SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-6961-98T3
RAYMOND R. ROE and
HARRY D. HANSEN,
Plaintiffs-Appellants,
V.
BOROUGH OF UPPER SADDLE RIVER,
MAYOR AND COUNCIL OF THE
BOROUGH OF UPPER SADDLE RIVER,
and the BOROUGH OF HILLSDALE,
Defendants-Respondents.
________________________________________
Argued January 9, 2001 _ Decided February 7, 2001
Before Judges Skillman, Conley and Lesemann.
On appeal from the Superior Court of New Jersey,
Law Division, Bergen County, L-1628-98.
Michael J. Beatrice argued the cause for appellants.
Robert T. Regan argued the cause for respondents.
No brief has been filed on behalf of respondent Borough
of Hillsdale.
Thomas J. Orr, attorney for amicus curiae New Jersey
State Exempt Firemen's Association, Inc. (John K.
Justin, on the brief).
The opinion of the court was delivered by
CONLEY, J.A.D.
Plaintiffs appeal a final judgment entered July 8, 1999,
dismissing their complaint seeking reinstatement to their
abolished municipal positions pursuant to N.J.S.A. 40A:14-64 and
-65 based upon their status as "tenured exempt firemen." We
affirm.
Plaintiff Raymond R. Roe possesses a "Certificate of
Exemption" as a result of his service as a firefighter with the
Mahwah Fire Department from August 1971 to December 1978.
Plaintiff Harry D. Hansen, similarly, possesses a "Certificate of
Exemption" as a result of his service as a firefighter with the
Ridgefield Park Fire Department from August 1962 to August 1969.
See N.J.S.A. 40A:14-56, -59. Both plaintiffs, subsequent to
obtaining their certificates, were employed by defendant Upper
Saddle River; Roe as a fire subcode official and Hansen as a
plumbing subcode official.See footnote 11 Each had occupied their respective
positions for more than three consecutive years and, thus,
possessed tenure in those positions pursuant to N.J.S.A. 40A:14-
64.See footnote 22
In January 1998, Upper Saddle River entered into an
Interlocal Agreement with Hillsdale, pursuant to the Interlocal
Services Act, N.J.S.A. 40:8A-1 to -11, for the provision of
construction code services through the Hillsdale Construction
Code Office. One of the effects of this governmental action was
the abolishment of plaintiffs' positions.See footnote 33 In the ensuing
litigation that has generated this appeal, plaintiffs, as well as
amicus, contend the abolition of their positions was violative of
the tenure protections accorded them under the Exempt Firemen's
Tenure Act, N.J.S.A. 40A:14-60 to -65, specifically N.J.S.A.
40A:14-65.
Based upon the evidence presented during the nonjury trial,
Judge Lawrence D. Smith concluded that Upper Saddle River's
actions were entirely motivated by concerns for economy and
efficiency and that plaintiffs' loss of their positions was an
unfortunate by-product of good faith governmental action. He
found no malice or personal animus towards either plaintiff.
Most importantly, he found that the governmental actions
challenged by plaintiffs were not taken for the purpose of
terminating their services. In this respect, the judge
concluded:
[P]laintiffs' positions with the Borough were
not abolished and plaintiffs' employment were
not terminated for any reasons related to
plaintiffs themselves or their performance.
Plaintiffs were not terminated by Upper
Saddle River based on the thought that their
salary could be avoided. They were not
terminated for any reasons that focused on
them as individuals. In fact, the Town was
quite pleased with their services, although
there may have been a few minor complaints.
. . .
These findings are clearly supported by the record; indeed
they are not disputed by plaintiffs. Rather plaintiffs and
amicus focus upon N.J.S.A. 40A:14-65 which provides:
No department of the State government, nor
any board of chosen freeholders of a county,
governing body of a municipality or board of
education shall abolish, change the title or
reduce the emoluments of any office held by
an exempt fireman having tenure therein, for
economy reasons or otherwise, for the purpose
of terminating his services, except in time
of widespread economic depression or
mandatory retrenchment, but in any such case,
the termination or reduction shall be made in
the same ratio as in the case of other
employees.
[Emphasis added.]
It is the emphasized language upon which plaintiffs and the
amicus rely. It is agreed that neither "widespread economic
depression" nor "mandatory retrenchment" existed here. They,
therefore, read N.J.S.A. 40A:14-65 to preclude the abolition of
plaintiffs' positions by virtue of the language "[n]o . . .
governing body of a municipality . . . shall abolish . . . any
office held by an exempt fireman having tenure therein . . .
except in time of widespread economic depression or mandatory
retrenchment." This reading of subsection 65, of course, ignores
the phrase which immediately precedes the reference to economic
depression and which states "for the purpose of terminating his
service."
Acts such as the Exempt Firemen's Tenure Act, and its
counterpart for war veterans, the Veterans' Tenure Act, N.J.S.A.
38:16-1 to -6, are designed "to remove governmental employees
from the shifting political currents in order to . . . protect
those who also give additional service without compensation to
their communities." Smith v. Board of Chosen Freeholders of
County of Bergen,
139 N.J. Super. 229, 238 (Law Div. 1976),
aff'd,
146 N.J. Super. 45 (App. Div.), certif. denied,
74 N.J. 266 (1977). It has consistently been recognized, however, that
governmental bodies "acting in good faith and in the public
interest, ha[ve] the power to abolish . . . offices . . . [This]
is too firmly settled to admit of doubt." Doyle v. Town of
Secaucus,
10 N.J. Misc. 334, 335 (Sup. Ct. 1932), aff'd,
110 N.J.L. 62 (E. & A. 1933). See Reck v. Board of Comm'rs of N.
Bergen,
110 N.J.L. 173, 177 (E. & A. 1933); Geraghty v. Township
of Berkeley Heights,
259 N.J. Super. 350, 357 (Law Div. 1990),
aff'd,
259 N.J. Super. 327 (App. Div. 1992). Cf. Miskowitz v.
Union County Util. Auth., ___ N.J. Super. ___, ___ (App. Div.
2001) (slip op. at 18-19).
For as long as the Exempt Firemen's Tenure Act in its
various forms has been in effect, the protections accorded
thereunder have never been applied to prevent a bona fide, good
faith governmental action, the coincidental effect of which may
be the abolition of a position held by an exempt fireman who
otherwise would be protected from termination. That is to say,
the long-standing and consistent enforcement of the protections
accorded by the various provisions of the Exempt Firemen's Tenure
Act has always been in the context of governmental action
ostensibly labeled for economy or other good faith basis but
which, in fact, has been aimed at removing the exempt fireman or
veteran. See Smith, supra, 139 N.J. Super. at 238-39; Maxwell v.
Board of Comm'rs of City of Wildwood,
111 N.J.L. 181, 186 (Sup.
Ct. 1933), aff'd,
113 N.J.L. 404 (E. & A. 1934).
Nonetheless, focusing upon the previously underlined
portions of N.J.S.A. 40A:14-65, plaintiffs and amicus posit that
when the Exempt Firemen's Tenure Act was enacted in a somewhat
different form in 1938 and which for the first time included
N.J.S.A. 40:47-66,See footnote 44 the predecessor to N.J.S.A. 40A:14-65, the
Legislature intended to sharply curtail what amicus characterizes
as the judicial "gutting of the Exempt Firemen's Tenure Act"
which it claims occurred between 1911 and 1938. The Legislature
did this, contend plaintiffs and amicus, by way of the language
in N.J.S.A. 40:47-66 (now N.J.S.A. 40A:14-65) that an exempt
fireman who has obtained tenure in his or her municipal office
pursuant to N.J.S.A. 40:47-63 (now N.J.S.A. 40A:14-64) may not
have his or her job abolished for any reason short of widespread
economic depression or mandatory retrenchment. Under this
interpretation, abolishment of positions occupied by exempt
firemen for reasons of "economy or efficiency," that had been
upheld under prior judicial interpretations of the 1911 Act,
would not pass muster.
We do not think this was the Legislature's intent when the
predecessor to N.J.S.A. 40A:14-65 was enacted in 1938. There is
no illuminating legislative history to assist us. But the entire
thrust of the protections afforded under the original 1911 Exempt
Firemen's Tenure Act, as well as the subsequent 1938 enactment
and the present 1971 recodification, was directed at an intended
removal of an exempt fireman, whether as a direct dismissal or
indirectly through the abolishment of a position where the sole
purpose is to accomplish the removal of the protected exempt
fireman. We are convinced N.J.S.A. 40:47-66 was simply a
legislative acceptance of the proposition, as expressed for
instance in Maxwell v. Board of Comm'rs of City of Wildwood,
supra,
111 N.J.L. 181, that even if a municipal employer posits
economy or other good faith reasons for the abolishment of a
tenured exempt fireman's position, it cannot do so if the real
object is to remove the individual. We consider the language
relied upon by plaintiffs and amicus to have been added by the
Legislature to provide for an exception to the prohibited
illusory abolishment where "times of widespread economic
depression and mandatory retrenchment" exist.
We recognize that, at first blush, such a reading of the
statute might be considered somewhat irrational since it suggests
that the Legislature in 1938 condoned bad faith abolishment of
protected firemen in "times of widespread economic depression and
mandatory retrenchment." At closer look, however, we are
convinced there is an acceptable rationale for the "widespread
economic depression and mandatory retrenchment" exception. Prior
to that time, governmental abolishment of positions held by
exempt protected employees had generated a good deal of
litigation over whether the governmental action was prompted by a
good faith motivation or simply to dispense with a particular
otherwise protected employee. Given the severe economic crisis
faced by governmental entities in the 1930's, and according such
entities the assumption that they will ordinarily not act in bad
faith, the Legislature may well have intended to preclude costly
and unnecessary litigation over abolishment of positions held by
protected employees in times of "mandatory" retrenchment. We do
not think that is an unreasonable basis for the addition of the
exception in the 1938 Act which otherwise continued the main
focus of the various provisions of the Act, that is prohibition
against abolishment of a position occupied by a protected fireman
where the proffered economic or other good faith rationale was
illusory.
We will not assume that the Legislature's intent in 1938 was
otherwise in light of the then existing longstanding judicial
interpretation given the 1911 Act and the absence of an express
legislative disavowal of that interpretation. Greenfield v.
Passaic Valley Sewerage Comm'rs,
126 N.J.L. 171, 176 (Sup. Ct.
1941); Bialkowski v. Borough of Ridgefield,
118 N.J. Super. 354,
358 (Law Div.), aff'd,
120 N.J. Super. 194 (App. Div.), certif.
denied,
62 N.J. 79 (1972) ("In light of the foregoing decisions
it is evident that plaintiff herein could not claim tenure during
good behavior under N.J.S.A. 40:47-63. The language and context
of N.J.S.A. 40A:14-64 do not reveal such a radical departure from
the spirit of N.J.S.A. 40:47-63 that plaintiff can now claim a
different status."). As to the 1971 recodification, it has been
recognized that the protection offered to exempt fireman
certificate holders under N.J.S.A. 40A:14-60 to -65 is
substantively the same as that provided under the predecessor
1938 version. Muccio v. Cronin, supra, 135 N.J. Super. at 320.
The construction of N.J.S.A. 40A:14-65 proffered by
plaintiffs and amicus is, indeed, a radical departure from the
historical and longstanding judicial construction given the
Exempt Firemen's Tenure Act insofar as governmental actions
prompted by good faith reasons such as economy or efficiency.
Their construction is not facially evident, nor does it square
with the additional 1938 language, "so that it results in the
termination of the services of said exempt fireman or the
reduction in the emoluments therefor,"See footnote 55 which precedes the
reference to "widespread economic depression and mandatory
retrenchment", or the 1971 counterpart phrase "for the purpose of
terminating his services." We, moreover, generally will read
legislation sensibly rather than literally, particularly where
such literalism results in a radical departure from existing
precedent without express legislative intent to do so. Smith v.
Board of Chosen Freeholders of Bergen County, supra, 139 N.J.
Super. at 237-38.
Not only is the construction proffered by plaintiffs and
amicus a radical departure from the overall thrust of the various
other sections of the Exempt Firemen's Tenure Act, but it would
result in a dramatic difference between exempt firemen qualifying
for protection under N.J.S.A. 40A:14-65 and veterans who are
accorded protections under the Veterans' Tenure Act, N.J.S.A.
38:16-1 to -6. That Act contains no language comparable to the
"widespread economic depression and mandatory retrenchment"
language relied upon by plaintiffs and amicus in N.J.S.A. 40A:14-
65. There is no basis in the legislative history of either the
Veterans' Tenure Act or the Exempt Firemen's Tenure Act to even
hint that the Legislature intended to treat certain exempt
firemen more favorably than veterans. Both statutes have
judicially been considered "equatable . . . [in] form and
substance." Muccio v. Cronin, supra, 135 N.J. Super. at 321.
"While there may be some minor variation in arrangement,
phraseology and sentence structure between the Veterans' Tenure
Act and the Exempt Firemen's Tenure Act, these two statutes are
clearly in pari materia and must be so construed in order to
achieve a singular legislative purpose." In re Fitzgerald, supra,
188 N.J. Super. at 482. No provisions of the Veterans' Tenure
Act have ever been read to prevent the abolishment of a protected
veteran's position where the governmental action is "for reasons
of efficiency or economy, in good faith . . . ." Moresh v.
Bayonne Bd. of Educ.,
52 N.J. Super. 105, 109 (App. Div. 1958).
In addition, plaintiffs' and amicus' construction of
N.J.S.A. 40A:14-65 would give an Upper Saddle River subcode
official who is a qualifying exempt fireman greater protection
than that given nonexempt subcode officials in Upper Saddle River
who do not qualify but who have otherwise obtained tenure.See footnote 66 Had
the Legislature so intended, surely it would have expressly so
provided, as it has in other contexts. See N.J.S.A. 43:15A-61b;
N.J.S.A. 11A:5-4, 5.
Furthermore, we note that from 1938 to 1971, when the Act
was recodified to "eliminat[e] duplication and inconsistency,"
(Governor William T. Cahill, Conditional Veto of Senate Bill No.
626 (March 8, 1971)), we have found not a single case which has
construed the protections afforded under N.J.S.A. 40A:14-60 to
-65, insofar as governmental good faith action that results in
the incidental abolishment of a protected exempt fireman's
position, any differently than under the 1911 Act. Thus, when
the Legislature recodified the Act in 1971 using the same or
substantially the same terms, we presume that, as in 1938, it
adopted the theretofore judicial construction in the absence of
legislative expression to the contrary. E.g., Muccio v. Cronin,
supra, 135 N.J. Super. at 324. See In re Fitzgerald, supra, 188
N.J. Super. at 480; Bialkowski v. Borough of Ridgefield, supra,
118 N.J. Super. at 358. Not only did the Legislature in 1971 not
provide for a different construction, but the changes that were
made further undercut plaintiffs' and amicus' position. The new
phrase "for the purpose of terminating [the exempt fireman's]
service,"See footnote 77 which immediately precedes the "widespread economic
depression and mandatory retrenchment" language, makes even
clearer that the protections under N.J.S.A. 40A:14-65 arise only
in the event of a governmental objective to terminate the
protected exempt fireman, even where ostensibly there is asserted
a good faith rationale. That is not the case here.
Affirmed.
Footnote: 1 1Plaintiffs' appointment to these positions was pursuant to
N.J.S.A. 52:27D-126a which provides in part that "the appointing
authority of any municipality shall appoint a construction
official and any necessary subcode officials to administer and
enforce the [Uniform Construction Code Act, N.J.S.A. 52:27D-119
to -141]."
Footnote: 2 2N.J.S.A. 40A:14-64 provides in pertinent part that:
Whenever an exempt fireman holds a . . .
municipal . . . office . . ., he shall hold
such office during good behavior and shall
not be removed unless for good cause after a
fair and impartial hearing, provided he has
or shall have served in said office for a
term of 3 consecutive years. . . . "
N.J.S.A. 40A:14-60 provides comparable tenure status to exempt
fireman certificate holders occupying a state, county, municipal
or school board "office, position or employment" for an
indeterminate term. Interestingly, and parenthetically, we note
that N.J.S.A. 40A:14-60, 61 and 62 refer to an "office, position
or employment," whereas N.J.S.A. 40A:14-63 refers to any "office
or position", N.J.S.A. 40A:14-64 refers to an "office not created
by the Constitution" and N.J.S.A. 40A:14-65 refers to "any
office." These differences have been recognized in Muccio v.
Cronin,
135 N.J. Super. 315, 319 (Law Div. 1975). See In re
Fitzgerald,
188 N.J. Super. 476 (App. Div. 1983) (position of
motor vehicle agent is neither an "office position or employment
of the State" so that the protections of N.J.S.A. 40A:14-60 do
not apply.). Whether the positions occupied by plaintiffs,
however, are municipal "offices" encompassed within N.J.S.A.
40A:14-65 has not been raised or considered by the parties.
Neither do we. See generally, O'Connor v. City of Union City,
117 N.J. Super. 575, 578-79 (App. Div. 1971), appeal dismissed,
409 U.S. 1031,
93 S. Ct. 524,
34 L. Ed.2d 481 (1972).
Footnote: 3 3We have been advised that recently Upper Saddle River has
rescinded the Agreement and reestablished its own construction
code office. We express no view as to any present entitlement
plaintiffs might have to their positions but do note that they
were advised of the existence of the positions and were offered
an opportunity to apply for reinstatement.
Footnote: 4 4N.J.S.A. 40:47-66 provided:
No . . . office or position to which an
exempt fireman has acquired tenure of office
as herein provided, shall be abolished on the
ground of economy or otherwise and said work,
services or duties shall not be transferred
to any other employee, department, office or
position so that it results in the
termination of the services of said exempt
fireman or the reduction of the emoluments
therefor except in time of widespread
depression or mandatory retrenchment. . . .
The 1911 version of the Act contained three substantive
sections. Section 1 provided in pertinent part:
No person . . . holding a position or office
. . . of this State, or the government of any
county, city, town, township or other
municipality . . . who is an exempt fireman
. . . shall be removed from such position or
office except for good cause shown after fair
and impartial hearing, but . . . shall hold
his position or office during good behavior
and shall not be removed for political
reasons.
Section 2 provided in pertinent part:
Before any such exempt fireman . . . shall be
dismissed from any position or office held by
him in any department of the government of
this State . . . county, city, town, township
or other municipality of this State, charges
shall be preferred against him, a copy of
which must be served upon him, and a time set
for the hearing . . . at which such exempt
firemen . . . shall have the right to be
represented by counsel, and to produce
witnesses and testimony in his own behalf.
Section 3 provided in pertinent part:
It shall not be lawful for any . . .
governing body of any municipality in this
State, or of any county in this State, or of
any department of the State government, to
abolish any position or office held by an
exempt fireman . . . , or to change the title
of any such office or position, or to reduce
the emoluments thereof for the purpose of
terminating the service of any such exempt
fireman.
[Emphasis added.]
Section 3 prohibited the abolishment of a position occupied by an
exempt fireman where such abolishment was "for the purpose of
terminating the service" of such fireman. N.J.S.A. 40:47-66,
applicable to the new status of a "tenured" exempt fireman,
created by N.J.S.A. 40:47-64, is comparable but added the
language "except in time of widespread depression or mandatory
retrenchment."
Footnote: 5 5The pivotal sentence in Viviani v. Borough of Bogota, ___
N.J. Super. ___, ___ (App. Div. 2001), simultaneously filed with
this opinion and which reaches a contrary conclusion, that "[t]he
[1938] act did not adopt the clause 'for the purpose of
terminating the service' used in the 1911 act", slip op. at 8,
fails to subscribe any significance to this language.
Footnote: 6 6Upper Saddle River is a noncivil service municipality.
Construction subcode officials, therefore, can obtain tenure
pursuant to N.J.S.A. 52:27D-126b which provides in part:
A construction official or subcode official in a noncivil service municipality shall be appointed for a term of 4 years and shall, upon appointment to a second consecutive term or on or after the commencement of a fifth consecutive year of service . . . be granted tenure and shall not be removed from office except for just cause after a fair and impartial hearing. Footnote: 7 7As previously noted, N.J.S.A. 40:47-66, the 1938 predecessor to N.J.S.A. 40A:14-65, had provided in part, "so that it [, the abolishment of an exempt fireman's position,] results in termination of the services" of the protected exempt fireman. (Emphasis added).