for
terminating Cosgrove based on his evaluations. As Judge Pisansky
noted, Cosgrove's disagreement with the evaluations of his
performance does not demonstrate a pretext for discharging him,
nor establish a prima facie case for retaliation or wrongful
discharge. We agree with Judge Pisansky that the record clearly
established that Cosgrove did not perform his job satisfactorily.
We affirm substantially for the reasons expressed by Judge
Pisansky in his December 7, 2001 oral opinion.See footnote 44
Footnote: 1 1 Judge Lintner did not participate in oral argument.
However, the parties consented to his participation in the
decision.
Footnote: 2 2 Appellant did not brief these issues on appeal. They can
be considered waived. Liebling v. Garden State Indem.,
337 N.J.
Super. 447, 465-466 (App. Div.), certif. denied,
169 N.J. 606
(2001) (citation omitted); and see Pressler, Current N.J. Court
Rules, comment on R. 2:6-2 (2002). He also stated that his only
issue on appeal is the CEPA claim.
Footnote: 3 3 Judge Pisansky extensively set forth the facts in his
decision on the motion for summary judgment.
Footnote: 4 4 We recognize that there are some rather obvious
mistranscriptions by the sound recording transcriber, such as
substitution of the word "perpetual" where what was obviously
meant was "pretextual," but those errors did not impair our
review.