SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4378-98T4
STATE OF NEW JERSEY
Plaintiff-Respondent,
v.
CHRISTOPHER ROBERTSON,
Defendant-Appellant.
_____________________________________________________
Submitted July 31, 2000 - Decided August 8, 2000
Before Judges Collester and Arnold.
On appeal from the Superior Court of
New Jersey, Law Division, Essex County.
Ivelisse Torres, Public Defender, attorney
for appellant (Alan I. Smith, Designated
Counsel, on the brief).
Donald Campolo, Assistant Attorney General,
Acting Essex County Prosecutor, attorney for
respondent (Maryann K. Lynch, Special Deputy
Attorney General, of counsel and on the brief).
The opinion of the court was delivered by
ARNOLD, J.A.D.
Defendant Christopher Robertson appeals the denial of his
motion to suppress evidence seized during the warrantless search of
a motor vehicle which the police stopped for speeding on the New
Jersey Turnpike. We reverse and remand for a new suppression
hearing because defendant was not present at the hearing, did not
receive actual notice in court of the date of the hearing, and the
waiver of his presence by counsel was ineffective.
The material facts are as follows. A substantial quantity of
cocaine was seized during a warrantless search of a motor vehicle
following a stop for speeding and weaving from lane to lane on the
New Jersey Turnpike. A motion to suppress evidence was originally
scheduled for August 9, 1996. The three defendants who were the
occupants of the motor vehicle and their lawyers were present. The
New Jersey State Trooper who made the motor vehicle stop and seized
the evidence failed to appear so the motion was adjournedSee footnote 11. The
motion judge told counsel and the defendants to come back on August
15, 1996. Apparently, sometime before August 15, 1996, the motion
was rescheduled for August 29, 1996 because the Trooper and two of
the defense attorneys were unavailable on August 15th. They were
notified, by telephone, of the August 29th date. Counsel for
defendant wrote to him informing him that the hearing was scheduled
for August 29, 1996.
On August 29, 1996, the Trooper was present. Neither
defendant nor his two co-defendants were present. One defense
attorney, Mr. DeBlis, was also absent apparently because he had not
been notified. Initially, it appears that the trial court believed
that all defendants and defense counsel had been given notice. The
following colloquy took place at the beginning of suppression
hearing.
THE COURT: Matter of State versus Dedrick Robertson and
Chris Robertson, et al, 96-1-49. Counsel note your
appearance please.
MS. ROTHSTEIN: Nancy Rothstein on behalf of the State.
MR. WHITE: Louis White for Dedrick Robertson.
MR. CASALE: Mike Casale on behalf of defendant Chris
Robertson.
THE COURT: For the record, defense attorney for
Judith Anderson is not here, nor is his client. Both had
notice of this date for the motion to suppress.
Beyond that, Mr. Christopher Robertson is not here and
Dedrick Robertson are not here. Both again had notice of
the motion to suppress.
Counsel, on behalf of Christopher Robertson and Dedrick
Robertson, do you waive their appearances for the
purposes of proceeding further?
MR. CASALE: Yes, your Honor.
MR. WHITE: Yes, Judge.
THE COURT: All right. All right, is the State ready
to proceed?
MS. ROTHSTEIN: Yes, your Honor.
THE COURT: All right, let's call your witness.
MS. ROTHSTEIN: The State calls Trooper Castellani to the
stand.
[Emphasis added.]
Later in the suppression hearing the issue of notice was again
discussed. The following colloquy took place:
MR. CASALE: [counsel for defendant]
Can I address the legal point concerning - - I know
the Court will be briefed why he wasn't here last time,
as I understand it, the trooper told somebody, correct me
if I'm mistaken, it's difficult to hear with the noise,
that he told somebody that Thursday morning from the
Essex County Prosecutor's Office at 9 a.m. that he wasn't
going to show up.
My problem, if that's the case, in other words, if
there was a communication from the trooper to the Essex
County Prosecutor's Office at 9 a.m. on Thursday, why
wasn't the Court advised and counsel advised at 9:30, ten
o'clock to avoid us coming at 1:30, hanging around till
4:30?
I know obviously the Prosecutor wasn't told because
he was here waiting along with us. So among all the
other reasons, we want to add that for what it's worth as
a basis for granting the motion.
MS. ROTHSTEIN: [Prosecutor]
Your honor, can I respond to that briefly?
THE COURT: Yes.
MS. ROTHSTEIN:
I think I have a little bit of a misscommunication
about dates because the two weeks ago date is the date
the trooper was testifying to, that was the date when we
did contact everybody in the morning to schedule for
today to prevent them from coming the second we spoke to
him. Now I know because I personally made the phone
calls.
THE COURT:
Look at your records, be prepared to tell me when I
come back out.
Counsel, my clerk just advised me, to throw this
thing in here, my clerk advised me Mr. DeBlis [counsel
for defendant Anderson] has advised him he had no idea
anything was on for today.
My recollection is that Mr. DeBlis was standing
there along with you and the co-defendants and that they
were all aware that today was going to be the date.
MR. CASALE:
Wait a second, in fairness to him, what happened we
were given - - I think we were here apparently on the
9th, we were told to come on Thursday, as I recall the
Prosecutor took a day off but to accommodate us, he will
be here. We were to be back the following Thursday
because the Court was going to be transferred to Hudson.
Then what happened, I got a phone call in the
interim saying it was changed till today. That's all I
can advise the Court from my knowledge.
MS. ROTHSTEIN:
That was from me, you had me call.
THE COURT:
Did you speak to Mr. DeBlis?
MS. ROTHSTEIN:
I spoke to his secretary and we planned this date
around him because he was on vacation last week and I
spoke to the secretary.
MR. WHITE: [Counsel for defendant Dedric Robertson]
I think I have sequence of dates. We were here on
the 9th all day, the trooper didn't show up. On the 15th
was the day that the trooper indicated in the morning he
couldn't come, that was the day Miss Rothstein called
everybody, was put off.
MR. CASALE: Okay.
MR. WHITE:
The 9th is the day we have to find out why he wasn't
here, it's a different question.
THE COURT:
All right.
(Recess is taken)
At the end of the suppression hearing, the motion judge again
raised the issue of notice to defendants. The following colloquy
then took place:
(BY THE COURT) I wasn't aware of the circumstances, I
thought he (the absent defense counsel) had been given
notice. Counsel, each in your situation notified your
clients to be here, is that correct?
(BY DEFENSE COUNSEL for Christopher Robertson) Yes,
Judge. As an officer of the court, I can advise the
court that I don't know whether or not we had any verbal
discussions but the letter was sent out August 15th,
which, of course, had the return date advising him of the
new date was Thursday, August 29th at 1:30 p.m.
(BY THE COURT) A letter sent out?
(DEFENSE COUNSEL for Christopher Robertson) By my office
to Mr. Chris Robertson.
(CO-DEFENDANT'S COUNSEL) I hate to admit this. Judge,
but I didn't send my client a letter. I have to say that
I didn't. I should have but I did not.
(THE COURT) Sending a letter is one thing, did you
notify your client?
(CO-DEFENDANT'S COUNSEL) No. I didn't notify him to be
here. That's my fault but by the same token, I know they
travel together, the three people travel together.
* * *
(BY THE COURT) Now, the problem is were they properly
noticed for this hearing. I wish I had known at the
beginning of this hearing the state of the notice. I had
understood they had received notice form the last time to
be here for this time and apparently I'm wrong.
(BY THE COURT) Now, Christopher Robertson is obviously
I think by what you said, counsel, has been on notice.
I don't know about Dedric Robertson . . . So you may have
to have to have this hearing again, give each other as to
all but Christopher Robertson, the right to be present
for that hearing.
[emphasis added]
The only witness at the motion to suppress hearing was the New
Jersey State Trooper who stopped the motor vehicle in which
defendant Christopher Robertson was a passenger. We discuss his
testimony in detail because it is important in determining whether
the motion could be heard in absentia. The Trooper testified as
follows.
He saw the vehicle swerving between the center and left lanes
and traveling sixty miles per hour. The motor vehicle did not stop
immediately after he activated his overhead lights, but did stop
after he activated the siren. As the driver began to stop the
vehicle, he saw the right front passenger, later identified as co
defendant Judith Anderson, bend down several times. When he
approached the passenger side of the vehicle, he saw Anderson
place her hands on the dash board. As she did so, he saw the
vehicle's registration in her hand and took it away from her. The
vehicle was registered to a John Wiley.
The Trooper testified that he then asked the driver, co
defendant Dedric Robertson, for his driver's license. Robertson
told him that he left his license at home and had no other
identification with him. Robertson appeared to be nervous. The
Trooper then asked Anderson and defendant, who was a passenger in
the back seat, if either of them had a driver's license or other
identification with them. Both responded in the negative.
The Trooper testified that he then asked the driver Dedric
Robertson to exit the vehicle and meet him behind the vehicle.
Dedric Robertson complied with the Trooper's request. He first
stated that he did have a driver's license, but later admitted that
his license had been suspended. He told the Trooper that the owner
of the vehicle was John Anderson, a name which differed from that
on the registration. After conducting a pat-down search for
weapons, the Trooper asked Dedric Robertson to sit on the guard
rail.
The Trooper then again approached the passenger side of the
vehicle. He asked Anderson to exit the vehicle and meet him behind
the vehicle. He testified that he intended to question her
separately regarding her knowledge as to the ownership of the
vehicle and to ascertain whether Dedric Robertson had given him
correct information.
According to the Trooper's testimony when Anderson exited the
vehicle, she bent over and started pulling her sweatshirt down over
her bicycle shorts. The Trooper testified that he saw an object in
the waistband and groin area of Anderson's shorts. He also noticed
that Dedric Robertson, who was sitting on the guard rail, and
defendant were both staring at him and Anderson. According to his
testimony, he feared that the object in Anderson's pants was a
weapon, and in order to hide his observations from Robertson until
assisting Troopers arrived, he instructed Anderson to keep her
hands away from her waistband and have a seat in the back of the
police car. The Trooper then entered the police car and called for
assistance via the police radio.
The Trooper then asked Anderson if she had anything in her
shorts to which she replied, "no." With his hand on his weapon, he
informed her that he observed a bulge in her shorts which he
believed to be a weapon and that he would have to pat her down.
She began to cry and stated "it's not mine" and started reaching
into her shorts. She also stated that it was not a weapon. As she
reached into her shorts, the Trooper drew his weapon. Anderson
pulled a white plastic bag from her shorts which she threw to the
floor of the car.
The Trooper then checked Anderson's waistband for weapons and
instructed her to sit back and place her hands where he could see
them. He then reached over the seat and picked up the bag which
Anderson had thrown to the floor. Based upon his training and
experience in the field of narcotics, the Trooper, upon touching
the bag, determined the contents to be a hard, chunky substance
which he believed to be cocaine.
At this point, another Trooper arrived to assist. Fearing
that the defendant, who remained in the back seat of the vehicle,
might be armed with a weapon, the Trooper handcuffed Anderson and
placed her under arrest. The Troopers then placed Dedric Robertson
and defendant Christopher Robertson under arrest. Each of the
three defendants provided the Trooper with a false name.
At the suppression hearing, the Trooper indicated that, after
approaching the vehicle, he believed that the three occupants may
have been armed or may have, otherwise, posed a danger to him. The
court found the Trooper's testimony to be credible. Specifically,
the court stated:
First of all, as you know, I heard the
testimony of the trooper in this case. I have
observed his demeanor and I've also compared
his testimony toward a standard that I would
normally apply and that is the standard as to
what might expect to hear from somebody who
was attempting to lie to the Court.
I don't find the trooper's testimony indicated
by that standard or is my general observations
that he was lying to the Court. So I accept
the trooper's testimony as to the facts in the
senario [sic] as given and I find him to be
credible.
Following the denial of the motion to suppress evidence,
defendant pled guilty to conspiracy to possess cocaine and
conspiracy to possess cocaine with intent to distribute, N.J.S.A.
2C:5-2 (count one); and possession of cocaine with intent to
distribute in a quantity of five ounces or more, N.J.S.A. 2C:35
5b(1) (count three). Pursuant to a plea agreement, the State
agreed to dismiss the charges of possession of cocaine, N.J.S.A.
2C:35-10(a)(1) and hindering apprehension, N.J.S.A. 2C:29-3b. The
plea agreement provided that the State would recommend that if a
custodial sentence was imposed, it should not exceed ten years with
three years of parole ineligibility. The State further agreed that
the sentence imposed should run concurrently with the sentence the
defendant was then serving in Cumberland County. The plea form
expressly executed by defendant provided that "defendant reserves
right to appeal denial of suppression motion."
The defendant was sentenced on count three to a term of ten
years with three years parole ineligibility. The Court merged
defendant's conviction on count one into count three for purposes
of sentencing. The sentence imposed was ordered to run
concurrently with the Cumberland County sentence. Appropriate
fines and penalties were imposed.
Defendant raises the following points on appeal:
POINT I
The Court Erred in Denying Defendant's Motion
to Suppress
The Stop Of The Vehicle Was A "Pretext Stop"
Without Any Legal Justification
Trooper Castellani Lacked The Level Of
"Heightened Caution" Needed To Justify The
Removal Of The Passenger, Ms. Anderson, From
The Vehicle
The Subsequent Seizure Of The Bag Of Cocaine
Should Have Been Suppressed As Being The
"Fruit Of The Poisonous Tree"
Point II
The Court Abused Its Discretion By Conducting
The Motion To Suppress In The Defendant's
Absence (Not Raised Below)
The Court Abused It's [sic] Discretion By
Soliciting And Accepting Defense Counsel's
"Waiver" Of Defendant's Presence
The Record Can Not Support A Finding That The
Defendant Received Actual Notice To Appear In
Court
Point III
The Court Abused Its Discretion In Imposing
The Ten (10) Year Sentence With Three (3)
Years of Parole Ineligibility Because It Did
Not Weight The Aggravating And Mitigating
Factors Which Were Present.
The first issue to be resolved is whether defense counsel's
waiver of defendant's presence at the motion to suppress evidence
permitted the motion to be heard in absentia. To resolve that
issue, we must first determine the nature of defendant's right to
attend the hearing which we conclude depends on the anticipated
nature of that hearing.
Here, it must have been evident from the briefs filed by the
State and the defense, R. 3:5-7(b), that the credibility of the
State Trooper would be the primary issue, and that oral testimony
was going to be adduced on material issues of fact within the
defendant's personal knowledge. Certainly, in these circumstances,
the hearing was a critical stage of the proceedings against
defendant and his presence would bear a reasonably substantial
relation to the fullness of his opportunity to defend against the
charges. See Snyder v. Massachusetts,
291 U.S. 97
54 S. Ct. 330,
78 L. Ed. 674 (1934). In similar circumstances, almost every court
that has examined the issue has concluded that the defendant's
constitutional right to confront witnesses under the Sixth
Amendment to the United States Constitution and corresponding
provisions of state constitutions guarantees defendant the right to
be present at the hearing on the motion to suppress evidence. See
Christopher Bello, Annotation, Right Of Accused To Be Present At
Suppression Hearing Or At Other Hearing Or Conference Between Court
and Attorneys Concerning Evidentiary Questions,
23 A.L.R.4th 955
(1983).
The State argues that the holding in State v. Canty,
278 N.J.
Super. 80 (App. Div. 1994) compels a contrary conclusion. There
the opinion of the court stated:
An order granting or denying a motion to
suppress is fully enforceable notwithstanding
the defendant's failure to appear. In
appropriate circumstances, "a defendant's
knowing, voluntary, and unjustified absence
before or after trial has commenced does not
prevent trial from proceeding in absentia."
State v. Hudson,
119 N.J. 165, 182,
574 A.2d 434 (1990); R. 3:16, Under circumstances
demonstrating adequate notice, a court may
proceed with a motion to suppress and a trial
even in the defendant's absence. State v.
Hudson, 119 N.J. at 183,
574 A.2d 434. A
court's decision on a motion to suppress is
thus enforceable whether or not the defendant
is present at the hearing because it
determines whether he evidence seized may be
admitted at the subsequent trial.
[Id. at 83-84.]
We disagree. In Canty, the defendant escaped from prison
while the motion to suppress was pending. Defendant's attorney
expressly waived defendant's right to be present. Without
explanation and over defense counsel's objection, the Law Division
dismissed with prejudice defendant's motion to suppress. Defendant
later pled guilty to escape and to possession of cocaine with
intent to distribute. Although both federal and state courts have
"long declined to review the convictions of escaped criminal
defendants" we declined to extend that rule to affirm the dismissal
of the motion to suppress evidence because the defendant escaped.
Instead, we remanded the matter to the Law Division for a hearing
on the defendant's motion to suppress.
Accordingly, we hold that pursuant to the confrontation clause
of the Sixth Amendment and Article 1, ¶10 of the New Jersey
Constitution, defendant had a constitutional right to be present at
the hearing. See People v. Anderson,
213 N.E.2d 445 (N.Y. 1965)
(holding that criminal defendants have a constitutional right to be
present at suppression hearing.)
Next, we consider whether defense counsel's waiver of
defendant's presence at the hearing was effective to permit the
hearing to be held in absentia. R. 3:16 (a) is silent on the issue
of waiver. It merely states:
(a) Pretrial. The defendant must be present
for every scheduled event unless excused by
the court for good cause shown.
In contrast, R. 3:16(b) deals with the issue of waiver. It
reads in relevant part:
(b) At trial or post-conviction proceedings.
The defendant shall be present at every stage
of the trial, including the impaneling of the
jury and the return of the verdict, and at the
imposition of sentence, unless otherwise
provided by Rule. Nothing in this Rule,
however, shall prevent a defendant from
waiving the right to be present at trial. A
waiver may be found either from (a) the
defendant's express written or oral waiver
placed on the record, or (b) the defendant's
conduct evidencing a knowing, voluntary, and
unjustified absence after (1) the defendant
has received actual notice in court of the
trial date, or (2) trial has been commenced in
defendant's presence.
Because the hearing here involved oral testimony on material
issues of fact of which defendant had personal knowledge, we hold
that the waiver provisions of R. 3:16(b) apply and that defense
counsel's waiver was ineffective in the absence of conduct on the
part of the defendant "evidencing a knowing, voluntary, and
unjustified absence after the defendant received actual notice in
court of the date of the hearing."See footnote 22 Here, defendant was present on
August 9, 1996 with his co-defendants. Apparently, defendant was
told in court to come back on August 15, 1996. After that, as the
record indicates, there was substantial confusion as to the date of
the hearing. On August 29th, all three defendants were absent and
one defense attorney was absent. Under these circumstances,
defendant's unexplained absence cannot be considered a "knowing,
voluntary and unjustified waiver." Redman v. State,
337 A.2d 441
(Md. Ct. Spec. App. 1975) (holding that waiver not accomplished by
defendant's unexplained absence.)
Accordingly, we remand the matter to the Law Division for a
hearing in the presence of defendant on defendant's motion to
suppress evidence. We do not address the issues raised by
defendant in Point I because a determination of those issues will
depend on the resolution of factual issues not addressed in the
record below. If on rehearing in the presence of defendant the
court denies the motion to suppress evidence, the sentence imposed
is affirmed as being in accordance with law.
Reversed.
Footnote: 1 1The failure of the Trooper to appear was the result of the failure to deliver a subpoena to him so that he did not receive actual notice of the hearing until the morning of August 9, 1996. At that time, he "was babysitting [his] three-month-old baby" and could not come to court because his wife was not home. Footnote: 2 2Such notice can be given at the arraignment/status conference, held pursuant to R. 3:9-1(c) where the dates for the hearing of motions are set.