STANLEY CARROLL,
Plaintiff-Appellant,
v.
NEW JERSEY TRANSIT,
Defendant-Respondent.
__________________________________
Submitted December 15, 2003 - Decided February 9, 2004
Before Judges Havey, Fall and Parrillo.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County, Docket
No. L-8322-01.
Philip J. Maenza, attorney for appellant.
Peter C. Harvey, Attorney General of New
Jersey, attorney for respondent (Michael J.
Haas, Assistant Attorney General, of counsel;
Karen L. Jordan, Deputy Attorney General, on
the brief).
The opinion of the court was delivered by
PARRILLO, J.A.D.
In this slip-and-fall Tort Claims action, plaintiff Stanley Carroll appeals from an order
entered in the Law Division on January 10, 2003, granting summary judgment in
favor of defendant New Jersey Transit Corp. We affirm.
Because this appeal arises from
the grant of a motion for summary judgment, "we must view the facts
that may be inferred from the pleadings and discovery in the light most
favorable to plaintiff[]." Strawn v. Canuso,
140 N.J. 43, 48 (1995). So viewed,
they are as follows.
On September 14, 1999, plaintiff was walking down the steps of the Newark
City Subway at the Davenport Avenue Station in Newark when he slipped on
a foreign substance identified as dog feces and fell down the steps, fracturing
his ankle. Defendant leases and operates the Newark City Subway, including the steps
where the accident occurred. At the time, plaintiff was walking down the steps
with, and talking to, his brother-in-law, Edward O'Connor, as they were returning home
after having lunch together. Plaintiff did not see anything on the steps, however,
before he fell. Because no one was in the area at the time
of the fall, the two men waited for about twenty minutes in the
park near the subway station until plaintiff's pain subsided, at which time O'Connor
helped plaintiff walk to a fire house around the corner where plaintiff was
then transported by ambulance to a hospital.
In answers to interrogatories on March 12, 2002, plaintiff certified that defendant's employee,
a maintenance worker, was in the area sweeping up garbage at the time
of the accident. This employee, however, was never identified, and O'Connor, since deceased,
never mentioned any such person in his written statement of November 24, 1999.
Moreover, three months after he certified his interrogatory answers, plaintiff testified on deposition
on June 19, 2002, that he did not know of anyone other than
his brother-in-law who saw him fall; that he did not know of anyone
else who was in the area at the time of his fall; and
that he did not report the accident to New Jersey Transit when it
happened because "[t]here wasn't anyone there." O'Connor essentially confirmed this account when he
stated that they had to walk to the fire station to get help
even though plaintiff had a painfully fractured ankle. There was also evidence that
a New Jersey Transit serviceman routinely inspects the subway station once a day,
between 7:00 a.m. and 9:00 a.m.
Plaintiff filed timely notice of the injury and his claim in accordance with
the New Jersey Tort Claims Act, N.J.S.A. 59:1-1 to 12-3, and filed a
complaint in the Law Division against New Jersey Transit, the City of Newark
and fictitiously-named defendants on September 12, 2001.
See footnote 1 After the completion of discovery, defendant
moved for summary judgment, arguing that the evidence did not establish dangerous condition
liability under the Tort Claims Act because: (1) there was no substantial risk
of harm to a user with due care, who would have used the
handrail and paid attention to where he was walking; (2) defendant did not
have actual or constructive notice of the dog feces on the step; and
(3) its actions or inaction to prevent the possibility of that condition were
not palpably unreasonable. Plaintiff countered that: (1) the feces presented a substantial risk
of injury to a person using the steps with due care; (2) his
interrogatory answer supported an inference of notice; and (3) defendant's failure to clean
up the feces was palpably unreasonable. The motion judge found that the "dog
droppings could be construed as a dangerous condition," but granted summary judgment dismissal
of plaintiff's complaint because there was neither actual nor constructive notice of the
claimed defect. He reasoned:
I think the real focus has to come on the question of notice.
There's no question there's no actual notice. The question is whether there is
constructive [notice] assuming that there was . . . some type of a
maintenance worker cleaning or sweeping up in the area. Certainly, there's no indication
that the worker had been in the area where the dog dropping was
before the accident happened because, obviously, the stairway is not the only portion
of the subway station. It certainly has a platform area which undoubtedly would
have more area to it than the stairway. The real problem I have
from the plaintiff's perspective is that there's just absolutely no evidence to indicate
how long the substance was on the stairway. I mean, for all we
know, something may have happened something like five minutes or two minutes before
the accident itself occurred. But I think because there's just no indication of
how long it was there, there's no basis for which a reasonable fact-finder
could find constructive notice. And I think with that, the plaintiff's cause of
action must fail. So I will grant the motion for summary judgment.
On appeal, plaintiff argues, as he did before the motion judge, that there
was sufficient evidence of notice of the dangerous condition to withstand a summary
judgment dismissal of his action. He also argues alternatively, and for the first
time on appeal, that he was relieved of the burden of proving notice
because defendant's mode of operation, as a matter of probability, created a substantial
risk of injury and that both defendant's maintenance policy and manner of inspection
on this occasion were "palpably unreasonable." We disagree.
N.J.S.A. 59:4-2 circumscribes the liability of a public entity for an injury caused
by a dangerous condition on its property. Its liability provisions state:
A public entity is liable for injury caused by a condition of its
property if the plaintiff establishes that the property was in dangerous condition at
the time of the injury, that the injury was proximately caused by the
dangerous condition, that the dangerous condition created a reasonably foreseeable risk of the
kind of injury which was incurred, and that either:
a. a negligent or wrongful act or omission of an employee of the
public entity within the scope of his employment created the dangerous condition; or
b. a public entity had actual or constructive notice of the dangerous condition
under section 59:4-3 a sufficient time prior to the injury to have taken
measures to protect against the dangerous condition.
[N.J.S.A. 59:4-2(a) and (b).]
This provision places the burden squarely on the plaintiff to prove each of
its elements, Muhammad v. New Jersey Transit,
176 N.J. 185, 194 (2003); Norris
v. Borough of Leonia,
160 N.J. 427, 446 (1999), including that a public
entity which had actual or constructive notice acted or failed to act to
prevent injury in a way that was palpably unreasonable. N.J.S.A. 59:4-2; Muhammad, supra,
176 N.J. at 195.
The notice provisions of subsection b. of N.J.S.A. 59:4-2 and N.J.S.A. 59:4-3 are
not applicable "where public employees through neglect or wrongful act or omission within
the scope of their employment create a dangerous condition." Atalese v. Long Beach
Township, N.J. Super. , (App. Div. 2003) (slip op. at 5). In Atalese,
the plaintiff's case instead rested on subsection a. of N.J.S.A. 59:4-2 because she
alleged that the defendant township's public works department employees
created the dangerous condition by negligently installing a storm sewer extension resulting in
a three-quarter inch difference in elevation between the area of the city's bike
path where the plaintiff tripped and fell and other areas of the bike
path. Here, in contrast, plaintiff makes no claim of any physical defect in
the property itself, much less one caused by defendant's employees as opposed to
outside forces. As such, plaintiff's theory of liability is confined to subsection b.
of N.J.S.A. 59:4-2.
In order to establish that a public entity had actual notice of a
dangerous condition for purposes of N.J.S.A. 59:4-2, the public entity must have "had
actual knowledge of the existence of the condition and knew or should have
known of its dangerous character." N.J.S.A. 59:4-3(a). Alternatively, a public entity may be
charged with constructive notice if plaintiff establishes that the condition had existed for
such a period of time and was of such an obvious nature that
the public entity, in the exercise of due care, should have discovered the
condition and its dangerous character. N.J.S.A. 59:4-3(b). See also Norris, supra, 160 N.J.
at 447. Contrary to his contention, plaintiff has not established either actual or
constructive notice here.
It is undisputed that there is no proof that defendant had actual knowledge
of the alleged dangerous condition at the time of the accident. Indeed, plaintiff
does not even contend to the contrary. Rather, in support of his claim
of constructive notice, plaintiff simply points to his interrogatory answer stating that a
maintenance worker was "in the area sweeping up papers." However, this assertion directly
contradicts plaintiff's sworn deposition testimony three months later denying that anyone other than
his brother-in-law was present at the scene. It also contradicts his brother-in-law's confirmatory
account, as well as the fact that both men had to walk to
the nearby fire station to get help, presumably because no one was present
to offer any aid at the subway station. Under the circumstances, where plaintiff's
contradiction is unexplained and unqualified, he "cannot create an issue of fact simply
by raising arguments contradicting his own prior statements and representations." Mosior v. Ins.
Co. of N. Am.,
193 N.J. Super. 190, 195 (App. Div. 1984). See
also Shelcusky v. Garjulio,
172 N.J. 185, 201-02 (2002) (and cases cited therein);
Radobenko v. Automated Equipment Corp.,
520 F.2d 540, 543-44 (9th Cir, 1975).
But even assuming the presence of defendant's employee in the area, we find
this fact inadequate to satisfy the notice requirement of N.J.S.A. 59:4-3. In the
first place, there was no evidence of how long the dog feces was
on the steps. Therefore, plaintiff could not even meet the fundamental requirement of
constructive notice under N.J.S.A. 59:4-3(b), namely that the condition could have existed for
such a period of time that the public entity should have discovered it.
The dog feces could have been there "hours, minutes or seconds before the
accident," one of the reasons we found the proofs inadequate to establish notice
in Grzanka v. Pfeifer,
301 N.J. Super. 563, 574 (App. Div. 1997), certif.
denied,
154 N.J. 607 (1998). Moreover, the record is devoid of any proof
as to where the maintenance worker was located in relation to the steps,
or where he was prior to plaintiff's arrival at the subway station. Equally
significant is the absence of any evidence of complaints from the public about
the presence of dog feces or other slippery substances on the station steps,
or a history of similar incidents, that may have served to establish actual
or constructive notice to defendant of that condition. See, e.g., Chatman v. Hall,
128 N.J. 394, 418 (1992); Saldana v. DiMedio,
275 N.J. Super. 488, 504
(App. Div. 1994). Thus, even if we were to assume the presence of
a maintenance worker at the scene, without more it would be of no
evidential value, much less create a genuine issue of material fact sufficient to
defeat defendant's summary judgment motion.
Plaintiff's remaining arguments were not presented to the motion judge and are raised
for the first time on appeal. Here, plaintiff argues that defendant's mode of
operation - namely, inspecting only once a day and sweeping the platform prior
to the steps - was "patently unreasonable" and likely created the dangerous condition,
therefore relieving him of his burden to otherwise prove actual or constructive notice
on the part of defendant. Because these arguments were never raised in the
trial court, we need not consider them here. Neider v. Royal Indemnity Ins.
Co.,
62 N.J. 229, 234-35 (1973); Simonelli v. Chiarolanza,
355 N.J. Super. 380,
385 (App. Div. 2002), certif. denied,
178 N.J. 28 (2003). But even assuming
they are cognizable on appeal, we nevertheless deem them to be without merit.
The "mode of operation" rule does not apply here for several reasons. The
rule is a very limited exception to the traditional rules of business premises
liability affording the plaintiff an inference of negligence where the proprietor of a
business could reasonably anticipate that hazardous conditions would regularly arise simply from the
operator's method or manner of doing business. Nisivoccia v. Glass Gardens, Inc.,
175 N.J. 559 (2003). In other words, in such a situation, the plaintiff need
not prove notice, and the defendant is obligated to come forward with rebutting
proof that it had taken prudent and reasonable steps to avoid the hazardous
condition. Id. at 563-64.
We are aware of no precedent, and plaintiff points to none, that would
relieve a plaintiff, in these circumstances, from his or her burden of proving
actual or constructive notice on the part of the public entity. N.J.S.A. 59:4-2,
-3. See also Rocco v. New Jersey Transit Rail Operations,
330 N.J. Super. 320, 339-40 (App. Div. 2000). Simply put, the mode of operation rule has
no application to a public entity whose liability for maintaining a dangerous condition
is rigidly confined to situations where, among other requirements, the public entity either
created the hazardous condition through a negligent or wrongful act or omission of
its employee, or was actually or constructively aware of its existence.
In any event, there is absolutely no evidence in the record to suggest
that, as a matter of probability, the presence of dog feces on the
subway steps was "likely to occur as a result of the nature of
the [defendant's] business, the property's condition, or a demonstrable pattern of conduct or
incidents." Nisovoccia v. Glass Gardens, Inc., supra, 175 N.J. at 563. See also
Craggan v. IKEA U.S. ,
332 N.J. Super. 53, 61 (App. Div. 2000);
O'Shea v. K-Mart Corp.,
304 N.J. Super. 489, 492-93 (App. Div. 1997). Thus,
even if the "mode of operation" doctrine were applicable to public entities to
accord a plaintiff an inference of negligence, we hold that it is simply
not implicated on the particular facts of this case.
Finally, to the extent this element of dangerous condition liability need even be
reached here, we find no proof of "palpable unreasonableness" to warrant jury consideration.
The proposition that it was palpably unreasonable for the worker to sweep the
platform before the steps is completely unsupported by any evidence in this record.
So too is the similar labeling of defendant's inspection routine. Plaintiff presented no
proofs on the standard of care for inspections of subway or rail stations.
And, as previously noted, the record is devoid of any evidence of a
history of similar incidents or complaints, or a demonstrable pattern of conduct or
practice to suggest the need for a more frequent inspection schedule. As such,
plaintiff's claims of palpable unreasonableness presented no jury question. See, e.g., Muhammad, supra,
176 N.J. at 200; Maslo v. City of Jersey City,
346 N.J. Super. 346, 349 (App. Div. 2002).
Because plaintiff cannot establish that defendant had actual or constructive notice of the
"dangerous condition" of its property, even taking into account plaintiff's inconsistent interrogatory answer,
we affirm the summary judgment in favor of defendant. Although we need not
reach the remaining issues, we nevertheless conclude that the mode of operation rule
does not apply here to accord plaintiff an inference of negligence to withstand
defendant's summary judgment motion; and further determine that, in any event, nothing in
defendant's mode of operation created the hazard of which plaintiff complains.
Affirmed.
Footnote: 1
The complaint was dismissed, without objection, as to the City of Newark by
orders entered on October 25, 2002 and January 2, 2003.