SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-6503-98T5
STATE IN THE INTEREST OF J.D.H.
___________________________________
Argued: September 19, 2000 - Decided: January 29, 2001
Before Judges Pressler, Kestin and Ciancia.
On appeal from the Superior Court of New Jersey,
Chancery Division, Family Part, Warren County,
FJ-21-006-98, FJ-21-007-98.
Daniel J. Cohen argued the cause for appellant
J.D.H. (McElroy, Deutsch & Mulvaney, attorneys;
Mr. Cohen, of counsel and, with Joseph J.
McGlone and Timothy P. Smith, on the brief).
LeeAnn Cunningham, Assistant Prosecutor, argued
the cause for respondent State of New Jersey
(John G. Laky, Warren County Prosecutor,
attorney; Laura M. Lynch, Assistant Prosecutor,
of counsel and on the brief).
The opinion of the court was delivered by
KESTIN, J.A.D.
J.D.H., a sixteen-year-old juvenile at the time of the events
at issue, was charged with acts of delinquency which, if committed
by an adult, would have constituted aggravated sexual assault
(first degree), sexual assault (second degree), aggravated criminal
sexual contact (third degree), and criminal sexual contact (fourth
degree). Additional charges sounding in fourth degree contempt and
petty disorderly persons were also lodged.
After a trial on three days in September 1998, the judge found
that the juvenile had committed the sexual offenses alleged but
that the remaining charges had not been proven. The judge's
findings and reasoning were expressed in a letter opinion dated
September 29, 1998. A judgment was entered on October 29, 1998,
formally adjudicating delinquency on the sustained charges.
Thereafter, the juvenile moved for reconsideration. That motion
was denied on January 9, 1999.
Disposition of the matter occurred on June 30, 1999, after
appropriate reports and evaluations had been received. The
juvenile was committed to concurrent indeterminate terms not to
exceed one year at the Training School for Boys at Jamesburg, see
N.J.S.A. 2A:4A-44d, with a provision that he avail himself of
treatment for sex offenders while there. Four months post-
incarceration supervision was also ordered along with sex offender
registration pursuant to N.J.S.A. 2C:7-2 upon release.
On July 2, 1999, the trial judge denied the juvenile's motion
for a stay of the disposition pending appeal. On July 15, we
denied an emergent application for the same relief. On August 11,
the Supreme Court granted the stay of commitment pending appeal,
"subject to those conditions deemed appropriate by the trial
court." On August 24, another judge in the trial court entered an
order reciting the terms governing the juvenile's release from
commitment pending appeal:
1. J.H. is to have no contact with the victim or the
victim's family, either directly, indirectly, or
through third parties;
2. J.H. may attend Morris County Community College
("college"). If J.H. attends Morris County
Community College, he must provide the Warren
County Probation Department ("Probation") with
verification of his enrollment. J.H. must also
notify Probation if he terminates his enrollment
from the college by virtue of graduation or
otherwise.
3. J.H. is permitted to be employed by his parents'
business, North American Fire Protection. J.H.
shall provide Probation with verification of his
work schedule at the conclusion of each work week;
4. J.H. may operate a motor vehicle alone: (1) to
travel to and from work; (2) during the course of
his employment; (3) to travel to and from classes
at Morris County Community College; and (4) to
travel to and from the Warren County Probation
Department;
5. J.H. is not to possess or use alcohol or drugs;
6. J.H. is to report weekly to the Warren County
Probation Department and provide weekly urine
samples for testing by the Warren County Probation
Department. That supervision by the Warren County
Probation Department is ordered as an express
condition of J.H.'s release pending appeal, and
shall continue until the disposition of his appeal
or up to J.H.'s 21st birthday, whichever occurs
first;
7. J.H. may not leave Warren County unless: (1) he is
in the presence of his parents; (2) he is attending
classes at Morris County Community College; (3) it
is in the course of his employment;
8. J.H. may not attend any social events outside his
home unless he is in the presence of his parents;
9. J.H. is permitted to go anywhere outside Warren
County so long as he is in the presence of his
parents.
The juvenile's notice of appeal expresses challenges to the
June 30, 1999 order of disposition, which restated the adjudication
of delinquency; and to the July 2 order of commitment. The issues
raised on appeal bear upon the trial judge's ruling admitting
statements the juvenile made in an intercepted telephone
conversation. They are:
I. THE POLICE-LED INTERROGATION OF AN UNWITTING
JUVENILE SUSPECT VIOLATED THE FUNDAMENTAL FAIRNESS
REQUIREMENT OF THAT JUVENILE'S DUE-PROCESS RIGHTS.
II. THE USE OF A CONSENSUAL INTERCEPTION TO INVESTIGATE
AN ALLEGED ACT OF DELINQUENCY WAS NOT AUTHORIZED BY
THE NEW JERSEY WIRETAPPING AND ELECTRONIC
SURVEILLANCE CONTROL ACT, N.J.S.A. 2A:156A-1
TO -34, AS IT EXISTED AT THE TIME OF THE SUBJECT
ACT OF DELINQUENCY.
We regard the first issue to have considerable merit.
The victim, also sixteen years old, testified at trial. She
and J.D.H. attended a party on Saturday, April 4, 1998. The victim
became very drunk and sick. Fearing her parents' reaction, she did
not want to go home. Her boyfriend and J.D.H. agreed she would
stay the night at J.D.H.'s home. The victim testified that
beginning shortly after they arrived at the home, J.D.H. committed
a series of sexually assaultive acts on her. She described the
encounter in substantial detail and testified that although she was
fully aware of J.D.H.'s efforts and attempted to counteract them,
she was too ill and weak to resist effectively.
The victim did not attend school the following Monday and
Tuesday because, she testified, she did not want to see J.D.H. On
Tuesday evening, she recounted the events to her mother. The
matter was reported to the police.
On Wednesday, April 8, 1998, the victim and her mother met
with Detective Toni Latario of the Warren County Prosecutor's
Office Sexual Assault/Child Abuse Unit. As a result of their
conversation, Latario requested and received from the Prosecutor,
pursuant to N.J.S.A. 2A:156A-4c, authorization for a "consensual
telephone interception."
On Thursday, April 9, the victim placed a telephone call from
State Police Hope Barracks to J.D.H. in Latario's presence.
According to Latario, she was
listen[ing] to what was being said and the device was
hooked up to the phone and, if she got stuck, I would
write down what I thought appropriate for her to ask; not
any leading type of statements. That's not what I wanted
here. I just wanted the truth to be made known.
The conversation was recorded and transcribed. In it, with
questioning prompted by Latario, the victim was able to get J.D.H.
to acknowledge every important factual element of her allegations
concerning his conduct during their encounter. Latario testified:
"if you listen to the tape and you hear the questions and what
she's saying, what she's saying is what I was writing,
basically[,]" but Latario denied coaching every question the victim
asked.
Over objection by J.D.H.'s attorney, the audiotape of the
telephone conversation was played for the court during Latario's
testimony and the transcription was also provided. At the close of
its case, the State moved the tape alone into evidence. Stressing
Detective Latario's admission that she had directed the
conversation, the defense objected again, on the basis that the
tape was the product of "an interrogation by an officer of the law
of a juvenile . . . without previous parental consent, . . . let
alone the parameters of the Constitution and warnings prior to any
admission and any questions concerning where [sic] they had
'probabl[e] cause' to conduct this in the first instance." The
State argued in response that a custodial interrogation had not
occurred. "The victim is the one asking the questions[]" and the
detective was "giv[ing] the victim some kind of guidance." The
State also argued that the requirements of statute for a
"consensual intercept" had been met. The trial judge suggested
during her colloquy with counsel: "So the victim . . . heeded the
advice and the suggestion of the detective [and] read the questions
from the detective's notes. I don't see what's wrong with that."
The judge also expressed the view that the subsequent denial by
J.D.H.'s parents of a police request to interview him had no
bearing on the tape's admissibility.
When trial resumed twelve days later, the judge ruled formally
that the tape would be received in evidence: "[I]nasmuch as [the
telephone conversation] was not a custodial interrogation, [the
defense] argument has to fail." The judge opined that in order for
the parental notification argument to apply, the juvenile would
have to have been in custody. She held: "The juvenile was not in
custody. He was speaking voluntarily to the victim and therefore
there was no violation of his constitutional rights as indicated by
the statute in [sic] the case law in our State." Later in the
proceeding, after hearing counsel's arguments on the juvenile's
motion for a judgment of acquittal, the trial judge denied the
motion "without even taking into consideration what I heard on the
tape, just on [the victim's] testimony alone."
The defense case was then presented. J.D.H. testified. He
corroborated the victim's description of the details of his
conduct, but denied using any force. In cross-examination, he
asserted his belief that the victim consented to his conduct, but
acknowledged that that consent had not been verbally expressed at
any time during the encounter. He acknowledged further that the
victim had acted as she said she did to repel his advances.
In her letter opinion disposing of the matter, the judge
reviewed the evidence, recounting in detail the contents of the
audiotape and J.D.H.'s admissions in the telephone conversation.
In contradistinction to her disavowed use of the telephone
conversation in disposing earlier of the juvenile's motion for a
judgment of acquittal, the trial judge, in finally adjudicating the
matter, juxtaposed specific features of the telephone conversation
with J.D.H.'s testimony at trial, focusing on consistencies or
inconsistencies between the two.
The trial judge "found the victim to be credible[,]" and that
"her recollection of events was corroborated by her
boyfriend . . ., her mother and her friend. . . . Her version of
events was also consistent with what the juvenile stated during the
taped telephone conversation . . . once the juvenile stopped
denying that he had done anything of a sexual nature to her on the
night in question." In her findings, the judge stressed the
inconsistencies between the telephone conversation and J.D.H.'s
testimony at trial and noted "the juvenile has essentially three
different versions of what occurred that evening, making his
testimony entirely unreliable[]" and "that at no point during the
telephone conversation did the juvenile state or imply that he
believed the encounter was consensual." She concluded:
The juvenile took advantage of the victim, even though it
should have been apparent to the reasonable person that
she was physically helpless, not to mention that she
expressly told the juvenile to stop what he was doing to
her sexually. Even if the victim's protests had not been
especially vociferous, it should have been apparent to
the juvenile that the victim may have been incapable of
expressing more demonstrably her unwillingness to
participate in the sexual encounter. The Court does not
accept the juvenile's version of events, which spanned
from outright denial to evasiveness and coyness, to an
admission that there was sexual contact with the victim,
to his trial testimony, the essence of which was there
was sexual contact but that the contact was consensual.
Not only is the juvenile's testimony not credible, but
also there is every indication, given his statements
during the telephone conversation and at trial, that he
knew he had engaged in wrongdoing and was grasping to
come up with a believable story.
The trial court's ruling admitting the audiotape into evidence
was erroneous. With Detective Latario's participation in the
telephone communication between the victim and J.D.H., as the
detective herself recounted it, that "conversation" became a police
interrogation. The fact that the police officer chose to use the
victim as an interlocutor did not change the essential dynamic of
the situation. J.D.H. was being questioned by Detective Latario,
and the interrogation was accomplished without parental consent or
involvement.
Recently, in State v. Presha,
163 N.J. 304 (2000), the Supreme
Court clarified the guidelines governing police interrogation of
juveniles. The focal issue in that case was "the voluntariness of
a confession by defendant, a juvenile, in a custodial setting."
Id. at 307. See also In re Carlo,
48 N.J. 224 (1966). Although
the instant matter does not involve a custodial interrogation,
Presha and the cases it relies upon are instructive for their
reflections on underlying policies governing all interrogations of
juveniles.
Typically, the cases that deal with the admissibility of
juveniles' statements arise in the context of a court's need to
rule upon the voluntariness of an inculpatory declaration, usually
in the form of a confession obtained after the juvenile, at least
formally, has been given the customary MirandaSee footnote 1* warnings. See In
re Gault,
387 U.S. 1,
87 S. Ct. 1428,
18 L. Ed.2d 527 (1967). As
the trial judge correctly observed, there was no custodial
interrogation here. However, the inquiry does not end with that
fact, as the trial judge perceived it did. It is always required
that
for a confession to be admissible as evidence,
prosecutors must prove beyond a reasonable doubt that the
suspect's waiver was knowing, intelligent, and voluntary
in light of all the circumstances. [citations omitted]
At the root of the inquiry is whether a suspect's
will has been overborne by police conduct. * * *
The requirement of voluntariness applies equally to
adult and juvenile confessions. [citations omitted]
The role of a parent in the context of a juvenile
interrogation takes on special significance. In that
circumstance, the parent serves as advisor to the
juvenile, someone who can offer a measure of support in
the unfamiliar setting of the police station. Thus, we
have emphasized that "[w]henever possible and especially
in the case of young children no child should be
interviewed except in the presence of his parents or
guardian." In re S.H.,
61 N.J. 108, 114-15 (1972).
[other citations omitted]
[Presha, supra, 163 N.J. at 313-14.]
Although this discussion contains a reference to station house
interrogation, we take the protection discussed to apply more
broadly given the special susceptibility of minors to having their
wills overborne when questioned by adults. See In re J.F.,
286 N.J. Super. 89, 97 (App. Div. 1995).
With the State's increased focus on the apprehension
and prosecution of youthful offenders, the parent's role
in an interrogation setting takes on new significance.
When younger offenders are in custody, the parent serves
as a buffer between the juvenile, who is entitled to
certain protections, and the police, whose investigative
function brings the officers necessarily in conflict with
the juvenile's legal interests. Parents are in a
position to assist juveniles in understanding their
rights, acting intelligently in waiving those rights, and
otherwise remaining calm in the face of an interrogation.
Gallegos [v. Colorado,
370 U.S. 49, 54,
82 S. Ct. 1209,
1212-13,
8 L. Ed.2d 325, 329 (1962)].
In view of the changing realities of the juvenile
process and the important rights at stake, we reaffirm
our belief that a parent or legal guardian should be
present in the interrogation room, whenever possible. In
re S.H., supra,
61 N.J. 108. In respect of confessions
by juveniles of any age, courts should consider the
adult's absence as a highly significant factor among all
other facts and circumstances. By "highly significant
factor" we mean that courts should give that factor added
weight when balancing it against all other factors. By
elevating the significance of the adult's role in the
overall balance, we are satisfied that the rights of
juveniles will be protected in a manner consistent with
constitutional guarantees and modern realities.
Regardless of the juvenile's age, police officers
must use their best efforts to locate a parent or legal
guardian before beginning the interrogation. In re J.F.,
286 N.J. Super. 89, 98 (App. Div. 1995). Moreover, to
sustain the admissibility of incriminating statements
made outside of the adult's presence, prosecutors are
required to show to the trial court's satisfaction, upon
sufficient proofs, that they were unable to locate the
adult. * * *
As important, when an adult is unavailable or
declines to accompany the juvenile, the police must
conduct the interrogation with "the utmost fairness and
in accordance with the highest standards of due process
and fundamental fairness." In re S.H., supra, 61 N.J. at
115,
293 A.2d 181; State v. R.W., [
115 N.J. Super. 286,
296 (App. Div. 1971)]. That requirement, too, has been
a common thread in our jurisprudence and is reaffirmed
today.
[Presha, supra,
162 N.J. 314-17.]
These protections regarding parental involvement must be taken
to apply literally and broadly to every juvenile who is the focus
of a police investigation irrespective of where the questioning
occurs or how it is accomplished. See In re J.F., supra, 286 N.J.
Super. at 97-101. They are, for particular reasons having to do
with the special interests and susceptibilities of juveniles, a
functional equivalent of the protections afforded any suspect by
the Miranda rule. Although different and separate from the Miranda
protections, especially since a custodial setting is not a
prerequisite, parental involvement is required for the same
reasons: to provide assurances that inculpatory statements elicited
in police interrogations are the product of informed and voluntary
choices and to minimize the risk that the will of a juvenile, to
whom our jurisprudence has traditionally afforded special
protection, has been overborne.
Thus, the precise issue before us is only circumstantially
informed by the fact that the conversation at issue occurred
telephonically and not physically at police headquarters or
otherwise in custody-like circumstances. The focal question is
whether a police interrogation occurred and how the involvement of
an intermediary affects that determination.
It is well established that, although Miranda principles
generally do not apply to confessions elicited by private
individuals, "when government officials participate in those
actions, the actions of the private individual may come under
scrutiny. . . ." People v. Lewis,
709 N.Y.S.2d 572, 573 (App. Div.
2000). See also State v. Biancamano,
284 N.J. Super. 654, 663
(App. Div. 1995) ("The Miranda rule does not apply to a private
citizen . . . who is acting neither as an instrument of the police
nor as an agent of the police pursuant to a scheme to elicit
statements from the defendant by coercion or guile.") (quoting
Commonwealth v. Snyder,
597 N.E.2d 1363, 1369 (Mass. 1992)); United
States v. Webb,
755 F.2d 382, 391 (5th Cir. 1985) ("Confessions to
private individuals are not barred by Miranda absent government
participation."); In re McCluskey,
652 P.2d 812, 814 (Or. Ct. App.
1982) ("[T]he involvement and intent of a private individual are
relevant only insofar as they are initiated, planned, controlled or
supported by the police.").
It is clear from these cases and others of like purport that
the mere involvement of an intermediary does not serve to mitigate
the police conduct or transmute a police interrogation into
something else. The participation of the intermediary is not the
critical factor; rather, the extent to which the police controlled
the inquiry will determine whether a conversation became an
interrogation.
This is especially so in a case of this type because the will
of a juvenile is especially susceptible to being overborne by
suggestions or artifice which might have a lesser effect upon an
adult. In re J.F., supra, 286 N.J. Super. at 97. Where, as here,
a police officer directed the exploration by suggesting both the
lines of inquiry and specific questions to be asked, we can reach
no conclusion other than that the telephone conversation in this
matter was a police interrogation. Because it was conducted with
a juvenile who was the target of the police investigation, and was
undertaken without parental notification, it breached the well-
established policies of this State designed to protect juveniles
from having their wills overborne and was inadmissible at trial for
the same reasons that would exclude a custodial interrogation of
any suspect conducted without Miranda warnings.
Having reached this conclusion, it is not essential that we
decide whether consensual interceptions of a juvenile's
conversations are a permissible investigative tool. We are
constrained to observe, however, that there is no general legal bar
or policy reason limiting the availability of any police
investigative techniques authorized by law in probing allegations
of juvenile delinquency. It is the circumstances which might lead
to a preclusion, not the investigative method used. Where the use
of a practice comes into conflict with specific, basic protections
specially afforded juveniles it may be regarded as impermissible.
Here, it is not the use of a consensual interception of a telephone
conversation that provides the taint, but rather the circumstances
of using the juvenile victim as a surrogate to proffer the
questions framed by the police without affording the juvenile
suspect the protection of parental involvement. The police may not
use a third party to validate a procedure that would be
impermissible if conducted directly.
Manifestly, because the trial judge's findings and
conclusions regarding the juvenile's culpability on the charges
lodged are based on inadmissible evidence, they cannot stand. Even
though the judge, in ruling on the juvenile's motion for a judgment
of acquittal after the State had rested its case, stated that the
motion was denied "without even taking into consideration what I
heard on the tape, just on [the victim's] testimony alone[,]" her
findings at the close of the case were so dependent upon the
juvenile's taped statement and his testimony offered to mitigate
its effects after the audiotape was admitted in evidence, that they
were invalid bases for her delinquency determinations on the
offenses charged.
Were it not for the fact that the outcome of this case, even
under the most error-free circumstances, was entirely dependent
upon determinations of credibility__the victim's, if not also
J.D.H.'s__we might adopt the course of action chosen by the Supreme
Court in S.H. to dispose of this matter. There, the Court
observed:
A new trial, however, is not necessary. A juvenile
hearing is not a criminal case; it is a civil proceeding,
tried without a jury, and conducted in the interest of
the juvenile and for the welfare of society. State v.
Tuddles,
38 N.J. 565, 571-572 (1962). In such a case our
Constitution and rules permit us to exercise such
original jurisdiction as may be necessary to the complete
determination of the cause on review. N.J. Const., Art.
6, Sec. 5, para. 3; R. 2:10-5; see State v. Taylor,
38 N.J. Super. 6, 21 (1955). In exercising that
jurisdiction we have examined the undisputed evidence
other than that contained in the inadmissible confession
and find therefrom beyond a reasonable doubt that [the
juvenile] committed the act set forth in the charge and
that he therefore requires rehabilitative treatment.
[In re S.H.,
61 N.J. 108, 116 (1972).]
The ultimate determination in S.H., however, was not as fully
impacted by credibility considerations as is the resolution of the
charges in this matter.
We might, too, examine the record with care. We might
disregard entirely the juvenile's audiotaped statement and his
testimony at trial, and consider only the direct testimony of the
victim along with the circumstantial corroboration provided by her
boyfriend, her mother, and a female friend. We might regard that
testimony as compelling evidence that the juvenile committed the
acts charged and that nothing the victim said or did at the time
may be taken to have signified her consent to J.D.H.'s sexually
assaultive conduct. Yet, all this would be done on a cold record
without the benefit of such insights as live testimony would
furnish. Our original jurisdiction, see N.J. Const., art. VI, § 5,
¶ 3; R. 2:10-5, is not meant to be exercised in cases so dependent
upon credibility assessments as this one is. Our evaluation of the
record as trial judges, reviewing only the admissible evidence in
this non-jury matter, would be a sterile exercise; and any finding
beyond a reasonable doubt that J.D.H. committed the acts charged,
which, if committed by an adult, would have constituted aggravated
sexual assault, sexual assault, aggravated criminal sexual contact,
and criminal sexual contact, while possibly satisfying requirements
of form, would have little actual substance.
The matter must, therefore, be remanded for retrial. For
kindred reasons bearing upon the apparent and actual integrity of
credibility determinations, when the matter is retried using
admissible evidence alone, it should be heard by a different judge
than presided over the initial trial.
Even if an affirmance had been possible, given the fact that
a year-and-a-half has passed since the trial court's disposition
was framed, we would remand for reconsideration of each element
thereof. Much has occurred in the interim, including the fact that
J.D.H., since August 24, 1999, has been governed by the strictures
and exacting conditions established by the trial court in
implementing the stay ordered by the Supreme Court. It may well be
that those requirements alone have had as much of a rehabilitative
effect as any term of incarceration might in aiding the juvenile to
appreciate the wrong alleged, to contemplate its effects on others,
and to resolve, with understanding, never to repeat such a course
of conduct as he may have undertaken in the circumstances depicted.
Even with the relatively recent accentuation of punishment as
a component of the juvenile justice system, constructive approaches
to rehabilitation remain as a primary aim. See Presha, supra, 163
N.J. at 314. Neither those rehabilitative ends nor any decent
punitive requirements would be served by applying stale perceptions
in the process of crafting a juvenile disposition that makes sense.
Even if nothing else significant had occurred in the interim, the
year-and-a-half which has passed since the initial disposition by
itself would suggest the need for fresh evaluation and a new
disposition. Of course, should the charges be sustained after the
retrial we have ordered, a new disposition would perforce be
required after updated evaluations are conducted and in the light
of the trial court's determinations concerning legal requirements
and the best interests of all concerned.
The adjudications of delinquency are reversed. The matter is
remanded for retrial.
Footnote: 1 * Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed.2d 694 (1966).