SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3264-97T3
ROBERT KLEIN,
Petitioner-Respondent,
v.
THE NEW YORK TIMES COMPANY,
Respondent-Appellant.
Argued December 1, 1998 - Decided December 15,
1998
Before Judges Keefe, Eichen, and Coburn.
On appeal from Division of Workers'
Compensation, Department of Labor.
Michael J. Greenwood argued the cause for
appellant (Carpenter, Bennett and Morrissey,
attorneys for appellant; Mr. Greenwood, of
counsel; Joel L. Botwick, on the brief).
Bonnie Kass-Viola, attorney for respondent.
The opinion of the court was delivered by
COBURN, J.A.D.
In this workers' compensation case, the employee, Robert
Klein, enraged by his supervisor's criticism, smashed his fist
against an electrical box, breaking bones in his hand. The judge
of compensation held that the employee's self-inflicted injury was
compensable because he acted impulsively while at work and did not
intend to harm himself. Although we have no quarrel with the
judge's factual determinations, we nonetheless reverse because he
failed to apply the correct principles of law.
Under the Workers' Compensation Act an award requires proof of
an "accident" and proof that the accident arose "out of" as well as
"in the course of" employment. An accident does not include an
intentional act of violence to oneself that causes a reasonably
expected injury. Although Klein was injured in the course of his
employment, his reasonably anticipated and violently self-inflicted
injury was not the result of an accident. Furthermore, the injury
did not arise "out of" the employment because it resulted from
Klein's personal proclivities and his unreasonable reaction to a
supervisor's commonplace personnel action.
On the evening of November 16, 1994, Klein was at a plant
owned by his employer, The New York Times Company, preparing a
collating machine for operation, when he was called to the office
by his supervisor who criticized his job performance. He was told
that he was not setting up the machine properly and that if he did
not "bring his performance up to standard level . . . he was going
to be removed from the position." Klein, who had previously
demonstrated his proclivity for reacting emotionally to criticism
of his job performance, became agitated, screamed, and ran from the
room. After complaining briefly to a union representative, he
walked toward the locker rooms, felt overwhelmed by anger, and
intentionally punched an electrical box, breaking its Plexiglas
cover and the fourth and fifth metacarpal bones of his right hand.
There can be no recovery under the Workers' Compensation Act,
N.J.S.A. 34:15-1 to -142, without proof of an accident. N.J.S.A.
34:15-1; N.J.S.A. 34:15-7. Although the concept of "accident" is
not defined by the Act, its meaning in this context has been
settled in general terms by our courts. "`[A]ccident' in the
legislative sense is an `unlooked for mishap or an untoward event
which is not expected or designed . . . .'" Ciuba v. Irvington
Varnish & Insulator Co.,
27 N.J. 127, 134 (1958). The concept was
framed somewhat differently in George v. Great Eastern Food
Products, Inc.,
44 N.J. 44 (1965), where the Court said that an
occurrence is an accident under the Act "if either the circumstance
causing the injury or the result on the employee's person was
unlooked for, regardless of whether the inception or the underlying
reason for the circumstance or result was personal or work
connected." Id. at 47.
Here, the circumstance causing the injury, Klein's impulsive
but violent and intentional punch of the electrical box, cannot be
described as an unlooked for or unexpected occurrence since it
resulted from his willful action. And, although Klein may not have
intended to harm himself, as found by the judge of compensation,
the resulting injury cannot be fairly described as "unlooked for."
In that regard, we note that the George Court used the phrase
"unlooked for" as meaning "unexpected" and not as referring to the
employee's lack of specific intent to cause self-injury. Thus, in
reaching a conclusion favorable to the employee who had injured his
head in a fall, caused by dizziness resulting from his
cardiovascular illness, the Court said, "Here . . . `both the
circumstance causing the injury (the striking of the floor) and the
consequence upon the employee's person were unexpected.'" Id. at
48 (emphasis added). It is self-evident that a person who
forcefully strikes a hard object with the knuckles of his fist
should expect resulting injury to his hand.
No court of this State has permitted a workers' compensation
recovery in comparable circumstances. Perhaps, the closest case is
Secor v. Penn Service Garage,
19 N.J. 315 (1955) (4-3 decision), in
which a garage attendant, whose pants had just been splashed with
gasoline while filling a customer's gas tank, and whose supervisor
had suggested that he immediately change his pants, lit a match and
instantaneously was in flames. The trier of fact found that Secor
did not intend to ignite his clothing, but he did not determine
whether Secor was about to light a cigarette, or was intending to
prove the absence of a need for changing clothes, or "whether his
act was an impulsive one designed to impress his employer with his
lack of personal fear . . . ." Id. at 317. After resolving that
under the first two scenarios Secor was clearly entitled to
compensation, id. at 323, the Court addressed the third scenario,
finding it analogous to the "curiosity cases," decisions allowing
recovery to employees injured during intentional but slight and
casual departures from duty occasioned by ordinary curiosity.
More troublesome is the question presented by
the assumption that Secor was not motivated by
either of the aforestated purposes but simply
lit the match in a spirit of "mock bravado."
But even here, the compelling principles
underlying the modern authorities,
particularly the so-called "curiosity cases,"
lend adequate support for the compensation
award to the employee.
The "curiosity cases" do not provide adequate support to
compensate Klein for his conduct. None involve, as does this case,
an intentionally violent act that is a clear and substantial
departure from the employee's assigned duties and causes an injury
that should have been anticipated. Id. at 321-322.
The Secor Court emphasized, as a further reason supporting
compensation, what it viewed as the minimal, momentary, and
impulsive nature of the employee's deviation:
The evidence established that, in any event,
Secor's deviation from the course of his
ordinary work was not an intentional
abandonment of his employment but simply a
"momentary or impulsive act"--it was not a
"deliberate and conscious excursion" . . . .
An employee is not an automaton, and, even
when he is highly efficient, he will to some
extent deviate from the uninterrupted
performance of his work. Such deviation, if
it be considered minor in the light of the
particular time, place and circumstance, is
realistically viewed by both the employer and
the employee as a normal incidence of the
employment relation and ought not in this day
be viewed as legally breaching the course
thereof.
The Secor Court acknowledged that allowing compensation was
"troublesome" if one assumed the employee was motivated by "mock
bravado." The instant case goes well beyond bravado and an
allowance of compensation would be more than troublesome. Although
we accept the finding of the judge of compensation that the act was
in some sense impulsive, we are nonetheless satisfied that it was
also deliberate and conscious and cannot be fairly described as a
minor deviation from work performance.
Our conclusion, that an intentionally violent act that
produces a reasonably expected self-injury is not an "accident"
under the Workers' Compensation Act, accords with the weight of
authority outside this State in cases involving the same
circumstances. See, e.g., Glodo v. Industrial Comm'n,
955 P.2d 15
(Ariz. Ct. App. 1997); Wing v. Cornwall Indus.,
418 A.2d 177 (Me.
1980); McKay Dee Hosp. v. Industrial Comm.,
598 P.2d 375 (Utah
1979). But see Cunningham v. Industrial Comm.,
399 N.E.2d 1300
(Ill. 1980).
Nor are we deterred from reaching our conclusion by the
contrary view expressed by Professor Arthur Larson, a view noted
and expressly rejected by the Glodo court with these observations:
Larson's analysis suffers from apparent
confusion of that which is "intended" and that
which is "expected." Thus, Larson maintains
that "[t]o conclude that the claimant [in
McKay] expected or intended to break his hand,
and slammed the door with his fist anyway, is
preposterous. There is no place in
compensation law for this artificial and
fictitious kind of `intention.'" Larson, §
36.62 at 6-200.
The dispositive question in deciding
whether something is an accident is whether
the result is "unexpected" or "unforeseen,"
not whether the result was "unintended." Our
cases do provide compensation for unexpected
injuries that were the result of intentional
acts. While neither the claimant in McKay nor
the one in the present case may have
intentionally set out to break his hand, it
would be preposterous to say it was
unanticipated that in punching a metal door,
he could break his hand. If we were to adopt
Larson's reliance on intent alone,
compensation could be denied only when a
claimant freely admitted to having
intentionally punched a metal door in order to
break his hand to spite his employer.
Larson's pronouncement that "there is no
place in compensation law" for drawing such
distinctions is simply wrong. Important
social policy considerations support
distinguishing the conduct in this case from
compensable conduct under the statute. It
would be patently unwise to reward individuals
who engage in this type of self-injurious
conduct. Furthermore, our legislature has
indicated its desire that we draw such
distinctions by specifically limiting
compensable claims under A.R.S. section 23-1021(A) to those occurring "by accident."
As noted at the beginning of this opinion, a related but
independent reason for rejecting Klein's compensation claim is that
the risk of injury did not arise out of his employment. The phrase
"arising out of" employment refers to causation. Coleman v. Cycle
Transformer Corp.,
105 N.J. 285, 288 (1986). A risk arises out of
the employment when it "might have been contemplated by a
reasonable person when entering the employment, as incidental to
[that employment.]" Id. at 289 (internal quotation marks omitted).
A risk will be considered incidental to the employment when it
"belongs to or is connected with what a workman has to do in
fulfilling his" duties. Ibid. (internal quotation marks omitted).
In Coleman, the Court identified three types of risks, those
distinctly associated with the employment, such as machinery
breaking, objects falling, or fingers getting caught in gears;
those which are neutral, such as lightning striking an employee
during work; and those which are personal to the employee. Id. at
291-92. Compensation is only permitted with respect to the first
two kinds of risk. Ibid. With respect to the third category of
risk, the Court said:
Risks falling within this classification
[(risks personal to the employee)] do not bear
a sufficient causative relationship to the
employment to permit courts to say that they
arise out of that employment.
In other words, when the harm arises because of the "personal
proclivities" of the employee, compensation must be denied even
though the injury takes place during the employment. Ibid.
Applying these principles, we have denied recovery to an
employee who shot himself while playing Russian Roulette. Money v.
Coin Depot Corp.,
299 N.J. Super. 434 (App. Div.), certif. denied,
151 N.J. 71 (1997):
We conclude that the decedent's self-infliction of a fatal gunshot to his head
resulted from a risk which was "personal" to
him. The decedent's game of Russian Roulette
was not a normal incident to his employment.
It was a purely personal activity which was
inimical to his employer's interests. It also
was an activity which decedent . . . could
just as easily have engaged in while . . . in
his own automobile . . . . Moreover, even
assuming decedent had no intention of taking
his own life, his game of Russian Roulette was
highly aberrant conduct which created a
substantial risk of personal injury totally
unrelated to the risks inherent in the normal
conduct of the employer's business.
Klein was prone to react with intense emotion to criticism of
his job performance. It was this personal proclivity that gave
rise to his injury. Striking a hard object with his fist cannot be
described as a normal incident of his employment. It was a purely
personal act, however impulsive, adverse to his employer's
interest, which created a serious risk of personal injury
unconnected with the ordinary conduct of his work. Moreover, this
case involves an injury resulting from an employee's fear that the
criticism leveled against him by his supervisor suggested that he
might lose his job. In Walck v. Johns-Manville Products Corp.,
56 N.J. 533 (1970), the Court said "[t]hat kind of anxiety or tension
cannot be considered a risk arising out of the employer's work."
Id. at 557. And in Cairns v. City of East Orange,
267 N.J. Super. 395 (App. Div. 1993), we expanded on that theme with these
observations:
We recognize that drastic personnel
action may in certain circumstances result in
adverse mental and even physical consequences.
Unfortunately, it is not uncommon for
businesses, even large enterprises, to cut
back their workforce or to close their doors
and displace an entire workforce. The
resulting disability to a severed employee in
some cases may be immediate, while in other
instances it may occur slowly and
progressively depending on personal factors
such as inability of the layed-off worker to
obtain work. It would be unusual for there
not to be some emotional response by an
employee to drastic personnel action.
Nonetheless, in the absence of evidence
of a clear legislative intent to require
payment of workers' compensation benefits for
disability caused by varying personalized
responses of employees to bona fide personnel
decisions that alter an employee's work
status, we are constrained to conclude that
the burden of providing compensation to such
employees may not be imposed upon an employer.
Even where instances of such harm may be
predictable, the stress or trauma caused by
such personnel decisions is an ordinary part
of life and is not so peculiar to the specific
employment as to be deemed to arise out of the
employment.
In reaching our conclusion, we have kept in mind that the
Workers' Compensation Act is "humane social legislation designed to
place the cost of work-connected injury upon the employer who may
readily provide for it as an operating expense." Tocci v. Tessler
& Weiss, Inc.,
28 N.J. 582, 586 (1959). Although we have
demonstrated why we conclude the extant legal formulas will not
permit compensation in this case, we have also considered the
somewhat broader approach suggested by Tocci:
The continued sweeping generality of the
statutory language and its judicial definition
suggest the conscientious endeavor to maintain
a liberally just line between those accidental
injuries which may be said to have had some
work connection and those which may be said to
have been unrelated to the employment. In
drawing that line the courts have not rested
on any legalistic formula but have sought to
apply the comprehensive legislative
compensation plan fairly and justly to the
particular facts presented.
In our view, a fair and just resolution of this case does not
warrant compensation for this employee's willful, unreasonable, and
idiosyncratic reaction to a commonplace personnel action.
Therefore, the judgment entered by the Division of Workers'
Compensation is
Reversed.