NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3911-98T3
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
ANDRES TORRES,
Defendant-Respondent.
__________________________________
Argued January 26, 2000 - Decided February 10, 2000
Before Judges Baime, Brochin and Bilder.
On appeal from Superior Court of New
Jersey, Law Division, Essex County.
Kenneth P. Ply, Assistant Essex County
Prosecutor, argued the cause for appellant
(Donald Campolo, Acting Prosecutor, attorney;
Mr. Ply, of counsel and on the brief).
Mordecai Garelick, Assistant Deputy Public
Defender, argued the cause for respondent
(Ivelisse Torres, Public Defender, attorney;
Mr. Garelick, of counsel and on the brief).
The opinion of the court was delivered by
BAIME, P.J.A.D.
This case presents questions concerning the reach of the
Federal and State prohibitions against double jeopardy. Three
Newark taxicab drivers were murdered within a two week period.
The police investigation resulted in the arrest of defendant,
Roger Hoyte and Larry Mayo. Hoyte, who confessed and pointed to
defendant as one of the participants in the homicides, pled
guilty to three counts of capital murder and was sentenced to an
aggregate term of life imprisonment with a ninety year parole
disqualifier when the jury did not return a death verdict.
Defendant was brought to trial while Hoyte's appeal was pending.
In his opening statement, the assistant prosecutor indicated that
Hoyte would appear as a State's witness and implicate defendant in the
killings. The trial court granted defendant's motion for a mistrial when
Hoyte refused to testify after being granted
immunity. The indictment was dismissed and retrial barred upon
the court's finding that the prosecutor could not reasonably have
expected that Hoyte would appear as a prosecution witness. The
State appeals. We reverse.
I.
We do not recount the facts at length. Between October 21
and November 8, 1995, three Newark taxicab drivers were murdered.
The crimes had all of the earmarks of having been committed by a
serial killer. In all three cases, the victim was shot at point
blank range with the same .22 caliber handgun. Curiously, each
victim's shoes were missing when the body was discovered. The
execution-style killings were widely reported by the media.
The homicides remained unsolved until November 16, 1995,
when Tamika McGriff telephoned the Essex County Sheriff's
Crimestoppers number and indicated that she knew the identity of
the killers. In a subsequent interview with members of the
prosecutor's homicide squad, McGriff related several
incriminating statements made by Hoyte and defendant the previous
evening while the three were watching a television news
broadcast. When the commentator referred to the "serial
killings," Hoyte exclaimed, "[t]hat's probably us"
and "[w]e made the news." The news report alluded to the
suspicion that some sort of bizarre ritual was involved because
of the missing shoes, prompting Hoyte to note, "[w]e took the
boots off because of [finger]prints." Hoyte described how
defendant had dragged the drivers out of the taxicabs by their
feet because "they couldn't be driving around with a dead body in
the car . . . ." Hoyte explained that they removed the shoes
from the victims so that the police could not trace their
fingerprints. At that point, defendant angrily interrupted
Hoyte's vivid description of the crimes, ordering him to "shut
up" because "everybody's business ain't nobody's."
McGriff also recounted prior inculpatory statements made by
defendant. After the second killing, Hoyte asked McGriff for her
shoe size, exhibiting a pair of boots. According to McGriff,
defendant remonstrated Hoyte, "[d]on't give her the boots of no
dead man." Shortly after the third homicide, defendant confided
to McGriff that Hoyte had "caught a body, had earned his
stripes." When McGriff asked what defendant meant, he responded
that Hoyte had killed a taxicab driver. McGriff also alluded to
a prior incident in which defendant and Hoyte were "playing with"
a gun, "tossing . . . it back and forth." At trial, McGriff
identified the murder weapon, which had been discovered after the
arrests, as "looking like" the gun she had seen in the possession
of Hoyte and defendant.
Following their interview with McGriff, the prosecutor's
office obtained a warrant to search defendant's residence. An
identification card belonging to the first murder victim was
found in a leather portfolio in defendant's bedroom. Defendant
was arrested shortly thereafter.
Defendant gave a lengthy inculpatory statement after being
apprised of his constitutional rights. In his statement,
defendant admitted that he was present when the three homicides
were committed. Although defendant's version of the killings
tended to minimize the extent of his involvement, he nevertheless
conceded that he assisted in disposing the victims' bodies and he
shared in the proceeds of the robberies.
It is undisputed that defendant and Hoyte sold the murder
weapon two days after the third murder. Derrick Hunter, a Newark
firefighter, testified that he purchased the gun from defendant
and Hoyte for fifty dollars. Hunter subsequently notified police
and turned the gun over to the authorities. At the police
station, Hunter identified defendant and Hoyte as the individuals
who had sold him the gun.
The Essex County grand jury returned a multi-count
indictment charging defendant, Hoyte and Mayo with a variety of
crimes relating to the three homicides. Among other offenses,
Hoyte was individually charged with the capital murders of all
three victims. Defendant was charged with three counts of
purposeful or knowing murder and related crimes. Mayo was
charged with participating in only two of the three murders.
Because all of the defendants gave confessions detailing
their complicity and that of their confederates in the murders,
their cases were severed. Mayo eventually pled guilty to two
counts of purposeful or knowing murder and was sentenced to
thirty years imprisonment without parole. Hoyte initially
challenged the admissibility of his confession. At the hearing,
however, Hoyte testified that his twelve-page statement was
accurate in every detail and that he and defendant committed all
three murders. In negotiations with the prosecutor's office,
Hoyte offered to cooperate in return for a prison term. The
prosecutor's office rejected that offer. Hoyte ultimately pled
guilty to the entire indictment, including the counts charging
him with capital murder. In giving his factual basis for the
plea, Hoyte described the defendant's and Hoyte's involvement in
some detail. The jury refused to impose the death penalty.
Hoyte was sentenced to life imprisonment with ninety years parole
ineligibility. Following imposition of sentence, Hoyte filed an
appeal challenging the denial of his motion to suppress his
confession. That appeal remained pending.
The stage was set for defendant's trial. Prior to jury
selection, the assistant prosecutor, who had just completed the
Hoyte prosecution, met with Hoyte's attorney. In the course of
their discussion, the assistant prosecutor alerted Hoyte's lawyer
that he intended to call Hoyte as a witness and obtain a grant of
immunity. The assistant prosecutor asked what Hoyte would do.
The attorney responded that he had previously discussed with
Hoyte the possibility that Hoyte would be called as a State's
witness, but he did not know how Hoyte would react.
In the course of his opening statement, the assistant
prosecutor told the jury that Hoyte would be called as a State's
witness. The assistant prosecutor noted that Hoyte had pled
guilty to all three capital murders and had been sentenced to
life imprisonment with ninety years parole ineligibility. The
assistant prosecutor emphasized that there had been no plea
agreement, but that Hoyte would be compelled to testify because
he would be granted use immunity. It was said that Hoyte would
thus have no motive to lie, and that he would provide detailed
testimony concerning the extent of defendant's involvement.
Although defense counsel did not interpose an objection, he moved
for a mistrial following the assistant prosecutor's opening
statement, contending that the prejudice to defendant would be
ineradicable in the event Hoyte refused to testify. The trial
court denied defendant's motion and the trial proceeded.
We think it fair to note that the State's case against
defendant was overwhelming. Even had the jury rejected the
State's theory that defendant was a willing accomplice to the
murders, the evidence irrefutably established his active
participation in the three felony murders. However, the trial
was aborted when Hoyte refused to testify after asserting his
Fifth Amendment privilege out of the presence of the jury and
being granted immunity. The assistant prosecutor implored the
trial court to allow the trial to proceed, noting his intention
to present evidence indicating that Hoyte and defendant had been
housed in adjacent cells to show that defendant must have
prevailed upon Hoyte not to testify. The trial court ordered a
mistrial at defendant's behest because the mark left by the
assistant prosecutor in his opening statement was indelible and
could not be eradicated by a curative instruction. In an oral
decision, the court noted that the assistant prosecutor's
representation that he expected Hoyte to testify lacked the "ring
of truth."
The case was transferred to a different judge. Defendant
moved to dismiss the indictment. In his opposing affidavit, the
assistant prosecutor described his reason for believing Hoyte
would testify. The assistant prosecutor noted that Hoyte had not
been reticent in accepting blame for the killings and describing
defendant's involvement. Hoyte had volunteered this information
in his confession, his testimony during the motion to suppress,
and his factual basis for his pleas of guilty to capital murder.
The assistant prosecutor emphasized that he had not spoken
directly to Hoyte because of the pending appeal, but that Hoyte's
lawyer never told him that his client would not testify. The
trial court was not persuaded and granted defendant's motion on
the ground of double jeopardy and fundamental fairness. The
court made no finding concerning whether the assistant prosecutor
had acted in bad faith. The court concluded instead that it was
unreasonable for the assistant prosecutor to have expected that
Hoyte would testify. The court stressed that Hoyte was under a
stiff sentence and would have been subject to retribution had he
appeared as a State's witness. The court found that the
assistant prosecutor's opening statement had made a mistrial
"inevitable" and that his misconduct had "goaded" defendant to
request that the trial be aborted.
II.
We begin with the Federal Constitution's prohibition against
double jeopardy. The Fifth Amendment's double jeopardy clause
protects a defendant from repeated prosecutions for the same
offense.
North Carolina v. Pearce,
395 U.S. 711, 717,
89 S. Ct. 2072, 2076,
23 L.Ed.2d 656, 664-65 (1969),
rev'd on other
grounds,
Alabama v. Smith,
490 U.S. 794,
109 S. Ct. 2201,
104 L.Ed.2d 865 (1989). The bedrock principle is that the State,
with all its resources and power, should not be allowed to make
repeated attempts to convict an individual, thus compelling him
to live in a continuing state of anxiety and insecurity.
Green
v. United States,
355 U.S. 184, 187-88,
78 S. Ct. 221, 223-24, 2
L.Ed.2d 199, 204 (1957). As part of this protection, the double
jeopardy clause affords a defendant a "valued right to have his
trial completed by a particular tribunal."
Wade v. Hunter,
336 U.S. 684, 689,
69 S. Ct. 834, 837,
93 L.Ed. 974, 978 (1949).
Even if the first trial is not completed, a second prosecution
may be grossly unfair.
United States v. McKoy,
591 F.2d 218, 222
(3d Cir. 1979). Repeated prosecutions increase the accused's
financial burden, prolong the period in which he is stigmatized
by an unresolved accusation of wrongdoing, and may even enhance
the risk that an innocent defendant may be convicted.
Consequently, the State is generally entitled to one, and only
one, opportunity to require an accused to stand trial.
Arizona
v. Washington,
434 U.S. 497, 503-05,
98 S. Ct. 824, 829,
54 L.Ed.2d 717, 727-28 (1978).
Weighed against these concerns is the right of the public to
the fair and vigilant enforcement of the criminal laws. The
first right of the individual is to be protected from criminal
attack, as the preamble to the Federal Constitution plainly says.
State v. Bisaccia,
58 N.J. 586, 590 (1971). To set free criminal
suspects whenever a trial is aborted would deny the innocent the
protection due them and defeat the social contract upon which
government is based. Where the trial is terminated, over the
objection of the defendant, because of manifest necessity, a
second proceeding is constitutionally permissible. The manifest
necessity standard provides sufficient protection to the
defendant's right in having his case decided by the jury first
selected while maintaining the public's interest in fair trials
designed to conclude in just judgments.
Wade v. Hunter, 336
U.S.
at 689, 68
S. Ct. at 837, 93
L.Ed. at 978.
Where a mistrial is declared at the behest of the defendant,
however, different considerations come into play. In such a
case, the defendant himself has elected to terminate the
proceedings. To that extent, the decision to abort the trial is
within his power and control. His decision to terminate the
proceedings may be viewed as a renunciation of his right to have
the trial completed before the first jury empaneled. The problem
with such a view is that an errant prosecutor, sensing that
completion of the trial will result in an acquittal, may
purposely "goad the [defendant] into requesting a mistrial."
United States v. Dinitz,
424 U.S. 600, 611,
96 S. Ct. 1075, 1081,
47 L.Ed.2d 267, 276 (1976). Since an acquittal would bar a
retrial, it is only fair that in such a situation the same result
should attach to a mistrial deliberately provoked by the
prosecutor. In such a case, the defendant's valued right to
complete his trial before the first jury would be a hollow shell
if a mistrial provoked by the prosecutor would not invoke the
double jeopardy prohibition. And surely, a prosecutor who has
deliberately provoked a mistrial in order to avoid an acquittal
has had his day in court and cannot complain.
In
United States v. Dinitz, 424
U.S. at 611, 96
S. Ct. at
1081, 47
L.Ed. at 276, the United States Supreme Court said as
much. Specifically, the Court concluded that the double jeopardy
clause "protect[s] a defendant against governmental actions
intended to provoke mistrial requests," thereby subjecting
defendants "to the substantial burdens imposed by multiple
prosecutions."
Ibid. However, the Court went on to say that
"bad faith conduct by judge or prosecutor . . . threatens the
'[h]arassment of an accused by successive prosecutions or
declaration of a mistrial so as to afford the prosecution a more
favorable opportunity to convict.'"
Ibid. (quoting
Downum v.
United States,
372 U.S. 734, 736,
83 S. Ct. 1033, 1034,
10 L.Ed.2d 100, 102 (1963)). That language appeared to broaden the
reach of the double jeopardy clause to bar a retrial where the
prosecutor's bad faith conduct resulted in a mistrial.
The apparent implication of the language was addressed in
Oregon v. Kennedy,
456 U.S. 667,
102 S. Ct. 2083,
72 L.Ed.2d 416
(1982). The Oregon Court of Appeals decided that the double
jeopardy clause barred the defendant's retrial after the first
trial ended in a mistrial granted on his own motion. The Oregon
court reasoned that a retrial was precluded because the
prosecutorial misconduct that occasioned the mistrial in the
first instance amounted to overreaching. The United States
Supreme Court reversed. Writing for the majority, Chief Justice
Rehnquist stressed that a criterion based upon prosecutorial
"overreaching" or "bad faith" offered "virtually no standard[]
for [its] application."
Id. at 674, 102
S. Ct. at 2089, 72
L.Ed.
2d at 424. Noting that resolution of double jeopardy
questions by state trial courts are reviewable not only within
the state court system but in the federal court system on habeas
corpus as well, the Court emphasized the desirability of "an
easily applied principle."
Id. at 675, 102
S. Ct. at 2089, 72
L.Ed.
2d at 424. The Court reasoned that where prosecutorial
error even of a degree sufficient to warrant a mistrial has
occurred, the important consideration for double jeopardy
purposes is that the defendant retain primary control over the
course to be followed.
Id. at 676, 102
S. Ct. at 2089, 72
L.Ed.
2d at 425. A defendant's motion for a mistrial even when
occasioned by prosecutorial bad faith was said to constitute a
deliberate election on his part to forego his valued right to
have his guilt or innocence determined before the first trier of
fact.
Ibid. The Court thus held that "[p]rosecutorial conduct
that might be viewed as harassment or overreaching, even if
sufficient to justify a mistrial on defendant's motion, . . .
does not bar retrial absent intent on the part of the prosecutor
to subvert the protections afforded by the Double Jeopardy
Clause."
Id. at 675-76, 102
S. Ct. at 2089, 72
L.Ed.
2d at 424.
"Only where the governmental conduct in question is intended to
'goad' the defendant into moving for a mistrial may a defendant
raise the bar of double jeopardy to a second trial after having
succeeded in aborting the first on his own motion."
Ibid.
In separate concurring opinions, Justices Powell and Stevens
provided factors for determining whether or not a prosecutor's
misconduct was intended to provoke a mistrial. Noting that
subjective intent often may be unknowable, Justice Powell
emphasized that "a court - in considering a double jeopardy
motion - should rely primarily upon the objective facts and
circumstances of the particular case."
Id. at 680, 102
S. Ct. at
2092, 72
L.Ed.
2d at 427 (Powell, J., concurring). Specifically,
the court should consider: (1) whether there was a sequence of
overreaching or error prior to the error resulting in the
mistrial, (2) whether the prosecutor resisted the motion for a
mistrial, (3) whether the prosecutor testified, and the court
below found, that there was no intent to cause a mistrial, and
(4) the timing of the error.
Ibid.
Applying these standards, we find nothing in the record to
support the conclusion that the assistant prosecutor
intentionally goaded defendant into requesting a mistrial.
First, the record does not disclose a pattern of prosecutorial
error. Second, the prosecutor argued vociferously against
granting defendant's motion for a mistrial. Third, although both
the trial judge and the judge who granted defendant's motion to
dismiss the indictment found that the prosecutor did not have
reasonable expectations that Hoyte would testify, neither judge
found that the prosecutor intended to provoke a mistrial and the
prosecutor certified that he expected Hoyte to testify. Fourth,
the error was made in the assistant prosecutor's opening
statement before any evidence had been offered or admitted, prior
to the point in which success or failure in the prosecution of
the defendant could reasonably have been assessed.
Wholly apart from these circumstances, nothing in the record
suggests a motive for provoking a mistrial. The State's case was
formidable. The prosecution's evidence was introduced without a
hitch. We can discern no earthly reason why the assistant
prosecutor would want to abort the proceedings. We stress that
neither of the judges below found specifically that the assistant
prosecutor deliberately goaded the defense into seeking a
mistrial. But even had such a finding been made, it could not
fairly be argued that the evidence supported this conclusion.
The objective evidence abounds the other way. We thus conclude
that federal constitutional standards do not bar a retrial.
III.
Defendant nevertheless argues that our State Constitution
and the doctrine of fundamental fairness require dismissal of the
indictment. He offers the following factual scenario to support
his claim. Defendant argues that the assistant prosecutor, a
veteran trial attorney of over twenty years, deliberately
suffered error in his opening statement in order to achieve an
unfair tactical advantage. By offering more than he could
deliver, the assistant prosecutor envisioned several possible
outcomes, all acceptable to him. Either the trial would proceed
to verdict, with the missing ingredients of the State's case
illicitly planted in the jurors' minds by reason of the opening
statement, or the proceedings would end in a mistrial once the
absence of Hoyte became manifest, leaving the prosecution in no
worse a position than it was at the start. Defendant argues that
New Jersey's Constitution and the judiciary's corollary duty to
seek fundamental justice mandate dismissal of the indictment even
if federal Fifth Amendment principles do not provide similar
protection.
We do not discount the possibility that the assistant
prosecutor sought tactical advantage in placing before the jury
allegations that he knew he could not prove. Read indulgently,
that is the thrust of the findings made by both the trial judge
and the judge who dismissed the indictment. The question then is
whether the State Constitution or the doctrine of fundamental
fairness bars a retrial when the first trial was aborted at the
behest of the defendant by reason of such egregious prosecutorial
misconduct.
We first conclude that the New Jersey Constitution provides
no greater protection than its federal counterpart. We, of
course, owe no duty to march in lock-step with the federal
Supreme Court when construing the protections afforded by our
Constitution.
See, e.g.,
New Jersey Coalition Against War in the
Middle E. v. J.M.B. Realty Corp.,
138 N.J. 326 (1994),
cert.
denied,
516 U.S. 812,
116 S. Ct. 62,
133 L.Ed.2d 25 (1995)
(expanding the First Amendment to the New Jersey Constitution to
require regional shopping centers to permit distribution of
leaflets on societal issues);
State v. Tucker,
136 N.J. 158
(1994) (extending the New Jersey constitutional protections to
prohibit seizure of items dropped by a suspect fleeing from a
police officer who did not have the right to forcefully detain
him);
State v. Hempele,
120 N.J. 182 (1990) (enlarging the New
Jersey constitutional protections of an individual's expectation
of privacy to include garbage cans left for collection);
State v.
Hunt,
91 N.J. 338 (1982) (extending the Search and Seizure
safeguard of the New Jersey Constitution beyond the Federal
Constitution to protect an individual's expectation of privacy in
toll billing records held by a telephone company);
State v.
Alston,
88 N.J. 211 (1981) (expanding the New Jersey Constitution
to provide standing to passengers to object to automobile
searches);
State v. Schmid,
84 N.J. 535 (1980) (extending the
right of free speech under the New Jersey Constitution to protect
against unreasonably restrictive and oppressive conduct by
private entities);
State v. Johnson,
68 N.J. 349 (1975)
(establishing that State has the burden of showing that consent
to a search was voluntary under the New Jersey Constitution). We
nevertheless find no sound reason to conclude that New Jersey's
double jeopardy prohibition has greater reach than the federal
Fifth Amendment. There is no room for debate in light of New
Jersey's constitutional history.
Unlike the broader double jeopardy language of the Fifth
Amendment, our Constitution provides that no person shall, after
acquittal, be tried for the same offense.
N.J. Const. art. I, ¶
11. That provision was not in the Constitution of 1776. It
first appeared in the Constitution of 1844.
N.J. Const. of 1844
art I, ¶ 11. The history of the 1844 constitutional convention
discloses that the use of the more limited phraseology was
intended to insure that a defendant is not entitled to immunity
from a second trial where his first trial ends, not in an
acquittal, "but in jury disagreement or other indecisive
disposition."
State v. Currie,
41 N.J. 531, 536 (1964);
see also
State v. Roller,
29 N.J. 339, 344 (1959);
City of Newark v.
Pulverman,
12 N.J. 105, 110 (1953).
Our State constitutional prohibition against double jeopardy
is thus coextensive with its federal counterpart.
See State v.
Roth,
95 N.J. 334, 344 (1984);
State v. Barnes,
84 N.J. 362, 370
(1980);
State v. Rechtschoffer,
70 N.J. 395, 404 (1976);
State v.
Cooper,
307 N.J. Super. 196, 201 (App. Div. 1997);
State v.
Dunns,
266 N.J. Super. 349, 361 (App. Div.),
certif. denied,
134 N.J. 567 (1993);
State v. D'Amato,
218 N.J. Super. 595, 602 n.1
(App. Div. 1987),
certif. denied,
110 N.J. 170 (1988);
State v.
De Marco,
211 N.J. Super. 421, 423-25 (App. Div. 1986). Our
Supreme Court has stated that retrial is not barred when a case
is mistried pursuant to a defendant's motion except "'where the
governmental conduct in question is intended to 'goad' the
defendant into moving for a mistrial . . . .'"
State v.
Gallegan,
117 N.J. 345, 358 (1989) (quoting
Oregon v. Kennedy,
456
U.S. at 676, 102
S. Ct. at 2089, 72
L.Ed.
2d at 425). While
we acknowledge that several states have adopted less rigorous
standards based upon their constitutions,
see Pool v. Superior
Court,
677 P.2d 261 (Ariz. 1984) (barring retrial if mistrial is
granted because of prosecutor's intentional improper acts which
cause irreparable prejudice to defendant);
State v. Rogan,
984 P.2d 1231 (Haw. 1999) (barring retrial based on egregious
prosecutorial misconduct);
People v. Dawson,
397 N.W.2d 277
(Mich. Ct. App. 1985),
aff'd
427 N.W.2d 886 (1988) (barring
retrial if mistrial is granted because of prosecutor's
intentional improper acts which cause irreparable prejudice to
defendant);
State v. Breit,
930 P.2d 792 (N.M. 1996) (barring
retrial if prosecutor knows that the conduct is improper and acts
in willful disregard of a resulting mistrial);
State v. White,
354 S.E.2d 324 (N.C. Ct. App. 1987),
aff'd,
369 S.E.2d 813 (1988)
(barring retrial if egregious prosecutorial misconduct has
rendered defendant no choice but to move for a mistrial);
Oregon
v. Kennedy,
666 P.2d 1316 (Or. 1983) (barring retrial if
prosecutor knows the conduct is improper and either intends or is
indifferent to a resulting mistrial);
Commonwealth v. Smith,
615 A.2d 321 (Pa. 1992) (extending the bar to retrial if prosecutor
intentionally acts to prejudice defendant to deny a fair trial);
Bauder v. Texas,
921 S.W.2d 696 (Tex. Crim. App. 1996) (barring
retrial where "prosecutor was aware but consciously disregarded
the risk" of retrial), we have no freedom to do so here.
Nor does the doctrine of fundamental justice require a
different result. We recognize that "[t]he judicial article
reposes in our courts the power to create, mold and apply
remedies once jurisdiction is invoked."
State v. Abbati,
99 N.J. 418, 428 (1985). "The court's power to fashion remedies in the
realm of criminal justice is unquestioned."
State v. Carter,
64 N.J. 382, 392 (1974),
rev'd on other grounds,
State v. Krol,
68 N.J. 236 (1975). Our Supreme Court has applied the doctrine to
address governmental action that "'is constitutional but that,
nonetheless, includes elements of oppression or harassment
requiring court instruction.'"
State v. Black,
153 N.J. 438, 455
(1998) (quoting
State v. P.Z.,
152 N.J. 86, 117 (1997));
see also
State v. McCrary,
97 N.J. 132, 139-40 (1984);
State v. Gaffey,
92 N.J. 374, 383-84 (1983);
State v. Leonardis,
73 N.J. 360, 369
(1977);
Adamo v. McCorkle,
13 N.J. 561, 563-64 (1953),
cert.
denied,
347 U.S. 928,
74 S. Ct. 531,
98 L.Ed.2d 1080 (1954). The
courts' inherent powers have been exercised to dismiss
indictments in several instances.
See, e.g.,
State v. Laganella,
144 N.J. Super. 268 (App. Div.),
appeal dismissed,
74 N.J. 256
(1976);
State v. Hart,
139 N.J. Super. 565 (App. Div. 1976).
We do not believe that the doctrine of fundamental justice
bars a retrial in this case. It is arguable that whether a
prosecutor deliberately pursues an improper course of conduct
because he means to goad a defendant into demanding a mistrial or
because he is willing to accept a mistrial and start over is a
distinction without a difference. In our view, however, a bar
against reprosecution must be derived from the constitutional
objective to protect defendants against the harassment,
embarrassment and risk of repeated criminal trials. It is not a
sanction to be applied for the punishment of prosecutorial or
judicial error. If the rule were otherwise, every reversal of a
conviction on appeal would require a searching inquiry into the
motive of the trial prosecutor or judge to see whether punishment
is warranted by denying a retrial. So too, judges would be
understandably reluctant to grant mistrials for fear that a
vicious criminal would be set free. Justice is blind. But
judges cannot appear to ignore the consequences of their
decisions.
IV.
That leads us to an old topic - one upon which reasonable
persons can and do differ. Simply phrased, the question is
whether the public should suffer because of a prosecutor's
dereliction. We must be conscious of the consequences of a
dismissal of an indictment with prejudice. The purpose of our
system of criminal justice is to protect the innocent and punish
the guilty. When a criminal trial is barred without reference to
the evidence and a potential criminal is set free, the pain of
such preclusion is felt, not by the inanimate State, or by some
penitent assistant prosecutor, but by the offender's next victim.
In such a way, the innocent are denied the protection due them by
our Constitution.
There are better ways to punish a blundering or evil
prosecutor. A prosecutor is first and foremost an attorney - an
officer of the court. When he departs from his ethical and
professional obligations, he is subject to discipline, including
disbarment, suspension or reprimand.
State v. Frost,
158 N.J. 76, 89 (1999). But prosecutors have ethical obligations beyond
those of other attorneys.
R.P.C. 3.8 (special responsibilities
of prosecutor). A prosecutor is not simply another lawyer who
happens to represent the State. Because of the overwhelming
power vested in his office, his obligation to play fair is every
bit as compelling as his responsibility to protect the public.
We are not clairvoyant. We do not know whether the
prosecutor deliberately acted in bad faith in his zeal to obtain
a conviction or whether his conduct of the trial rested on less
sinister motives. We stress, however, that the prosecutor could
have obviated the risk of causing prejudice to the defendant by
seeking a hearing in advance of trial to inquire whether Hoyte
would invoke his Fifth Amendment privilege and, if so, whether he
would testify as a State's witness after having been granted
immunity.
See, e.g. State v. Williams,
59 N.J. 493 (1971);
State
v. Fournier,
91 N.J. Super. 177 (App. Div. 1966). We do not read
State v. Matos,
273 N.J. Super. 6 (App. Div. 1994) as requiring a
different conclusion. That case really holds that a witness's
untested statement that he does not intend to comply with an
order to testify in the future could not be the subject of a
contempt citation.
Id. at 17. The assistant prosecutor thus had
at his disposal methods by which Hoyte's intent could be tested,
thereby obviating the danger of causing undue prejudice to the
defendant. Beyond this, the assistant prosecutor's detailed
prediction concerning Hoyte's prospective testimony cannot be
condoned. A prosecutor's opening statement should provide an
outline or roadmap of the State's case. It should be limited to
a general recital of what the State expects, in good faith, to
prove by competent evidence.
State v. Hipplewith,
33 N.J. 300,
309 (1960);
State v. Ernst,
32 N.J. 567, 577 (1960),
cert.
denied,
364 U.S. 943,
81 S. Ct. 464,
5 L.Ed.2d 374 (1961);
State
v. W.L.,
292 N.J. Super. 100, 108 (App. Div. 1996). At best, the
assistant prosecutor acted in a foolhardy fashion. At worst, he
acted with an evil intent to prejudice defendant's right to a
fair trial.
One point cannot fairly be debated. The assistant
prosecutor acted in a manner entirely heedless of the risk of
causing ineradicable prejudice to the accused. This conduct was
wholly at odds with the assistant prosecutor's overriding duty to
seek justice.
The Criminal Justice Act of 1970 provides that the Attorney
General is the "chief law enforcement officer of the State."
N.J.S.A. 52:17B-98. One of the most important duties of the
Attorney General is to "maintain a general supervision over . . .
county prosecutors with a view to obtaining effective and uniform
enforcement of the criminal laws."
N.J.S.A. 52:17B-103.
The public thus looks to the Attorney General when law
enforcement runs amuck. So do we. We commend this matter to the
Attorney General to afford him an opportunity to take appropriate
curative action.
See State v. Frost,
158 N.J. 76, 89 (1999).
Reversed and remanded for trial.