SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-5842-99T3
SOLID ROCK BAPTIST CHURCH,
a non-profit religious
organization incorporated
under the laws of the State
of New Jersey,
Plaintiff-Appellant,
v.
RUDY V. CARLTON,
Defendant-Respondent.
___________________________________
CONGREGATION OF SOLID ROCK
BAPTIST CHURCH,
Plaintiffs/Intervenors-
Respondents,
v.
SOLID ROCK BAPTIST CHURCH,
Defendant-Appellant.
___________________________________
Argued January 8, 2002 - Decided January 31, 2002
Before Judges Pressler, Ciancia and Parrillo.
On appeal from Superior Court of New Jersey,
Chancery Division, General Equity Part, Essex County,
Docket Nos. C-266-98 and C-313-98.
Robert L. Martin and Cyril S. Hodge argued the cause
for appellant (Mr. Martin, Mr. Hodge and Bernard Weiss,
on the brief).
Peter W. Till argued the cause for respondent
Congregation of Solid Rock Baptist Church (Mr. Till and
Clifford Minor, on the joint brief).
The opinion of the court was delivered by
PARRILLO, J.A.D.
This case involves an intrachurch dispute over eligibility
for nomination to elective office in a religious organization.
The intrafaith conflict is actually rooted in a deeper doctrinal
schism leading to a challenge by a breakaway congregational
faction for control of church governance and administration.
Plaintiff Solid Rock Baptist Church (Solid Rock) appeals the
"eligibility" determination of the chancery court _ allowing
floor nominations without preliminary recommendations from and
prequalification by the nominating committee _ as violative of
church process and procedure and as an unwarranted judicial
intrusion into matters of church doctrine and polity. By
democratizing the nominating process, plaintiff contends the
court below fundamentally and impermissibly reordered church
structure, transforming a congregational church with an internal
governing body into a church entirely controlled by its
membership. Defendant Rudy Carlton, the ousted pastor "recalled"
as a result of the court-monitored elections, and his intervenor-
supporters counter that the chancery judge properly enforced the
clear and express terms of church by-laws that, they claim,
provide for floor nominations without pre-screening and
prequalification by the nominating committee.
The essential facts are not in dispute. Solid Rock was
incorporated in 1980 as a religious corporation pursuant to
N.J.S.A. 16:1-1 to -47. In 1981, it purchased property in
Irvington upon which its church is located and from where
services are conducted.
Solid Rock, like other Baptist churches, is congregational.
See Baugh v. Thomas,
56 N.J. 203 (1970); Moorman v. Goodman,
59 N.J. Super. 181 (App. Div. 1960). Unlike hierarchical churches
wherein the local church is "an integral and subordinate part of
the general church and subject to its authority," Protestant
Episcopal Church v. Graves,
83 N.J. 572, 577 (1980), cert. denied
sub nom. Moore v. Protestant Episcopal Church,
449 U.S. 1131,
101 S. Ct. 954,
67 L. Ed.2d 119 (1981), Solid Rock is a local
autonomous body where church authority and control over church
property rests completely in the local congregation and its
elected officers. The present dispute focuses on the allocation
of that authority as between the congregation's membership and
its elected officials.
The constitution of Solid Rock, consistent with
congregational organizations, vests governing power in "its own
sovereign body . . . independent of any governmental, legislative
laws, executive and judicial courts." In addition, Solid Rock
enacted by-laws that detail, among other things, church
governance and administration. Thus, Article VI establishes
three bodies to govern the affairs of the church: an executive
board, a board of trustees, and a board of deacons. The
executive board consists of the pastor, the board of trustees,
and the board of deacons; it meets monthly and discusses all
matters of the church, spiritual and financial. The trustee
board consists of nine to eleven members elected annually and
holds in trust all property belonging to the church, and
designates the bank where the funds of the church shall be
deposited. The deacon board assists the pastor in his spiritual
work and consists of deacons appointed by a "free vote of the
church, after recommendation by the pastor and deacons who
possess the qualifications as recorded in Timothy 3:8-13." In
addition, there is an advisory council, consisting of the elected
officers of the church, the chairs of all standing committees,
and the presidents of all auxiliary organizations. The council
is authorized to review and amend all agenda items before
presentation to the church. Other officers include a treasurer,
a financial secretary, and a clerk.
Article IX of the by-laws provides that election of church
officers is to be held during annual meetings of the church in
the third week of November. Section 3 of Article IX, the
provision at the center of the controversy, prescribes the
process for nominating persons for church office. The advisory
council appoints a nominating committee who prepares a list of
members qualified to hold the various church offices, interviews
the candidates to ascertain their willingness to serve, nominates
one or more persons from the list for each office, and reports
the nominees to the congregation. In addition, any member
present at the annual meeting and qualified to vote has the
privilege of nominating ". . . any eligible person for any office
not so nominated." (Emphasis added).See footnote 11 Article IX also
prescribes voter qualifications and provides that election is by
majority vote.
The pastor is an ex-officio member of all boards and
committees of the church and its auxiliary organizations.
According to Article VI, Section 2 of the by-laws, when there is
a vacancy, the advisory council selects a representative pulpit
committee of the executive board to take the necessary steps to
hire a pastor. When a suitable person is found, the committee
recommends that person to the congregation for consideration at a
vote at a regularly called church business meeting. The pastor
may be terminated for cause as stipulated in the contract, the
church covenant, and the by-laws.
Carlton was hired as pastor on September 11, 1989, and
entered into a Pastor Agreement obligating him to be cooperative,
act in agreement with the deacons, remain in accord with the
executive board, abide by the church constitution and by-laws,
and espouse Baptist doctrines. He is the focal point of the
present dispute over rightful occupancy of Solid Rock's
pastorship. The genesis of the ecclesiastical conflict between
Carlton and the executive board may be traced to 1994 when
Carlton began efforts to implement a "full gospel" ministry at
Solid Rock, a doctrinal teaching apparently at odds with church
theology extant before his arrival on the scene. Despite the
executive board's disapproval, in 1997 and 1998 Carlton took
several steps to advance the full gospel ministry at Solid Rock,
including bringing a full gospel bishop to the church to instruct
the executive board on the ideology of full gospel, taking church
members to a full gospel Baptist conference, petitioning the
deacon board for spiritual and financial support for the full
gospel ministry, and accepting the position of district overseer
for Newark and its vicinity on behalf of the full gospel
ministry.
Based on the recommendation of the deacon board, the
executive board, on September 21, 1998, voted to call on Carlton
to honor all aspects of his pastor agreement and, if he could
not, to inform him that steps would be taken to remove him from
office. In addition, the executive board voted to forbid Carlton
from introducing any full gospel teachings at the church's
worship services. Carlton, apparently, agreed to abide by these
recommendations. However, at Sunday services on September 27,
1998, Carlton attacked the executive board and told the
congregation that "I am going to do, what I have to do." On
October 5, 1998, the executive board and the advisory council
voted to terminate Carlton as pastor of Solid Rock.
Legal action ensued. On October 8, 1998, plaintiff filed a
complaint and order to show cause (C-266-98) seeking to
permanently enjoin Carlton from appearing on church property.
The next day, October 9, 1998, the chancery judge denied
preliminary injunctive relief because he was not convinced that
all members of the advisory council were notified of the
October 5, 1998 meeting at which Carlton was terminated.
Consequently, plaintiff noticed all members of the executive
board and advisory council of a special meeting on October 30,
1998, which was canceled when supporters of Carlton packed the
church basement and refused to leave. The meeting to consider
Carlton's removal was rescheduled for November 10, 1998 and was
held on that date after the chancery judge's November 9, 1998
order that granted plaintiff's interim application for injunctive
relief preventing interference with the meeting. At that
meeting, in accordance with church procedure, the executive board
and advisory council voted to terminate Carlton.
Evidently on account of the dissension, the executive board
padlocked church doors and suspended church services. As a
result, Carlton's supporters held an outdoor meeting on
November 15, 1998, at which time they approved the following
resolutions: that Carlton remain pastor of the church; that the
church's executive board and advisory council be abolished; that
the church's existing by-laws be abolished; and that a five-
person committee, appointed by Carlton, prepare new by-laws.
Carlton's supporters also instituted legal action in the
name of the "Congregation of Solid Rock Baptist Church." On
November 17, 1998, they (intervenors) filed a verified complaint
(C-313-98) and order to show cause seeking both prohibitory
injunctive relief against plaintiff's interference with their
control of, and access to, the church and mandatory injunctive
relief that would compel plaintiff to deliver to them all
business records of the church. They also moved to intervene in
plaintiff's pending lawsuit (C-266-98). On December 21, 1998,
the chancery judge ordered that, among other things, the padlocks
be removed from the church; that Carlton not appear on church
property and not participate in church services; and that the
annual church meeting for 1998 be conducted in accordance with
church by-laws no later than January 17, 1999.
On January 5, 1999, the chancery judge granted intervenors'
motion to intervene, under R. 4:33-2, but denied their
application for emergent relief to enjoin the executive and
advisory boards because he found the vote at the November 15,
1998, meeting conducted outside the church to be improper. At
that time, he also indicated an intent to appoint a monitor to
oversee the election of church officers, to be conducted at the
annual meeting. Significantly, for present purposes, the
chancery judge interpreted Section 3 of Article IX of the by-laws
as allowing floor nominations from the membership and, therefore,
the executive board and advisory council did not have
ecclesiastical authority to exclusively determine eligibility of
nominees for church office.
Consistent with his stated intent, on January 8, 1999, the
chancery judge appointed Jay Benenson, an attorney, as moderator
to assist the court in resolving the underlying dispute between
the parties, to supervise and oversee the annual meeting
election, and to resolve issues of church membership, voter
qualification, election notice, and voting procedures.
Benenson's duties were set forth in the court's January 8, 1999
order:
The Moderator shall establish (a) the
criteria for membership and the eligibility
of members of the Church to participate and
vote at the annual meeting; (b) the issue(s)
to be presented at the meeting; (c) the
voting procedure(s) at the meeting; (d) the
ballot question(s) to be presented at that
meeting; and (e) the form and manner of
notice to be given; (f) any other related
matters that will permit a fair and
reasonable church membership meeting to occur
on the date to be set.
The moderator may conduct hearings, if
he deems it appropriate, to resolve any and
all questions related to the conduct and
establishment of a fair and reasonable
meeting as set forth herein and voting
procedures and eligibility.
On March 25, 1999, Benenson designated seven members of the
church to serve as the nominating committee and directed that the
committee propose a slate of candidates for the following
positions: board of trustees, treasurer, financial secretary,
clerk, and superintendent of Sunday school. Consistent with the
chancery judge's interpretation of Section 3, Article IX of the
by-laws, Benenson invited all other members to file any other
candidate slates, and intervenors timely filed a slate of
nominees for church offices in support of Carlton, the terminated
pastor. After determining voter qualifications, Benenson
supervised the annual election meeting, held on April 29, 1999,
at which Carlton's supporters prevailed, their slate having
received 180 votes compared to the 153 votes cast for plaintiff's
slate. As a result of the April 29, 1999 election,
ecclesiastical control of Solid Rock passed from plaintiff's
executive board to a board comprised of Carlton's supporters.
The election results were incorporated into the court's
order of June 9, 1999 that also directed that a vote for pastor
be taken no later than July 11, 1999. To this end, the chancery
judge designated the entire executive board _ consisting of the
newly elected trustees and the deacon board, and controlled by
the former _ as the pulpit committee responsible for recommending
to the Solid Rock congregation a pastor for consideration and
vote.See footnote 22 On June 15, 1999, the pulpit committee voted to nominate
and present Carlton as candidate for pastor. Interim
applications by plaintiff to stay the election results of
April 20, 1999 and the pastoral election scheduled for June 29,
1999 were denied. The vote for pastor was conducted on June 29,
1999 under Benenson's supervision. Carlton prevailed by a vote
of 152 to 125.
The election results were accepted by the chancery judge in
his order of June 26, 1999 that also vacated all restraints
previously imposed on Carlton save for those regarding check
writing privileges. The remaining financial restraints were also
vacated by order of June 1, 2000. Plaintiff's amended complaint,
seeking to permanently restrain Carlton from the property and to
declare that plaintiff is entitled to church assets, was
dismissed on intervenors' motion, pursuant to R. 4:6-2(e), by
order of May 5, 2000. On May 23, 2000, the chancery judge
entered a voluntary dismissal of intervenors' complaint against
plaintiff.
Plaintiff appeals from a final judgment both adopting the
results of church elections for officers and pastor, and
dismissing its amended complaint for permanent injunctive relief
against Carlton, its terminated pastor.See footnote 33 Plaintiff claims that
the elections are void as contrary to church by-laws that vest
ecclesiastical authority to determine the eligibility of nominees
for church office exclusively in internal church governing
bodies.See footnote 44 By holding otherwise _ i.e., that nominations may be
made by the membership without prequalification by the nominating
committee _ the chancery court, according to plaintiff,
impermissibly intruded into matters of church governance,
practice, and polity. Intervenors respond that the judge
correctly interpreted church law to mean that the only rule is
that the majority rules and that their faction represents the
majority. For reasons that follow, we hold that, in the absence
of clear and unambiguous direction in church law, the intrachurch
dispute over eligibility for nomination to church office _
implicating as it does the more fundamental question of church
governance and congregational structure _ does not present a
proper issue for judicial consideration.See footnote 55
Well-settled principles prohibit civil courts from resolving
ecclesiastical disputes that depend upon inquiry into questions
of faith or doctrine. See Presbyterian Church v. Hull Mem'l
Presbyterian Church,
393 U.S. 440,
89 S. Ct. 601,
21 L. Ed.2d 658 (1969); Protestant Episcopal Church v. Graves, supra, 83 N.J.
at 580-81. In such cases, there is the danger that the power of
the state may be called upon to breach the wall of separation of
church and state by either aiding a faction espousing a
particular doctrinal belief, or becoming "entangled in
essentially religious controversies." Serbian Eastern Orthodox
Diocese v. Milivojevich,
426 U.S. 696, 709,
96 S. Ct. 2372, 2380,
49 L. Ed.2d 151 (1976). For this reason, the Establishment
Clauses of our Federal and State Constitutions, forbidding the
establishment of religion, severely circumscribe the role that
civil courts may play in resolving church property disputes. See
U.S. Const. amend. 1; N.J. Const. (1947) art. I, ¶ 4;
Presbyterian Church v. Hull Mem'l Presbyterian Church, supra, 393
U.S. at 449, 89 S. Ct. at 606, 21 L. Ed.
2d at 665; Chavis v.
Rowe,
93 N.J. 103, 109 -10 (1983).
To ensure that judicial adjudications are confined to their
proper civil sphere, the United States Supreme Court has
developed two approaches to church disputes: the deference rule
and the rule of "neutral principles." Kedroff v. Saint Nicholas
Cathedral,
344 U.S. 94,
73 S. Ct. 143,
97 L. Ed.2d 120 (1952);
Maryland and Virginia Eldership v. Church of God at Sharpsburg,
396 U.S. 367,
90 S. Ct. 499,
24 L. Ed.2d 582 (1970); Kleppinger
v. Anglican Church,
314 N.J. Super. 613, 621-22 (Ch. Div. 1998).
As to the former, courts "accept the authority of a
recognized religious body in resolving a particular doctrinal
question." Elmora Hebrew Center, Inc. v. Fishman,
125 N.J. 404,
414 (1991). In hierarchical situations, courts must defer to the
authoritative ruling of the highest church authority in the
hierarchy to have considered the religious question at issue.
Watson v. Jones, 80 U.S. (13 Wall.) 679, 727,
20 L. Ed. 666, 676
(1872); Serbian Orthodox Diocese v. Milivojevich, supra, 426 U.S.
at 710-14, 96 S. Ct. at 2381-82, 49 L. Ed.
2d at 163-65; Chavis
v. Rowe, supra, 93 N.J. at 108. Similarly, in disputes involving
a church with a congregational structure, "courts should defer to
resolutions by a majority (or other appropriate subgroup) of the
church's governing body." Elmora Hebrew Center, Inc. v. Fishman,
supra, 125 N.J. at 414. See also Chavis v. Rowe, supra, 93 N.J.
at 108.
Where appropriate, the other approach to church disputes is
used regardless of the governing structure of a particular church
and involves the application of neutral principles of law to
determine disputed questions not implicating religious doctrine
or practice. Jones v. Wolf,
443 U.S. 595, 602,
99 S. Ct. 3020,
3025,
61 L. Ed.2d 775, 784 (1979); Presbyterian Church v. Hull
Mem'l Presbyterian Church, supra, 393 U.S. at 449, 89 S. Ct. at
606, 21 L. Ed.
2d at 665. This approach calls for the
examination and interpretation of church documents such as deeds,
constitutions, by-laws, and the like in accordance with wholly
secular legal rules whose applications do not entail theological
or doctrinal evaluations. Jones v. Wolf, supra, 443 U.S. at 604,
99 S. Ct. at 3026, 61 L. Ed.
2d at 785; Elmora Hebrew Center,
Inc. v. Fishman, supra, 125 N.J. at 414-15. It has been
suggested, at least in this State, that in a strictly
congregational situation, where the congregation answers to no
higher ecclesiastical authority in matters of church government,
our courts should use "neutral principles" in resolving civil
disputes, provided a justiciable controversy is presented.
Chavis v. Rowe, supra, 93 N.J. at 110; Protestant Episcopal
Church v. Graves, supra, 83 N.J. at 580.
Irrespective of the approach used, courts are admonished to
scrupulously avoid incursions into questions of ecclesiastical
polity or doctrine that would be constitutionally impermissible.
Elmora Hebrew Center, Inc. v. Fishman, supra, 125 N.J. at 415.
To be sure, the task of reconciling respect for the autonomy of
religious organizations with the responsibility of courts to
resolve conflicts involving civil matters is a difficult one.
Admittedly, in some instances there is a gray zone between
express secular terms and religious doctrine, and the distinction
between the court's duty to abstain from religious questions and
to decide legal disputes is blurred. Complicating the matter is
the fact that the once simple dichotomy between hierarchical and
congregational polities does not reflect the diversity of
contemporary denominational structures.
We are dealing here with a congregational church. While it
is true that in a congregational church setting the majority may
rule, it does not follow that if a congregational church is
involved, the majority must rule. Watson v. Jones, supra, 80
U.S. (13 Wall) at 724, 20 L. Ed. at 675. Compare Ardito v. Board
of Trustees, Our Lady of Fatima Chapel,
281 N.J. Super. 459 (Ch.
Div. 1995) with Church of Christ at Centerville v. Carder,
713 P.2d 101 (Wash. 1986). In Watson v. Jones, it was explained
that, when a schism exists in a congregational church that leads
to a separation into distinct and conflicting bodies,
the rights of such bodies to the use of the
property must be determined by the ordinary
principles which govern voluntary
associations. If the principle of government
in such cases is that the majority rules,
then the numerical majority of members must
control the right to the use of the property.
If there be within the congregation officers
in whom are vested the powers of such
control, then those who adhere to the
acknowledged organism by which the body is
governed are entitled to the use of the
property.
[80 U.S. (13 Wall.) at 725, 20 L. Ed. at 675
(emphasis added).]
In the present case, the chancery court adjudicated no
simple property or contract dispute but rather an essential issue
of church governance, polity, and administration _ namely whether
Solid Rock is a true democracy controlled by its membership or a
more republican, representative structure governed by internal
ecclesiastical bodies. Purporting to apply so-called "neutral
principles" of law, the chancery court opted for the former based
on an interpretation of church by-laws that vested nominating
authority in any church member without prior screening and
recommendation by the nominating committee.
At issue before the chancery court was the meaning of the
phrase "eligible person" in Article IX, Section 3 of church by-
laws, permitting any qualified member to "place in nomination the
name of any eligible person for any office . . . ." At the
January 5, 1999 hearing, the chancery court stated that "any
eligible person simply means any person who is of good standing."
The court added:
I feel that by looking without any
religious content whatsoever . . . using
neutral principles such as looking at a
document, such as these by-laws and
constitution, one can interpret that as
judges do and lawyers do in looking at any
other type of writing or contract.
The word eligible does not carry with it
anywhere in this constitution or by-laws or
anywhere in my experience or logic any
necessarily ecclesiastic or religious
meaning. That's being read into by the
plaintiffs . . . . [A]nd that is contrary to
th[e] clear spirit of this entire document
which in my opinion clearly vests ultimate
authority in the church. [A]rticle 3 starts
out with the following language, "This church
shall be governed by its own sovereign
body. . . ."
That means to me pretty clearly that the
church is governed by its own sovereign body,
not by the executive and advisory board, not
even by the deacons or by the trustees, but
ultimately by the church itself . . . the
congregation.
The chancery judge returned to the issue at the June 28,
1999 hearing:
Now the argument of the plaintiffs here
is that we're eligible means someone who is
screened in ecclesiastical or religious
sense. I cannot accept that argument because
what the argument does or attempts to do is
simply read that sentence out of the
constitution and by-laws, to make it a
nullity, to make it zero, of no effect.
Because if the only people who can screen and
determine who's an eligible person for office
are the same persons who can put the
nominating slate in, the executive and
advisory board, then it's really an illusion
to say that any member can nominate anybody
else.
If it really means the executive and
advisory board put up a slate of officers and
trustees and if any other member wants to
nominate him, he can if we say so, that means
nothing. [I] can't believe that that's what
the constitution and by-laws mean. I think,
to the contrary, the word eligible is using
neutral, impartial, non-ecclesiastical, non-
religious principles,
. . . .
[R]unning throughout the entire constitution
and by-laws of Solid Rock Baptist Church, as
I've said before several times, there's a
notion underlying . . . that . . . this
church . . . is essentially a democratic
organization.
It is ultimately one in which the power,
the ultimate power, flows only from one place
and that is the full body of the congregation
because everything that's done . . . must
ultimately be approved by the majority of the
congregation. This is the consummate
democratic type of document.
Of course, the court's ruling set the stage for the court-
monitored election at which the candidate slate proposed by the
opposition faction loyal to the ousted pastor, and not pre-
screened for eligibility by the nominating committee, won by
majority vote. This shift in the balance of power, in turn,
allowed for the eventual return of Carlton to the pastorship of
Solid Rock. In other words, the court's decision on the
nominating process and procedure proved determinative of the
underlying issues of church governance, polity, and ultimately
doctrine.
We conclude that the chancery court's ruling in this regard
was an inappropriate application of "neutral principles"
jurisprudence. First and foremost, the method of neutral
principles does not allow for construction of church documents if
their interpretation is the focus of dispute and if such
documents are not so clear, provable, and express that the civil
courts could enforce them without engaging in a searching, and
therefore impermissible, inquiry into church polity. Serbian
Eastern Orthodox Diocese v. Milivojevich, supra, 426 U.S. at 723,
96 S. Ct. at 2387, 49 L. Ed.
2d at 170. Here, the issue of
eligibility for office was a highly controverted question of
faith within the congregation. Despite the obvious division of
opinion, the basis for the chancery court's resolution allowing
for floor nominations is unclear, as are the rules of common law
it relied upon to structure the church-member relationship
implicated in this matter. In essence, the chancery judge
interpreted the term "eligible" to be without any religious
significance despite plaintiff's contrary contention that the
nominating committee pre-screens candidates for spirituality and
religiosity. We emphasize that the application of neutral
principles does not require courts to "neutralize" ecclesiastical
words. If only a matter of statutory construction, we find the
disputed phrase ambiguous at best, allowing for the dual
interpretations offered by the parties.See footnote 66
In the absence of clear direction in church law, judicial
inquiry into church procedures is precluded. Chavis v. Rowe,
supra, 93 N.J. at 112; Kleppinger v. Anglican Church, supra, 314
N.J. Super. at 624. Although courts may intervene to determine
whether established procedures of a religious organization, as
proven, have been followed, Baugh v. Thomas,
56 N.J. 203 (1970);See footnote 77
Hardwick v. First Baptist Church,
217 N.J. Super. 85 (App. Div.
1987), courts should not intervene where such procedures are not
so express, or less than clearly defined, or ambiguous. Serbian
Eastern Orthodox Diocese v. Milivojevich, supra, 426 U.S. at 723,
96 S. Ct. at 2387, 49 L. Ed.
2d at 170; Chavis v. Rowe, supra, 93
N.J. at 112. Because of such uncertainty, resolution of
intrachurch disputes cannot be made without extensive, and
therefore impermissible, inquiry into religious law and polity.
The Chavis Court's findings about an equally ambiguous church
procedure there are squarely applicable here:
The procedure for removing a deacon is
ambiguous. That ambiguity would be properly
resolved only by going beyond the by-laws and
the constitution of Calvary to a study of the
purpose and the philosophy of congregational
structure in general and of disciplining
congregational deacons in particular. . . .
Such hermeneutics are beyond the Court's
realm.
Moreover, insinuation by civil courts
into the customs and usages of the by-laws
and the constitution, into the administration
and the polity of the church in the hope of
uncovering clues to the correct disciplinary
procedure, threatens the freedom of religious
institutions from secular entanglement.
[93 N.J. at 112.]
In this case, inquiring whether the nominating committee has
exclusive ecclesiastical authority to determine eligibility
necessitates interpretation of ambiguous religious law, the
resolution of which would require a deeper probe into the
congregational structure and allocation of power within Solid
Rock. For instance, in the absence of an express procedure in
church by-law, inquiry need be made as to where within Solid
Rock, the rules of polity, accepted by its members before the
schism, had placed ultimate authority over the eligibility
question. See Jones v. Wolf, supra, 443 U.S. at 617-18, 99 S.
Ct. at 3032-33, 61 L. Ed.
2d at 794 (Powell, J., dissenting).
And assuming the inquiry into custom, practice, and usage at
Solid Rock uncovers who makes the eligibility decision, further
investigation need be made as to why the church chose its forms
of authority and methods of decision-making. An inquiry of this
type and its resolution by a civil court "would constitute an
'establishment of religion' with a vengeance . . ." Protestant
Episcopal Church v. Graves, supra, 83 N.J. at 590 (Schreiber, J.,
dissenting) (quoting Maryland & Virginia Eldership v. Church of
God at Sharpsburg,
254 A.2d 162, 170 (Md. Ct. App. 1969),
dismissed for want of substantial federal question,
396 U.S. 367,
90 S. Ct. 499,
24 L. Ed.2d 582 (1970)).
Simply stated, neutral principles of civil law do not
include standards for judging appropriate qualities for church
leadership. Galligan, Judicial Resolution of Intrachurch
Disputes,
83 Colum. L. Rev. 2007, 2027 (1983) ("When intrachurch
disputes demand decisions about doctrinal truth or invite
judicial interference with the freedom of churches to organize
themselves and appoint their own officials and leaders, neutral
principles jurisprudence dictates judicial abstention."). As was
noted in Ardito v. Board of Trustees, Our Lady of Fatima, supra,
". . . this court can discern a no more spiritual matter than a
determination by the congregation of who should shepherd its
flock." 281 N.J. Super. at 467.
Indeed, the intrachurch dispute here is the type of
primarily religious dispute that led to complete judicial
deference in Watson v. Jones, supra. There, the dispute arose
within a local church when the central church body, the General
Assembly of the Presbyterian Church of the United States,
condemned slavery. The majority of the Walnut Street
Presbyterian Church of Louisville, the local church, sided with
the central body. The dissidents in the congregation did not.
The issue presented to the trial court was which set of trustees
and elders elected by competing factions of the Walnut Street
church should serve the congregation. The matter turned on the
power of the General Assembly to prescribe qualifications for
local church office, and the question presented essentially
concerned the extent of a particular church's ecclesiastical
authority. In that context the United States Supreme Court
formulated the principle of compulsory deference by courts to
decisions of ecclesiastical authorities in hierarchical churches
over religious matters which had been committed to them.
The fact that the church in Watson v. Jones was hierarchical
does not render the issue of who may prescribe qualifications for
office in Solid Rock's congregational church any less religious
or doctrinal.See footnote 88 We consider the question as much a matter of
fundamental doctrine as Solid Rock's constitutional precept that
its divine law is the Holy Bible or that its deacons possess the
qualifications as recorded in Timothy 3:8-13. As Justice Brennan
wrote in Maryland and Virginia Eldership v. Church of God at
Sharpsburg:
To permit civil courts to probe deeply enough
into the allocation of power within a church
so as to decide where religious law places
control over the use of church property would
violate the First Amendment in much the same
manner as civil determination of religious
doctrine. Similarly, where the identity of
the governing body or bodies that exercise
general authority within a church is a matter
of substantial controversy, civil courts are
not to make the inquiry into religious law
and usage that would be essential to the
resolution of the controversy.
[
396 U.S. 367, 369-70,
90 S. Ct. 499, 500,
24 L. Ed.2d 582, 584 (1970) (concurring
opinion) (footnote omitted).]
And apropos to the current controversy, in Hardwick v. First
Baptist Church, supra, 217 N.J. Super. at 93, we intimated that
the inquiry whether deacons are required to pass upon membership
in the congregationalist church preliminary to a congregational
vote implicates doctrinal issues that would be inappropriate for
judicial resolution. We reasoned that "[u]nder Baugh v. Thomas
there is no impediment to a court's determining whether an
individual is a member of [a] church; but under Chavis v. Rowe
courts must refrain from adjudicating on theological grounds
whether such individuals should be a member." Id. at 92.
Application of these principles compels judicial abstention
in this case. The chancery court's opposite conclusion to act
upon intervenors' November 17, 1998 complaint and order to show
cause unwittingly entrenched itself in church affairs, contrary
to "neutral principles" jurisprudence that encourages courts to
apply only non-intrusive remedies. Unlike Moorman v. Goodman,
59 N.J. Super. 181, 186 (App. Div. 1960), where the court left the
determination of the question of ouster to the church membership
and thereafter refused to interfere with the action taken, the
court below became entangled in election procedures, appointing a
monitor with broad powers to determine not only qualifications of
voters, but in essence qualifications for office.
Unfortunately, the court's involvement did not end there.
After approving the results of the April 29, 1999 election for
church officers, the court, through its appointed representative,
continued to monitor and supervise the pastoral election of
June 29, 1999, after first designating those members responsible
for recommending candidates to the church for consideration and
vote, a task that the by-laws (Article VI, Section 2) clearly and
expressly assign elsewhere.
Although plaintiff Solid Rock initially and properly sought
limited judicial intervention to restrain from its premises and
pulpit a former pastor indisputably terminated in accordance with
express church procedure, intervenors beseeched the chancery
court for full resolution of the underlying controversy over
church control.See footnote 99 Instead of invoking established church
procedures pursuant to Article XIII to amend by-laws in need of
clarification, intervenors sought judicial adjudication of the
ultimate issue. By accepting the invitation, the chancery court
became mired in questions not only of church process and
procedure, but of governance and polity as well. By deciding to
open nominations to the floor without prior recommendation of the
nominating committee, the court determined the very nature of the
congregational structure of Solid Rock.
It might be suggested that, since the electoral vote
reflects the majority's will in a congregational setting, no
harm, no foul. But that assumes resolution of the very doctrinal
issue that the court below should have abstained from deciding.
Of course, if the "eligibility" dispute is not resolved by the
court, then by whom since no hierarchical structure exists in a
congregational church?
Controlling precedent speaks generally of deferring to "the
authoritative ecclesiastical body," but the cases give no
guidance as to how to identify the appropriate tribunal. And
here, there is no agreement as to the church judicatory body with
authority to settle the doctrinal dispute. We decline to refer
this matter to any ecclesiastical authority not recognized and
accepted by both parties. Indeed, "[i]t is inappropriate for the
court to insinuate itself into such an adjudication, even to the
extent of determining where the parties without agreement must
turn to resolve that issue." Hardwick v. First Baptist Church,
supra, 217 N.J. Super. at 92-93. See also Elmora Hebrew Center,
Inc. v. Fishman, supra, 125 N.J. at 419 ("It is not proper for a
trial court to refer civil issues to a religious tribunal in the
first instance."). But see Elmora Hebrew Center, Inc. v.
Fishman,
215 N.J. Super. 589, 597-98 (App. Div. 1987) (requiring
arbitration by an ecclesiastical forum, unacceptable and
unrecognized by the congregation, that was chosen by the trial
court.).
The effect of our ruling today reversing those portions of
the final judgment that approved the results of the two
elections, lifted restraints against defendant Carlton, and
dismissed plaintiff's complaint, returns this matter to the
status quo ante as of the time plaintiff Solid Rock terminated
pastor Carlton in accordance with proper church process and
procedure. The matter is therefore remanded to the trial court
where plaintiff's complaint seeking permanent restraints against
defendant Carlton has been reinstated, with direction to proceed
in accordance with this opinion.
Of course, as previously noted, the congregation may elect
pursuant to Article XIII to vote to amend Article IX, Section 3
to clarify or modify the nominating procedures detailed therein.
See Harrison v. Floyd,
26 N.J. Super. 333, 353 (Ch. Div. 1953).
Or the parties may consent to secular arbitration or agree to an
ecclesiastical forum recognized by and acceptable to both.
Gonzalez v. Roman Catholic Archbishop,
280 U.S. 1, 16,
50 S. Ct. 5, 7,
74 L. Ed. 131, 137 (1929); Hardwick v. First Baptist
Church, supra, 217 N.J. Super. at 93. Regardless of the forum
selected, it remains clear that the court is without jurisdiction
to resolve intervenors' complaint.
The orders of January 8, 1999; June 6, 1999; June 18, 1999;
July 26, 1999; May 5, 2000; May 23, 2000; and June 1, 2000 are
vacated. The matter is remanded to the trial court with
instructions to proceed in accordance with this opinion. We do
not retain jurisdiction.
Footnote: 1 1Article IX, Section 3 of the by-laws states:
At the time of the annual meeting it
shall be the privilege of any member present
and qualified to vote to place in nomination
the name of any eligible person for any
office not so nominated. A majority of the
ballots cast are necessary for the election
of any officer. The Nominating Committee
shall be appointed by the Advisory Committee
at least thirty days before the annual
meeting. There shall be a list of those
qualified to fill the various church offices.
They shall interview each nominee proposed to
ascertain their willingness to serve if
elected. The Committee shall nominate one or
more persons for each office to be filled and
report the names to the church at least one
week before the election is to be held.
Footnote: 2 2Article VI, Section 2 requires that the advisory council
". . . select a representative Pulpit Committee of the Executive
Board of the church . . ."
Footnote: 3 3Plaintiff specifically challenges the following orders:
(1) January 8, 1999 (relating to the intervenor's motion to
intervene); (2) June 9, 1999 (accepting the results of the
election for church officers); (3) July 26, 1999 (accepting the
results of the election for pastor); (4) May 5, 2000 (dismissing
plaintiff's complaint to permanently restrain Carlton); (5)
May 23, 2000 (final order); and (6) June 1, 2000 (denying
continued restraints regarding check writing).
Footnote: 4 4Specifically, plaintiff refers to the executive board with
the assistance of the advisory council, who appoints a nominating
committee that apparently and indisputably consists of the
executive board.
Footnote: 5 5We dismiss as without merit plaintiff's threshold argument
that the trial court erred in granting the motion to intervene on
January 8, 1999 because no natural persons were pleaded as
parties and the "Congregation" is not a legal entity, both in
contravention of R. 1:4-1. Given the underlying facts and
posture of this case, we find no need for more specificity as to
either the identity or status of intervenors in this matter.
Footnote: 6 6"Eligibility" is nowhere defined in church by-laws and
there is no further mention of the term in Article IX, Section 3.
Furthermore, the parties have not identified any other provisions
of church law that address the nomination procedure. Thus, the
differing versions are based solely on the language of the
challenged provision.
According to plaintiff, the nominating committee has
exclusive authority to determine eligibility for office because
the by-law specifically charges it with compiling a list of
"qualified" individuals who comprise the only persons "eligible"
for nomination since the terms "qualified" and "eligible" are by
definition synonymous. The argument continues that, since the
by-law does not require the nominating committee to "nominate"
all persons on the list of qualified persons, therefore any
member in good standing may nominate, at the annual meeting, a
person determined to be eligible by the nominating committee but
not reported to the congregation by the committee as a nominee.
Thus, according to plaintiff, the choice of church officers is
ultimately expressed by the will of the majority although the
choices are limited to "eligible" nominees determined by the
nominating committee.
Intervenors, on the other hand, would allow any member "qualified" to vote to place in nomination any "eligible" (i.e., qualified) person neither nominated nor "listed" by the nominating committee. According to intervenors, this interpretation gives effect to a right to nominate conferred on individual members in the first sentence of the by-law in situations where the nominating committee "lists" only one qualified candidate. Footnote: 7 7In Baugh, a member had been expelled by a majority vote of a Baptist church. The member challenged the voting process. Our Supreme Court held that a civil court could review the ministerial process of tallying votes since it involved determining only whether the vote was held in accordance with established procedures that were neither ambiguous nor vague, emphasizing that no question of religious doctrine or polity was involved in counting votes. Footnote: 8 8Admittedly, a dispute arising in a congregational church may reach the courts more readily than a similar dispute in an hierarchical setting, since in the former there is theoretically no higher church body to which the aggrieved party may appeal or to which the court may defer. This does not mean, however, that a congregational church is subject to judicial control while other churches are not. Settlement of doctrinal issues between factions of any religious organization is not a proper subject for exercise of judicial power. Footnote: 9 9Plaintiff formulated its original claim in a manner that enabled the court to determine simply whether established procedures had been followed in the termination of its pastor and to structure an unintrusive and therefore constitutionally unobjectionable remedy of prohibitory injunctive relief, available under the common law.