SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2223-94T2
PETER LEWIS,
Plaintiff-Appellant,
v.
AMERICAN CYANAMID COMPANY,
REALEX CHEMICAL CORPORATION, and
CHEMSICO INCORPORATED,
Defendants-Respondents.See footnote 1
_________________________________________________________________
Argued June 12, 1996 - Decided September 26, 1996
Before Judges Long, Muir, Jr. and Brochin
On appeal from the Superior Court of New
Jersey, Law Division, Essex County
James M. Burke argued the cause for
appellant (Mackevich, Burke & Stanicki,
attorneys; Mr. Burke, on the brief).
Anthony J. Marchetta argued the cause for
respondent American Cyanamid Company
(Pitney, Hardin, Kipp & Szuch, attorneys;
Mr. Marchetta, Kathryn M. Decker, and
Suzanne M. Sofer, on the brief).
Robert A. Assuncao argued the cause for
respondent United Industries Corp. (Morgan,
Melhuish, Monaghan, Arvidson, Abrutyn &
Lisowski, attorneys; Mr. Assuncao, on the
brief).
The opinion of the Court was delivered by
BROCHIN, J.A.D.
Plaintiff Peter Lewis was very badly burned over 25 percent of
his body when the flame from the pilot light of a gas oven or a
spark from a refrigerator motor ignited the gaseous hydrocarbon
propellants that were released into the air by his use of two cans
of defendants' aerosol insecticide, Combat Room Fogger. Plaintiff
instituted this products liability action for damages against the
manufacturer, defendant United Industries Corporation, and the
distributor, defendant American Cyanamid Company. He claims that
his injuries were caused by the defective design, manufacturing and
labeling of the product.
The defective labeling claim was dismissed before trial on the
ground that it was preempted by FIFRA, the Federal Insecticide,
Fungicide, and Rodenticide Act, 7 U.S.C.A.
§§ 136a - 136y. Only
the claims of defective design and manufacturing were submitted to
the jury.
The trial judge summarized the facts of the case in a written
opinion which he prepared after the verdict to explain his decision
of several post-trial motions. His factual summary conforms in all
material respects to our understanding of the record. It describes
the facts as follows:
United Industries manufactured a room
fogger known as "Combat" which was marketed to
kill roaches and fleas. The package in which
the Combat canisters were sold contained the
following warning:
1. Cover exposed food, dishes and food handling equipment. Open cabinets and doors
to areas to be treated. Shut off fans and air
conditioners. Put out all flames and pilot
lights. Close doors and windows.
2. Tilt top of can away from face.
Press valve all the way down, hooking the
catch.
3. Then place fogger on stand, table or
floor in center of room with the valve locked
open, with several layers of newspaper or pad
under fogger. Leave treated area for 2 hours.
4. After 2 hours, open all doors and
windows, turn on air conditioners and fans and
let the treated area air for 30 minutes.
On July 4, 1989 the plaintiff, Peter
Lewis, made use of the fogger. The manner in
which he did so comes from his testimony and
is not in dispute. He bought a box containing
three Combat six-ounce cans of fogger. He had
a roach problem in the kitchen. He put one
can of fogger underneath a counter and another
can underneath a range. He then activated
both cans and left the room. After he left
the room he observed that foam was dripping
down the can which he had placed underneath
the counter and he entered the room in order
to correct the operation of that fogger by
manipulating the valve through which the
effluent was released. He did so and then,
for some reason not important in this
decision, a can burst into flames and he was
severely burned over about twenty-five percent
of his body.
. . . .
Aside from the question whether the
fogger which was foaming was defectively
manufactured, the primary issue at trial was
whether the propellant used in the manufacture
was an appropriate one. The fogger contained
a water-based solution with a flammable
hydrocarbon propellant. Wilbur Boyer,
plaintiff's expert witness on the subject,
testified that the use of a flammable
propellant was a design defect because a non-flammable propellant known as dymel, or P-22,
was available.
Montford Johnsen, testifying on behalf of
defendant, stated that in the early 1980s it
was known that P-22 could cause birth defects
and also that it was an ozone depleter. He
testified also that if P-22 were used, the
pressure in the can would have to be sixty
percent higher than with the hydrocarbon which
actually was used, in which case the can would
be in great danger of exploding. However, on
cross-examination he testified also that he
had been told by a chemist from DuPont, the
producer of P-22, that it was not dangerous.
There also was evidence that P-22 was used in
the 1980s as a propellant for other devices.
. . . .
In plain terms, the problem which the
jury faced was whether, in order to protect
against foreseeable misuse, the manufacturer
should have employed the non-flammable
propellant instead of the propellant which was
used. The only non-flammable propellant
suggested was P-22 which, even in the 1980s,
was considered by a significant portion of
those manufacturing such devices to carry a
danger of causing birth defects and depleting
the ozone layer. That these considerations
were substantial was borne out by the fact
that at the time of trial, P-22 was prohibited
for all uses because of these dangers.See footnote 2
We supplement this statement by mentioning two additional
facts which are pertinent to our opinion. First of all, plaintiff
claimed that he had extinguished all the pilot lights in his
kitchen before he activated the two cans of Combat Room Fogger.
However, there was evidence that he had failed to extinguish an
oven pilot light, and the jury could have found that that was the
source of the flame which ignited the propellant gases. Secondly,
the label also contained the following warnings:
Do not use or store near heat or open flame.
Do not puncture or incinerate container.
Exposure to temperatures above 130 degrees F.
may cause bursting. . . . . Store in cool dry
area away from heat or open flame.
The jury returned its verdict by answers to special
interrogatories. It found that there was no manufacturing defect.
It answered "No" to the question whether "the product, as designed,
[had] a design defect." It answered "Yes" to the question whether
plaintiff "misuse[d] the product . . . or use[d] it in a way that
was not reasonably foreseeable," but it found that "the misuse
[was] objectively foreseeable to the manufacturer" and that, taking
that finding into consideration, the design of the product was
defective and the design defect was a proximate cause of the
accident. Next, the jury determined that "the plaintiff
voluntarily and unreasonably proceed[ed] to encounter a known
danger in the manner in which he used the Combat Room Fogger" and
that his "voluntary and unreasonable encountering of a known danger
[was] a proximate cause of the accident." The jury apportioned 50
percent of the total fault to plaintiff and 25 percent to each of
the two defendants. It assessed total damages at $275,000.
The trial judge interpreted the jury's verdict to mean that
"the manufacturer should have taken measures in light of the
possible foreseeable misuse of the product to so construct the
fogger that, even with such misuse, it would not be flammable. The
jury's verdict made it clear that under normal use conditions it
did not consider the fogger unsafe." The arguments presented on
appeal indicate that all of the parties concur in this
interpretation of the verdict.
Following the verdict, plaintiff moved for additur or,
alternatively, for a new trial on damages only and defendants moved
for judgment notwithstanding the verdict. The trial judge ruled,
first of all, that because "there was sufficient evidence of the
reality" of the "ultimately-proven risks" of using P-22 as an
aerosol propellant, i.e., that it would cause birth defects and
deplete the stratospheric ozone layer, the court rather than the
jury should make the "policy decision" whether "the manufacturer
nevertheless was required to incur these risks rather than the risk
of using a flammable propellant." The court decided that there
was "a substantial, real and not imaginary risk in using the
alternative"; that a manufacturer cannot be required to incur that
risk; and, quoting N.J.S.A. 2A:58C-3a(1), that Combat Room Fogger
was not defectively designed because there was no "'practical and
technically feasible alternative design that would have prevented
the harm without substantially impairing the reasonably anticipated
or intended function of the product.'" See Cepeda v. Cumberland
Eng'g Co.,
76 N.J. 152 (1978), overruled on other grounds by Suter
v. San Angelo Foundry & Mach. Co.,
81 N.J. 150, 177 (1979). The
trial judge also ruled, as a pretrial judge had done, that
plaintiff's claim based on defective labeling was preempted by
FIFRA, that the label must therefore be deemed adequate, and that
the manufacturer and distributor were entitled to rely on a
presumption that a user of the product would heed the label
warnings. Since the accident would not have occurred if plaintiff
had conformed his conduct to those warnings by placing the aerosol
can in an unobstructed location in the center of the room, leaving
the room immediately after initiating the discharge of its
contents, and remaining out of the room for two hours afterwards,
the judge held that the defective design of Combat Room Fogger was
not the proximate cause of plaintiff's injuries. He therefore
denied plaintiff's motion for additur or, alternatively, for a new
trial on damages, and he granted defendants' motions for judgment
notwithstanding the verdict.
On appeal, plaintiff argues:
Point I. The entry of judgment NOV should be
reversed since the court erred in holding that
the only proximate cause of the accident was
the manner in which the plaintiff used the
product.
Point II. The court erred in entering
judgment NOV by weighing the evidence and
making inaccurate findings of fact in
violation of the judgment NOV standard, and by
applying an incorrect legal standard to
plaintiff's alternative design.
Point III. The court erred in denying the
plaintiff's motion to strike the comparative
negligence defense, and in charging the jury
on the issue of comparative negligence.
Point IV. The plaintiff is entitled to a new
trial on damages because of the court's
failure to adequately instruct the jury.
Point V. Because FIFRA does not preempt
plaintiff's failure to warn and fraud claims,
the partial summary judgment and order
dismissing these claims should be reversed.
We deal first with the question whether the Law Division was
correct in holding that plaintiff's claims based on the alleged
inadequacy of the Combat Room Fogger label are preempted by a
provision of the Federal Insecticide, Fungicide, and Rodenticide
Act (FIFRA),
7 U.S.C.A.
§136v. That provision reads as follows:
(a) A State may regulate the sale or use of
any federally registered pesticide or device
in the State, but only if and to the extent
the regulation does not permit any sale or use
prohibited by this subchapter.
(b) Such State shall not impose or continue
in effect any requirements for labeling or
packaging in addition to or different from
those required under this subchapter.
All parties agree that the label on the Combat Room Fogger is
subject to FIFRA and has been approved by the Federal Environmental
Protection Agency (EPA). The trial judge and a Law Division motion
judge concluded that the decision of the United States Supreme
Court in Cipollone v. Liggett Group, Inc.,
505 U.S. 504,
112 S. Ct. 2608,
120 L. Ed.2d 407 (1992), required them to hold that FIFRA
prohibits New Jersey from imposing a damage remedy, whether by
decisional or statutory law, based on any alleged defect in any
pesticide label approved by the EPA.
The statutory provisions at issue in Cipollone were sections
4 and 5 of the Federal Cigarette Labeling and Advertising Act of
1965 and the Public Health Smoking Act of 1969,
15 U.S.C.A.
§§1331-1340. Section 5 of the 1965 Act, captioned "Preemption,"
stated:
(a) No statement relating to smoking and
health, other than the statement required by
section 4 of this Act, shall be required on
any cigarette package.
(b) No statement relating to smoking and health shall be required in the advertising of
any cigarettes the packages of which are
labeled in conformity with the provisions of
this Act.
The "statement required by section 4" was, "Caution: Cigarette
Smoking May Be Hazardous to Your Health." Cipollone, supra, 505
U.S. at 514, 112 S. Ct. at 2616, 120 L. Ed.
2d at 421. The 1969
Act changed the warning statement from "Cigarette Smoking may be
hazardous . . . ." to "Cigarette Smoking is Dangerous . . . ." and
amended paragraph (b) of section 5 to read:
(b) No requirement or prohibition based on
smoking and health shall be imposed under
State law with respect to the advertising or
promotion of any cigarettes the packages of
which are labeled in conformity with the
provisions of this Act.
The members of the Cipollone Court differed on whether state
damage claims other than those based on alleged failure to warn
were preempted, but all of the Justices agreed that the express
language of both the 1965 and the 1969 Acts manifested a clear
Congressional intent to preempt common law claims based on alleged
inadequacies of cigarette package labels. Cipollone declares:
The phrase "[n]o requirement or
prohibition" sweeps broadly and suggests no
distinction between positive enactments and
common law; to the contrary, those words
easily encompass obligations that take the
form of common law rules. As we noted in
another context, "[state] regulation can be as
effectively exerted through an award of
damages as through some form of preventive
relief. The obligation to pay compensation
can be, indeed is designed to be, a potent
method of governing conduct and controlling
policy." San Diego Building Trades Council v.
Garmon,
359 U.S. 236, 247,
3 L. Ed.2d 775,
79 S. Ct. 773 (1959).
[505 U.S. at 521, 112 S. Ct. at 2620, 120 L.
Ed.
2d at 426.]
In Macrie v. SDS Biotech Corp., 267 N.J. Super. 34, 44-49 (App. Div.), certif. denied, 134 N.J. 565 (1993), we relied on Cipollone and the many cases which follow it as the basis for recognizing that FIFRA would preempt a damage action under New Jersey law based on the alleged inadequacy of a pesticide label. Macrie was a products liability case. Defendant was the manufacturer of a pesticide used for treating crops. Plaintiffs claimed that the defendant's failure to warn them of the danger of its fungicide residue remaining on treated vegetables was a proximate cause of their injury. We recognized that plaintiffs' claim would be preempted if it was based on a contention that defendant's federally approved label was inadequate. However, we held that the action was not preempted because it was based, not upon any flaw in the language of the labels or packaging approved by the EPA, but upon the defendant's failure to take adequate steps to assure that brochures or other warnings in the form approved by the EPA reached indirect users of the product. We said in a footnote, "Subsequent to Cipollone, most courts considering the issue hold that FIFRA preempted state common law claims." Id. at 46 n.4. The authorities supporting that proposition include Taylor AG Industries v. Pure-Gro, 54 F.3d 555 (9th Cir. 1995); Lowe v. Sporicidin International, 47 F.3d 124 (4th Cir. 1995) (citing Worm v. American Cyanamid Co., 5 F.3d 744 (4th Cir. 1993)); Bice v. Leslie's Poolmart, Inc., 39 F.3d 887 (8th Cir. 1994); MacDonald v.
Monsanto Co.,
27 F.3d 1021 (5th Cir. 1994); King v. E.I. Dupont De
Neumours & Co.,
996 F.2d 1346 (1st Cir.), cert. dismissed,
510 U.S. 985,
114 S. Ct. 490,
126 L. Ed.2d 440 (1993); Papas v. Upjohn Co.,
985 F.2d 516 (11th Cir.), cert. denied,
510 U.S. 913,
114 S. Ct. 300,
126 L. Ed.2d 248 (1993); Arkansas-Platte & Gulf Partnership
v. Van Waters & Rogers, Inc.,
981 F.2d 1177 (10th Cir.), cert.
denied,
510 U.S. 813,
114 S. Ct. 60,
126 L. Ed.2d 30 (1993);
Hochberg v. Zoecon Corp.,
657 N.E.2d 1263, 1266 (Mass. 1995). See
also Beverly L. Jacklin, Annotation, Federal Pre-emption of State
Common-Law Products Liability Claims Pertaining to Pesticides,
101
A.L.R. Fed. 887 (1991) (listing and discussing cases on the general
topic of FIFRA's preemption of state common-law claims affecting
product labeling). The Law Division's preemption ruling in the
present case is consistent with these authorities and with the
United States Supreme Court's decision in Cipollone, on which
Macrie relied.
After the argument of the present case before our court, the
United States Supreme Court decided Medtronic, Inc. v. Lohr, ____
U.S. ____,
116 S. Ct. 2240,
135 L. Ed.2d 700 (1996). That case
held that a strict-liability damage claim under Florida law based
on the allegedly defective manufacture, design and labeling of a
cardiac pacemaker was not preempted by the 1976 Medical Devices
Amendments to the Federal Food, Drug, and Cosmetic Act (MDA), now
codified as amended at
21 U.S.C.A.
§§360c-360k, 379 and 379a.
Because of Medtronic's possible pertinence to the preemption issue
in this case, we invited and received supplemental briefs. We have
carefully considered the able arguments presented to us. For the
following reasons, we conclude that the holding of the plurality
opinion in Medtronic is not inconsistent with Cipollone, and we
hold that the Law Division's ruling that plaintiff's claims based
on inadequate labeling are preempted by FIFRA remains an accurate
statement of the applicable law.
Cipollone and Medtronic are both based on the premise that
"'The purpose of Congress is the ultimate touchstone of' preemption
analysis." Cipollone, supra, 505 U.S. at 516, 112 S. Ct. at 2617,
120 L. Ed.
2d at 422 and Medtronic, supra, 116 S. Ct. at 2250, 135
L. Ed.
2d at 715-16 (quoting Retail Clerks v. Schermerhorn,
375 U.S. 96, 103,
84 S. Ct. 219,
11 L. Ed.2d 179 (1963)). The two
cases reach different results because the Court concluded that the
legislative intent reflected in the legislation at issue in
Cipollone was different from that reflected in the legislation
which was the subject of Medtronic.
The preemption provision of MDA, the statute at issue in
Medtronic, reads as follows:
State and local requirements respecting devices
(a) General rule
Except as provided in subsection (b) of this
section, no State or political subdivision of
a State may establish or continue in effect
with respect to a device intended for human
use any requirement--
(1) which is different from, or in addition
to, any requirement applicable under this
chapter to the device, and
(2) which relates to the safety or effectiveness of the device or to any other
matter included in a requirement applicable to
the device under this chapter.
[
21 U.S.C.A.
§360k].
(In a footnote, the Court explained that subsection (b) of § 360k
"authorizes the FDA to grant exemptions to state requirements that
would otherwise be pre-empted by subsection (a)." Medtronic,
supra, 116 S. Ct. at 2249 n.5, 135 L. Ed.
2d at 713-14 n.5.)
MDA requires agency approval for labels on a device intended
"for a use which is of substantial importance in preventing
impairment of human health or . . . presents a potential
unreasonable risk of illness or injury."
21 U.S.C.A.
§360c(a)(1)(C). The statute also prohibits misleading or fraudulent
labeling,
21 U.S.C.A.
§§360c(d)(2)(D), 360c(e)(1)(F), and the
Court refers to implementing regulations "which require
manufacturers of every medical device, with a few limited
exceptions, to include with the device a label containing
'information for use, . . . and any relevant hazards,
contraindications, side effects, and precautions.'" Medtronic,
supra, 116 S. Ct. at 2256, 135 L. Ed.
2d at 723 (citing 21 C.F.R.
§§ 801.109(b) and (c) (1995)). However, unlike the statutes
considered in Cipollone, the Medtronic statute and its implementing
regulations do not prescribe any specific language for labels and
its preemption provision does not contain any express statement of
an intent to preempt state labeling requirements.
Construing MDA, Medtronic explained in the follow
ing terms why
plaintiff Lohr's failure to warn claim is not preempted:
[T]he predicate for the failure to warn claim
is the general duty to inform users and
purchasers of potentially dangerous items of
the risks involved in their use. These
general obligations are no more a threat to
federal requirements than would be a state-law
duty to comply with local fire prevention
regulations and zoning codes, or to use due
care in the training and supervision of a
workforce. These state requirements therefore
escape pre-emption, not because the source of
the duty is a judge-made common-law rule, but
rather because their generality leaves them
outside the category of requirements that
§ 360k envisioned to be "with respect to"
specific devices such as pacemakers.
[Id. at 2258, 135 L. Ed.
2d at 725-26].
Medtronic suggests another reason for its holding which may be the most important reason. Under the regulatory system established by MDA, the great majority of the medical devices in the category whose proper functioning is potentially the most critical for the user's life and well-being has not received more than a brief, superficial review before marketing. MDA contains a "grandfathering" provision which allows the continued marketing of devices which were offered for sale before 1976 and, to avoid giving those devices a monopoly, the statute also permits new devices that are "substantially equivalent" to preexisting devices to avoid the Federal Drug Administration's rigorous premarket approval process. According to a 1990 House of Representatives Report, 80 percent of new medical devices were being marketed with only minimal review because they are "substantially equivalent" to preexisting devices. The pacemaker which was the allegedly defective device at issue had been introduced under the substantial equivalency procedure without a rigorous agency review. Id. at
2247-48, 135 L. Ed.
2d at 712.
It is against this regulatory background that the Court
rejected the manufacturer's argument that "the plain language of
the statute pre-empts any and all common-law claims brought by an
injured plaintiff against a manufacturer of medical devices." Id.
at 2251, 135 L. Ed.
2d at 716. The Court wrote:
Medtronic's argument is not only
unpersuasive, it is implausible. Under
Medtronic's view of the statute, Congress
effectively precluded state courts from
affording state consumers any protection from
injuries resulting from a defective medical
device. . . . Medtronic's construction of
§ 360k would therefore have the perverse
effect of granting complete immunity from
design defect liability to an entire industry
that, in the judgment of Congress, needed more
stringent regulation in order "to provide for
the safety and effectiveness of medical
devices intended for human use,"
90 Stat. 539
(preamble to Act).
[Id., 135 L. Ed.
2d at 716-17.]
The driving force of the opinion appears to be the plurality's
determination not to infer that Congress intended to have whatever
consumer protection might be afforded by common-law tort actions
preempted in favor of a regulatory scheme that was largely
toothless because of the MDA's "grandfathering" and "substantially
equivalent" provisions. Significantly, Medtronic expressly
distinguishes Cipollone on the ground that, although Cipollone
holds that state law claims based on allegedly inadequate labeling
are preempted, Cipollone also holds that other strict liability
causes of action remain viable.
Like the preemption clause at issue in Cipollone and unlike
that in Medtronic, the preemption provision of FIFRA is precise and
explicit; i.e., a State "shall not impose or continue in effect any
requirements for labeling or packaging in addition to or different
from those required under this subchapter." Furthermore, FIFRA,
like the Cipollone statutes, leaves unconstrained all state common
law causes of action for defective products except those based on
inadequate labels. Finally, FIFRA has no escape clauses like the
"grandfathering" and "substantially equivalent" provisions of MDA.
The statute and regulations provide that substantially all
pesticides are subject to extensive review by the EPA, and the EPA
prescribes precise content for pesticide labels, including
disclosures of flammability. See 40 C.F.R. § 156.10.
The only colorable argument against preemption of claims based
on inadequate labeling which is not disposed of by the statutory
language of FIFRA is the argument that "requirements" was not
intended to encompass duties imposed by state common law.
Cipollone rejected that argument for the legislation with which it
was concerned. Significantly for the present case, Medtronic lends
the argument no support. The plurality opinion, concurred in by
four justices, noted, as we have mentioned, that "the general state
common-law requirements in this case . . . . escape pre-emption,
not because the source of the duty is a judge-made common-law rule,
but rather because their generality leaves them outside the
category of requirements that § 360k [the preemption provision]
envisioned to be 'with respect to' specific devices such as
pacemakers." Medtronic, supra, 116 S. Ct. at 2258,
135 L. Ed 2d
at 725-26. The remaining five justices, concurring and concurring
in part and dissenting in part in two separate opinions, all stated
emphatically that the term "requirements" in MDA does encompass
judge-made law developed in a state common law tort suit. Justice
Breyer made the point as follows in his concurring opinion:
Imagine that, in respect to a particular
hearing aid component, a federal MDA
regulation requires a 2-inch wire, but a state
agency regulation requires a 1-inch wire. If
the federal law, embodied in the "2-inch" MDA
regulation, pre-empts the state "1-inch"
agency regulation, why would it not similarly
pre-empt a state law tort action that premises
liability upon the defendant manufacturer's
failure to use a 1-inch wire (say, an award by
a jury persuaded by expert testimony that use
of a more than 1-inch wire is negligent)? The
effects of the state agency regulation and the
state tort suit are identical.
[Id. at 2259, 135 L. Ed.
2d at 727 (Breyer,
J., concurring in part and concurring in the
judgment)].
Similarly, in the present case, since FIFRA would preempt a state
statute or regulation which imposes a monetary penalty on a
manufacturer for not using a pesticide label different from that
approved by the EPA, FIFRA also preempts a common law rule that
would subject a manufacturer to a damage judgment for the same
adherence to federal rather than state law. We therefore agree
with the Law Division's rejection of plaintiff's failure to warn
claim.
In an argument related to plaintiff's failure to warn
argument, he also contends that he should be free to show that the
defendant manufacturer of Combat Room Fogger avoided its obligation
to label its product as flammable by submitting misleading data to
the EPA which resulted from improperly conducted flammability
tests. To permit a plaintiff to litigate that cause of action
would require a state court to determine the factual basis for the
determination made by the EPA and, if that factual basis was
erroneous, to decide what the true facts are and how they would
affect the EPA's approval of the defendant manufacturer's label.
Such an inquiry would constitute a collateral attack in a state
court on a federal agency's final decision. We conclude that the
Law Division rightly determined that that inquiry could not
properly be pursued in this action. Cf. Michael v. Shiley, Inc.,
46 F.3d 1316, 1329 (3d Cir.), cert. denied, ____ U.S. ____,
116 S.
Ct. 67,
133 L. Ed.2d 29 (1995) (pre-empting claim for fraud on the
FDA and finding no authority for state inquiry into FDA factual
determinations and conclusions).
We turn now to the question whether the trial court erred in
its ruling that plaintiff's conduct in disregard of the warnings on
the Combat Room Fogger label was the sole proximate cause of his
injury and, on that ground, a bar to his claim. Defendants
admitted and the jury found that plaintiff's misuse of the product
was objectively foreseeable by the manufacturer. The jury also
found that the design of the product was defective in the light of
that objectively foreseeable misuse. Our Supreme Court has held
that a product is defectively designed if it is not designed to be
as safe as reasonably feasible under conditions of foreseeable
misuse. Jurado v. Western Gear Works,
131 N.J. 375, 385 (1993);
Brown v. United States Stove Co.,
98 N.J. 155, 168-69 (1984). If
there is an objectively foreseeable likelihood that a product will
be subject to misuse and that that misuse will endanger users
despite appropriate warnings, then warnings alone will not satisfy
the manufacturer's duty. In addition to providing warnings, the
manufacturer must also take all other feasible measures required by
a risk-utility analysis to make even anticipated misusers of the
product reasonably safe. The trial court's ruling in the present
case disregards that principle. Instead, the ruling implies that
a manufacturer's warnings against foreseeable misuse immunize the
manufacturer from responsibility for injuries whose proximate cause
is the manufacturer's failure to take other reasonable steps to
make the product safe. That is not our law. Jurado, supra; Brown,
supra.
We also disagree with the trial court's ruling that, as a
matter of law, the manufacturer of Combat Room Fogger was justified
in refusing to use P-22 as its aerosol propellant. For plaintiff
to sustain his burden of proving that the product was flawed by a
design defect, he had to show that P-22 could practically and
feasibly have been added to or substituted for the mixture of
isobutane and propane gases actually utilized, and that the
addition or substitution would have made the product safer. See
William A. Dreier, et al., New Jersey Products Liability and Toxic
Torts Law §5:2 at 28 (1996)("[A] design defect is . . . a danger
inherent in a product, which has been manufactured as intended,
when that danger, as a public policy matter, is greater than can be
justified by the product's utility.") (citing Jurado v. Western
Gear Works,
131 N.J. 375, 385 (1993); Johansen v. Makita U.S.A.,
Inc.,
128 N.J. 86, 95 (1992); Suter v. San Angelo Foundry & Mach.
Co.,
81 N.J. 150 (1979); Cepeda v. Cumberland Eng'g Co.,
76 N.J. 152, 173 (1978)); see also Smith v. Keller Ladder Co.,
275 N.J.
Super. 280, 284 (App. Div. 1994) (citing Restatement (Third) of
Torts § 2(b) cmt. d at 20). If plaintiff introduced evidence
tending to show that a useable alternative propellant existed at
the time of trial, defendants were entitled, pursuant to N.J.S.A.
2A:58C-3, to dispute that evidence by proving that:
At the time the product left the control of
the manufacturer, there was not a practical
and technically feasible alternative design
that would have prevented the harm without
substantially impairing the reasonably
anticipated or intended function of the
product.
[N.J.S.A. 2A:58C-3(a)(1) (emphasis added).]
See Roberts v. Rich Foods, Inc.,
139 N.J. 365 (1995) (noting that
under "state of the art" defense of N.J.S.A. 2A:58C-3(a)(1),
defendant has burden of proving product was state of the art at the
time of manufacture); Fabian v. Minster Mach. Co.,
258 N.J. Super. 261 (App. Div.) (same), certif. denied,
130 N.J. 598 (1992);
William A. Dreier, supra, §14:2 at 301-05 (same). Unless the
evidence presented at trial was such that a reasonable jury could
rationally have reached only one conclusion on the feasibility of
utilizing a safer alternative propellant for Combat Room Fogger,
the jury was the fact-finder entitled to determine whether either
plaintiff or defendants had sustained their burden of proof with
respect to that issue. O
'Brien v. Muskin Corp.,
94 N.J. 169, 186-87 (1983) (stating that if reasonable minds could not differ on
"whether the risk posed by a product outweigh its utility, or vice
versa," then the court can decide the issue as a matter of law);
Cf. Feldman v. Lederle Lab.,
257 N.J. Super. 163, 171-72 (App. Div.
1992), aff'd as modified on other grounds,
132 N.J. 399 (1993)
(holding that plaintiff in a failure to warn case has the burden of
proving that defendant did not act reasonably in light of facts
known at the time the product was manufactured).
Consequently, whether or not the design of Combat Room Fogger
was defective was a jury question unless there was virtually
indisputable evidence that information available in 1988 or 1989
showed that use of P-22 was not practical or technically feasible
because it tended to deplete the stratospheric ozone layer and
caused harmful birth defects, and that these consequences of its
use would clearly outweigh the benefits of making the product
available with reduced flammability. In our view, the evidence
presented at trial on these issues was sparse and did not prove
with the requisite certainty that in 1988 and 1989 the deleterious
effects of P-22 were believed to be so probable and of such
magnitude that its use as an aerosol propellant would have been
unreasonable. The trial court should therefore not have entered
judgment notwithstanding the verdict on the ground that Combat Room
Fogger was not defective.
Defendants also argue that the judgment was proper on another
ground which was not expressly considered by the trial court.
They contend that even if there was sufficient evidence for the
jury to find that their product was defective, the evidence was
insufficient to prove that the defect -- the failure to reduce
flammability by using P-22 in the propellant mixture -- was a
proximate cause of plaintiff's injury. Cf. Brown v. United States
Stove Co.,
98 N.J. 155, 171-175 (1984) (holding manufacturer of a
defectively designed product liable where the design defect was not
a proximate cause of the injury). An explanation of defendants'
argument and of the reasons why we reject it requires us to
summarize the relevant evidence.
Plaintiff presented his evidence of a technically feasible
alternative design for Combat Room Fogger through Mr. Wilbur Boyer,
his expert witness. Mr. Boyer initially testified that there was
a product known as P-22 (chlorodifluoromethane), marketed by DuPont
as Dymel 22, which would have been an available, non-flammable
substitute for the flammable propellant which defendants were
actually using. Still on direct examination, he then qualified
that testimony by explaining that P-22 could not be used as the
sole propellant. It would, he stated, "simply [be] used as an
addition to the hydrocarbon propellant to make that non-flammable
. . . ." Despite this qualification, he stated categorically that
if P-22 had been put into Combat Room Fogger, the fire which caused
plaintiff's injuries would not have occurred.
According to Mr. Boyer, neither the gases actually used in
Combat Room Fogger nor the proposed alternative mixture of propane,
isobutane and P-22 will ignite unless there is a sufficient
proportion of air present. On direct examination, Mr. Boyer
testified that isobutane, propane and air would ignite if air
constituted at least two percent of the mixture, and that
isobutane, propane and P-22, in the proportions which he suggested
should have been used as the propellant, would ignite only if mixed
with air so that air constituted at least 6 percent of the mixture.
That was obviously a misstatement. Taken literally, it meant that
the isobutane-propane mixture would not ignite unless it
constituted at least 98 percent, and that a mixture of isobutane,
propane, and P-22 would not ignite unless it constituted at least
94 percent, of the volume of gases in a room or other relevant
space.
Mr. Boyer corrected these misstatements during cross-examination. Referring to the Dupont literature that provided the
data on which he relied, he testified that the gases which
defendants were using as a propellant would be flammable if they
constituted approximately 2 percent of the atmosphere and that
those gases mixed with P-22 as he recommended would be flammable if
the mixture constituted approximately 6 percent of the atmosphere.
He also conceded that the DuPont literature on which he relied,
which described P-22 as non-flammable when used alone, stated that
when P-22 was blended with hydrocarbons, as he agreed it would have
to be for use as an aerosol propellant, it was classified as
flammable and should be handled in explosion-proof equipment.
If Mr. Boyer's testimony is accepted at correct, its import is
that if the P-22 mixture had been used as a propellant in the
manner suggested by Mr. Boyer, the propellant gases would not have
ignited until their concentration reached at least 6 percent of the
atmosphere in the space between plaintiff and the source of
ignition. Mr. Boyer admitted that he did not know, and did not
make any calculations or conduct any experiments to ascertain, what
concentration of gas had collected in plaintiff's kitchen when the
gas suddenly caught fire. Defendants contend that without such
evidence, there was no way for the jury to find that if the P-22
mixture had been used, it probably would not have caught fire while
plaintiff was in the room.
We disagree. If the jury believed, as it would have been
justified in doing, that the ignition was caused by a pilot light,
the jury could have inferred that the gases caught fire as soon as
they reached a concentration of approximately 2 percent in some
part of the room in proximity to that source of ignition. Mr.
Boyer testified that the contents of a Combat Room Fogger can would
be exhausted within approximately two minutes after it was
activated. From plaintiff's description of his actions, the jury
could readily have found that almost two minutes must have elapsed
between his activating the fogger and his encountering the ball of
fire. In other words, when the fire ball struck, the contents of
the cans were probably substantially exhausted. The jury could
have inferred from these facts that if the cans had been filled
with the P-22 mixture, even at a higher pressure than the
propellant actually used, the cans would probably have been emptied
before the concentration of propellant gases in the relevant part
of the atmosphere of the room had reached the 6-percent level that
would have been required for ignition, and, consequently, if P-22
had been used, the fire would probably not have occurred and
plaintiff would not have been burned. The trial court's entry of
a judgment notwithstanding the verdict therefore cannot be
sustained on the ground that plaintiff failed to prove that if the
P-22 mixture had been used, he would probably not have been
injured.
This conclusion requires us to consider plaintiff's challenges
to the trial court's charge on damages and on comparative
negligence. He contends that the trial court erred in submitting
the issue of comparative negligence to the jury because there was
no evidence that plaintiff knew the gaseous propellant in Combat
Room Fogger was flammable. Alternatively, he asserts that if the
jury was properly permitted to pass on his comparative negligence,
it should have been instructed that defendants were not entitled to
prevail on that issue unless it found that he had intentionally
disregarded the instructions on the Combat Room Fogger label while
cognizant that doing so would expose him to the danger of being
burned. He also argues that the charge on damages was deficient
because it did not explain the elements of plaintiff's damage claim
with sufficient specificity and that this omission resulted in an
inadequate award. We will deal first with whether plaintiff's
negligence should have been submitted to the jury and, if so, under
what legal rule.
Over plaintiff's objection, the trial judge ruled that he
would charge the jury that for plaintiff to be found comparatively
negligent, "defendant must prove that the plaintiff had actual
knowledge that he was taking a risk and knowingly and voluntarily
encountered that risk to win on this defense." He declined to
charge that in order for defendants to prevail on the issue of
comparative negligence, they had to show that plaintiff was aware
of the specific risk which he in fact encountered. In other words,
the court decided that the defense of comparative negligence would
be applicable if plaintiff knew that "he was taking a risk," even
if he did not have actual knowledge of the danger of injury from
fire.
The court's initial instruction to the jury was ambiguous on
the question whether defendants could prevail on the defense of
comparative negligence without plaintiff's having been aware that
he was running the risk of being burned as the result of his
disregarding the instructions on the Combat Room Fogger label.
However, during deliberations, the jury asked the following
question about the interrogatory on its verdict sheet dealing with
comparative negligence:
[O]n this question, does the term 'known
danger' specifically refer to [plaintiff's]
knowing that he might be burned by misusing
the product.
The judge replied:
[T]he answer to that is, it does not.
The question was carefully worded, it was
carefully worded and it reads, "Did the
plaintiff voluntarily and unreasonably proceed
to encounter a known danger," any danger at
all, "in the manner in which he used the
Combat room fogger." And the reason for that
is that the warnings on the label are taken as
a given. They're not -- they cannot be
contested. If you conclude that in using that
fogger in violation of the warnings on the
label that constituted a voluntary and
unreasonable encounter with a known danger,
you answer that question yes. If you conclude
that he did not, you answer it no. That's the
way it is. It does not have to be the
specific thing which occurred to him . . . .
The jury found that plaintiff was 50 percent negligent. The
evidence would have permitted a finding that plaintiff was aware
that use of defendants' products posed some risk, but that he did
not know that it was flammable. We must therefore decide whether
the trial court was correct in charging the jury that it could
properly find that plaintiff was comparatively negligent even if it
found he did not know that, by disregarding the label instructions,
he was courting the specific danger of being burned.
In Cepeda v. Cumberland Engineering Company, Inc.,
76 N.J. 152, 184-85 (1978), overruled in part by Suter v. San Angelo
Foundry & Mach. Co.,
81 N.J. 150 (1979)(holding contributory
negligence entirely inapplicable to most workplace injuries), the
Court adopted a rule on contributory negligence in strict liability
suits which it declared was consistent with the "broad consensus of
American decisional law and writing in the strict liability
field . . . expressed by Comment n, Rest.2d Sec. 402A," which the
Court quoted as follows:
Contributory negligence of the plaintiff is
not a defense when such negligence consists
merely in a failure to discover the defect in
the product, or to guard against the
possibility of its existence. On the other
hand the form of contributory negligence which
consists in voluntarily and unreasonably
proceeding to encounter a known danger, and
commonly passes under the name of assumption
of risk, is a defense under this Section as in
other cases of strict liability. If the user
or consumer discovers the defect and is aware
of the danger, and nevertheless proceeds
unreasonably to make use of the product and is
injured by it, he is barred from recovery.
[Cepeda, supra, at 185, quoting Restatement of
Torts (Second), Comment n to § 402A.]
The Cepeda Court offered the following explanation for
rejecting ordinary contributory negligence as a defense to a strict
liability claim:
[I]t is implicit in Comment n and the
generality of the cases that only a limited
range of a plaintiff's conduct -- not
contributory negligence in the sense of mere
carelessness or inadvertence -- can be a
defense to an action for strict liability in
tort for injuries sustained as the result of a
product defect, particularly if the defect is
one of unsafe design. [Citations omitted.]
We agree with the statement in [Williams v.
Brown Manufacturing Company,
45 Ill.2d 418,
261 N.E.2d 305 (Sup. Ct. 1970)] that
acceptance of "ordinary" contributory
negligence as a defense in actions for strict
liability in tort would be incompatible with
the policy considerations which led to the
adoption of strict tort liability in the first
instance. 261 N.E.
2d at 310. The
manufacturer's duty is imposed precisely to
avert foreseeable inadvertent injury to a user
of a product.
[Cepeda, 76 N.J. at 185-86.]
Suter, overruling Cepeda in part, held that no category of contributory or comparative negligence is a defense to strict liability claims for most workplace injuries. The Suter Court compared the facts of the two cases to explain the policy reasons for its decision. The Court's discussion of these facts helps to
clarify the kinds of conduct and the mental state that the Court
considered would distinguish "ordinary negligence" -- which is not
a defense to a strict liability claim for injuries sustained in any
setting -- with "voluntarily and unreasonably proceeding to
encounter a known danger" -- which is a defense to strict liability
claims arising outside the workplace.
The plaintiff in Cepeda, an eighteen-year-old immigrant who
had only a second-grade education, was working under the
supervision of a foreman, operating a machine that cut plastic into
pellets. The machine was defective because it lacked a device to
prevent it from starting while a finger-guard was removed.
Plaintiff's hand was injured when it was caught in the unguarded
machine. The Court held that he "could be barred from recovery
because at the time he knew a guard device which would have
prevented the accident was missing." Suter, 81 N.J. at 165. The
case was remanded "for a new trial on a theory of contributory
negligence to consider whether plaintiff had unreasonably and
voluntarily subjected himself to a known danger by operating the
machine without the guard on it." Id.
The plaintiff in Suter was the person in charge of the factory
where he was injured. He was "completely conversant with every
aspect of the equipment." He had purchased the defective machine
which mangled his hand. His hand was caught because he carelessly
activated the machine by inadvertently pushing a lever that was
defective because there was no safeguard to prevent moving it
unintentionally. According to the Suter majority, despite
plaintiff's knowledge that the machine could be deactivated by
pushing a button or stepping on a treadle and that the lever could
be avoided by walking a few steps to the side, "under the Cepeda
doctrine" -- applying contributory negligence to claims for
workplace injuries -- "as a matter of law, he would not be guilty
of contributory negligence" unless, as the Court noted in a
footnote, the Suter plaintiff's complete familiarity with the
operation of the machine was considered evidence that he had
"voluntarily and unreasonably exposed himself to the hazard."
Suter, supra, 81 N.J. at 165-66 & n.4.
The implication of the court's discussion of the facts of
Cepeda and Suter is that in the category of cases where
contributory negligence is a defense to strict liability,
sustaining that defense requires proof that before plaintiff's
injury he was consciously aware of the specific danger that injured
him and, with that knowledge, voluntarily exposed himself to the
danger. Justice Clifford's concurring opinion in Suter makes that
point more explicitly:
It is desirable to emphasize an important
feature of this affirmative defense, namely,
its requirement of a subjective analysis of
the plaintiff's conduct. Was plaintiff
actually aware of the danger posed by the
product? Did plaintiff in fact see, know,
understand and appreciate the danger, and
nevertheless make a conscious decision to
proceed in the face of it? Did occupational
duress or common inadvertence color
plaintiff's capacity to appreciate or avoid
that risk of danger? [Citations omitted.]
These and other questions pertaining to an
affirmative defense based on unreasonable,
voluntary self-exposure to a known product
hazard . . . should be charged only in those
cases where the trial court is satisfied that
evidence exists which would indicate a
plaintiff's actual knowledge of the product's
danger and, further, his unreasonable and
voluntary encountering of this harm.
[Suter, 81 N.J. at 197 (Clifford J.,
concurring).]
In Cartel Capital Corp. v. Fireco of New Jersey,
81 N.J. 548
(1980), the owner of a fast-food restaurant damaged by fire sued
the seller and manufacturer of fire extinguishing equipment which
failed to operate. His claim was that the design of the fire
extinguisher was defective. The manufacturer asserted that the
restaurant owner was contributorily negligent because he had left
the restaurant kitchen unattended, stacked paper plates near the
grill, and permitted grease to collect on the walls. The jury
found that the seller's negligence, a defect in the design of the
product for which the manufacturer was responsible, and the
restaurant owner's contributory negligence were all proximate
causes of the fire damage. Holding that the defense of comparative
negligence was inapplicable to plaintiff's strict liability claim,
the Court stated:
[T]he type of conduct which will bar recovery
in strict product liability has been sharply
circumscribed. In such actions a defendant
must show that the plaintiff with actual
knowledge of the danger posed by the defective
product voluntarily and unreasonably
encountered that risk. . . . . Plaintiff had
no forewarning that the system whose purpose
was to extinguish fires, irrespective of
cause, would fail to function as a consequence
of a design defect. [Emphasis added.]
[Id. at 562-63.]
In Crumb v. Black & Decker (U.S., Inc.),
204 N.J. Super. 521,
530 (App. Div. 1985), appeal dismissed,
104 N.J. 432 (1986), we
held that the plaintiff's negligently sitting cross-legged on the
ground while he used defendant's saw to cut branches was not a
defense to a claim that the saw's protective guard had been
negligently designed. We stated:
[W]e must examine the particular risk that
plaintiff is claimed to have assumed. In
Cartel Capital Corp. v. Fireco of N.J., supra,
. . . [t]he Supreme Court pointed out that
although the employees voluntarily encountered
the known risk that the plates would burn,
"[p]laintiff had no forewarning that the
system whose purpose was to extinguish fires,
irrespective of cause, would fail to function
as a consequence of a design defect." 81 N.J.
at 563. So too in our case. Plaintiff,
although sitting cross-legged and exposing
himself to a danger of being injured by the
saw, had no knowledge that the safety guard
would fail to operate by reason of the design
defect established by the jury. The
defendant, therefore, failed to show that
plaintiff had "actual knowledge of the danger
posed by the defective product," and then
"voluntarily and unreasonably encountered that
risk." Cartel Capital Corp., 81 N.J. at 562-563.
In strict liability cases in which New Jersey Courts have ruled that a contributory negligence defense was applicable, they did so because they concluded that there was evidence from which the jury could find that the plaintiff was aware of, and voluntarily encountered, the precise risk which resulted in his injury. For example, in Cintrone v. Hertz Truck Leasing & Rental Service, 45 N.J. 434 (1965), the plaintiff was injured because of the faulty brakes of the truck in which he was riding; however, he had known for several days that the brakes were gravely defective,
he had not reported or taken any other steps to cure the defect,
and he continued to ride in the truck. See also Dixon v. Jacobsen
Mfg. Co,
270 N.J. Super. 569, 592 (App. Div.), certif. denied,
136 N.J. 295 (1994) (contributory negligence issue properly submitted
to jury where sufficient evidence existed for jury to find
plaintiff was aware of and voluntarily encountered risk of injury);
Ladner v. Mercedes-Benz,
266 N.J. Super. 481 (App. Div. 1993),
certif. denied,
135 N.J. 302 (1994) (same).
The rule which we draw from these cases was articulated in
Novak v. Navistar Intern. Transp. Corp.,
46 F.3d 844 (8th Cir.
1995), a farmer's strict liability action against the manufacturer
of a tractor for injuries he sustained when the tractor ran over
him as he was jump starting it while standing in front of one of
its rear wheels. Applying South Dakota law, which, like New
Jersey's is based on Comment n to Restatement of Torts (Second) §
402A, the United States Court of Appeals held that in a "strict
product liability action an assumption of the risk defense"
requires a "specific awareness of the dangerous defect which
actually causes the accident" and not simply "knowledge by the
product user that he has entered a zone of potential danger". 45
F.3d at 849. Consistently with that rule, we hold that in the
present case, defendants are entitled to prevail on the defense of
comparative negligence only if the jury, after proper instructions,
finds that plaintiff was consciously aware that using Combat Room
Fogger threatened him with injury by fire when he reentered his
kitchen to adjust one of the cans. Awareness that reentering the
room posed some other danger, for example because of the product's
toxicity, would not justify a finding that he was contributorily
negligent. The alleged defect in defendants' product is its
flammability; their liability is predicated on their failure to use
what the jury found was a feasible means to make it less
susceptible of ignition. That basis for liability is inconsistent
with a rule that would permit holding plaintiff comparatively
negligent for any reason other than his conscious, voluntary
assumption of the risk of injury by fire. The jury should have
been instructed in accordance with Model Jury Charges -- Civil, §
5.34H (4th ed. 1992) that for the plaintiff to be found
comparatively negligent, "defendant[s] must prove that plaintiff
had actual knowledge of the particular danger and knowingly and
voluntarily encountered that risk . . . ."
There was some evidence in the present case that plaintiff was
aware of the danger that Combat Room Fogger could ignite or burn,
although he denied any such knowledge. The label, which he
admitted having carefully read, warned users not to store the
product near heat or open flame and to extinguish all flames and
pilot lights before using it. The admonition against storage near
heat or open flame might be understood as a warning either of
flammability or of the possibility that the pressurized can could
explode. But the warning to extinguish flames and pilot lights
suggests the danger of flammability. On the other hand, the label
contained no express warning of the danger of fire or explosion.
We have held that federal law prevents plaintiff from predicating
his damage claim on this or any other inadequacy of the label. But
federal law does not require a court or jury to draw the inference,
which would be contrary to fact, that the Combat Room Fogger label
communicated the flammability of the product with the same clarity
as if it bore a clear and prominent express warning of
flammability. On the basis of the facts of this case, the issue
whether the information on the product label, or any other facts,
had made plaintiff cognizant of the danger that the product would
ignite if exposed to flame was a question for an appropriately
instructed jury. A new trial is required to determine the extent,
if any, of plaintiff's comparative negligence.
The trial court's entire charge on damages reads as follows:
[N]ow, with respect to damages, if the
plaintiff prevails he is entitled to recover
for the following things. He is entitled to
recover for pain and suffering and I'm not
going to attempt to tell you what pain and
suffering is because we have all experienced
it. He is entitled to recover for pain and
suffering and all its aspects, physical,
emotional, psychological, impairment of
enjoyment of life and for that he is entitled
to recover such sum of money as reasonable men
and women consider adequate to compensate him
therefore.
He is also entitled to recover for
temporary disability and what temporary
disability means is exactly what the words
signify, a disability which is temporary in
nature which is alleviated by the passage of
time or by treatment and he is entitled to
recover also for permanent disability, that is
disability which is permanent in nature and I
tell you a scar is permanent disability.
Now, for temporary disability and permanent disability he is entitled to recover such sum of money as reasonable men and women consider adequate to compensate him therefore.
Now, with respect to these matters, I call to your attention two factors. One, Mr. Lewis' life expectancy. He's 49 years old. According to the actuarial tables he has a life expectancy of 29.79 years. That, of course, doesn't mean that everybody's who's 49 will live 29 -- 28 -- did I say 29 or 28 - it's 28.79. That everybody w