SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
Argued September 26, 2006 -- Decided January 31, 2007
LONG, J., writing for a majority of the Court.
A Monmouth County Grand Jury returned an indictment against defendant, Brian Samuels, and his co-defendant, Godfred Mainhooh (a.k.a. Rahim), charging them with conspiracy to commit armed robbery (count one); first-degree armed robbery (count two); second-degree possession of a firearm for an unlawful purpose (count three); and fourth-degree aggravated assault by pointing a firearm (count four). Samuels also was charged individually with second-degree possession of a firearm by a convicted felon (count six); and third-degree resisting arrest (count ten). Mainhooh absented himself, resulting in Samuels being tried alone.
At trial, the State offered testimony about a narcotics investigation conducted by the
Long Brach Police Department on May 4, 2000. In an attempt to purchase
narcotics from a person named “Rahim,” the police secured two adjacent hotel rooms
on the second floor of the Fountains Motel. Undercover Officers Pilone and Roebuck
were stationed in Room 229; other officers were stationed in Room 230; and
additional officers were stationed around the hotel in surveillance. At around ten o’clock
in the evening, Officer Pilone called Rahim (Mainhooh) from Room 229 to buy
drugs. Mainhooh agreed to sell Pilone twenty decks of heroin and some crack
cocaine for $1,200. Mainhooh arrived with Samuels at the hotel in a taxi
cab. None of the officers observed the two men arrive at the hotel.
At some point, Mainhooh and Samuels proceeded to the second floor, looking for
Room 229.
When Mainhooh knocked on the door to Room 229, Officers Pilone and Roebuck
came out of the room, announcing that they were police officers. Officer Pilone
observed Mainhooh brandishing a gun and eventually pinned Mainhooh against the railing. Samuels
grabbed Pilone and struggled with him, enabling Mainhooh to flee. Pilone subdued Samuels
and stated that he knew that Mainhooh and Samuels were there to sell
drugs. Samuels responded; “[w]e don’t have any drugs; we don’t have any drugs.”
Roebuck and two other officers chased Mainhooh and Roebuck observed Mainhooh throwing something
that made a metallic clatter on the parking lot pavement. After Mainhooh was
apprehended, the officers found a loaded and cocked nine-millimeter semi-automatic handgun in the
parking lot where Mainhooh was observed dropping an object to the pavement. No
drugs were found.
Samuels’ testimony at trial differed significantly from the account given by the Long
Branch police. According to Samuels, he ran into Mainhooh at about 10:30 p.m.
outside a liquor store in Asbury Park. Mainhooh told Samuels they needed to
take a ride. Samuels stated that he never asked Mainhooh what they were
going to do and that for all he knew, they were going to
a house full of girls. Samuels claimed to have fallen asleep in the
back of the cab, awakening when they arrived at the Fountains Motel. Samuels
testified to following Mainhooh to Room 229 but denied that Mainhooh had a
gun. Samuels also denied having jumped or scuffled with Officer Pilone.
Samuels was convicted by a jury on counts one, two, three, four, and
ten of the indictment. The charge of possession of a firearm by a
convicted felon (count six) was dismissed. Samuels was sentenced to an aggregate term
of fifty year’s imprisonment with a seventeen-year period of parole ineligibility.
Samuels appealed his convictions, arguing, among other things, that there was inadequate evidence
to support the conspiracy and armed robbery counts; that the trial judge should
have charged the jury with the lesser included offense of attempted robbery; and
that the jury instructions were incorrect and so confusing as to have led
the jury into error. The Appellate Division affirmed the lower court on those
issues.
The Supreme Court granted Samuels’ petition for certification and the amicus curiae motion
for leave to appear filed by the Attorney General.
HELD: The State submitted sufficient evidence from which a jury could conclude beyond
a reasonable doubt that Samuels conspired to and did commit an armed robbery.
Nonetheless, the convictions for conspiracy and armed robbery must be reversed and retried
in view of the trial court’s failure to charge the lesser-included offense of
attempted robbery and the court’s improper charge on the elements of conspiracy and
accomplice liability.
1. When examining a motion for judgment of acquittal at the close of
the State’s case or at the close of all evidence, the Court must
confine its analysis of the adequacy of the evidence to the State’s case
and the inferences to be derived therefrom. According to the language of the
conspiracy statute, the agreement to commit a specific crime is at the heart
of a conspiracy charge. Actual commission of the crime is not a prerequisite
to conspirator liability; it is the agreement that is pivotal. Conspiracy may be
proven through circumstantial evidence, which is to be tested by the rules of
ordinary reasoning governing individuals in the ordinary affairs of life. (Pp. 8-12)
2. There is no direct evidence that Samuels and Mainhooh agreed to commit
robbery: no one overheard them planning or discussing the matter, and neither Samuels
nor Mainhooh admitted to such an agreement. Thus, the conspiracy conviction can only
stand if an agreement reasonably can be discerned from the circumstantial evidence. The
Court agrees with the Appellate Division’s analysis that the State’s evidence, with all
interconnected inferences, was sufficient to warrant submission of the conspiracy charge to the
jury for consideration. A juror could conclude beyond a reasonable doubt that the
actions of Samuels and Mainhooh, from beginning to end, evidenced an agreement to
rob Pilone. Samuels took an hour-long cab ride at night with Mainhooh; he
helped search for the appropriate room; a gun was drawn; Samuels assisted in
helping Mainhooh escape; and Samuels declared that neither he nor Mainhooh had any
drugs. (Pp. 12-17)
3. Samuels testified that Mainhooh did not brandish a gun at the motel
and that he did not cause or threaten harm before the police intervened.
That evidence, if believed by the jury, could have sustained a conviction for
attempted robbery. Therefore, it was error for the judge to have failed to
charge attempted robbery. Samuels is entitled to a new trial on the robbery
count, where the lesser-included charge is to be charged in the jury instructions.
(Pp. 17-21)
4. To convict Samuels, the State had to prove that he was liable
for Mainhooh’s conduct. Both conspiracy and accomplice liability are principles by which a
person may be held legally responsible for the conduct of someone else. But
the two concepts are not identical. The critical difference is that conspiracy requires
proof of an agreement to commit a crime whereas accomplice liability does not.
The trial judge in his instructions to the jury incorrectly obliterated that distinction.
That error is not harmless because there is no assurance that the jurors
understood and applied the correct legal principles in reaching their verdict on the
conspiracy count. (Pp. 21-26)
Judgment of the Appellate Division affirming Samuels’ conviction for conspiracy and armed robbery
is REVERSED. The conspiracy and armed robbery counts are REMANDED for retrial in
accordance with this opinion.
JUSTICE ALBIN, dissenting, in which JUSTICE WALLACE joins, does not agree with the
majority that the State presented sufficient evidence from which to conclude that Samuels
committed an armed robbery, conspiracy to commit an armed robbery, or an attempted
robbery as a lesser-included offense. Rather, there was a complete absence of such
evidence and, therefore, the robbery charges should not have been submitted to the
jury for its consideration. Samuels was entitled to a judgment of acquittal on
the armed robbery and conspiracy charges and, consequently, the retrial violates double jeopardy
principles.
JUSTICES LaVECCHIA, ZAZZALI and RIVERA-SOTO join in JUSTICE LONG’s opinion. JUSTICE ALBIN filed
a separate dissenting opinion, in which JUSTICE WALLACE joins.
SUPREME COURT OF NEW JERSEY
A-
88 September Term 2005
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
BRIAN W. SAMUELS,
Defendant-Appellant.
Argued September 26, 2006 – Decided January 31, 2007
On certification to the Superior Court, Appellate Division.
James K. Smith, Jr., Assistant Deputy Public Defender, argued the cause for appellant
(Yvonne Smiths Segars, Public Defender, attorney).
Mary R. Juliano, Assistant Prosecutor, argued the cause for respondent (Luis A. Valentin,
Monmouth County Prosecutor, attorney).
Lora B. Glick, Deputy Attorney General, argued the cause for amicus curiae, Attorney
General of New Jersey (Anne Milgram, Acting Attorney General, attorney).
JUSTICE LONG delivered the opinion of the Court.
Pursuant to an indictment returned by a Monmouth County Grand Jury, defendant, Brian
Samuels and his co-defendant, Godfred Mainhooh (a.k.a. Rahim), were charged with conspiracy to
commit armed robbery, contrary to N.J.S.A. 2C:5-2 and N.J.S.A. 2C:15-1 (count one); first-degree
armed robbery, contrary to N.J.S.A. 2C:15-1 (count two); second-degree possession of a firearm
for an unlawful purpose, contrary to N.J.S.A. 2C:39-4a (count three); and fourth-degree aggravated
assault by pointing a firearm contrary to N.J.S.A. 2C:12-1b(4) (count four). Defendant also
was charged individually with second-degree unlawful possession of a firearm by a convicted
felon contrary to N.J.S.A. 2C:39-7b (count six), and third-degree resisting arrest, contrary to
N.J.S.A. 2C:29-2a (count ten).
See footnote 1
Because Mainhooh had absented himself, defendant was tried alone.
At trial, the testimony elicted on behalf of the State was as follows:
On May 4, 2000, the Long Branch Police Department conducted a narcotics investigation
in which they attempted to purchase narcotics from an individual named “Rahim.” The
police first secured two adjacent hotel rooms (room numbers 229 and 230) on
the second floor of the Fountains Motel in Long Branch. Officers Pilone and
Roebuck were stationed in Room 229. Two backup officers (Magarino and Shea) were
stationed in Room 230 and an additional officer, Morey, was positioned on the
roof of the motel. In addition, marked and unmarked patrol cars were stationed
near the motel complex.
Around ten o’clock that night, Pilone placed a telephone call from Room 229
to Rahim, the subject of the investigation, Pilone identified himself as “Jimmy” and
explained that they had met at “Mommas House” on Fourth Avenue in Asbury
Park.
Pilone testified:
I told him I had a dope habit, a heroin habit. I told
him I needed two bundles of heroin and the rest of the – we
had $1200 to spend. I needed two bundles of heroin, which is 20
decks of heroin, and the rest I wanted in crack cocaine because we
were having some type of party and my friends wanted crack cocaine.
Pilone advised Rahim where he could be found and asked him to deliver
the drugs. Rahim agreed to provide the drugs within a half-hour. Minutes later,
Rahim called the motel switchboard and reached room 229, confirming Pilone’s presence there.
Pilone told Rahim to “bring [him] good stuff, or good product.” Rahim responded,
“Don’t worry I’ll take care of you” and told Pilone to look for
him to arrive in a cab.
None of the officers saw Rahim arrive at the motel. However, at approximately
11:00 p.m., Officer Morey alerted the others that two men were coming up
the staircase leading to room 229. They were defendant and co-defendant Mainhooh. As
the men walked along the second-floor balcony of the motel, they appeared to
be conversing and checking the numbers on the doors of the rooms. Morey
did not see either man with a weapon.
Mainhooh knocked on the door of room 229. Pilone looked through the peephole,
saw him, and inquired, “Who?” The reply was “Rahim.” Pilone alerted the members
of his group that they were moving in. Roebuck opened the door, Pilone
“cut in front of him” and “rushed out,” “yelling police, police, police.” He
was wearing a t-shirt with a police decal, a badge on a lanyard
around his neck, a gun belt, handcuffs, and a police radio. Pilone explained:
I rush out. I’m yelling, police, police, police. I see, as I am
entering the doorway, I see Rahim, and off to my right I see
Mr. Samuels standing off to the right.
As I am nearing Rahim, my intent was to grab him. I look
and I notice that he is, in his right hand he is holding
what I believe to be [9] mm pistol, automatic weapon.
. . . .
At the time it was [pointed] at my chest, and I was already
committed. I was already moving forward. There is nothing I could do. If
I stopped, backed up, he would have time to shoot me.
I kind of ducked a little bit. I knocked his hand up and
I pushed him back against the railing.
. . . .
He was aiming like this. As I am coming out yelling police, he
had this look of surprise on his face. He started backing up. As
he is backing up, the gun is coming up from my chest up
towards my face. That’s when I kind of leaned over, ducked down, whatever
I did.
. . . .
Pilone quickly pinned Mainhooh against the railing. At that point, defendant grabbed Pilone
and struggled with him, allowing Mainhooh to flee. Pilone pulled defendant into room
229 where they fell to the floor and wrestled for approximately a minute
and a half before defendant was placed in handcuffs. After defendant was secured,
Pilone stated to him that he knew that defendant and Mainhooh were there
to sell drugs. Defendant replied, “[w]e don't have any drugs; we don’t have
any drugs.” (emphasis added).
While Pilone struggled with and arrested defendant, Roebuck chased Mainhooh. Magarino and Shea
blocked the stairway, forcing Mainhooh to the end of the balcony, where he
was cornered. Mainhooh hesitated “for a second, and then . . . jumped
over the balcony just as Officer Shea grabbed his sweatshirt.” He got up
and fled through the back parking lot of the motel.
Roebuck, Shea and Magarino ran down the stairs in pursuit of Mainhooh. Roebuck
saw Mainhooh throw something in the parking lot and heard a “metallic clatter
like something heavy metal hitting the pavement.” Roebuck and the others later apprehended
Mainhooh in the woods. After the arrest, Roebuck found a loaded and cocked
nine-millimeter semi-automatic Astra handgun in the parking lot where he had heard the
metal object hit the pavement. No drugs were found.
Although Pilone had testified, without objection, that he told defendant that he knew
defendant was there to sell drugs, at trial Pilone stated that “[t]hey weren't
there to sell me narcotics; they were there to rob me.” Pilone admitted
however that he neither reported the crime as a robbery nor discussed robbery
in his testimony before the grand jury.
Pilone also testified that he had been involved in "hundreds" of narcotics arrests
and had special training in narcotics. He explained that “[t]here [are] no certainties
in narcotics. You could order drugs; they may bring your drugs or they
may try to rob you, to try to get the money from you.”
He also admitted the “possibility” of drug dealers themselves being robbed.
Defendant, who testified at trial, gave a much different account of the events
of May 4, 2000. According to him, he ran into Mainhooh around 10:30
p.m. outside a liquor store in Asbury Park. Although not friends, defendant and
Mainhooh “knew each other from the block.” Mainhooh told defendant that he needed
to “take a ride” with him. Defendant testified that he never asked what
he and Mainhooh were going to do and that for “all [he knew],
Mainhooh was going to see a houseful of girls.” When they caught a
cab, defendant learned that they were taking a round-trip ride to Long Branch,
several towns away. Defendant testified that he fell asleep in the cab and
awoke when they arrived at the Fountains Motel. Upon arrival, defendant walked around
the motel with Mainhooh, eventually reaching Room 229. After hearing the “who” and
“Rahim” exchange that occurred between Mainhooh and Pilone, defendant, who was standing near
Mainhooh, saw three men come out of the motel room. Defendant, who acknowledged
that he had a crackpipe in his possession, denied that Mainhooh had a
gun in his hand and also denied having jumped on Pilone or engaged
in a scuffle.
Defendant was convicted of conspiring with Mainhooh to commit armed robbery, armed robbery,
possession of a firearm for an unlawful purpose, aggravated assault, and resisting arrest.
The charge of possession of a firearm by a convicted felon was dismissed.
The trial judge sentenced defendant to an aggregate custodial term of fifty years
with seventeen years of parole ineligibility.
Defendant appealed, claiming among other things, that there was inadequate evidence to support
the conspiracy and armed robbery counts; that the trial judge should have charged
the jury with the lesser included offense of attempted robbery; and that the
jury instructions were incorrect and so confusing as to have led the jury
into error. The Appellate Division affirmed with respect to those issues,
See footnote 2
and defendant
filed a petition for certification. We granted that petition, State v. Samuels,
186 N.J. 244 (2006), and the Attorney General of New Jersey’s request for leave
to appear amicus curiae.
II.
Defendant argues that the conspiracy and armed robbery counts should have been dismissed
or a judgment of acquittal granted because the evidence fell short of what
was necessary to sustain those convictions; that an attempted robbery charge was clearly
indicated by defendant’s testimony that Mainhooh did not display a gun; and that
the incorrect and confusing instructions on conspiracy and accomplice liability misled the jury.
The State counters that, with all favorable inferences, the circumstantial evidence in the
case warranted the convictions for conspiracy and robbery, and that any errors in
the jury instruction were harmless. The Attorney General’s arguments generally mirror those of
the State except that the Attorney General also argues that the attempted robbery
charge was not clearly indicated by the evidence.
III.
We turn first to the adequacy of the evidence and defendant’s contention that
his motions for dismissal and for judgment of acquittal on the conspiracy count
should have been granted.
When examining a motion for judgment of acquittal at the close of the
state’s case, a court must determine
whether, viewing the State’s evidence in its entirety, be that evidence direct or
circumstantial, and giving the State the benefit of all its favorable testimony as
well as all of the favorable inferences which reasonably could be drawn therefrom,
a reasonable jury could find guilt of the charge beyond a reasonable doubt.
[State v. Reyes,
50 N.J. 454, 458-59 (1967).]
The same standard is applicable to a motion for dismissal filed at the
close of all the evidence. R. 3:18-1; State v. Morrison,
188 N.J. 2,
13 (2006). In reviewing such motions, a court “may not consider any evidence
adduced by the defense in determining if the State had met its burden
as to all elements of the crime charged.” Pressler, Current N.J. Court Rules,
comment 1 on R. 3:18 (2006). We therefore confine our analysis of the
adequacy of the evidence to the State’s case and the inferences to be
derived therefrom.
N.J.S.A. 2C:5-2 provides:
a. A person is guilty of conspiracy with another person or persons to
commit a crime if with the purpose of promoting or facilitating its commission
he:
(1) Agrees with such other person or persons that they or one or
more of them will engage in conduct which constitutes such crime or an
attempt or solicitation to commit such crime; or
(2) Agrees to aid such other person or persons in the planning or
commission of such crime or of an attempt or solicitation to commit such
crime.
[(emphasis added).]
As the language of the statute reveals, the agreement to commit a specific
crime is at the heart of a conspiracy charge. Such an agreement is
central to the purposes underlying the criminalization of the inchoate offense of conspiracy.
Thus, under the Code “‘the major basis of conspiratorial liability [is] the unequivocal
evidence of a firm purpose to commit a crime’” that is provided by
the agreement.
See footnote 3
State v. Roldan,
314 N.J. Super. 173, 181 (App. Div. 1998)
(quoting Model Penal Code § 5.03 comment 2 (Tentative Draft No. 10 (1960)). “‘The
agreement is an advancement of the intention’” to commit the crime. State v.
Abrams,
256 N.J. Super. 390, 401 (App. Div. 1992) (quoting State v. Carbone,
10 N.J. 329, 336-37 (1952)), certif. denied,
130 N.J. 395 (1992). Actual commission
of the crime is not a prerequisite to conspirator liability. Intervention is permitted
to prevent completion of a planned crime and facilitating prosecutions that strike “against
the special dangers of group criminal activity.” State v. Hardison,
99 N.J. 379,
385 (1985). It is the agreement that is pivotal. Id. (quoting Carbone, supra,
10 N.J. at 336).
Because the conduct and words of co-conspirators is generally shrouded in “silence, furtiveness
and secrecy,” the conspiracy may be proven circumstantially. State v. Phelps,
96 N.J. 500, 509 (1984) (quoting Note, The Coconspirator's Exception to the Hearsay Rule: Bootstrapping
in the New Procedure from the First Circuit, 50 U. Colo. L. Rev.
93, 103-04 (1978)); Carbone, supra, 10 N.J. at 341; see also State v.
Kamienski,
254 N.J. Super. 75, 94 (App. Div. 1992) (stating that “[a]n implicit
or tacit agreement may be inferred from the facts and circumstances”).
Circumstantial evidence is to be tested
by the rules of ordinary reasoning such as govern mankind in the ordinary
affairs of life. While certain actions of each of the defendants, when separated
from the main circumstances and the rest of the case, may appear innocent,
that is not significant and
undoubtedly appears in every case of criminal conspiracy.
[State v. Graziani,
60 N.J. Super. 1, 13-14 (App. Div. 1959).]
“[T]here are no legal rules as to what inferences may be drawn. The
question is one of logic and common sense.” State v. Powell,
84 N.J. 305, 314 (1980). When “each of the interconnected inferences [necessary to support a
finding of guilt beyond a reasonable doubt] is reasonable on the evidence as
a whole,” judgment of acquittal is not warranted. United States v. Brodie,
403 F.3d 123, 158 (3d Cir. 2005); United States v. Applewhaite,
195 F.3d 679,
684 (3d Cir. 1999) (describing necessary connection between evidence and inferences as “logical
and convincing”).
The essential elements of the State’s conspiracy case must be understood with reference
to its alleged criminal object. Here, that object was armed robbery. N.J.S.A. 2C:15-1
defines armed robbery as follows:
a. A person is guilty of robbery if, in the course of committing a
theft, he:
(1) Inflicts bodily injury or uses force upon another; or
(2) Threatens another with or purposely puts him in fear of immediate bodily
injury; or
(3) Commits or threatens immediately to commit any crime of the first or
second degree.
An act shall be deemed to be included in the phrase “in the
course of committing a theft" if it occurs in an attempt to commit
theft or in immediate flight after the attempt or commission.
b. Robbery is a crime of . . . the first degree if in
the course of committing the theft the actor . . . is armed
with, or uses or threatens the immediate use of a deadly weapon.
Accordingly, the State was required to prove that defendant, with the purpose (i.e.,
conscious object) of promoting or facilitating an armed robbery made an agreement with
Mainhooh that included the following terms: (1) one or both of the men
would take the drug money from the buyer and keep it; (2) during
that endeavor one or both would threaten the buyer with or put him
in fear of immediate bodily injury; and (3) one or both of them
would be armed with, use or threaten the immediate use of a deadly
weapon. See N.J.S.A. 2C:15-1; N.J.S.A. 2C:5-2; N.J.S.A. 2C:2-2.
There is no direct evidence that defendant and Mainhooh agreed to commit robbery:
no one overheard them planning or discussing the matter, and neither defendant nor
Mainhooh admitted to such an agreement. Thus, defendant’s conspiracy conviction can only stand
if an agreement reasonably can be discerned from the circumstantial evidence.
The Appellate Division concluded that the State’s evidence, with all favorable inferences, was
sufficient to carry the conspiracy charge to the jury. In ruling, the panel
explained its view of the State’s case, and we set forth its reasoning
fully below:
We conclude that the testimony of Pilone and Roebuck and defendant’s post-arrest statement,
if believed, were adequate to permit a reasonable juror to find the essential
agreement beyond a reasonable doubt. Mainhooh promised to deliver $1200 worth of drugs,
but, after making a phone call to confirm the buyer’s location, he appeared
at the designated site for delivery without the goods and with a gun
and a companion, defendant. He expected the buyer to have $1200 to pay
for the drugs.
After defendant and Mainhooh examined the numbers on the motel room doors and
found the correct room, Mainhooh took out and readied his gun before knocking,
a fact which is reasonably inferred from the brief interval between Mainhooh’s knock
on the door and his pointing of the gun at Pilone’s chest. If
Mainhooh had drugs, his readying of the gun might be viewed as consistent
with fear of the purchaser, but, without any drugs, the conduct was evidential
of a plan to use it to take the buyer’s money. One would
not expect a buyer to surrender money for no reason, and a gun
would give the buyer a reason to hand over his cash.
A reasonable juror could conclude that defendant was not only aware of Mainhooh’s
plan but also that he would not have been there unless he had
agreed to help Mainhooh execute this plan to take the buyer’s money at
gun point in order to (i.e with purpose to) accomplish that goal. Mainhooh’s
phone call to the motel room to confirm the buyer's presence demonstrated his
cautious approach to this deal. From Mainhooh’s caution and planning, also evidenced by
his having the gun ready when Pilone rushed from the room, one could
reasonably infer that he had chosen an assistant, not a dupe, to accompany
him. See Brodie, supra, 403 F.
3d at 151 (considering evidence of the nature
of the relationships between businessmen, and the defendant’s hands-on management style in evaluating
adequacy of the evidence of a conspiratorial agreement). Just as jurors are free
to consider that bank robbers do not expect “clear sailing” and plan accordingly,
Spinney, supra, 65 F.
3d at 237, these jurors were free to consider that
Mainhooh did not expect his buyer to willingly part with his drug money
and had an alternate plan for persuasion.
Defendant’s conduct and post-arrest statement provide additional evidence of his agreement and purpose
to aid Mainhooh in taking the buyer’s money at gunpoint. It is unlikely
that defendant, or anyone else, would go to a motel room in a
community near his home at eleven o’clock at night without a clear understanding
of the purpose of the trip. This was not a visit to a
friend, a quick run to the store or a late-night stop for something
to eat. By helping in the search for the correct room, defendant demonstrated
that he knew where he and Mainhooh were going.
Upon arrival at the room designated for the drug deal, defendant stood at
Mainhooh’s side while he handled the gun; that is where defendant was when
Pilone rushed from the room and saw the gun pointed at his chest.
Defendant’s reaction to Pilone's rush against Mainhooh was swift and effective. That response
is indicative of readiness to provide promised assistance and not consistent with surprise
at the sudden need to come to the aid of one’s companion.
Defendant himself gave additional and persuasive evidence of the “team” nature of this
enterprise. When arrested, defendant not only professed knowledge of Mainhooh’s conduct but linked
his own conduct with Mainhooh’s by asserting, “We don’t have any drugs, we
don’t have any drugs.” The accuracy of defendant’s knowledge about Mainhooh’s possessions was
confirmed by the officers’ inability to locate drugs.
The evidence in its entirety and reasonable inferences therefrom were adequate to warrant
submission of the charge that defendant, with the purpose of facilitating Mainhooh’s goal
of taking an unsuspecting buyer's drug money at gunpoint, made an agreement with
Mainhooh to provide assistance during the endeavor. Certainly, the jurors could have reached
a different conclusion. But neither our view of the evidence nor the fact
that it does not exclude every conceivable hypothesis except guilt is fatal to
the State’s case. Brown, supra, 80 N.J. at 599. The only question is
whether any reasonable juror could find guilt beyond a reasonable doubt, and we
conclude that a reasonable juror could have so found. Ibid.
We are in accord with that analysis. In our view, a juror could
conclude beyond a reasonable doubt that the actions of Mainhooh and defendant, from
stem to stern, evidenced an agreement to rob Pilone. Contrary to defendant’s contentions,
this case is not one in which a jury was permitted to infer
agreement from mere presence at the scene of a crime. See State v.
Madden,
61 N.J. 377, 395 (1972) (conspiracy not supported by evidence that crowd
formed spontaneously in response to violent incident resulting in killing by two individuals).
Nor is it one in which the conspiracy is supported by “mere association,”
which is clearly “inadequate.” Abrams, supra, 256 N.J. Super. at 401 (quoting Carbone,
supra, 10 N.J. at 336-37). To be sure, defendant was present at the
scene in association with Mainhooh. But on this record, much more occurred, including
the hour long cab ride late at night, the room number search, the
drawn gun, defendant’s efforts to help Mainhooh escape, and defendant’s declaration that he
knew that neither he nor Mainhooh had drugs. We conclude, as did the
Appellate Division, that the State’s evidence, with all interconnected favorable inferences, was sufficient
to warrant submission of the conspiracy charge for consideration by the jury. Brodie,
supra, 403 F.
3d at 158.
No doubt the jurors could have reached a different conclusion. But the fact
that the evidence does not exclude every conceivable hypothesis except guilt is of
no consequence to this analysis. Brown, supra, 80 N.J. at 599. The only
issue is whether a jury could find beyond a reasonable doubt that defendant
and Mainhooh agreed to commit robbery. We have concluded that it could, and
affirm the judgment of the Appellate Division on that point for the reasons
expressed by that court and detailed above.
See footnote 4
The trial judge instructed the jury regarding armed robbery, but did not include an attempted robbery charge. Although not requested by defendant at trial, he now argues that the evidence clearly required the judge to give such a charge, sua sponte.
N.J.S.A. 2C:5-1 states that
a. A person is guilty of an attempt to commit a crime if,
acting with the kind of culpability otherwise required for the commission of the
crime, he:
. . . .
(3) Purposely does or omits to do anything which . . . is
an act or omission constituting a substantial step in a course of conduct
planned to culminate in his commission of the crime.
b. Conduct which may be substantial step under subsection a.(3). Conduct shall not
be held to constitute a substantial step under subsection a.(3) of this section
unless it is strongly corroborative of the actor’s criminal purpose.
Attempted robbery occurs where the actor intends a theft but is interrupted before
he actually harms anyone or even threatens harm. State v. Farrad,
164 N.J. 247, 267 (2000).
If, for example, the defendant is apprehended before he reaches his robbery victim
and thus before he has actually engaged in threatening conduct, proof of his
purpose to engage in such conduct will justify a conviction of attempted robbery
if the standards . . . [of attempt] are met.
[Id. at 260 (quoting Model Penal Code & Commentaries, Part II, § 222.1 at
114-15).]
The facts in Farrad are emblematic of those principles. There, police observed the
defendant, who was pacing about outside of a restaurant, cover his face with
a scarf. Defendant then entered the restaurant and approached the counter, placing his
hand in his coat pocket. The police immediately apprehended defendant and found a
loaded revolver in his pocket. We held that those facts were sufficient to
sustain an attempted robbery conviction.
Defendant argues that the attempt charge was clearly indicated here because there was
evidence that Mainhooh was not actually brandishing the gun during the incident. In
support, defendant notes that he testified that Mainhooh did not have a gun
in his hand. Relying on Farrad, defendant’s theory apparently is that if the
jury believed his version of the facts, it could conclude that Mainhooh was
interrupted before he had a chance to pull the gun and engage in
threatening conduct, thus merely attempting a robbery.
The Attorney General counters that contention with the State’s version of the facts.
In particular, the Attorney General points to Pilone’s testimony that Mainhooh wielded a
gun and Roebuck’s testimony about finding the gun that Mainhooh discarded. Because under
that version, Mainhooh “actually threatened” Pilone, the attorney general concludes that this was
not an attempt case.
The problem with the Attorney General’s response is that it depends on an
assessment of the credibility of the witnesses. But credibility is not in issue
when determining if a lesser included offense instruction should be given. See State
v. Jenkins,
178 N.J. 347, 361 (2004) (stating that trial court has independent
obligation to instruct on lesser-included charges when facts indicate that jury could convict on
lesser charge) (quoting State v. Garron,
177 N.J. 147, 180, cert. denied,
540 U.S. 1160 (2004)). The question at that stage of the proceedings centers on
the existence of evidence to support the lesser included offense, and not on
its worth. Here there was testimony by defendant that Mainhooh did not brandish
a gun during the interaction on the motel balcony and did not cause
actual harm or even threaten harm before the police intervened. That evidence, if
believed by the jury, could have sustained a conviction for attempted robbery. Thus,
it was error for the judge to have failed to charge attempted robbery,
and defendant is entitled to a new trial on the robbery count at
which the lesser charge should be placed before the jury.
We turn finally to the trial judge’s instruction on vicarious liability, which defendant argues was incorrect and hopelessly confusing, notions with which we are in agreement. Obviously, vicarious liability was a critical part of the State’s case insofar as there was no direct evidence that defendant actually possessed a firearm or threatened Pilone. Thus to convict him, the State had to prove that he was liable for the conduct of Mainhooh.
The statutory provision relevant to vicarious liability is N.J.S.A. 2C:2-6, which provides in relevant part that:
a. A person is guilty of an offense if it is committed by his own conduct or by the conduct of another person for which he is legally accountable, or both.
b. A person is legally accountable for the conduct of another person when: .
. .
(3) He is an accomplice of such other person in the commission of
an offense; or
(4) He is engaged in a conspiracy with such other person.
c. A person is an accomplice of another person in the commission of an
offense if:
(1) With the purpose of promoting or facilitating the commission of the offense;
he
(a) Solicits such other person to commit it;
(b) Aids or agrees or attempts to aid such other person in planning
or committing it;. . .
With those principles in mind, the trial judge first correctly instructed the jury
on the elements of the crime of conspiracy under N.J.S.A. 2C:5-2. The essence
of conspiracy is the agreement to commit a crime that makes a conspirator
responsible for the foreseeable acts of another.
The judge then went on:
I told you purposely to stop here because now we are going to
go beyond the separate conspiracy crime that I have described. Now we are
going to go into other theories about how this Defendant could be responsible
for Rahim’s conduct. It is again called conspiracy, but it deals with vicarious
responsibility for the conduct of another.
You are not dealing now with the conspiracy as we defined that separate
crime. We are now dealing with the possibility of a different type of
conspiracy, an aiding or abetting or an accomplice to Rahim during the commission
of the armed robbery, or the potential just the theft, not to minimize
that. So, we stop.
You have to determine whether a pre-agreement conspiracy separately has been established beyond
reasonable doubt. If not, okay, is he responsible for the conduct of Rahim
under the circumstances which I am about to explain to you with a
whole different concept of what a conspiracy is?
Now we are talking, really, conspiracy by being an aider or abettor or
an accomplice to another.
More specifically, the State alleges that the crime of armed robbery, and I
am telling you, lesser includeds are potential for your consideration, was committed by
Rahim, and that Defendant is legally accountable for the crime of Rahim because
they conspired together to commit that crime during its commission as opposed to
that other conspiracy we are finished talking about.
. . . .
A person is legally accountable for the conduct of another person when he
is engaged in a conspiracy with such other person and the conduct is
within the scope of the conspiracy.
Thus, you must decide whether the Defendant engaged in a conspiracy with Rahim
to commit the crime of first, armed robbery, the lesser included robbery, the
lesser included theft, or he didn’t aid or abet at all.
A person is guilty of a conspiracy with another person during the commission
of the crime if, with purpose – again, you see with purpose again – of
promoting or facilitating the commission of the crime he agrees with such other
person or persons that they or one or more of them will engage
in conduct which constitutes the crime, or an attempt or solicitation to commit
the crime, or agrees to aid such other person or persons in the
planning or commission of such crime, or of an attempt or solicitation to
commit the crime. The same language as that conspiracy we are talking about.
Only now we are shifting our focus as to whether he aided and
abetted during the commission of the crime or he didn’t know what Rahim
was going to do at all and he couldn’t have aided or abetted.
So, we flipped from the prior agreement to now what he did during
the alleged commission of the crimes by Rahim. Same concepts.
[(emphasis added).]
That charge was plainly incorrect insofar as it recognized “two types of conspiracies”:
one before and one during the crime. However, because defendant did not object,
the issue is one of plain error. See R. 2:10-2; State v. Cooper,
151 N.J. 326, 385 (1997); State v. Copling,
326 N.J. Super. 417, 428
(App. Div. 1999) (defining plain error as error capable of producing an unjust
result). The State contends that defendant cannot meet that exacting standard because the
charge overall was correct. That is not so. Not only did the jury
instruction create two kinds of conspiracies when there is only one but, in
doing so, it obliterated the distinction between the crime of conspiracy and accomplice
liability.
To be sure, N.J.S.A. 2C:2-6 recognizes both conspiracy and accomplice liability as principles
by which a person may be held legally accountable for the conduct of
another. Although there is “a great deal of similarity between accomplice and conspirator
liability and frequently liability may be found under both theories” the concepts are
not identical. Cannel, New Jersey Criminal Code Annotated, comment to N.J.S. 2C:2-6c (2006)
(quoting State v. McKiver,
199 N.J. Super. 542, 549 (App. Div. 1985)). The
critical difference is that, as statutorily defined, conspiracy requires proof of an agreement
to commit a crime whereas accomplice liability does not. Id.; compare N.J.S.A 2C:5-2a
(conspiracy defined), with, N.J.S.A. 2C:2-6c (accomplice liability defined). Thus, the terms “conspiracy” and
“accomplice liability” are not interchangeable. It is in that respect that the charge
went wide of the mark. The judge told the jury that even if
it did not find an agreement between defendant and Mainhooh to commit a
robbery, defendant could still be guilty of “conspiracy” if he aided or abetted
Mainhooh during the robbery or otherwise acted as an accomplice. Indeed, the judge
stated repeatedly that conspiracy and accomplice liability are the “same concepts” and that
defendant could be guilty of conspiracy “by being an aider or abettor or
an accomplice” to Rahim. Those instructions were error as a matter of law.
Although conceding those errors, the State counters that because the jury in fact
found defendant guilty of the crime of conspiracy, it followed under N.J.S.A. 2C:2-6(b)(4)
that defendant was vicariously liable for the foreseeable acts of Mainhooh and thus
any error in the vicarious liability aspect of the charge had to be
harmless. Again, we disagree.
As we have said, the judge misstated the elements of conspiracy. That instruction
preceded the return of any verdict in the case. At the time that
it was determining whether defendant was guilty of the crime of conspiracy, the
jury had before it a wrong definition of the crime, leaving open the
possibility that defendant could be found guilty without the requisite agreement having been
established beyond a reasonable doubt. As a result, there is no assurance that
the jurors understood and applied the correct legal principles in reaching their verdict
on the conspiracy count. We therefore must reverse that conviction and remand the
case for retrial.
The judgment of the Appellate Division affirming defendant’s convictions for conspiracy and armed robbery is reversed. The conspiracy and armed robbery counts are remanded for retrial in accordance with the principles to which we have adverted.
JUSTICES LaVECCHIA, ZAZZALI and RIVERA-SOTO join in JUSTICE
LONG’s opinion. JUSTICE ALBIN filed a separate dissenting
opinion, in which JUSTICE WALLACE joins.
SUPREME COURT OF NEW JERSEY
A-
88 September Term 2005
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
BRIAN W. SAMUELS,
Defendant-Appellant.
JUSTICE ALBIN, dissenting.
In the record before this Court, there was more than enough evidence to
charge and convict defendant of conspiracy to distribute heroin and crack cocaine, even
though drugs were not found on defendant or his co-defendant, Godfred Mainhooh. The
State, however, did not charge defendant with committing a drug offense. I cannot
agree with the majority that the State presented sufficient evidence from which a
jury could conclude beyond a reasonable doubt that defendant committed an armed robbery,
a conspiracy to commit an armed robbery, or an attempted robbery as a
lesser-included offense. Indeed, there was a complete absence of such evidence, and therefore
the robbery charges should not have been submitted for the jury’s consideration. Defendant
was entitled to a judgment of acquittal on the armed robbery and conspiracy
charges, and consequently the retrial ordered by the majority violates double jeopardy principles.
See Burks v. United States,
437 U.S. 1, 18,
98 S. Ct. 2141,
2150-51,
57 L. Ed.2d 1, 14 (1978); State v. Tropea,
78 N.J. 309, 314 (1978). For that reason, I respectfully dissent.
The majority’s conclusion is based on facts presented at trial concerning a narcotics
investigation conducted by the Long Branch Police Department. In the course of that
investigation, an undercover police officer operating out of a motel room placed a
telephone call to Mainhooh for the purpose of purchasing drugs. Mainhooh agreed to
sell the undercover officer twenty decks of heroin and some crack cocaine for
$1200. Mainhooh arrived with defendant at the motel in a taxi cab. The
police surveillance team did not see Mainhooh and defendant arrive at the motel.
Some time after their arrival, Mainhooh and defendant proceeded to the second floor
of the motel where the undercover officer’s room was located.
After Mainhooh knocked on the correct motel room door and announced his presence,
two police officers -- not in uniform -- came flying out of the
room. The officers found Mainhooh brandishing a gun. Mainhooh never said, “Give me
the money,” or uttered any other words that would have suggested that he
intended to commit a robbery rather than engage in a drug transaction. Defendant
grabbed one of the officers, allowing Mainhooh to flee. Defendant was subdued by
an officer, who said that he knew defendant was there to sell drugs.
Defendant responded, “We don’t have any drugs; we don’t have any drugs.” No
drugs were discovered on defendant or his co-defendant, who was arrested shortly afterwards.
The success of a drug prosecution does not depend on whether controlled dangerous
substances are found on a defendant. Experience teaches us that drug dealers act
surreptitiously both to avoid detection and to protect themselves from getting “ripped off”
from the buyer. Thus, many drug dealers when engaging in transactions do not
carry the narcotics on their persons, but rather stash the drugs elsewhere for
later retrieval. See, e.g., State v. Lewis,
185 N.J. 363, 365-66 (2005) (noting
that after conversing with buyer, defendant walked to nearby location, retrieved bag from
under log, removed items from bag, and returned to buyer); State v. Arthur,
184 N.J. 307, 314 (2005) (describing testimony of officer who observed seller, after
speaking with buyer, retrieve drugs from bushes and return to buyer who handed
money in exchange for drugs); State v. Brana,
127 N.J. 64, 66 (1992)
(explaining that undercover officers arranged to meet co-defendant to purchase drugs; co-defendant joined
officers in car, directed them to location where transaction was to take place,
and instructed officers to park; co-defendant walked to nearby car and retrieved narcotics
from defendant); State v. Corso,
355 N.J. Super. 518, 523 (2002) (noting detective’s
testimony
that although
defendant had no drugs on his person, it is common
to keep drugs in another location).
Defendant’s statement to the police
, “We don’t have any drugs,
” accurately reflected
that
no drugs would be found either on him or his co-defendant. It would
have been entirely consistent with the undercover officer’s prior conversation with Mainhooh and
the custom of drug dealers in general that Mainhooh or defendant deposited the
drugs in a safe location before finalizing the deal.
Nor is it unusual for drug dealers, who are fearful of having their
money or drugs stolen, to carry guns during a drug transaction in order
to protect themselves from the buyers. See State v. Spivey,
179 N.J. 229,
240 (2004) (noting that narcotics expert testified that drug dealers often carry guns
for protection). In fact, because guns and drugs can be a lethal combination,
possessing a firearm in the course of committing a drug offense is a
second degree crime. N.J.S.A. 2C:39-4.1(a).
“A prerequisite for a robbery conviction is a theft or attempted theft.” State
v. Farrad,
164 N.J. 247, 257 (2000); see N.J.S.A. 2C:15-1(a). Possibly, defendant and
Mainhooh were conspiring to commit a robbery. We do not, however, permit a
jury to convict based on possibilities. What the majority has deemed to be
a “reasonable inference” that defendant was engaged in a conspiracy to commit robbery
is merely nothing more than speculation. See ante at __ (slip op. at
18 n.4).
Had Mainhooh uttered
words
or made gestures
that revealed that he had an
intent to
rob
, I would have come to a different conclusion. The record
provides no basis from which a jury could reasonably infer that Mainhooh brandished
the gun “in the course of committing a theft” or “in an attempt
to commit theft,” N.J.S.A. 2C:15-1(a), and therefore a judgment of acquittal should have
been entered. Because the majority will permit a retrial of the robbery and
conspiracy charges, I must respectfully dissent.
JUSTICE WALLACE joins in this opinion.
SUPREME COURT OF NEW JERSEY
NO. A-88 SEPTEMBER TERM 2005
ON CERTIFICATION TO Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
BRIAN W. SAMUELS,
Defendant-Appellant.
DECIDED January 31, 2007
Justice Long PRESIDING
OPINION BY Justice Long
CONCURRING/DISSENTING OPINIONS BY
DISSENTING OPINION BY Justice Albin
CHECKLIST
Footnote: 1
Counts five, seven, eight and nine of the indictment charged only co-defendant
Mainhooh.
Footnote: 2
The Appellate Division reversed defendant’s convictions for possession of a firearm for
an unlawful purpose, N.J.S.A. 2C:39-4a, and resisting arrest, N.J.S.A. 2C:29-2a, because the trial
judge failed to instruct the jury on the essential elements of those charges.
Those issues are not before us.
Footnote: 3
N.J.S.A. 2C:5-2 requires that in addition to an agreement, an overt act
must be committed for a conspiracy conviction to stand. There is no dispute
over this element in the instant case. If it can be established that
defendant agreed with Mainhooh to commit robbery, numerous actions by both men could
constitute the necessary “overt act.”
Footnote: 4
Defendant also argues that there could be no conviction for armed robbery
because there was no attempted theft. He claims: “[n]either defendant nor Mainhooh demanded
money or attempted to take money from the police officers.” Much of what
the Appellate Division said in connection with the conspiracy count equally is applicable
to armed robbery. Suffice it to say that, according to the State’s evidence,
Mainhooh discussed a drug deal with the buyer; ascertained that the buyer would
be in possession of a large amount of cash; arrived at the site
of the proposed deal without drugs; and brandished a weapon before the suspected
buyer had even opened the door. Coupled with defendant’s acknowledgement that they had
no drugs, those facts give rise to a reasonable inference that Mainhooh and
defendant were not effectuating a drug deal but were in the process of
attempting a theft when they were interrupted.