SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3221-96T3
ROBERTO ARENAS, individually
and as Administrator Ad
Prosequendum of the Estate of
ANDRES ARENAS and MARIA ARENAS,
Plaintiffs-Appellants/
Cross-Respondents,
v.
LORRAINE M. GARI, M.D.,
Defendant-Respondent/
Cross-Appellant,
___________________________________________________
Argued February 19, 1998 - Decided March 2, 1998
Before Judges Shebell, D'Annunzio and Coburn.
On appeal from Superior Court of New Jersey,
Law Division, Somerset County.
Jerrold D. Goldstein argued the cause for
appellants/cross-respondents.
Lauren Koffler O'Neill argued the cause for
respondent/cross-appellant (Post, Polak, Goodsell &
MacNeill, attorneys; Ms. O'Neill, of counsel, and on
the brief).
The opinion of the court was delivered by
SHEBELL, P.J.A.D.
This appeal and cross-appeal follow the trial of a medical
malpractice action and the post-trial grant of a remittitur. We
reverse and remand for a retrial as to all issues. The complaint
named Somerset Pediatric Group (Pediatric Group) and Lorraine M.
Gari as defendants. However, Pediatric Group was dismissed from
the case at trial. Following a six day trial, the jury rendered
its verdict on July 24, 1996. It found defendant liable for
damages on the survival claim in the amount of $500,000, after
the wrongful death and emotional distress claims were withdrawn
from jury consideration by the trial judge. On August 5, 1996,
defendant filed a motion seeking, alternatively, judgment
notwithstanding the verdict, a new trial or remittitur. On
November 22, 1996, the judge issued a letter opinion denying the
motions for judgment notwithstanding the verdict and for a new
trial, but granting a motion for new trial on damages, unless
plaintiffs accepted a remittitur reducing the damages awarded to
$150,000.
On February 22, 1997, plaintiffs filed a Notice of Appeal
from the November 22, 1996 letter opinion, which apparently was
not reduced to an order. See R. 2:2-3(a)(1) (appeals are from
final judgments of the Superior Court trial divisions.)
Defendant filed a motion for leave to file a cross-appeal nunc
pro tunc on March 17, 1997, and a motion for stay pending appeal.
On April 7, 1997, we granted leave to appeal and leave to cross-appeal and denied defendant's motion for a stay.
The deceased child, Andres Arenas, was born on February 19,
1991. He lived with his parents, Maria and Roberto Arenas, in
North Plainfield. Maria had arrived in the United States from
Columbia in 1982. Roberto had been in the United States since
1969. The thirty-eight year old Maria testified at trial using
an interpreter. The Arenas family consisted of two children,
ages one-and-a-half and two-and-a-half years at the time of
trial, born after Andres' death.
Andres was a happy and healthy child, however, on October 16
and 17, 1992, he was not feeling well or breathing easily. He
appeared listless, pale and was vomiting. He had a temperature
of 102 degrees. Andres was given some Tylenol on Saturday,
October 17, but this did not relieve the problem. The next day,
Andres was crying a lot, coughing and vomiting. Roberto called
Pediatric Group and explained the symptoms as fever, coughing and
vomiting. He was given an appointment at 1:00 p.m. Andres was
crying uncontrollably as his parents took him into defendant's
office. Roberto described Andres' symptoms to defendant.
Roberto did not feel defendant was paying much attention to his
description, because she was writing something down. Roberto did
feel, however, that he was able to understand and be understood
by defendant.
According to plaintiffs, defendant did not put an instrument
in Andres' ears or nose, nor did she look in his eyes, touch his
stomach or ask about his food or liquid intake or urination.
They also said defendant never took Andres' temperature or felt
his forehead or back of his neck with her hands. She listened to
Andres' chest and back with a stethoscope "just for a moment and
no more" and Andres was crying the whole time. Roberto asked
defendant about Andres' skin, which was blue, and defendant put
her hands on Andres and said he had a cold flu. Defendant told
Maria and Roberto that Andres would be fine in two or three days,
that he just had "a flu," and that he was agitated because of the
fever. Defendant did not prescribe any medications but gave them
two samples of "Tempera" "for the flu" or "if the fever is high."
Defendant also said that they should give Andres Pedialyte every
two or three hours. The entire examination took "no longer than
five minutes," and defendant did not indicate that the parents
should call her back.
According to defendant, plaintiffs complained that Andres
was vomiting, had a fever, and was crying a lot. Because Andres
had a fever, defendant looked for the things that might be
treatable with antibiotics or otherwise, because the majority of
childhood illnesses are viral. Typically with feverish children,
defendant would ask a lot of questions about what is going on
with the child at home and his symptoms, and she then would
examine his general attitude and look him over physically for
sores, stiffness, infection, rashes and the like.
Defendant explained it had been unnecessary for her to take
Andres' temperature because she knew from the parents that Andres
had a fever, and the number itself did not matter in determining
how to treat him. She had noted in the chart a "tactile temp,"
meaning that the fever was not identified using a thermometer.
Defendant said she asked Roberto how high the temperature was,
and it was her understanding that the temperature was taken
without a thermometer. Defendant said that she did not feel
Andres had any significant fever at the time of the examination.
Defendant indicated that although she had a great deal of
difficulty communicating with Roberto without a Spanish
interpreter, she did feel that he understood her.
According to defendant, she found Andres to be alert and
breathing comfortably. Using a stethoscope on Andres' chest and
back, she listened to his chest sounds and heard only clear
breath sounds with no abnormalities; specifically, she heard no
"rales, that are crackling noises like we hear with pneumonia,"
or wheezing. There was also no decrease in the breath sounds
that might also be associated with asthma or pneumonia, nor any
extra effort needed in his breathing. She would have done a
chest x-ray had there been any signs of respiratory distress, or
if the parents had told her the child was coughing and had a
fever. Defendant had diagnosed pneumonia in small children
hundreds of times, but in this case she saw no evidence of it.
She also had seen children who had aspirated foreign objects into
their lungs. She was familiar with a respiratory noise called
"stridor" that would occur if an object was in the child's
trachea, and with wheezing on one side that sometimes also occurs
with aspiration. Andres' examination did not show any of these
symptoms. Defendant admitted, however, that if Andres had been
crying inconsolably, it would have been very difficult to listen
to his breath sounds with the stethoscope.
Defendant also said that she examined Andres' ears, using an
autoscope which has a light on it, and found the ears to be fine,
with no sign of infection. She also looked in his mouth with the
autoscope. She felt his neck for stiffness, which could indicate
meningitis, but found his neck to be supple. She felt his
abdomen, and it was soft, indicating no obstruction or enlarged
organs. Defendant did not recall whether Andres was crying
during the visit, but said it would not be unusual for a child
his age to have "stranger anxiety" that would be exacerbated when
the child is sick and unhappy.
Given the complaints of vomiting and fever, and the
illnesses she had been seeing in the community at that time of
year, defendant concluded that Andres "probably had an early
gastroenteritis, which is a stomach virus." This illness usually
had a progression of vomiting, followed by diarrhea. Even though
defendant did not feel that Andres had a fever, the history of
plaintiffs' reports of his fever plus their reports of his
vomiting, led to that diagnosis. Defendant did not note
diarrhea. She told plaintiffs to give Pedialyte to avoid
dehydration because he would be losing fluids with his vomiting;
she noted, however, that he was alert during the examination, and
that dehydrated children are not alert. She admitted that her
record of the examination did not indicate anything about mucus
membranes, presence of tears or sunken eyeballs, all of which
would have indicated the level of hydration. Defendant also
admitted that the record did not indicate how well Andres had
been eating, and that this would have been a significant factor
in her determination regarding his illness. Defendant, however,
stated that not everything is written in the records, just
significant positive and negative factors. Defendant also
claimed she told the parents to call or come back if Andres did
not get better.
When they returned home, Maria held Andres for a while and
he fell asleep. When he awoke, he continued to cough, cry, vomit
and drink little during the rest of that day. The next day,
Monday, Roberto went to work and Maria remained at home. She
gave Andres the Tempera, but she observed no improvement in his
symptoms. Andres continued to drink very little from the bottle,
only three or four ounces out of the eight-ounce bottle, and he
wet his diapers less than usual. He ate nothing and played very
little. Andres showed no improvement on Tuesday and he continued
to have a 102 degree temperature and was coughing more
frequently.
Maria discussed Andres' condition with Roberto during the
day on Tuesday, and Roberto stopped at Pediatric Group on the way
home to see about bringing Andres in for a follow-up visit.
Roberto saw another doctor because defendant was not there. The
doctor assured him that Andres would feel better in a couple of
days. Roberto did not have an opportunity to explain Andres'
symptoms, and the doctor did not have Andres' file or any of
Andres' medical records in front of him. Aside from this
contact, plaintiffs made no attempts to call or visit defendant
or Pediatric Group after October 18, 1992.
When Roberto got home that evening, he thought Andres seemed
a little better, because he was not crying. Maria testified that
Andres slept that night in an agitated state, which was unusual
for him. According to Roberto, Andres was breathing hard as he
slept, which differed from his breathing before he got sick.
On Wednesday, October 21, Andres awoke at around 8:00 a.m.,
and drank only about two ounces from his bottle. He continued to
be pale with a 102 degree temperature, and he did not eat
anything. Maria remained in the bedroom with Andres at her feet
playing with some porcelain statues for more than half an hour.
When Maria picked Andres up to change his wet diaper, Andres
started coughing and choking. Maria opened the window and
screamed out to some men outside that her son "had taken a turn
for the worse." She asked two men to call an ambulance. The
ambulance crew took Andres away and did not allow Maria to go
with them. When Maria and Roberto saw Andres later at the
Muhlenberg Hospital, he had already died.
Eugene P. Fazzini, a pathologist with Somerset Pathology
Associates, acting as County Deputy Medical Examiner for Somerset
County, performed an autopsy on Andres. Fazzini had received
Andres' medical history from the Muhlenberg Emergency Room
records, which indicated that Andres had severe coughing and
stopped breathing. The records also indicated that the Mobile
Intensive Care Unit had intubated Andres at the scene by
inserting an endotracheal tube into his windpipe to deliver
oxygen.
Fazzini's autopsy findings were that Andres had a pneumonia
predominantly in the right lung but also to a lesser extent in
the left lung, caused by a firm, uncooked bean in the trachea.
The pneumonia was most severe in the right lower lobe of the
lung, which appeared firmer and congested. Fazzini called this
an "obstructive pneumonia," which occurs when the airway is
partially obstructed by something, such as a foreign body or more
commonly by tumors, where the mechanism for clearing infectious
particles from the lung are interrupted. After viewing sections
of the lung under a microscope, Fazzini concluded the pneumonia
was present for thirty-six hours at an "absolute minimum" and as
many as seventy-two hours. The bean was first partially
obstructing the airway, and then was probably coughed up and
lodged in the glottis--the space between the vocal chords, at the
top of the windpipe and within the larynx--obstructing the airway
and causing the death. When Fazzini found the bean, it was in
the lower part of the trachea, or windpipe, just above the "main
carina" where the windpipe branches off into the main bronchi.
Fazzini believed that the bean had been in the glottis, where it
blocked the airway and caused the death, and that it was pushed
down into the trachea when the endotracheal tube was inserted
into Andres' windpipe.
Fazzini had not found any inflammation or irritation of the
trachea, which he would expect to see if the bean had been
sitting in one position in the trachea. Nor did he observe any
erosion of the "mucosa" which is the "epithelium lining of these
airways." He concluded that these absences of localized
irritation meant that the bean was not fixed in one position.
The small size of the bean enabled it to pass up and down within
the trachea. Looking at the right bronchial area, Fazzini did
not see anything consistent with the presence of a foreign
object. He did not find anything in the gastrointestinal area to
indicate stomach illness.
Jack J. Schwartz, M.D., plaintiff's expert in pediatric
medicine, reviewed Andres' records from the October 18, 1992,
medical examination by defendant. He said that Andres fell into
the age group from zero to twenty-four months when children are
"uniquely susceptible to severe, serious complications of
infectious diseases." The diseases of greatest concern at that
age are meningitis, pneumonia, sepsis or bacteria in the blood
stream, and gastroenteritis. There is viral pneumonia, which is
unusual for children under five years old, and bacterial
pneumonia. For children Andres' age, the bacteria would be
streptococcus pneumonia and hemophilus influenza type B, either
of which could be present in obstructive pneumonia.
The expert said diagnosis of pneumonia would come from
listening for rales in the breath sounds. If the child were
crying inconsolably so that the breath sounds were difficult to
evaluate, counting the respiratory rate and ordering a chest x-ray should be done. Having reviewed Fazzini's report, Schwartz
found it within a reasonable medical probability that the
pneumonia was present at the time defendant examined Andres,
although he could not be certain because the organism involved in
Andres' pneumonia was never identified. Schwartz further opined
that "there was little done to evaluate the baby" and that "if
the evaluation had been carried out, that that was the last
chance the baby had to survive."
According to Schwartz, defendant deviated from the accepted
standards of medical care in two ways: by failing to take and
record the temperature, given Andres' age group; and by failing
to evaluate his state of hydration, given the history of vomiting
for two days, with fever. Schwartz denied that a doctor could
determine whether a patient has a fever by looking at the
patient. Schwartz testified that if Andres had been dehydrated
and this were identified and treated with intravenous fluids, "it
may have made a difference in the baby's outcome." In his
deposition, however, Schwartz had agreed that he could not say
whether, if the hydration had been evaluated, there would have
been a difference in the child's ultimate outcome.
Had he observed both an elevated temperature and
dehydration, Schwartz would have done a blood count. Schwartz
admitted that he did not know if Andres' blood count would have
been abnormal, because it was not done. If the blood count
result had been elevated, however, a blood culture should be done
because of the uniquely high risk to Andres' age group of blood
stream infections, and he would have taken a chest x-ray.
Assuming the child's pneumonia were identified, Schwartz would
have recommended hospitalizing him for intravenous antibiotic
treatment, because oral antibiotics would not be retained due to
the vomiting. Schwartz further opined that protocols for an
infant who has a fever would be that "we would expect to have the
baby come back if there is no progress within 48 hours. If there
is progress but the fever persists, then we would expect the baby
to come back if the fever goes beyond 48 hours." He also said
the recommendation for follow-up is usually indicated in the
patient's record, but that no such note was made here.
William L. Lupatkin, M.D., defendant's pediatrics expert,
opined that defendant did not deviate from the accepted standards
of medical care. When a child comes in with complaints of fever
and vomiting, Lupatkin believed that the fact of the fever at
home was significant but that the doctor usually would not take
the child's temperature at the office because it is a "one time"
temperature. He would not ordinarily take a blood culture unless
the child looks very ill. Because the physical examination
showed no breathing difficulties, there was nothing that would
indicate that a chest x-ray was warranted. Lupatkin further
opined that hydration can be determined by viewing whether the
mucous membranes are moist, and he concluded from the records
that Andres "was hydrated."
Lupatkin also described defendant's diagnosis of acute
gastroenteritis as a "diagnosis of exclusion," meaning that
because there was not a focus of infection her diagnosis resulted
from the illness being "not something else." Lupatkin said that
if a child aspirated a foreign object, you would "expect a lot of
coughing, because of the foreign object in the trachea moving in
the trachea." There might also be wheezing, but not necessarily,
depending upon the size and location of the object.
Lupatkin described fever, cough and rales as the expected
symptoms for a child with pneumonia. Since he believed none of
these were present during Andres' examination by defendant, there
was nothing defendant "could reasonably have been expected to do
that would have changed this outcome" for Andres. He agreed with
Schwartz that, had Andres appeared worse during the examination,
a blood count possibly followed by a blood culture could have
been ordered and then antibiotics, but he said even these would
not have prevented Andres' outcome. Had a chest x-ray been
ordered, he said it would not have shown the bean, and it may or
may not have shown the pneumonia.
James Lewis, D.O., plaintiff's expert in forensic pathology,
served as the chief medical examiner for Gloucester County. Upon
review of Andres' record, Lewis concluded that the immediate
cause of death was "an airway occlusion due to aspiration of a
foreign body into the trachea, into the windpipe" and the
underlying cause of death was "obstructive bronchial pneumonia of
the right lower lobe due to aspiration of the foreign body in
that area." He concluded that a kidney bean had been swallowed
and went down the wrong pipe, through the trachea and into the
right lower lobe of the lung. The body reacts to that foreign
object by causing a reaction in which bacteria starts to build up
and a pneumonia develops, to defend against the foreign object
and attempt to remove it from the body. This process probably
resulted in the bean being made a little smaller and becoming
slippery by being covered with mucus. Then when Andres coughed,
the bean lodged right in the middle, in the "bifurcation" so that
air could not get past it to either lung.
Defendant's pathologist, Robert R. Rickert, co-chairman of
the Department of Pathology at St. Barnabas Medical Center,
reviewed the autopsy reports and found that three of the four
sections of the lung showed "evidence of a very acute bronchial
pneumonia" which would have been caused by bacteria or virus. It
"definitely was not an obstructive pneumonia" because the area of
the lung beyond the obstruction would have turned golden if it
was that type of pneumonia. He opined that the pneumonia was not
more than three or four days old, because there was no evidence
of "necrosis," meaning tissue death. Furthermore, there was no
spread of the pneumonia to the surface of the lung, which occurs
when the pneumonia is of longer duration, and no evidence of
"organization," when the tissue begins to heal itself usually
after four or five days, or longer. He further opined that the
cause of death was asphyxiation due to the bean becoming lodged
in the glottis. He felt that the bean's description in the
autopsy report as "firm" supported his view that the bean was
aspirated just prior to Andres' death. He did agree, however,
that location of a bean in the right lower lobe of the lung could
cause pneumonia.
We first consider the cross-appeal in which defendant
asserts that a new trial is required as to all issues because
juror number six should have been dismissed by the judge. We
agree.
Defendant contends that the trial court erred in failing to
excuse juror number six for cause, after the parties had
exhausted their peremptory challenges. During the voir dire, a
woman who identified herself as a registered nurse working in
obstetrics at a hospital was seated as juror number six. When
asked whether she knew of any reason why she should not sit or
could not be fair and impartial, she answered "no." Upon further
inquiry, the juror said she would sometimes do an initial
assessment of the child in the newborn nursery, but that she
usually worked in the delivery room. She also served as head
nurse of the hospital's post-partum unit for twelve years. No
further questions were asked of juror number six. The parties
exercised all of their challenges, and thereafter, the jury was
sworn.
The next day, before the trial began, juror number six
indicated that she wished to speak to the court and the following
colloquy took place:
JUROR: Yesterday when you were asking me
the questions, I was very nervous. And
driving home I said it was important for me
to tell you that I'm a nurse at the hospital,
but I'm also a nurse in the nursing
supervisor and administrative capacity, where
on the weekends I do deal with the nurses and
I run the whole hospital.
On several instances, I had an incident
with one physician, and I'm bringing in front
of the grievance committee because of
incidences where I had stressed the policy,
and he didn't want to take any direction from
me.
THE COURT: Okay.
JUROR: It could also lead into sexual
harrassment as well. I've had many instances
with many physicians where, in my position, I
have to enforce the policy.
THE COURT: Okay.
JUROR: And--
THE COURT: This is some kind of
admissions policy or something?
JUROR: The policy that I was instructing
him, he had a patient that needed a consult.
And in front of the nurses, he told the
nurses very arrogantly that they had to call
the consult. And our policy at [the
hospital] is that the doctor, the attending
physician has to call the consultation
physician. And I stressed that policy. And
his words was no woman is going to tell me
what to do. And even though it's a policy,
we don't do that. And he proceeded to pick
up the phone and call every single person
known to man above me.
And I, previously to this incident, he
was, and he does this on several instances,
his conduct was inappropriate in a sexual
manner.
THE COURT: I appreciate that you feel
that you need to call this to my attention.
It's significant to me. It strikes me,
candidly, that like everyone else in life,
you ran into one bad apple. And I cannot--I
don't think it has anything to do with this
case. I don't think there's such an issue.
Do you have any reason to believe that
it's going to effect your ability--
JUROR: I don't think so, but I felt it was
important to tell you.
THE COURT: I appreciate that.
JUROR: I just also want to tell you my
parents are both cardiac patients, and I also
have asthmatic people in my family. Being
very nervous, I was like, I told her all the
wrong things.
THE COURT: Every time we pick a jury, we
have someone who goes home and remembers.
And I'd rather have someone remember and come
tell me than have somebody go home and be
afraid to come tell me. You haven't said
anything that causes me to conclude that
you're not fit for service. And you're not
looking at me and telling me you're not able
to be fair and impartial. But I do
appreciate your candor. We're going to have
you go back in the room.
JUROR: Okay, thank you.
Out of the juror's presence, defense counsel asked to have her
dismissed for cause, or alternatively for additional questions to
be asked, because counsel felt the juror may have problems with
physicians generally, rather than just with one particular
physician. The judge stated that neither party had any
peremptory challenges left, and had the juror return for the
following further exchange:
THE COURT: [juror number six], sometimes
I don't ask all the questions the lawyers
think are important for me to ask. Do you
believe that you have difficulty with one
doctor, or do you believe you have a problem
with doctors generally? Will it be difficult
for you to be fair and impartial to the
Doctor Defendant, or not?
JUROR: Honestly, I was questioning that last night. Because of the fact in my role
as a supervisor, it's important for me to
stress the policies and procedures of the
institution. And sometimes in that role, I
get some flack from the physicians.
In this particular case, as an
obstetrical nurse, I feel I could be
impartial. In one sense, I'm not really
sure. I'm not really sure.
THE COURT: Well, I have to decide
whether, and I very often tell jurors this,
we don't expect people to come in here
hermits who have no experience in the world.
We don't expect people to come in here and
not have had difficulties with physicians, or
lawyers, or plumbers, or anybody else in
their life.
What we expect is that people can put
aside any preconceived ideas they have and
give everybody the same blank piece of paper
that you see right over there on the side.
And sometimes that's hard.
But what we really need to find out from
people is whether they think that they can do
that and be fair to both sides. Both sides
start out just like that blank piece of
paper. They start writing information about
people based upon a whole host of
information, including what they say, how
they say it, the same way you judge people
every day of your life.
Now, if you are telling me that you have
these experiences and they're somewhere in
your mind, but you believe that you can put
them aside and be fair to both sides, that's
one thing. If you tell me nope, doesn't
matter what the evidence is going to be, I'm
going to find against that doctor, that's
another thing. I need to know where on that
spectrum, and that's a broad spectrum, but I
need to know where on that spectrum you are.
JUROR: I think I could be pretty fair.
THE COURT: You think you can put aside
preconceived ideas about a doctor, some
doctors?
JUROR: Uh-huh.
[Emphasis added.]
Defense counsel then repeated her request that the juror be
removed for cause, focusing primarily on the juror's response
"I'm not really sure" to the inquiry as to whether it would be
difficult for her to be fair and impartial to defendant. The
judge asked whether there were issues in the case regarding a
doctor's failure to follow directions or orders, and defense
counsel answered no, "just the idea that maybe [defendant] wasn't
following proper protocol or procedure is my concern."
Trial court decisions as to whether to excuse prospective
jurors for cause are given substantial deference. These
decisions are generally discretionary as they implicate the trial
judge's superior ability to evaluate the whole person in the
courtroom. Catando v. Sheraton Poste Inn,
249 N.J. Super. 253,
258 (App. Div.), certif. denied,
127 N.J. 550 (1991) (citing
State v. Marshall,
123 N.J. 1, 85-87 (1991) and State v.
Singletary,
80 N.J. 55, 64 (1979)). It is, however, important to
recognize that securing and preserving an impartial jury goes to
the very essence of a fair trial. Id. at 258-59 (citing State v.
Williams,
93 N.J. 39, 60 (1983)).
It is axiomatic that all parties to litigation are "entitled
to have each of the jurors who hears the case impartial,
unprejudiced and free from improper influences." Wright v.
Bernstein,
23 N.J. 284, 295 (1957). The jurors must not only be
fair and impartial, they also must appear so, in order to
maintain the litigants' confidence in the basic fairness of the
trial. Catando, supra, 249 N.J. Super. at 261-62. "If a party's
reasonable apprehension of unfairness can be avoided without
injuring the rights of others, a sound exercise of judgment
favors excusing a juror." Id. at 262.
In the criminal context, our Supreme Court has held that
when a juror incorrectly omits information during voir dire, the
omission is presumed to be prejudicial. State v. Cooper,
151 N.J. 326, 349 (1997). In Cooper, where a juror failed to state
that she had a cousin in federal prison, the Court reiterated the
following rationale from In re Kozlov,
79 N.J. 232 (1979):
Where a juror on voir dire fails to
disclose potentially prejudicial material,
such as that involved in this case, a party
may be regarded as having been denied [a]
fair trial. This is not necessarily because
of any actual or provable prejudice to his
case attributable to such juror, but rather
because of his loss, by reason of that
failure of disclosure, of the opportunity to
have excused the juror by appropriate
challenge, thus assuring with maximum
possible certainty that he be judged fairly
by an impartial jury.
[Id. at 239 (emphasis added.]
In Wright, supra, a personal injury action arising from an
automobile collision, a juror had failed to answer affirmatively
when asked during voir dire whether any family member had been
involved in any "accident cases," because, according to the
juror, he thought the attorneys meant only automobile accident
cases. Wright, supra, 23 N.J. at 292. The juror's mother was
the plaintiff in a slip-and-fall personal injury action which was
heard in the same court while the juror was deliberating in the
automobile accident case. Id. at 291. The jury returned a
verdict for the plaintiff before the defendants' motion for a
mistrial could be decided; and thereafter, motions for mistrial
and for a new trial were both denied. Id. at 292.
The Supreme Court reversed and remanded for a new trial,
holding that the juror's conduct
had the effect of nullifying the purpose of
the examination and was as effective as
though the trial court had denied the right
of challenge. The denial of the right of
peremptory challenge is the denial of a
substantial right. When it is not waived by
conduct, it is prejudicial per se and
harmful, and a party is not required to make
an affirmative showing that the denial of his
right to peremptory challenge had resulted in
prejudice and injury to his cause of action
on the merits.
[Id. at 295 (emphasis added).]
Significantly, the Court further explained that the test is "not
whether the irregular matter actually influenced the result, but
whether it had the capacity for doing so." Ibid. The Court
added: "The stringency of the rule is grounded upon the
necessity of keeping the administration of justice pure and free
from all suspicion of corrupting practices." Ibid.
In Catando, where the failure to dismiss the juror for cause
was found harmless because of plaintiffs' ability to use a
peremptory challenge to excuse the juror, we stated:
if a challenge for cause is erroneously
denied but the party does not use an
available peremptory challenge to excuse the
juror, the error is harmless; if all
peremptory challenges have already been
exhausted, and the challenged juror,
therefore, sits, the error requires reversal.
. . .
[249 N.J. Super. at 264.]
Here, the juror appeared to be doubtful of her ability to be
fair, first stating "I was questioning that last night," then
stating only "I feel I could be impartial," followed by "I'm not
really sure," next "I think I could be pretty fair," and finally
answering "uh-huh" when asked if she could put aside any
preconceived ideas about doctors.
Juror number six expressed sufficient uncertainty in her
responses to have understandably left defense counsel with doubt
as to whether the juror could be impartial. As described in
Cooper and Wright, the issue is not one of actual or probable
prejudice, it is defendant's lost opportunity to exercise a
peremptory challenge to excuse the juror. Because juror number
six was not excused by the judge, despite defense counsel's
repeated requests for removal for cause once the juror disclosed
information as to her experiences, it is apparent that counsel
would have challenged this juror had any preemptory challenges
remained. Defendant was, therefore, prejudiced by the judge's
refusal to excuse the juror for cause as requested, particularly
as defense counsel had not exhausted her challenges when the
juror gave her original answers on voir dire.
Moreover, it is clear that several potential jurors who gave
similarly equivocal answers during voir dire were excused for
cause. The only difference we perceive is that the jury had
already been sworn when the issue regarding juror number six came
to light. This circumstance should not have deterred the judge,
since excusing the juror would still have left seven jurors on
the jury. The judge had discretion to address the issue and
should have dealt with this challenge for cause in the same
manner as before the jury was sworn. Rule 1:8-3(b) provides in
relevant part: "A challenge to any individual juror which by law
is ground of challenge for cause must be made before the juror is
sworn to try the case, but the court for good cause may permit it
to be made after the juror is sworn but before any evidence is
presented."
Reversal of the entire verdict is, therefore, required.
Thus, defendant's contention that the jury's verdict of $500,000
was so grossly excessive and disproportionate to Andres' survival
action as to require a new trial need not be discussed.
We reject defendant's contention that the display of Andres'
photograph during the trial was unduly prejudicial, serving only
to evoke sympathy from the jurors. The trial judge found that
there was nothing inflammatory or overly prejudicial about using
a picture of the child. Moreover, the judge did not permit the
photograph to be taken into the jury room.
N.J.R.E. 403 provides: "Except as otherwise provided by
these rules or other law, relevant evidence may be excluded if
its probative value is substantially outweighed by the risk of
(a) undue prejudice, confusion of issues, or misleading the jury
or (b) undue delay, waste of time, or needless presentation of
cumulative evidence." Our courts have held that "admissibility
of photographs of the victim of a crime rests in the discretion
of the trial court, and the exercise of its discretion will not
be reversed in the absence of palpable abuse." State v. Rose,
112 N.J. 454, 535-36 (1988) (quoting State v. Thompson,
59 N.J. 396, 420 (1971)). The mere fact that photographs may be
cumulative of other testimony in the case does not of itself
render them inadmissible. See Tirrell v. Navistar Int'l, Inc.,
248 N.J. Super. 390, 407-08 (App. Div.), certif. denied,
126 N.J. 390 (1991) (finding no error in the trial court's admission of
photographs of decedent with his wife and children; the
photographs "showed an intact family, verified the closeness of
the children's ages, and indicated an apparent bond among the
family members").
We find no abuse of discretion in the trial judge's decision
to admit Andres' photograph. The photograph was not
objectionable on its face; it showed a standing, smiling toddler.
This photograph served both to identify the child and to
corroborate plaintiffs' testimony that Andres had been a healthy,
happy child. There is nothing to suggest that the photograph
unduly prejudiced the jury.
It is also necessary that we consider defendant's
contentions that the trial judge erred in not entering judgment
in defendant's favor because: (a) there was no proof presented
that defendant's treatment and care proximately caused Andres'
death; and (b) there was no testimony that would support an award
for plaintiffs' survival action. We do not accept either
argument.
"To establish a prima facie case of negligence in a medical
malpractice action, a plaintiff must present expert testimony
establishing (1) the applicable standard of care; (2) a deviation
from that standard of care; and (3) that the deviation
proximately caused the injury." Gardner v. Pawliw,
150 N.J. 359,
375 (1997) (citations omitted). On the issue of proximate cause,
a modified standard applies to cases "in which a defendant's
negligence combines with a preexistent condition to cause harm--as distinguished from cases in which the deviation alone is the
cause of harm. . . . " Scafidi v. Seiler,
119 N.J. 93, 108-09
(1990). The modified standard "apparently applies to all medical
malpractice cases in which there is evidence that the defendant's
negligence increased the risk of the occurrence of the ultimate
eventuating harm by failing to arrest the patient's downward
medical course." Battenfeld v. Gregory,
247 N.J. Super. 538, 547
(App. Div. 1991).
In those cases where the modified standard applies, a
plaintiff suffering from a preexisting condition must prove that,
as a result of a defendant's negligence, plaintiff experienced an
increased risk of harm from that condition, and that the
increased risk of harm was a substantial factor in causing the
injury ultimately sustained. Gardner, supra, 150 N.J. at 375,
(citing Anderson v. Picciotti,
144 N.J. 195, 210 (1996)). The
"substantial factor" standard requires the jury to determine
whether the deviation from the standard of care, "in the context
of the preexistent condition, was sufficiently significant in
relation to the eventual harm to satisfy the requirement of
proximate cause." Scafidi, supra, 119 N.J. at 109.
This modified test is necessary because the traditional "but
for" causation test is incapable of application where the harm is
produced by concurrent causes. Gardner, supra, 150 N.J. at 377;
Scafidi, supra, 119 N.J. at 109. The standard "but for" charge
could "confuse or mislead a jury" in such cases, because that
language "assumes that the defendant's negligence began a chain
of events leading to the plaintiff's injury." Scafidi, supra,
119 N.J. at 102.
At trial, plaintiffs argued that the increased
risk/substantial factor standard of Scafidi was applicable.
Defendant disagreed, arguing that her whole position was that
neither the bean nor pneumonia were there, so there was no
preexisting condition that would implicate Scafidi. The trial
judge readily recognized that there was sufficient evidence for
the jury to find that the bean and/or pneumonia was present when
defendant examined Andres' and that it was reasonably probable
that his condition could have been diagnosed if proper medical
procedures had been followed. Gardner, supra, 150 N.J. at 375.
While the trial judge properly ruled that the evidence was
sufficient to withstand defendant's motion for a directed verdict
on the issue of proximate cause, the judge nonetheless
erroneously concluded that Scafidi did not apply, and charged the
jury on proximate cause as follows:
By proximate cause it is meant that the
negligence of the Defendant was an efficient
cause of the incident. That is a cause which
necessarily set the other causes in motion,
or was a substantial factor in bringing the
incident about.
It is defined as a cause which naturally
and probably led to and might have been
expected to produce the injury complained of.
[Emphasis added.]
See Model Jury Charge (Civil), 7.10, "Proximate Cause - General
Definition (pre-1984)," (1984); compare Model Jury Charge
(Civil), 5.36E, "Medical Malpractice, Pre-existing Condition
Increased Risk/Loss of Chance - Proximate Cause" (1996). We are
aware that the jury instruction given here varies from the
language in the model charge in that the word "or," as underlined
above, replaced the word "and," used in the model charge. While
this ameliorated the error to some degree, it was not
sufficiently instructive.
The "increased risk/substantial factor" standard was
applicable to the present case. On retrial, this standard should
be charged. The judge must, however, modify the model charge to
clarify that the court is not declaring that a preexisting
condition existed, but is only providing the jury with the
standard to apply if it did find that such a preexisting
condition existed.
Defendant claims that there was no testimony to support
plaintiffs survival action as there was no testimony to support
any damage award, and the jury verdict form incorrectly listed
"disability and impairment" and "loss of enjoyment of life" as
among the items for which damages could be assessed.
N.J.S.A. 2A:15-3, pertaining to survival actions, provides:
Executors and administrators may have an
action for any trespass done to the person or
property, real or personal, of their testator
or intestate against the trespasser, and
recover their damages as their testator or
intestate would have had if he was living.
In those actions based upon the wrongful
act, neglect, or default of another, where
death resulted from injuries for which the
deceased would have had a cause of action if
he had lived, the executor or administrator
may recover all reasonable funeral and burial
expenses in addition to damages accrued
during the lifetime of the deceased.
In Eyoma v. Falco,
247 N.J. Super. 435 (App. Div. 1991), a
wrongful death and survival action involving a patient who was
comatose for over one year before he died, we wrote that the
types of damages available in an action brought under that
statute clearly include: (1) loss of earning capacity; (2) out-of-pocket expenses; and (3) pain and suffering. Id. at 439, 446.
In addition, we noted that damages could be awarded for
"disability and impairment" which "compensate for interruption of
function which diminishes the individual's capacity for physical
and mental activity." Id. at 451. Further, we held that damages
for "loss of enjoyment of life may be awarded as part of damages
for the total disability and impairment which exists when
tortious injury causes one to be in a comatose or vegative
state." Id. at 453.
Defendant first contends that there was no testimony that
supported the jury's award of survival damages. We disagree.
The record contains sufficient evidence that Andres suffered pain
and discomfort and that there was some loss of enjoyment of life
as a result of defendant's malpractice. Andres ate very little
and drank less than usual, and suffered from a 102 degree fever.
He also had a cough, which developed on Sunday or Monday, cried
frequently, and vomited after drinking from his bottle. He slept
in an agitated state and was breathing hard as he slept. These
symptoms continued through Wednesday, until Andres began coughing
repeatedly and choking. Additionally, an expert testified as to
the type of sensation that a person would feel if they had
aspirated something small enough to go into the glottis and
irritate the vocal chords. He described a feeling that would be
both the sense of air being cut off, coupled with the direct
irritation on the vocal chords that is a "sort of desperate kind
of maneuver to cough this up" like "the feeling we feel when we
inhale a little bit of water." All of these descriptions would
enable the jury to understand the kind of suffering Andres was
experiencing and thereby support a damage award.
Defendant asserts that the jury verdict form improperly
caused the jury to consider "disability and impairment" and "loss
of enjoyment of life" as items separate from pain and suffering.
Defendant further argues that "loss of enjoyment of life" damages
are only available in cases of permanent injury. The jury
verdict form asked: "What amount of damages do you award to
plaintiffs for the pain and suffering, the disability and
impairment and loss of enjoyment of life suffered by their son
until his death?" Defense counsel objected at trial to the "use
of the words `disability and impairment'" on the jury verdict
form, stating that these were not part of "the survival portion."
In Eyoma, we discussed compensation for the damages actually
suffered by someone in a coma or other state where pain and
suffering damages were not consciously perceived by the injured
person. Eyoma, supra, 247 N.J. Super. at 451. We noted that
conscious perception is not needed for disability and impairment
damages, because such damages "compensate for interruption of
function which diminishes the individual's capacity for physical
and mental activity." Ibid. (quoting Reale v. Township of Wayne,
132 N.J. Super. 100, 114 (Law Div. 1975)). It was tacitly
understood in our discussion in Eyoma that if there was no coma
or inability to perceive, such damages were proper. The question
in Eyoma was whether the fact that plaintiff was in a coma
precluded such a damage award.
Here, unquestionably, damages may be awarded for Andres'
diminished ability to carry on his usual physical and mental
activity. There was testimony that Andres' was in distress and
that his abilities to eat, drink and play were curtailed.
Because these are the major life activities of a child his age,
we are satisfied that disability and impairment damages were
appropriately charged and considered by the jury.
There is no basis for defendant's argument that such damages
turn on the permanency of the injuries. In fact, even if a
person were in a coma for only a short period of time and then
recovered, our holding in Eyoma, supra, would support recovery by
that person for damages that "compensate for interruption of
function which diminishes the individual's capacity for physical
and mental activity" during the period of the coma.
Plaintiffs contend that the trial judge erred by dismissing
the wrongful death claim. Plaintiffs contend that the trial
court misapplied the law in determining that they had presented
insufficient proofs to allow the jury to determine the
plaintiffs' losses under a wrongful death theory. We agree.
New Jersey's wrongful death act, N.J.S.A. 2A:31-1 to -6,
permits for the recovery of damages under the following
provision:
In every action brought under the
provisions of this chapter the jury may give
such damages as they shall deem fair and just
with reference to the pecuniary injuries
resulting from such death, together with the
hospital, medical and funeral expenses
incurred for the deceased, to the persons
entitled to any intestate personal property
of the decedent.
[N.J.S.A. 2A:31-5.]
The extent of "pecuniary injuries" for which a parent could
recover upon the death of a child were addressed in Green v.
Bittner,
85 N.J. 1 (1980). In Green, which involved a high
school senior killed in an automobile accident, the Court
reversed a jury award of zero damages for pecuniary losses,
finding such a verdict to be a miscarriage of justice. Green,
supra, 85 N.J. at 4. The Court held that when parents sue for
the wrongful death of their child, damages should not be limited
to such factors as the value of helping with household chores or
anticipated future financial contributions to the household;
rather, "the jury should be allowed, under appropriate
circumstances, to award damages for the parents' loss of their
child's companionship as they grow older, when it may be most
needed and valuable, as well as the advice and guidance that
often accompanies it." Ibid. The Court noted:
[g]iven this expansion of permissible
recovery, a verdict finding no damages for
the death of a child should ordinarily be set
aside by the trial court and a new trial
ordered. To sustain such a verdict "would
result in a return to the outmoded doctrine
that a child is a liability--not an asset."
[Ibid. (citing Bohrman v. Pennsylvania
Railroad Co.,
23 N.J. Super. 399, 409 (App.
Div. 1952)).]
The Green Court stated that "courts have not hesitated to
recognize the need of children for physical help and care.
Parents facing age or deteriorating health have the same need,
and it is usually their children who satisfy their need." Green,
supra, 85 N.J. at 11. Therefore, the Court recognized as
recoverable the pecuniary value of tending to those needs through
hiring housekeeping, errand-running, cooking and other home
assistance professionals. Id. at 12. The pecuniary value of
lost "guidance, advice and counsel" from the child as the parent
ages was also allowed. Id. at 14.
Of the proof needed to award such damages given the unknown
course of the child's life, the Court wrote:
Given the speculative quality of the
inferences, it might further be questioned
whether one could realistically attach an
estimated pecuniary value to such services.
Our answer is, even assuming no special
circumstances are proven, that the nature of
these cases has led our courts to allow
damages even though the inferences, and the
estimate of damages, are based on
uncertainties. When a parent dies and loss
of advice, guidance and counsel is allowed to
the surviving children, and when an infant
child dies and loss of prospective services
is allowed to the parents, the proof that
suffices is the parent-child relationship and
what we assume the jury can conclude from
that relationship alone.
[Id. at 15 (citations omitted; emphasis added).]
Even where a child is only five months old, the Court stated that
damages are allowed without any showing that the child "was
likely to render services around the house." Id. at 15 (citing
Greenberg v. Stanley,
51 N.J. Super. 90, 108-09 (App. Div. 1958),
aff'd in relevant part,
30 N.J. 485, 492 (1959)). The Court
added:
Given a normal parent-child relationship, a
jury could very well find it is sufficiently
probable, had the child lived, that at some
point he or she would have rendered the kind
of companionship services mentioned herein
and, although perhaps even somewhat more
conjectural, the kind of advice, guidance and
counsel we have described. It will be up to
the jury to decide what services would have
been rendered, and what their value is,
subject to no more or no less control,
direction, and guidance from the court than
occurs in other wrongful death cases. There
need be no showing that companionship and
advice will probably be purchased by the
parent because of the child's death; it is
sufficient that the deceased would have
rendered them.
[Green, supra, 85 N.J. at 16-17.]
A motion for dismissal at the close of plaintiff's case
"shall be denied if the evidence, together with the legitimate
inferences therefrom, could sustain a judgment in plaintiff's
favor." R. 4:37-2(b). The plaintiff must be afforded the
benefit of all of the evidence presented plus the reasonable
inferences which it supports; and, if "reasonable minds could
differ, the motion must be denied." Geldreich v. American
Cyanamid Co.,
299 N.J. Super. 478, 489 (App. Div. 1997) (quoting
Dolson v. Anastasia, supra, 55 N.J. at 5).
In Carey v. Lovett, supra, the Supreme Court reversed a jury
verdict of $450,000 in damages for the wrongful death of a ten-day-old baby.
132 N.J. 44, 67 (1993). In that case, the Court
wrote:
The problem inherent in evaluating the
economic value of a newborn's life is
obvious. No one can know much, if anything,
about the infant and his or her future
economic worth. That difficulty, however,
should not preclude any award. Some award is
appropriate "even though the inferences, and
estimate of damages, are based on
uncertainties."
[Id. at 68 (quoting Green, supra, 85 N.J. at
15).]
The Carey Court noted that as to the proofs, the plaintiffs
"demonstrated that their family was close, each member supporting
the others in various ways. The record is otherwise
understandably silent about the infant's potential economic
worth. Such slender proof cannot support so generous a verdict,
even in this sad case." Carey, supra, 132 N.J. at 68.
Significantly, the Court did not indicate that the "slender
proof" in that case would prohibit any award, only that it
precluded an award as generous as $450,000 for the loss.
In the present case, plaintiffs' damages for Andres'
wrongful death could be founded on the evidence that Andres was
Maria and Roberto's oldest child; based on the ages given at
trial, the other two children were born after Andres' death.
There was also evidence that both Maria and Roberto had come to
the United States from foreign countries, and that both had been
employed in blue-collar type jobs. From these facts, a jury
could have inferred that Andres' financial contributions to the
household as well as companionship and assistance would have been
forthcoming as the parents aged, particularly because the Arenas'
were unlikely to amass significant savings working at their jobs.
The family might also have benefitted from the guidance, advice
and counsel, and language skills of their American-born and
educated child, as well as in matters of American culture.
Additionally, the family might have yielded pecuniary benefit
from their child's assistance in avoiding language problems,
especially for Maria, who had to use an interpreter at trial.
Given these inferences, reasonable minds could conclude that
plaintiff had established the likelihood of pecuniary loss due to
the wrongful death of their son. This is particularly so given
the necessarily speculative nature of proving the pecuniary
losses resulting from a child's death as recognized in Green,
supra. The model jury charge on wrongful death of a minor
provides guidance to the jury in awarding proper damages for an
infant's death. Model Jury Charge (Civil), 6.16, "Wrongful
Death," (1984). Therefore, it was error to have dismissed
plaintiffs' wrongful death claim. Reasonable persons could have
found sufficient evidence in the record from which to assess
plaintiffs' pecuniary losses attributable to Andres' death.
Plaintiffs contend that the trial court erred by dismissing
Maria's claim for emotional distress. We disagree.
In Frame v. Kothari,
115 N.J. 638 (1989), we reversed a
jury's verdict for emotional distress following a child's death
from a medical misdiagnosis, and the Supreme Court affirmed the
reversal. Id. at 640. The Supreme Court reviewed the extension
of recovery for emotional distress under Portee v. Jaffee,
84 N.J. 88, 101 (1980), to persons who were not physically injured
but who could prove: "(1) the death or serious physical injury
of another caused by defendant's negligence; (2) a marital or
intimate, familial relationship between plaintiff and the injured
person; (3) observation of the death or injury at the scene of
the accident; and (4) resulting severe emotional distress."
Frame, supra, 115 N.J. at 643 (quoting Portee, supra, 84 N.J. at
101). The Frame Court noted that the discovery of a family
member's death would always "threaten one's emotional welfare"
but that recovery would arise only where there is "negligent
conduct that strikes at the plaintiff's basic emotional
security," such as the "traumatic sense of loss" that an accident
witness would experience. Id. at 643.
&nb