(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
COLEMAN, J., writing for a unanimous Court.
The issue raised in this appeal is whether lay teachers in church-operated elementary schools have
an enforceable state constitutional right to unionize and to engage in collective bargaining respecting terms
and conditions of employment without violating the Religion Clauses of the First Amendment of the United
States Constitution.
South Jersey Catholic School Teachers Organization (plaintiff) asserts that it was elected the
majority representative of the lay teachers employed by elementary schools operated by the Catholic Diocese
of Camden (defendants). Because defendants refused to recognize plaintiff or to bargain collectively,
plaintiff instituted suit, seeking to compel defendants to recognize it as the collective-bargaining
representative of the lay teachers and to compel defendants to engage in collective bargaining in respect of
the terms and conditions of employment. Plaintiff maintained that the lay teachers are private employees
and sought relief based on Article I, Paragraph 19 of the New Jersey Constitution, which gives private
employees the right to organize and bargain collectively.
The trial court granted summary judgment dismissing the complaint, refusing to compel defendants
to recognize and bargain with plaintiff as a labor representative of the lay teachers on the ground that to do
so would violate the Free Exercise and Establishment Clauses of the First Amendment. According to the
trial court, granting the relief sought by plaintiff would interfere with defendants' free exercise of religion
and would involve excessive entanglement between the State and the Catholic Church.
The Appellate Division reversed, finding that this case involves only a Free Exercise Clause claim
rather than an Establishment Clause claim or both. Relying on the right to organize and bargain collectively
established by the New Jersey Constitution, the Appellate Division concluded that there is a compelling state
interest in permitting plaintiff to organize and to engage in collective bargaining that outweighs the claimed
burden on defendants' free exercise rights. That compelling state interest was identified as the
preservation of industrial peace and sound economic order. The court also found that the distinctions
between the levels of religious indoctrination that occur at the elementary level versus the high school level
are not controlling given that the Diocese of Camden has bargained collectively over secular conditions of
employment in the high schools since 1984.
The Supreme Court granted defendants' petition for certification.
HELD: Lay elementary-school teachers employed by the Diocese of Camden have a state constitutional right
to unionize and to engage in collective bargaining. The scope of that negotiation, however, is limited
by the Religion Clauses of the First Amendment to wages, certain benefit plans, and any other
secular terms or conditions of employment similar to those that are currently negotiable under an
existing agreement with the high school lay teachers employed by the Diocese of Camden.
1. Defendants' reliance on NLRB v. Catholic Bishop is misplaced. That case was decided strictly on
statutory interpretation grounds; the U.S. Supreme Court avoided the constitutional claims that were
asserted. In addition, this case is distinguishable from a case involving the National Labor Relations Act
(NLRA) because the regulatory scheme of the NLRA requires much more entanglement of government with
religion than does Article I, Paragraph 19 of the State Constitution. (pp. 5-7)
2. The standard for conducting an Establishment Clause analysis is based on a three-pronged test: 1) the
statute must have a secular legislative purpose; 2) its principal or primary effect must be one that neither
advances nor inhibits religion; and 3) the statute must not foster an excessive government entanglement with
religion. The primary effect of Article I, Paragraph 19 is to require a private employer to enter into
collective bargaining with the elected representative of its employees. The Camden Diocese has been
collectively bargaining with lay high school teachers for quite some time. This strongly suggests that
bargaining over some similar secular terms and conditions of employment can be achieved without either
advancing or inhibiting religion. (pp. 7-15)
3. Government entanglement must be excessive before it violates the Establishment Clause. The agreement
between the high schools and their lay teachers over secular terms and conditions of employment
demonstrates that the Diocese can negotiate while preserving its authority over religious matters. Any
distinction, in terms of impressionability between the high school and elementary school students is not
constitutionally significant. By limiting the scope of collective bargaining to secular issues such as wage and
benefit plans, neutral criteria are used to insure that religion is neither advanced nor inhibited. In addition,
the extent of the State's involvement would be minimal. Thus, requiring defendants to bargain collectively
with plaintiff over the same terms and conditions as are negotiable under the high school agreement does not
violate the Establishment Clause. (pp. 15-19)
4. To determine whether the government has coercively interfered with a religious belief, or has
impermissibly burdened a religious practice, in violation of the Free Exercise Clause the Sherbert/Yoder
compelling interest test was established. That test has been modified by case law in Employment Div. v.
Smith and by Congress with passage of the Religious Freedom Restoration Act (RFRA). (pp. 19-22)
5. The RFRA test permits a state to burden the free exercise of religion if the burden imposed is in
furtherance of a compelling state interest and represents the least restrictive means of furthering that
compelling state interest. The Appellate Division rejected a constitutional challenge to RFRA and decided
this case based on that standard. However, a few days ago, the U.S. Supreme Court held RFRA
unconstitutional. Therefore, the Smith standard will be applied to determine whether the Free Exercise
Clause has been violated. (pp. 22-25)
6. Under Smith, the compelling state interest requirement does not apply unless the regulatory law impacts
the Free Exercise Clause and some other constitutional protection. Nor does the Smith standard apply the
Sherbert balancing test, which asks whether the law at issue substantially burdens a religious practice and, if
so, whether the burden is justified by a compelling governmental interest. Because Article I, Paragraph 19 is
neutral and of general application, the fact that it incidentally burdens the free exercise of religion does not
violate the Free Exercise Clause. (pp. 25-26)
7. Defendants assert a hybrid claim -- requiring them to recognize the union and engage in collective
negotiations would violate both the Free Exercise Clause and their First amendment right to free association.
Because defendants did not brief this argument, it is waived. Nonetheless, on the merits, the Court
concludes that employers do not have a constitutional right not to associate when employees' right to
organize would be jeopardized. (pp. 26-28)
8. Defendants also claim that requiring them to engage in collective bargaining with the lay teachers would
violate both the right to free exercise of religion and the right of parents to control the rearing of their
children. The parents right of directing the rearing of their children is clearly not implicated here.
Nonetheless, in applying the Smith test to these claims, the State of New Jersey has a compelling state
interest in allowing private employees to unionize and to bargain collectively over secular terms and
conditions of employment. (pp. 28-31)
As MODIFIED, judgment of the Appellate Division is AFFIRMED. The complaint is
REINSTATED and the matter is REMANDED to the Chancery Division for further proceedings consistent
with this opinion.
CHIEF JUSTICE PORITZ and JUSTICES HANDLER, POLLOCK, O'HERN, GARIBALDI and
STEIN join in JUSTICE COLEMAN'S opinion.
SUPREME COURT OF NEW JERSEY
A-
120 September Term 1996
SOUTH JERSEY CATHOLIC SCHOOL
TEACHERS ORGANIZATION, an
unincorporated labor organization,
Plaintiff-Respondent,
v.
ST. TERESA OF THE INFANT JESUS
CHURCH ELEMENTARY SCHOOL, SAINT
BARTHOLOMEW CHURCH ELEMENTARY
SCHOOL, THE CHURCH OF SAINT JUDE
ELEMENTARY SCHOOL, SAINT JOSEPH
PRO-CATHEDRAL CHURCH ELEMENTARY
SCHOOL, SAINT JOSEPH CHURCH
ELEMENTARY SCHOOL and SACRED HEART
CHURCH ELEMENTARY SCHOOL,
Defendants-Appellants.
Argued March 18, 1997 -- Decided July 24, 1997
On certification to the Superior Court,
Appellate Division, whose opinion is reported
at
290 N.J. Super. 359 (1996).
James A. Serritella, a member of the Illinois
bar, and Martin F. McKernan, Jr., argued the
cause for appellants (McKernan, McKernan &
Godino, attorneys; Mr. Serritella, Mr.
McKernan, James J. Godino, Jr., Francis J.
Monari, Christopher G. Martucci, James C.
Geoly, a member of the Illinois bar and W.
Cole Durham, Jr., a member of the Utah bar,
of counsel and on the briefs).
Benjamin Eisner argued the cause for
respondent (Spear, Wilderman, Borish, Endy,
Spear and Runckel, attorneys).
James Katz argued the cause for amicus
curiae, American Civil Liberties Union of New
Jersey (Tomar, Simonoff, Adourian, O'Brien,
Kaplan, Jacoby & Graziano, attorneys).
The opinion of the Court was delivered by
COLEMAN, J.
The issue raised in this appeal is whether lay teachers in
church-operated elementary schools have an enforceable state
constitutional right to unionize and to engage in collective
bargaining respecting secular terms and conditions of employment
without violating the Religion Clauses of the First Amendment of
the United States Constitution. Plaintiff asserts that it was
elected the majority representative of the lay teachers employed
by defendants. The trial court refused to compel defendants to
recognize and to bargain with plaintiff as the labor
representative of the lay teachers on the ground that to do so
would violate the Free Exercise and Establishment Clauses of the
First Amendment. The Appellate Division reversed in a published
opinion.
290 N.J. Super. 359 (1996). We granted defendants'
petition for certification.
146 N.J. 567 (1996).
We now affirm and hold that the lay elementary-school
teachers have a state constitutional right to unionize and to
engage in collective bargaining. The scope of that negotiation,
however, is limited by the Religion Clauses of the First
Amendment to wages, certain benefit plans, and any other secular
terms or conditions of employment similar to those that are
currently negotiable under an existing agreement with high school
lay teachers employed by the Diocese of Camden.
Defendants are elementary schools operated by the Catholic
Diocese of Camden. Each of the church-operated schools employs a
sizeable number of lay teachers. Plaintiff, a lay teacher
organization, asserts that it was elected by a majority of the
lay teachers employed in each defendant school. When plaintiff
sought to have defendants recognize it as the collective
bargaining representative of the lay teachers, a Board of
Pastors, acting on behalf of defendants, informed plaintiff that
it would be recognized only if it signed a document entitled
"Minimum Standards for Organizations Wishing to Represent Lay
Teachers in a Parish or Regional Catholic Elementary School in
the Diocese of Camden" ("Minimum Standards"). Plaintiff was
informed that the Minimum Standards were not negotiable. That
document, among other things, vests in the Board of Pastors
complete and final authority to dictate the outcome of any
dispute; it also prohibits plaintiff from assessing dues or
collecting agency fees from non-union members.
Plaintiff refused to accept the Minimum Standards, claiming
that to do so would have amounted to bargaining away a number of
lay teacher rights prior to certification of the union and before
the collective-bargaining process had commenced. Defendants
accordingly refused to recognize plaintiff or to bargain
collectively. Plaintiff then instituted the present litigation
to compel defendants to recognize it as the collective-bargaining
representative of the lay teachers and to compel defendants to
engage in collective bargaining respecting the terms and
conditions of employment. Plaintiff maintained that the lay
teachers are private employees and sought relief based on Article
I, Paragraph 19 of the New Jersey Constitution. It provides:
Persons in private employment shall have the
right to organize and bargain collectively.
Persons in public employment shall have the
right to organize, present to and make known
to the State, or any of its political
subdivisions or agencies, their grievances
and proposals through representatives of
their own choosing.
[N.J. Const. art. I, ¶ 19.]
The trial court granted summary judgment dismissing the
complaint. It concluded that granting the relief sought by
plaintiff would interfere with defendants' free exercise of
religion and would involve an excessive entanglement between the
State and the Catholic Church.
The Appellate Division found that the present case involves
only a Free Exercise Clause claim rather than an Establishment
Clause claim or both. Relying on the right to organize and
bargain collectively established by the New Jersey Constitution,
the court concluded that there is a compelling state interest in
permitting plaintiff to organize and to engage in collective
bargaining that outweighs the claimed burden on defendants' free
exercise rights. That compelling state interest was identified
as "the preservation of industrial peace and a sound economic
order." 290 N.J. Super. at 389 (internal quotation marks
omitted). It also found that distinctions between the levels of
religious indoctrination that occur in elementary and high
schools are not controlling in the present case given that the
Diocese of Camden has bargained collectively over secular terms
and conditions of employment in the high schools for a number of
years.
Defendants argue that the decision in NLRB v. Catholic Bishop, 440 U.S. 490, 99 S. Ct. 1313, 59 L. Ed.2d 533 (1979), deprived the state courts of subject matter jurisdiction and dictates that defendants cannot be compelled to recognize the union and to engage in collective bargaining without violating the Religion Clauses because the controversy involves a labor and management dispute that is controlled by the National Labor Relations Act ("NLRA"), 29 U.S.C.A. §§151-169. States are preempted from acting on matters subject to the NLRA unless the National Labor Relations Board ("NLRB") has declined, or would decline, to assert jurisdiction. Lay Faculty Ass'n v. Roman Catholic Archdiocese, 122 N.J. Super. 260, 269 (App. Div. 1973). Although the United States Supreme Court in Catholic Bishop concluded that Congress did not intend that cases addressing whether lay teachers in church-operated schools have a right to unionize and to engage in collective bargaining be covered by the NLRA, Catholic Bishop, supra, 440 U.S. at 504-07, 99 S. Ct. at 1320-22, 59 L. Ed. 2d at 543-45, defendants nonetheless maintain
that the Appellate Division should be reversed for failing to
follow the Supreme Court's decision in Catholic Bishop.
Plaintiff and the American Civil Liberties Union ("ACLU"),
appearing as amicus curiae, respond that defendants have
misinterpreted Catholic Bishop. Plaintiff and the ACLU maintain
that (1) our courts may exercise subject matter jurisdiction over
the present case; and (2) defendants may be compelled to
recognize the union and to bargain collectively. The ACLU also
asserts that Catholic Bishop "justifies the application of
[Article I, Paragraph 19]" in the present case.
Defendants' reliance on Catholic Bishop is misplaced. That
case was decided strictly on statutory interpretation grounds.
The Court ruled that in the absence of "an `affirmative intention
of the Congress clearly expressed'" that teachers in church-operated schools should be covered by the NLRA, the NLRB did not
have jurisdiction to "require church-operated schools to grant
recognition to unions as bargaining agents for their teachers."
Id. at 506, 99 S. Ct. at 1322, 59 L. Ed.
2d at 545. The Court
avoided the constitutional claims that were asserted. Even if
the issues under the Religion Clauses had been reached, the
present case is distinguishable from a case involving the NLRA.
The regulatory scheme under the NLRA requires the NLRB to act as
monitor-referee, thus causing much more entanglement of
government with religion than does Article I, Paragraph 19 of the
New Jersey Constitution. The NLRB maintains ongoing regulatory
authority over parties engaged in collective bargaining,
exercising investigatory, prosecutorial, and adjudicatory
authority.
29 U.S.C.A.
§§158-161. In the present case, there
is no "leviathan-like governmental regulatory board" to monitor
the parties' negotiations. 290 N.J. Super. at 391.
When, as in the present case, the subject matter of a case
falls outside the scope of the NLRA, "state tribunals are free to
exercise jurisdiction over the subject matter." Cooper v. Nutley
Sun Printing Co.,
36 N.J. 189, 194 (1961); see also Christ the
King Reg'l High School v. Culvert,
815 F.2d 219, 222-23 (2d Cir.
1987). Article I, Paragraph 19 was intended to protect workers
who are not covered by the NLRA. George Harms Constr. Co. v. New
Jersey Turnpike Auth.,
137 N.J. 8, 28 (1994); Richard A. Goldberg
& Robert F. Williams, Farmworkers' Organizational and Collective
Bargaining Rights in New Jersey: Implementing Self-Executing
State Constitutional Rights,
18 Rutgers L.J. 729, 742 (1987).
The right of private employees to organize and to bargain
collectively is so important that it has been elevated to
constitutional status and is regarded as a fundamental right.
George Harms, supra, 137 N.J. at 28-29; Lullo v. International
Ass'n of Fire Fighters, Local 1066,
55 N.J. 409, 415 (1970). In
the absence of preemption, we must decide whether enforcement of
the fundamental right of the lay teachers to organize and to
bargain collectively conflicts with the Religion Clauses.
Defendants argue that requiring the Diocese to bargain
collectively with plaintiff would inhibit religion and would
excessively entangle the State in religious affairs in violation
of the Establishment Clause. Plaintiff and the ACLU maintain
that such a requirement would not violate the Establishment
Clause. As noted earlier, the Appellate Division was not
persuaded that the present case implicates the Establishment
Clause; the court concluded that only the Free Exercise Clause is
at issue. The court reasoned that "`[g]overnment support for
religion is an element of every establishment claim, just as a
burden or restriction on religion is an element of every free
exercise claim.'" 290 N.J. Super. at 379 (quoting Douglas
Laycock, Towards a General Theory of the Religion Clauses: The
Case of Church Labor Relations and the Right to Church Autonomy,
81 Colum. L. Rev. 1373, 1394 (1981)). The Appellate Division
stressed that the present case involves "the uniform application
of a state constitutional provision," and concluded that the
application of Article I, Paragraph 19 to parochial schools does
not constitute an establishment of religion. 290 N.J. Super. at
379-80.
However, in many instances, "claims under the Establishment
Clause and the Free Exercise Clause involve the same
considerations and are not easily divided and put into separate
pigeon holes." Catholic High School Ass'n of the Archdiocese v.
Culvert,
753 F.2d 1161, 1166 (2d Cir. 1985). The Religion
Clauses of the United States Constitution provide that "Congress
shall make no law respecting an establishment of religion, or
prohibiting the free exercise thereof." U.S. Const. amend I.
The New Jersey Constitution also contains a Religion Clause:
"There shall be no establishment of one religious sect in
preference to another." N.J. Const. art. I, ¶ 4. Under both
constitutions, the State and all instrumentalities of the State
are prohibited from showing a preference for one religion over
another because to do so would violate the establishment prong of
the Religion Clauses. Tudor v. Board of Educ.,
14 N.J. 31, 44
(1953).
Because the First Amendment has been made applicable to the
states by the Fourteenth Amendment of the United States
Constitution, Cantwell v. Connecticut,
310 U.S. 296, 303,
60 S.
Ct. 900, 903,
84 L. Ed. 1213, 1218 (1940), and because our State
Religion Clause is literally less pervasive than the First
Amendment, our discussions of the Religion Clauses will be
limited to the federal provisions. Clayton v. Kervick,
56 N.J. 523, 528 (1970), vacated on other grounds sub nom. Levine v.
Clayton,
403 U.S. 945,
91 S. Ct. 2275,
29 L. Ed.2d 854 (1971).
As the federal jurisprudence concerning the Religion Clauses now
stands, there is no need to consider whether our State
Constitution affords greater religious protection than that
afforded by the First Amendment.
Half a century after the majority, concurring, and
dissenting opinions were issued in Everson v. Board of Education,
330 U.S. 1,
67 S. Ct. 504,
91 L. Ed. 711 (1947), the debate
continues over the dimensions of the "wall of separation" between
church and state that the framers of the First Amendment Religion
Clauses intended to erect. The present case perpetuates that old
debate and raises the additional issue whether the dispute
between plaintiff and defendants should be analyzed under the
Establishment Clause, the Free Exercise Clause, or both. A major
crack occurred in the "wall of separation" on June 23, 1997, when
the United States Supreme Court decided Agostini v. Felton, ___
U.S. ___, ___ S. Ct. ___, ___ L. Ed.2d ___ (1997) (1
997 WL 338583). The Court overruled Aguilar v. Felton,
473 U.S. 402,
105 S. Ct. 3232,
87 L. Ed.2d 290 (1985), and held that New York
City's program that sent public school teachers into parochial
schools to provide remedial education to disadvantaged students
pursuant to Title I of the Elementary and Secondary Education Act
of 1965,
20 U.S.C.A.
§§6301-6514, did not involve an excessive
entanglement of church and state and therefore was not violative
of the Establishment Clause. Agostini, supra, ___ U.S. at ___,
___ S. Ct. at ___, ___ L. Ed.2d at ___ (1
997 WL 338583, at *20-21).
There are cases in which the Establishment and Free Exercise
Clauses should be analyzed jointly because "there has been some
blurring of sharply honed differentiations" between those
clauses. Catholic Bishop v. NLRB,
559 F.2d 1112, 1131 (7th Cir.
1977), aff'd on other grounds,
440 U.S. 490,
99 S. Ct. 1313,
59 L. Ed.2d 533 (1979). Excessive entanglement of government with
religion may be viewed both as government's sponsorship of
religion and as its interference with the free exercise of
religion. It must also be considered as a factor separate and
apart from the effect of governmental action. Agostini, supra,
___ U.S. at ___, ___ S. Ct. at ___, ___ L. Ed.2d at ___ (1
997 WL 338583, at *19). As will be seen later, it is excessive
entanglement that burdens the free exercise of religion and may,
under certain circumstances trigger application of the compelling
state interest standard under a Free Exercise Clause analysis.
For those reasons we will analyze the present case under both of
the Religion Clauses. Inquiries under both clauses are extremely
fact sensitive.
First, we consider the claims under the Establishment
Clause. In Everson, supra,
330 U.S. 1,
67 S. Ct. 504,
91 L. Ed. 711, Justice Black, in his opinion for the majority of the Court,
explained the meaning of the Establishment Clause:
The "establishment of religion" clause of the
First Amendment means at least this: Neither
a state nor the Federal Government can set up
a church. Neither can pass laws which aid
one religion, aid all religions, or prefer
one religion over another.
That Amendment requires the state to be a
neutral in its relations with groups of
religious believers and non-believers.
[Id. at 15, 18, 67 S. Ct. at 511, 513, 91 L.
Ed. at 723, 724-25.]
The standard for conducting an Establishment Clause analysis
is a three-pronged test that was articulated in Lemon v.
Kurtzman,
403 U.S. 602, 612-13,
91 S. Ct. 2105, 2111,
29 L. Ed.2d 745, 755 (1971). Those elements are: "First, the statute
must have a secular legislative purpose; second, its principal or
primary effect must be one that neither advances nor inhibits
religion; finally, the statute must not foster `an excessive
government entanglement with religion.'" Ibid. (citations
omitted); see also New Jersey State Bd. of Higher Educ. v. Board
of Dirs. of Shelton College,
90 N.J. 470, 487 (1982).
For purposes of this appeal, the parties concede that
Article I, Paragraph 19 of the New Jersey Constitution satisfies
the first prong because it has the secular purpose of advancing
the economic welfare of private-sector employees by establishing
the right of private parties to organize and to bargain
collectively. Defendants argue, however, that the second prong
is implicated in this case because Article I, Paragraph 19
infringes upon their right to govern their educational process,
thereby inhibiting religion. Although standing alone that
argument sounds more like a free exercise claim, we will address
it under the Establishment Clause.
We are persuaded that the primary effect of that state
constitutional provision is not to inhibit religion, but rather
to require a private employer to enter into collective bargaining
with the elected representative of its employees. See Culvert,
supra, 753 F.
2d at 1166 (acknowledging that only third prong was
in dispute to determine whether state labor relations board could
exercise jurisdiction with respect to parochial high schools and
their lay teachers); see also Hill-Murray Fed'n of Teachers v.
Hill-Murray High School,
487 N.W.2d 857, 863 (Minn. 1992)
(stating that there was "no dispute that only the third prong is
potentially implicated" by applying that state's labor relations
act to the respondent high school's labor relations).
The Diocese's past history of collective bargaining with lay
high-school teachers strongly suggests that bargaining over some
secular terms and conditions of employment can be achieved
without either advancing or inhibiting religion. Since 1984,
defendants and plaintiff have negotiated a series of collective
bargaining agreements concerning the lay high-school teachers
employed by the Diocese of Camden. Significant provisions of the
most recent agreement include:
A. The Organization is hereby recognized by
the Diocese as the sole and exclusive
collective bargaining agent for the following
lay employees at diocesan sponsored secondary
schools:
1. All full-time classroom teachers;
2. All full-time guidance counselors;
3. All full-time nurses and librarians;
4. All full-time special education teachers
within the diocese;
Excluding all others including:
1. All principals, all vice principals
appointed by the Bishop of the Diocese,
and all deans of students.
B. The subjects covered by this Agreement are
wages, benefits and other terms and conditions of
employment.
C. Excluded from the scope of negotiations are
the following:
1. Decisions involving educational policies
and/or ecclesiastical considerations
involving religious-moral qualifications.
2. The administrator's right to assign,
supervise, discipline and demand responsible
teacher accountability in all curricular and
extra curricular areas.
3. The school ratio.
F. . . . [N]othing in the agreement shall be
considered as interfering in any way with the
function and duties of the Diocese insofar as they
are canonical or religious.
I. The Organization recognizes the sole right and
duty of the Bishop of the Diocese functioning
through the Diocese to see that the schools are
operated in accordance with the philosophy of
Catholic education, the doctrine, the teachings,
the laws and norms of the Catholic Church.
K. The right to hire, suspend, discharge or
otherwise discipline a teacher for violation of
such rules or for other proper and just cause is
reserved to the Diocese.
L. The Diocese retains the sole right to operate the school system and nothing shall be deemed to limit or restrict it in any way in the exercise of
all its functions in management operations. This
includes the right to make such rules relating to
its operation as it shall deem advisable providing
they are not inconsistent with the terms of the
agreement.
Article XI of the agreement outlines the benefits referred
to in Article I, Paragraph B. Those benefits include medical
insurance, dental insurance, a prescription drug plan, life
insurance, and other common benefits. The medical benefits are
further described in a plan summary and are limited to individual
and family coverage. No litigation has arisen out of the
agreements between the lay high-school teachers and the Diocese
since the first agreement was executed in 1984.
Indeed, the agreement between the Diocese and the elected
representative for the lay high-school teachers preserves the
Bishop's exclusive right to structure the schools and their
philosophies. Thus, bargaining collectively over similar secular
terms and conditions of employment for lay elementary-school
teachers would not inhibit defendants' religion by interfering
with issues of structure and indoctrination.
The significant issue is whether requiring collective
bargaining will involve or create excessive entanglement between
the State and religion. When deciding whether the excessive
governmental entanglement with religion prong has or will be
violated, it must be remembered that such a determination
properly
"rests upon the premise that both religion
and government can best work to achieve their
lofty aims if each is left free from the
other within its respective sphere." People
of Illinois ex rel. McCollum v. Board of
Educ.,
333 U.S. 203, 212,
68 S. Ct. 461, 465,
92 L. Ed. 649, 659 (1948). This prong most
closely connects the Lemon test to
Jefferson's notion of a "wall of separation"
between church and state. See Reynolds v.
United States,
98 U.S. 145, 164,
25 L. Ed. 244, 249 (1879) (quoting reply from Thomas
Jefferson to the Danbury Baptist Association,
Jan. 1, 1802). The Supreme Court has stated,
"Some limited and incidental entanglement
between church and state authority is
inevitable in a complex modern society, . . .
but the concept of a `wall' of separation is
a useful signpost." Larkin v. Grendel's Den,
Inc.,
459 U.S. 116, 123,
103 S. Ct. 505, 510,
74 L. Ed.2d 297, 305 (1982).
[Ran-Dav's County Kosher, Inc. v. State,
129 N.J. 141, 154 (1992).]
Although the "wall of separation" is a useful signpost, the
Lemon Court recognized that the prohibition of the state's
entanglement in religion does not mean an absolute separation
between Church and State. Lemon proscribes only "`excessive
government entanglement with religion,'" Lemon, supra, 403 U.S.
at 613, 91 S. Ct. at 2111, 29 L. Ed.
2d at 755; it does not erect
an impenetrable wall of separation. The Court reaffirmed that
notion recently when it stated that "[n]ot all entanglements, of
course, have the effect of advancing or inhibiting religion.
Interaction between church and state is inevitable, and we have
always tolerated some level of involvement between the two.
Entanglement must be `excessive' before it runs afoul of the
Establishment Clause." Agostini, supra, ___ U.S. at ___, ___ S.
Ct. at ___, ___ L. Ed.2d at ___ (1
997 WL 338583, at *20)
(citation omitted).
We are aware that generally, "church-related elementary and
secondary schools have a significant religious mission[,] and
. . . a substantial portion of their activities is religiously
oriented." Lemon, supra, 403 U.S. at 613, 91 S. Ct. at 2111, 29
L. Ed.
2d at 756. In addition, "[t]he various characteristics of
the schools make them a powerful vehicle for transmitting the
Catholic faith to the next generation. This process of
inculcating religious doctrine is, of course, enhanced by the
impressionable age of the pupils, in primary schools
particularly." Id. at 616, 91 S. Ct. at 2113, 29 L. Ed.
2d at
757 (internal quotation marks omitted).
But the agreement between the high schools and their lay
teachers demonstrates that there are some secular terms such as
wages and benefit plans that the Diocese can negotiate while
preserving its complete and final authority over religious
matters. In that context, the distinction, in terms of
impressionability, between high school students and elementary
school students is not constitutionally significant.
By limiting the scope of collective bargaining to secular
issues such as wages and benefit plans, neutral criteria are used
to insure that religion is neither advanced nor inhibited. We
also perceive that the extent of the State's involvement would be
minimal at most. Only excessive entanglement is proscribed and
no continued state surveillance is anticipated in the present
case. Id. at 619, 91 S. Ct. at 2114, 29 L. Ed.
2d at 759-60;
Resnick v. East Brunswick Township Bd. of Educ.,
77 N.J. 88, 115-16 (1978). A policy under which continual entanglement between
the government and religion can be anticipated would "verge on
government sponsorship of religion," Resnick, supra, 77 N.J. at
115, and would therefore be violative of the Establishment
Clause. Compelling collective bargaining over such secular terms
as wages and benefits pursuant to Article I, Paragraph 19 of the
New Jersey Constitution "does not include the potential for the
state [either] to mandate religious beliefs []or . . . [to] force
the parties to agree to specific terms." Hill-Murray, supra, 487
N.W.
2d at 864. Moreover, "[i]t is a fundamental tenet of the
regulation of collective bargaining that government brings
private parties to the bargaining table and then leaves them
alone to work through their problems." Culvert, supra, 753 F.
2d
at 1167.
In the present case, the State would require only that the
Diocese recognize the lay teachers' right to bargain collectively
over wages, benefits, and any other terms and conditions required
by the agreement with the lay high-school teachers. The State
would not force the Diocese to negotiate terms that would affect
religious matters. The State would not dictate which additional
terms must be negotiated, nor would it decide the specific terms
of the parties' ultimate agreement. Viewed in that limited
context, we are satisfied that this case does not involve the
type of "comprehensive, discriminating, and continuing state
surveillance," required, for instance, by the statute in Lemon
that provided for state financial aid to nonpublic elementary
schools for only secular subjects. Lemon, supra, 403 U.S. at
619, 91 S. Ct. at 2114, 29 L. Ed.
2d at 759. Thus, we hold that
requiring defendant to bargain collectively with plaintiff over
the same terms and conditions as are negotiable under the high
school agreement does not violate the Establishment Clause.
We now turn to defendants' claim that requiring them to
bargain collectively with the lay teachers violates the Free
Exercise Clause.See footnote 1 Defendants seek a religiously based exemption
from our state constitutional requirements. They argue that
mandating collective bargaining in catholic parish schools would
threaten the autonomy of church bodies and would infringe
impermissibly upon the relationship with the ministerial
employees. Plaintiff and the ACLU disagree.
Unlike an Establishment Clause violation, an infringement of
the Free Exercise Clause is based on coercion. School Dist. v.
Schempp,
374 U.S. 203, 223,
83 S. Ct. 1560, 1572,
10 L. Ed.2d 844, 858 (1963). In the present case, defendants maintain that
they are being forced to recognize the union and to engage in
collective bargaining. The purpose of the Free Exercise Clause
"is to secure religious liberty in the individual by prohibiting
any invasions thereof by civil authority." Ibid. Like the
rights protected by the Establishment Clause, free exercise
rights are not absolute. "[R]eligious institutions do not enjoy
an absolute immunity from worldly burdens." Market St. Mission
v. Bureau of Rooming and Boarding House Standards,
110 N.J. 335,
340 (1988); see also Elmora Hebrew Ctr., Inc. v. Fishman,
125 N.J. 404, 413-14 (1991).
Even when governmental action has a coercive effect on the
free exercise of religion, it must be determined whether the
impact is on beliefs or conduct. The Free Exercise Clause
embraces both the "freedom to believe and freedom to act. The
first is absolute but, in the nature of things, the second cannot
be. Conduct remains subject to regulation for the protection of
society." Cantwell, supra, 310 U.S. at 303-04, 60 S. Ct. at 903,
84 L. Ed. at 1218 (footnote omitted); see also Bowen v. Roy,
476 U.S. 693, 699,
106 S. Ct. 2147, 2152,
90 L. Ed.2d 735, 744
(1986); Reynolds v. United States,
98 U.S. 145, 166,
25 L. Ed. 244, 250 (1879).
To determine whether the government has coercively
interfered with a religious belief, or has impermissibly burdened
a religious practice, the so-called Sherbert/Yoder test was
established. That test was subsequently modified by case law and
the Congress of the United States. We generally agree with the
Appellate Division's analysis of that evolving modern standard:
In Sherbert v. Verner,
374 U.S. 398,
403,
83 S. Ct. 1790, 1793,
10 L. Ed.2d 965,
970 (1963), the Court held that any
incidental burden on the free exercise of
religion may be justified only by a
compelling state interest in the regulation
of a subject that is within the State's
constitutional power to regulate. "[I]n this
highly sensitive constitutional area, `[o]nly
the gravest abuses, endangering paramount
interests, give occasion for permissible
limitation.'" 374 U.S. at 406, 83 S. Ct. at
1795, 10 L. Ed.
2d at 972 (quoting Thomas v.
Collins,
323 U.S. 516, 530,
65 S. Ct. 315,
323,
89 L. Ed. 430, 440 (1945)). In
Wisconsin v. Yoder,
406 U.S. 205,
92 S. Ct. 1526,
32 L. Ed.2d 15 (1972), the Court
reiterated this test, and added:
But to agree that religiously
grounded conduct must often be
subject to the broad police power
of the State is not to deny that
there are areas of conduct
protected by the Free Exercise
Clause of the First Amendment and
thus beyond the power of the State
to control, even under regulations
of general applicability . . . .
A regulation neutral on its face
may, in its application,
nonetheless offend the
constitutional requirement for
government neutrality if it unduly
burdens the free exercise of
religion.
[406 U.S. at 220, 92 S. Ct. at
1536, 32 L. Ed.
2d at 28.]
When faced with such a claim, we must closely examine the interests the State seeks to promote and the impediments to those objectives that would flow from recognizing an exemption from a generally applicable law. Yoder, supra, 406 U.S. at 221, 92 S. Ct. at 1536, 32 L. Ed. 2d at 28. The Sherbert/Yoder test is at bottom a balancing test requiring consideration of whether: (1) the claims presented were religious in nature and not secular; (2) the state action burdened the religious exercise; and (3) the state interest was sufficiently compelling to override the constitutional right of free
exercise of religion. Culvert, supra, 753
F.
2d at 1169.
In Employment Div. v. Smith,
494 U.S. 872, 885,
110 S. Ct. 1595, 1603,
108 L. Ed.2d 876, 889 (1990), the Court discarded the
Sherbert/Yoder approach to free exercise
challenges. See Diaz v. Collins,
872 F.
Supp. 353 (E.D. Tex. 1994) (recognizing
abrogation of Yoder). In its place, the
Court held that a generally applicable and
otherwise valid regulatory law which is not
specifically intended to regulate religious
conduct or belief and which incidentally
burdens the free exercise of religion does
not violate the Free Exercise Clause of the
First Amendment. 494 U.S. at 878, 110 S. Ct.
at 1599-1600, 108 L. Ed.
2d at 885. The
Court retained the compelling interest test
for instances where the regulatory law
impacts the Free Exercise Clause in
conjunction with another constitutional
protection, such as freedom of speech and of
the press, or the right of parents to direct
the education of their children. 494 U.S. at
881-82, 110 S. Ct. at 1601-02, 108 L. Ed.
2d
at 887-88.
In response to the Smith decision, the
Religious Freedom Restoration Act (RFRA),
42 U.S.C.A.
§2000bb, was adopted in November
1993. Its stated purpose was to restore the
compelling interest test set forth in
Sherbert and Yoder, and to guarantee its
application in all cases where free exercise
was substantially burdened by otherwise
neutral laws.
42 U.S.C.A.
§2000bb(a) and
(b). RFRA further provides in pertinent
part:
(a) In general.--Government shall
not substantially burden a person's
exercise of religion even if the
burden results from a rule of
general applicability, except as
provided in subsection (b) of this
section.
(b) Exception.--Government may substantially burden a person's exercise of religion only if it
demonstrates that application of
the burden to the person--
(1) is in furtherance of a
compelling governmental interest;
and
(2) is the least restrictive means
of furthering that compelling
governmental interest.
[290 N.J. Super. at 380-81.]
Although cases from other jurisdictions have highlighted
some confusion that has existed, before and after the enactment
of RFRA, regarding "incidental" and "substantial" burdens on the
free exercise of religion, distilled to essentials, the RFRA test
permits a state to burden the free exercise of religion if the
burden imposed is in furtherance of a compelling state interest
and represents the least restrictive means of furthering that
compelling state interest. The distinction between "incidental"
and "substantial" burdens on the right to free exercise is not
dispositive. The Appellate Division concluded that "[r]egardless
of whether the burden is substantial or incidental, there still
must be a determination of whether the State's interest is
compelling." Id. at 383.
The Appellate Division rejected a constitutional challenge
to RFRA and decided the case based on that standard. The court
concluded that (1) Article I, Paragraph 19 is a neutral,
generally applicable civil law; (2) a compelling state interest
was advanced by that law; and (3) the least restrictive means of
furthering the State's interest were used by limiting the issues
subject to collective bargaining.
A few days ago the United States Supreme Court held that
RFRA is unconstitutional. City of Boerne v. Flores, ___ U.S.
___, ___ S. Ct. ___, ___ L. Ed.2d ___ (1997) (1
997 WL 345322).
The Court reasoned that RFRA is a substantive law and under the
Enforcement Clause of the Fourteenth Amendment, U.S. Const. amend
XIV, § 5, Congress has the power to pass only remedial or
preventative legislation. Flores, supra, ___ U.S. at ___, ___ S.
Ct. at ___, ___ L. Ed.2d at ___ (1
997 WL 345322, at *16).
When overturning RFRA, the Court made some observations that
are instructive on whether the Smith standard has been
reestablished:
Requiring a State to demonstrate a compelling
interest and show that it has adopted the
least restrictive means of achieving that
interest is the most demanding test known to
constitutional law. If "`compelling
interest' really means what it says . . .
many laws will not meet the test. . . . [The
test] would open the prospect of
constitutionally required religious
exemptions from civic obligations of almost
every conceivable kind." [Smith, supra, 494
U.S.] at 888, 110 S.Ct., at 1605. Laws valid
under Smith would fall under RFRA without
regard to whether they had the object of
stifling or punishing free exercise. We make
these observations not to reargue the
position of the majority in Smith but to
illustrate the substantive alteration of its
holding attempted by RFRA. Even assuming
RFRA would be interpreted in effect to
mandate some lesser test, say one equivalent
to intermediate scrutiny, the statute
nevertheless would require searching judicial
scrutiny of state law with the attendant
likelihood of invalidation. This is a
considerable congressional intrusion into the
States' traditional prerogatives and general
authority to regulate for the health and
welfare of their citizens.
The substantial costs RFRA exacts, both in
practical terms of imposing a heavy
litigation burden on the States and in terms
of curtailing their traditional general
regulatory power, far exceed any pattern or
practice of unconstitutional conduct under
the Free Exercise Clause as interpreted in
Smith. Simply put, RFRA is not designed to
identify and counteract state laws likely to
be unconstitutional because of their
treatment of religion. . . . RFRA's
substantial burden test . . . is not even a
discriminatory effects or disparate impact
test. It is a reality of the modern
regulatory state that numerous state laws,
such as the zoning regulations at issue here,
impose a substantial burden on a large class
of individuals. When the exercise of
religion has been burdened in an incidental
way by a law of general application, it does
not follow that the persons affected have
been burdened any more than other citizens,
let alone burdened because of their religious
beliefs. In addition, the Act imposes in
every case a least restrictive means
requirement--a requirement that was not used
in the pre-Smith jurisprudence RFRA purported
to codify--which also indicates that the
legislation is broader than is appropriate if
the goal is to prevent and remedy
constitutional violations.
[Flores, supra, ___ U.S. at ___, ___ S. Ct.
at ___, ___ L. Ed.2d at ___ (1
997 WL 345322,
at *15).]
We will, therefore, apply the Smith standard in deciding
whether the Free Exercise Clause has been violated. Under Smith
the compelling state interest requirement does not apply unless
the regulatory law impacts the Free Exercise Clause and some
other constitutional protection, such as freedom of speech or
freedom of the press. Nor does the Smith standard apply the
Sherbert balancing test, which asks whether the law at issue
substantially burdens a religious practice and, if so, whether
the burden is justified by a compelling government interest.
It is beyond dispute that Article I, Paragraph 19 is a
generally applicable civil law. It is also neutral in that it is
not intended to regulate religious conduct or belief. Instead,
it is intended to enhance the economic welfare of private-sector
employees. Because the state constitutional provision is neutral
and of general application, the fact that it incidentally burdens
the free exercise of religion does not violate the Free Exercise
Clause. Smith, supra, 494 U.S. at 878-79, 110 S. Ct. at 1600,
108 L. Ed.
2d at 885-86.
Defendants have proffered a hybrid argument in their briefs
stating that to require them to recognize the union and to engage
in collective bargaining would violate both the Free Exercise
Clause and their First Amendment right to free association. Id.
at 881-82, 110 S. Ct. at 1601-02, 108 L. Ed.
2d at 887-88
(holding that neutral, generally applicable law must implicate
some other constitutional right in addition to Free Exercise
Clause before compelling state interest standard applies).
Defendants, however, have not presented any argument in their
briefs to support that claim. Issues that are raised but are not
supported with arguments are deemed waived. See, e.g., 500
Columbia Turnpike Assocs. v. Haselmann,
275 N.J. Super. 166, 172
(App. Div. 1994) (dismissing aspects of cross-appeal that were
not supported by any argument in brief); Kerney v. Kerney,
81 N.J. Super. 278, 282 (App. Div. 1963) (appeal dismissed because
appellants' brief contained no argument in support of the grounds
raised in their notice of appeal); State v. Plainfield-Union
Water Co.,
75 N.J. Super. 571, 583 (App. Div. 1962) (resolving
issue raised in notice of appeal, but not advancing any reasoning
to support assertion, against appellant), aff'd sub nom. State v.
Elizabethtown Water Co.,
40 N.J. 280 (1963).
We have nonetheless considered the merits of the issue and
conclude that employers do not have a constitutional right not to
associate when employees' right to organize would be jeopardized.
Texas & New Orleans R.R. Co. v. Brotherhood of Railway &
Steamship Clerks,
281 U.S. 548, 571,
50 S. Ct. 427, 434,
74 L.
Ed. 1034, 1046 (1930) (finding provision in Railway Labor Act
stating that employees' right to designate representatives
without interference, influence, or coercion did not violate
employer's right to freedom of association); NLRB v. Field &
Sons, Inc.,
462 F.2d 748, 750 (1st Cir. 1972) (finding that
employer could not withdraw from multi-employer association and
stating that "individual employer's freedom of association must
. . . be sacrificed"); Fort Wayne Patrolmen's Benevolent Ass'n,
Inc. v. City of Fort Wayne,
625 F. Supp. 722, 728 (N.D. Ind.
1986) (finding that freedom of association does not apply to
employer-employee relationships); cf. New York Club Ass'n v. City
of New York,
487 U.S. 1, 13-14,
108 S. Ct. 2225, 2234, 101 L. Ed.
2d 1, 16 (1988) (holding that generally applicable anti-discrimination law affecting places of public accommodation did
not violate club members' First Amendment freedom of association
rights); Board of Dirs. of Rotary Int'l v. Rotary Club,
481 U.S. 537, 548-49, 107 S. Ct. 1940, 1947-48,
95 L. Ed.2d 474, 486-87
(1987) (same); Roberts v. United States Jaycees,
468 U.S. 609,
621-23,
104 S. Ct. 3244, 3251-52,
82 L. Ed.2d 462, 474-75 (1984)
(same).See footnote 2 Furthermore, any infringement on associational rights
is amply justified by the State's compelling interest in assuring
that private-sector employees' right to unionize and to engage in
collective bargaining is implemented.
In addition, defendants claim that both the right to free
exercise of religion and the right of parents to control the
rearing of their children are at stake. The right of parents to
"direct the upbringing and education of [their] children" as
enunciated in Pierce v. Society of Sisters,
268 U.S. 510, 534,
45 S. Ct. 571, 573,
69 L.Ed. 1070, 1078 (1925), clearly is not
implicated in this case. Allowing lay teachers to unionize does
not interfere with any parental decision making authority. We
will, nonetheless, conduct the Smith "compelling state interest"
analysis required for hybrid claims. Smith, supra, 494 U.S. at
881-82, 100 S. Ct. at 1595, 108 L. Ed.
2d at 887.
We are persuaded that the State of New Jersey has a
compelling interest in allowing private employees to unionize and
to bargain collectively over secular terms and conditions of
employment.
We agree with the Appellate Division that
for purposes of . . . defendant[s'] facial
constitutional challenge on the New Jersey
right to organize, we conclude that there is
a compelling State interest which outweighs
the claimed burden on defendants' free
exercise rights. Article I, paragraph 19 is
a fundamental State constitutional right
guaranteed to private employees. Cooper,
supra, 36 N.J. at 197,
175 A.2d 639. This
constitutional provision "reaches beyond
governmental action. It also protects
employees against the acts of individuals who
would abridge these rights." Id. at 196,
175 A.2d 639. In addition to the lay teachers'
fundamental right guaranteed by the State
Constitution is the fact, observed in
Culvert, supra, 753 F.
2d at 1171, that the
State has a compelling interest in the
"preservation of industrial peace and a sound
economic order." Moreover, defendants'
concerns over the infringement on their free
exercise rights are alleviated to a great
extent by the fact that New Jersey, unlike
the NLRB and jurisdictions such as New York
and Minnesota, does not have a labor board
regulating private employees. Rather, any
legal relief sought by plaintiff must come
from the courts. The judiciary can avoid or
prevent any undue interference in the
ecclesiastical concerns of the schools
through the application of "neutral
principles" and insure that the "least
restrictive means" are employed in the
bargaining relationship.
42 U.S.C.A.
§2000bb.
A longstanding principle of First Amendment jurisprudence forbids civil courts
from deciding issues of religious doctrine or
ecclesiastical polity. This prohibition does
not apply to civil adjudication of purely
secular legal questions. Elmora Hebrew Ctr.,
Inc. v. Fishman,
125 N.J. 404, 413,
593 A.2d 725 (1991). Courts can decide secular legal
questions in cases involving some background
issues of religious doctrine, so long as they
do not intrude into the determination of the
doctrinal issues. Id. at 414,
593 A.2d 725.
In such cases, courts must confine their
adjudications to their proper civil sphere by
accepting the authority of a recognized
religious body in resolving a particular
doctrinal question, while, where appropriate,
applying neutral principles of law to
determine disputed questions which do not
implicate religious doctrine. Ibid.
"Neutral principles" are wholly secular legal
rules whose application to religious parties
does not entail theological or doctrinal
evaluations. Id. at 414-15,
593 A.2d 725.
Our Court in Fishman pointed to the example,
at issue in that case, of an orthodox rabbi
the scope of whose duties only a religious
authority could decide, but whose contract,
or non-religious condition of employment, a
civil court could determine. Nonetheless,
our Court has stressed that neutral
principles "must always be circumscribed
carefully to avoid courts' incursions into
religious questions that would be
impermissible under the first amendment," id.
at 415,
593 A.2d 725, because "there are many
cases in which court intervention is simply
inappropriate because judicial scrutiny
cannot help but violate the first amendment."
Id. at 416,
593 A.2d 725.
Professor Laycock cricitizes reliance on
neutral principles in this context. In his
view, such reliance ignores the church's
resulting loss of autonomy and avoids the
required in-depth constitutional analysis.
In addition, Laycock is concerned that
distinctions required by such an approach are
difficult for secular courts, unversed in
theological subtleties. Laycock, supra,
81
Colum. L. Rev. at 1400, 1409 n. 270.
However, in spite of these concerns, we
conclude that reliance on the doctrine of
neutral principles will prove proper and
efficacious. The concerns of secular
intrusion expressed in Catholic Bishop are
not nearly as substantial here because of the
absence of a leviathan-like governmental
regulatory board. Concern over a court's
ability to make the necessary distinctions
between the secular and the theological is,
in our view, no obstacle given the
anticipated nature of the collective
bargaining process . . . . As for the
concerns regarding church autonomy: while
these are legitimate, they are outweighed in
this situation by the compelling governmental
interest expressed in our State's
constitutional provision guaranteeing the
rights of working men and women.
[290 N.J. Super. at 389-91 (emphasis added).]
As noted by the Appellate Division, "[t]he Diocese's concern
seems rooted in its objection to collective, not individual,
bargaining." Id. at 394. Many lay elementary-school teachers
presently have individual contracts with the Diocese. The high
school-lay teachers have a collectively-negotiated contract with
the Diocese. In both instances, secular issues have been
negotiated without apparent fear of violating the Free Exercise
Clause.