SCOTT EPSTEIN v. FINANCIAL INDUSTRY REGULATION AUTHORITY, INC

State: New Jersey

Docket No: a5411-09

Case Date: 01/09/2012

Plaintiff: SCOTT EPSTEIN

Defendant: FINANCIAL INDUSTRY REGULATION AUTHORITY, INC

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(NOTE: The status of this decision is Unpublished.)

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-5411-09T4

SCOTT EPSTEIN,

Plaintiff-Appellant,

v.

FINANCIAL INDUSTRY REGULATION AUTHORITY, INC. (FINRA); FINRA DEPARTMENT OF ENFORCEMENT (DOE); MARY L. SCHAPIRO; MICHAEL NEWMAN; ALAN W. HEIFETZ and AMY MOSHO,

Defendants-Respondents.

____________________________________________________ January 9, 2012 Argued December 20, 2011

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