SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3300-99T1
ROBERT PONTE and PRISCILLA
PONTE,
Plaintiffs-Appellants,
v.
RICHARD OVEREEM and NEW JERSEY
TRANSIT, INC.,
Defendants-Respondents.
Argued February 6, 2001 - Decided February 26, 2001
Before Judges Pressler, Ciancia and Alley.
On appeal from Superior Court of New Jersey,
Law Division, Hudson County, HUD-L-0267-97.
James J. Mahoney argued the cause for
appellants.
Paul D. Nieves, Deputy Attorney General,
argued the cause for respondents (John J.
Farmer, Jr., Attorney General; Mary C.
Jacobson, Assistant Attorney General, of
counsel; Mr. Nieves, on the brief).
The opinion of the court was delivered by
ALLEY, J.A.D.
On March 8, 1995, Richard M. Overeem, a New Jersey Transit
bus operator, was driving New Jersey Transit bus #6329 westbound
on Route 495 on the helix leading up from the Lincoln Tunnel,
traveling in the far right lane. It was dark and raining.
Somewhere ahead of the bus in the dark was Robert Ponte's car,
immobilized in the far right-hand lane due to an electrical
malfunction. For motorists who have traveled the same route,
this scenario may create an apprehension of impending doom equal
to a ticking suitcase in a Hitchcock thriller.
The seemingly inevitable occurred. The bus driven by
Overeem came upon the scene and rammed the rear of the vehicle
occupied by Ponte. The aftermath fortunately was not a fatality,
but plaintiff's right knee hit the dashboard from the impact, and
he claims that permanent and substantial harm resulted.
In a complaint dated January 22, 1997, Robert Ponte and his
wife, Priscilla Ponte, filed an action to recover for injuries
that Robert Ponte sustained in the accident. Defendants, Richard
Overeem and New Jersey Transit, filed a motion for summary
judgment, asserting that plaintiff had failed to satisfy the
verbal threshold provision of the Tort Claims Act, N.J.S.A. 59:9-
2(d). By order dated February 4, 2000, the motion court granted
an order for summary judgment in favor of defendants, from which
plaintiffs now appeal.
Plaintiffs assert that the Law Division erred in granting
defendants' motion for summary judgment because, based on the New
Jersey Torts Claims Act, Ponte's injuries were substantial.
On appeal, we apply the same standard as the trial court in
determining whether the grant or denial of a summary judgment
motion was correct. See Kopin v. Orange Products, Inc.,
297 N.J.
Super. 353, 366 (App. Div.), certif. denied,
149 N.J. 409 (1997);
Antheunisse v. Tiffany & Co., Inc.,
229 N.J. Super. 399, 402
(App. Div. 1988), certif. denied,
115 N.J. 59 (1989). Summary
judgment must be granted if "the pleadings, depositions, answers
to interrogatories and admissions on file, together with affida
vits, if any, show that there is no genuine issue as to any mate
rial fact challenged and that the moving party is entitled to a
judgment or order as a matter of law." R. 4:46-2(c); Brill v.
Guardian Life Insurance Company of America,
142 N.J. 520, 528-29
(1995).
In determining whether there is a genuine issue of material
fact for summary judgment purposes, the court must ascertain
"what reasonable conclusions a rational jury can draw from the
evidence," a test that is similar to the one used to resolve a
motion for involuntary dismissal under R. 4:37-2(b). See id. at
535. A motion for involuntary dismissal requires the court to
determine "if the evidence, together with the legitimate
inferences therefrom, could sustain a judgment in plaintiff's
favor." Ibid. (quoting R. 4:37-2(b)). To make the
determination, the judge must accept as true all evidence that
supports the position of the party defending against the motion
and accord him or her the benefit of all legitimate inferences
which can be deduced therefrom. Ibid. If reasonable minds could
differ, the motion must be denied. Ibid.
The "essence of the inquiry" is "whether the evidence
presents a sufficient disagreement to require submission to a
jury or whether it is so one-sided that one party must prevail as
a matter of law." Id. at 536 (quoting Anderson v. Liberty Lobby,
Inc.,
477 U.S. 242, 251-52,
106 S. Ct. 2505, 2512,
91 L. Ed.2d 202, 214 (1986)). The Brill Court explained the process:
Of course, there is in this process a kind of
weighing that involves a type of evaluation,
analysis and sifting of evidential materials.
This process, however, is not the same kind
of weighing that a factfinder (judge or jury)
engages in when assessing the preponderance
or credibility of evidence. On a motion for
summary judgment the court must grant all the
favorable inferences to the non-movant. But
the ultimate factfinder may pick and choose
inferences from the evidence to the extent
that "a miscarriage of justice under the law"
is not created.
[142 N.J. at 536]
In 1972, the Legislature enacted the Tort Claims Act,
N.J.S.A. 59:1-1 to 59:12-3. The purpose of the Act was to
reestablish the immunity of public entities while relieving some
of the harsh results of the doctrine. See N.J.S.A. 59:1-2. The
substance of the Act provides immunity for public entities with
liability as the exception. Collins v. Union County Jail,
150 N.J. 407 (1997). Even where liability is present, the Act sets
forth limitations on recovery. One limitation of recovery is on
pain and suffering damages:
No damages shall be awarded against a public
entity or public employee for pain and
suffering resulting from an injury; provided,
however, that this limitation on the recovery
of damages for pain and suffering shall not
apply in cases of permanent loss of a bodily
function, permanent disfigurement or
dismemberment where the medical treatment
expenses are in excess of $1,000.00.
[N.J.S.A. 59:9-2(d).]
The issue here is whether defendants have established as a
matter of law that Richard Ponte did not suffer a permanent loss
of bodily function under the Tort Claims Act. To examine that
issue we turn first to Brooks v. Odom,
150 N.J. 395 (1997), where
the plaintiff sued New Jersey Transit for injuries sustained when
a bus struck her open car door. Id. at 398. After being taken to
the hospital, Mrs. Brooks had many complaints: headaches;
dizziness; blurred vision; pain and stiffness in her neck, back
and shoulder; and decreased motion. Ibid. Despite therapy, the
plaintiff's neck and back pain continued. Id. at 399. She was
eventually diagnosed with residuals of post-traumatic headaches,
residuals of flexion/extension injury of the cervical dorsal and
lumbar spine with post traumatic mysositis and fibro-myositis.
Id. at 400. Mrs. Brooks did return to work and performed
household chores, but with some difficulty. Id. The trial court
granted summary judgment to the defendants based on the nature of
Mrs. Brooks' injuries. The Appellate Division reversed and the
Supreme Court reinstated the Law Division judgment. Id. at 407.
In doing so, the Court set forth the following guidance for
evaluating a claim that a party's injuries warrant the allowance
of pain and suffering damages:
To recover under the Act for pain and
suffering, a plaintiff must prove by
objective medical evidence that the injury is
permanent. Temporary injuries, no matter how
painful and debilitating, are not
recoverable. Further, a plaintiff may not
recover under the Tort Claims Act for mere
subjective feelings of discomfort.
Judicial and secondary authority interpreting
the phrase permanent loss of bodily
function is scant. One recognized test
states [t]o be considered permanent within
the meaning of the subsection, an injury must
constitute an 'objective' impairment, such as
a fracture. Absent such an objective
abnormality, a claim for permanent injury
consisting of impairment of plaintiff's
health and ability to participate in
activities merely iterates a claim for pain
and suffering.
[Id. at 402-03 (citations omitted).]
Next, the Court reviewed prior decisions that considered the
term permanent within the meaning of the Tort Claims Act. See
id. at 402. It recognized that the Appellate Division ruled that
a claim for emotional distress that manifests itself 'in
permanent physical sequelae such as disabling tremors, paralysis
or loss of eyesight' is recoverable under the Tort Claims Act.
Id. (citing Srebnik v. State,
245 N.J. Super. 344 (App. Div.
1991)), and it cited a case in which the Appellate Division held
that a permanent loss of taste or smell satisfied the statutory
standard. See id. (citing Mack v. Passaic Valley Water Comm'n,
294 N.J. Super. 592 (App. Div. 1996)).
After distinguishing the No-Fault scheme from the Tort
Claims Act, the Court concluded:
Although the legislative intent in the Tort
Claims Act is not completely clear, we
believe that the Legislature intended that a
plaintiff must sustain a permanent loss of
the use of a bodily function that is
substantial. A total permanent loss of use
would qualify. We doubt, however, that the
Legislature intended that a claimant could
recover only for losses that were total. As
the Workers' Compensation Act demonstrates,
the Legislature is aware of the distinction
between permanent injuries that are total and
those that are partial. In the Tort Claims
Act, however, the Legislature did not specify
that the right to recover was limited to
injuries that were total. We conclude that
under the Act plaintiffs may recover if they
sustain a loss that is substantial.
[Id. at 406 (citation omitted).]
The Supreme Court in Brooks thus established that to clear
the pain and suffering threshold under the Tort Claims Act, a
plaintiff must satisfy a two-pronged standard by proving (1) an
objective permanent injury, and (2) a permanent loss of a bodily
function that, even if not total, is substantial. The Court also
described injuries, which, if supported by medical proof, would
obviously meet both prongs of the standard, such as injuries
causing blindness, disabling tremors, and paralysis. Id. at 403.
The Court pointed out, however, that not every objective
permanent injury results in a substantial loss of a bodily
function.
We are also guided by the Court's recent post-Brooks
decision in Gilhooley v. County of Union,
164 N.J. 533 (2000),
where the plaintiff, who slipped and fell while leaving the Union
County Jail, brought a negligence action against the County and
its Sheriff's Department. Following oral argument, the Law
Division granted summary judgment in favor of the defendants. Id.
at 537. The court determined that the plaintiff's scar did not
constitute a permanent disfigurement. Id. at 538. The Appellate
Division affirmed the trial court's grant of summary judgment.
Although the trial court had omitted consideration of the
plaintiff's claim that her knee injury constituted the permanent
loss of a bodily function, the Appellate Division determined that
the objective medical evidence presented in the record did not
support such a claim. Id. The Appellate Division determined that
the plaintiff suffered only a temporary loss of bodily function,
evidenced by the fact that she was fully capable of returning to
work, sought no further treatment for her injuries and was taking
no medication for her condition. Id.
The Supreme Court granted certification and Justice Long,
writing for the Court, held that the reconstructed knee
constituted a permanent injury resulting in a substantial loss of
bodily function so as to entitle the plaintiff to recover damages
for pain and suffering under the Tort Claims Act. Id. at 545-46.
In any given case, it is fair to say, speaking in general
terms, that the possible range of the weight of evidence on a
summary judgment motion is a broad one. At one extreme, for
example, and depending on the proofs, the evidence could weigh in
favor of the motion's proponent to a compelling degree, to the
extent that there would be no genuine issue of fact, so that the
proponent of the motion would be entitled to judgment as a matter
of law. At the other extreme, the motion's proponent might not
be entitled to judgment, and might even be susceptible to the
loss of a cross-motion for summary judgment, because the proofs
are overwhelming against him. And in some instances, at least,
there also could be a gray area between these two extremes, where
the evidence is conflicting and neither party is entitled to
judgment as a matter of law. When a case is in that gray area,
the proponent of the motion has not carried his burden of showing
there is no genuine issue of fact and his summary judgment motion
should be denied.
On the evidence submitted in this case, and accepting as
true all evidence that supports plaintiffs' position and
according them the benefit of all legitimate inferences which can
be deduced from the evidence, we conclude that the Law Division
erred in determining that plaintiff's injuries were not
substantial as a matter of law.
Plaintiff's evidence showed that Ponte was seen at St.
Clare's Riverside Medical Center later the night of the accident,
March 8, 1995, where he was treated and released. While at the
hospital, he was diagnosed as having a cervical sprain and a
contusion to his right lower leg, but no knee injury was
mentioned.
On March 9, 1995, one day after the accident, Ponte came
under the care of David Feldman, M.D., an orthopaedic surgeon.
On April 19, 1995, approximately five weeks after the accident,
Dr. Feldman sent him for an MRI of his right knee. The MRI
revealed a small joint effusion and a tear in the posterior horn
of the medial meniscus extending to the inferior margin. On
April 27, 1995, plaintiff returned to Dr. Feldman with pain in
his knee and a positive McMurray sign. Dr. Feldman noted the
lack of any improvement in the condition of plaintiff's right
knee and scheduled him for surgery.
On June 30, 1995, within four months of the accident, Dr.
Feldman performed arthroscopic partial medial menisectomy,
partial synovectomy, and chondorplasty of plaintiff's patella at
Northwest Covenant Medical Center. During surgery, Dr. Feldman
noticed that plaintiff had not only a tear of the medial meniscus
with synovitis of the plica band, but also a Grade 2
chondromalacia of his patella.
On July 5, 1995, plaintiff returned to Dr. Feldman and
continued under his care on July 13, 1995, August 17, 1995,
September 13, 1995, December 11, 1995, January 29, 1996, July 29,
1996, September 22, 1997, October 20, 1997, and September 22,
1999. During these visits, plaintiff had complaints regarding
his neck, back and right knee including tenderness, pain,
decreased range of motion, difficulty sleeping and sitting,
myeofacial trigger points, episodes of his right knee giving way,
positive McMurray sign post surgery, stiffness, paresthesias to
the lateral thigh, and decreased disc space at L4-5 and L5-S1.
Dr. Feldman's impression the last time he examined plaintiff
on September 22, 1999, was:
My impression was that of a probable internal
derangement of the knee, despite arthroscopic
surgery there can be recurring episodes of
chondromalacia patella which may be permanent
in nature. The patient still had cervical
spondylosis which was still symptomatic at
that time and is permanent in nature. His
symptoms are that of pain and decreased
motion of the cervical spin. The patient
still has persistent symptoms of low back
pain with thigh radiation which may represent
a meralgia paresthetica syndrome or may
represent a continued lumbar radiculopathy.
Dr. Feldman concluded that:
In summary, the patient has permanent
findings related to the back, the neck and
the knee.
Cervical and lumbar spine have had
continued symptoms despite conservative
treatment and I feel these will be permanent
in nature. The knee has had ongoing symptoms
and further evaluation can be considered in
the future to see if there is any potential
change of additional surgeries giving him
improvement over time. However, the patient
had chondromalacia off the patella and this
may progress despite surgical intervention as
well. In my opinion, the residuals of the
motor vehicle accident have left a permanent
loss of bodily function.
Ponte was seen by New Jersey Transit's expert, Dr. Riccardi,
on May 5, 1998, who has taken a different view of the injuries.
Dr. Riccardi viewed plaintiff's bare foot gait as normal in
appearance. According to Dr. Riccardi, plaintiff was able to
ambulate his heels and toes and squat down on both knees and to
have the same range of motion to both knees, and Dr. Riccardi
could not find any instability, effusion, swelling, patella
ballottement nor patella femoral crepitus in plaintiff's right
knee. Dr. Riccardi concluded that plaintiff had full and
excellent mobility in his cervical and lumbosacral spines and did
not find any evidence of internal derangement of his right knee.
Dr. Riccardi considered plaintiff's prognosis to be excellent and
did not find any evidence of a permanent disability related to
the motor vehicle accident.
Addressing the particular circumstances of the present case,
in our view, there is evidence that Robert Ponte's injuries fall
within the contemplation of the Legislature when it enacted the
permanent loss of bodily function language and fall within the
substantial requirement as explained in Brooks and Gilhooley.
In other words, this case falls into a gray area, as hypothesized
in the above discussion, wherein the motion could not be granted
as a matter of law because of contested issues of fact. As
noted, on March 9, 1995, one day after the accident, plaintiff
came under the care of David Feldman, M.D., an orthopaedic
surgeon. On April 19, 1995, five weeks after the accident, Dr.
Feldman sent plaintiff for an MRI of plaintiff's right knee. The
MRI revealed small joint effusion and a tear in the posterior
horn of the medical meniscus extending to the inferior margin.
Plaintiff returned to Dr. Feldman on April 27, 1995, and in
addition to pain in his knee, had positive McMurray sign. Dr.
Feldman noted the lack of any improvement of the condition of
plaintiff's right knee and scheduled plaintiff for surgery.
In a summary judgment application, the court must assume the
truth of the facts presented by the non-moving party, including
giving that party the benefit of all favorable inferences that
those facts support. Brooks v. Odom,
150 N.J. 395, 398 (1997);
Brill v. Guardian Life Ins. Co. of America,
142 N.J. 520, 523
(1995); Strawn v. Canuso,
140 N.J. 43, 48 (1995).
"To withstand a motion for summary judgment, the non-moving
party need only present 'competent evidential materials ...
[which], when viewed in the light most favorable to [that] party,
are sufficient to permit a rational factfinder to resolve the
alleged dispute in [that party's] favor ....' " Hammer v.
Township of Livingston,
318 N.J. Super. 298, 310 (citing Brill,
supra, 142 N.J. at 540 (alterations in original)).
Here, viewing the evidence in the light most favorable to
plaintiff, we are persuaded that the injury to his knee is more
than sufficient to present a fact issue that compels denial of
the motion with respect to plaintiffs' claim for non-economic
losses and to surpass the threshold of the Tort Claims Act, since
the record raises a factual dispute concerning plaintiff's claim
that his knee injuries are substantial and that he has an
enduring, indeed a permanent, loss of bodily function. For
purposes of summary judgment, defendants are stymied by the
genuine basis presented by the evidence, from which the trier of
fact could determine that Ponte's injuries were permanent and
substantial, particularly taking into account Ponte's surgery and
the objective medical opinion he has put forward. In our view, a
reasonable trier of fact, construing the evidence most favorably
to plaintiffs, could find that the injuries were substantial and
permanent and, that said, defendants did not carry their burden
on the motion. To the extent that evidence contrary to
plaintiffs' position is also present, the issues of fact need to
be resolved at trial by the trier of fact.
The order granting summary judgment against plaintiff is
reversed.