SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-5604-94T5
STATE OF NEW JERSEY,
Plaintiff/Appellant,
v.
CURTIS BROWN,
Defendant/Respondent.
___________________________________________________________________
Argued: February 28, 1996 - Decided: April 10, 1996
Before Judges Shebell, Stern and Wallace.
On appeal from the Superior Court of New
Jersey, Law Division, Ocean County.
Thomas Cannavo, Assistant Prosecutor, argued
the cause for appellant (Daniel J. Carluccio,
Ocean County Prosecutor, attorney; Lawrence Welle,
Assistant Prosecutor, of counsel; Michelle
Tedesco, Assistant Prosecutor, on the brief).
Gerald Boswell, Assistant Deputy Public
Defender, argued the cause for respondent
(Susan L. Reisner, Public Defender, attorney;
Mr. Boswell, of counsel and on the brief).
The opinion of the court was delivered by
WALLACE, JR., J.A.D.
The State appeals from the dismissal of a 1995 indictment for
a 1978 felony murder. A prior indictment returned in 1994 had been
dismissed in March 1995. Shortly thereafter, the case was again
presented to the grand jury and defendant was indicted for murder
in violation of N.J.S.A. 2A:113-1. Defendant moved to dismiss the
indictment for prosecutorial misconduct in failing to notify the
Assignment Judge of purported evidence of bias or prejudice on the
part of two grand jurors. The judge granted the motion and this
appeal followed. We affirm.
The State contends in its brief on appeal that:
POINT I:
BEFORE AN INDICTMENT CAN BE DISMISSED, THE EXISTENCE OF
PARTIALITY OR BIAS MUST BE DEMONSTRATED. THE INSTANT
CASE DOES NOT MEET THE REQUIRED THRESHOLD TO TRIGGER THE
COURT'S SCRUTINY UNDER STATE V. MURPHY OR R. 3:6-3(a).
When the grand jury was installed by the assignment judge, the
admonition was given that in the event a juror was not sure whether
his or her knowledge or involvement might affect his or her ability
to fairly decide the case, that the juror should "ask me, through
your foreperson, for advice as to what action is appropriate."
Prior to presenting any testimony in this case the prosecutor asked
the grand jurors about their knowledge of any of the individuals
involved, as follows:
PROSECUTOR: Before I had asked if anybody had known of
the people I mentioned. Let me add a few more names. I
had mentioned Mike Mohel of our office. I had mentioned
George Shigo of the CIU Department. There were a number
of police officers from Manchester who were involved, who
will not be testifying, who worked in the Department back
then. Does anyone know any Manchester police officers?
A GRAND JUROR: I know one, Chief Payne.See footnote 1
PROSECUTOR: He was not involved. So other than that
response, no one knows any members of the Manchester
Police Department.
....
THE FOREMAN: I know Mike Mohel's father very well.
PROSECUTOR: Let's step outside a minute with the
reporter.
The following then took place outside in the hallway with the
prosecutor and the foreman, Juror No. 3.
PROSECUTOR: We are now outside the Grand Jury Room and
Grand Juror No. 3 raised his hand and indicated he knew
Mike Mohel's father. How do you know Mike Mohel's
father?
THE FOREMAN: I work at Garden State Bank. Mr. Arnold
Mohel, his father, is a Director at the bank. He sat on
our Trust Committee, which I am a member of as Vice
President of the Trust Department. And the Trust
Department of the bank also does a lot of trust tax work
with Mr. Mohel's father, which he is the senior partner
of Mohel, Vogel & Elliott in Lakewood.
PROSECUTOR: Do you know his son Michael who will be
testifying in this matter?
THE FOREMAN: No, I don't.
PROSECUTOR: Knowing Lieutenant Mike Mohel's father as
well as you do, would that in any way, do you believe,
inhibit your ability to fairly and objectively evaluate
the evidence that is presented in this particular matter?
THE FOREMAN: Not at all, sir.
PROSECUTOR: Do you believe anything about that
association would make you give the testimony of Mr.
Mohel any greater weight than you would give any other
witness who was to come before this Grand Jury?
THE FOREMAN: No, sir.
PROSECUTOR: So you are confident you can fairly and
objectively deal with what is placed before you and vote
according to the evidence presented in this matter?
THE FOREMAN: That's correct. I just felt I should go
on the record, that it would be proper.
PROSECUTOR: Thank you.
The Assignment Judge was not informed of the above-noted
exchange between the prosecutor and the grand jurors. The
prosecutor then proceeded to call and question Michael Mohel. The
grand jury subsequently indicted defendant.
At the argument on defendant's motion to dismiss the
indictment, the judge noted that the Assignment Judge and the
Presiding Judge of Criminal had designated him to hear the motion.
Following argument, the judge concluded that under State v. Murphy,
110 N.J. 20 (1988), the failure of the prosecutor to ask the
Assignment Judge to decide whether the two jurors should
participate required dismissal of the indictment.
The prosecutor contends that this case does not meet the
required threshold to trigger the court's scrutiny under State v.
Murphy or R. 3:6-3(a).
Murphy involved a State-wide conspiracy to defraud various
insurance companies. Id. at 23. In the grand jury proceedings,
after the State identified the parties involved and before it
presented evidence, one of the jurors disclosed that she was
currently employed by one of the companies allegedly victimized by
defendant. Id. at 24. Upon being questioned, the juror stated
that she would not be prejudiced by her employment. Ibid. The
prosecutor who had questioned the juror did not inform the
Assignment Judge "of the potential conflict of interest and
possible bias of the ... grand juror." Ibid. After the State's
first witness testified, the juror informed the prosecutor that she
no longer wished to sit as a juror. Ibid. This conversation was
similarly not disclosed to the Assignment Judge despite being
chambered just a few blocks away from the courthouse. Ibid. The
prosecutor excused the juror. Id. at 25. One week later, another
grand juror informed the prosecutor that he was concerned because
he too was currently employed by another of the companies involved
in the case. Ibid. This communication was also not disclosed to
the Assignment Judge. Ibid. Instead, the prosecutor instructed
the grand jury foreman to speak to the juror off the record "in
order to investigate his potential bias[,]" and "whether he could
render a judgment based solely on the evidence presented...."
Ibid. After conducting this inquiry in the presence of the other
jurors, the foreman informed the prosecutor that the grand jurors
had voted to "`keep him on.'" Id. at 26. Thereafter, the grand
jury returned the indictment and the matter was assigned for trial.
Ibid.
Defendant moved to have the indictment dismissed on the basis
of these facts. Ibid. The trial court denied the motion. Id. at
27. Defendant was tried and found guilty of conspiracy and theft
by deception. Ibid. On appeal, the Supreme Court noted our
holding that "`where a prosecutor obtains information which
supports a legitimate and colorable basis for believing that a
grand juror lacks impartiality, he may not unilaterally decide to
allow that juror to remain on the panel.'" Ibid. (citation
omitted). Nevertheless, we concluded that "because Murphy had not
demonstrated prejudice, there was no `justifiable basis for
vitiating [his] conviction.'" Ibid.
The Supreme Court found that the proper procedures were not
followed but concluded that this failure did not taint defendant's
indictment nor did it deprive defendant of a fundamentally fair
grand jury proceeding. Id. at 34-35. However, in the exercise of
its supervisory jurisdiction over criminal procedure, the Court
held that future deviations would lead to the dismissal of
resulting indictments. Id. at 36. The Court established the
following guidelines:
We believe that a prosecuting attorney has the
obligation not only to note the existence of
possible prejudice or bias on the part of a
grand juror but to disclose such circumstances
to the court and to afford the court the
opportunity to preserve the impartiality of
the grand jury proceedings. Accordingly, we
now hold that, as an officer of the court, the
prosecuting attorney has a responsibility to
bring to the attention of the presiding judge
any evidence of partiality or bias that could
affect the impartial deliberations of a grand
juror. ... We hold further that upon such a
disclosure the court should determine whether
such partiality or bias exists and whether it
justifies excusal of the grand juror from the
particular case being considered or from the
panel.
....
In the future, ... we shall require that
violation of such proceedings by a prosecuting
attorney, in the face of evidence of grand
juror bias or partiality, will result in
dismissal of an indictment prior to trial.
[Id. at 33, 36.]
The Court then referred the issue of grand juror
qualifications to the Criminal Practice Committee. Id. at 36. By
amendment effective September 1990, subsection (a) of Rule 3:6-3
was added to address the issue of grand juror potential bias. It
provides:
When appropriate, the Assignment Judge shall
inquire of potential grand jurors about such
aspects of their background as may reveal
possible bias or interest in a matter to come
before the grand jury. The Assignment Judge
shall instruct the grand jury that without the
Assignment Judge's approval no grand juror
shall participate in any manner in which that
juror has a bias or a financial, proprietary,
or personal interest; and if that juror wishes
to participate, the jury shall forthwith so
inform the prosecutor. The prosecutor shall
forthwith inform the Assignment Judge, who
shall determine, in camera, whether such bias
or interest exists and whether it justifies
excusal.
In the report of the Criminal Practice Committee in support of
the new rule, the Committee noted:
The rule amendment would also require that
where a juror has a bias or interest, or the
juror has a question about the potential of
bias or interest, but wishes to participate,
he must advise the prosecutor who will bring
this to the attention of the Assignment Judge.
The Assignment Judge will then determine
whether the bias or interest warrants excusal.
[
125 N.J.L.J. 329, 412 (February 15, 1990).]
The Committee also noted that its recommendation envisioned that
the Assignment Judge would consider the prosecutor's views, if any,
when determining whether a juror is biased or has an interest
warranting excusal. Ibid.
We have no doubt that when a potential for bias or interest
arises, the prosecutor may make a threshold finding to determine if
the facts as presented by the grand juror have the potential for
bias or interest. Once a grand juror makes known a basis for
questioning his or her ability to proceed due to bias, financial,
proprietary or personal interest, the prosecutor must explore
whether the situation has the potential for warranting excusal and
determine the juror's position on the issue. If the circumstances
appear sufficient to raise a reasonable inference of bias or
interest, that minimal threshold is met and the prosecutor must
refer the matter to the Assignment Judge for a determination.
In our view, when the grand jury foreman informed the
prosecutor that he knew the father of Lieutenant Mark Mohel, an
investigator for the Prosecutor's Office, it was appropriate for
the prosecutor to make further inquiry. Once the foreman expressed
that Mohel's father was a director at the bank where he worked,
that Mohel's father was a member of the Trust Committee and that
the Trust Department of which he is Vice President does a "lot of
trust tax work with [Lieutenant] Mohel's father," the prosecutor
should have concluded that the minimal threshold was met and
referred the matter to the Assignment Judge.
With regard to the other juror, we are unable to determine
from this record whether that juror's statement that he knew Chief
Payne was sufficient to meet the minimal threshold to show
potential bias or personal interest. The prosecutor noted that the
Chief was not involved and made no further inquiry concerning the
juror's relationship with Chief Payne or even to merely ask if the
juror could be fair and impartial under the circumstances.
Affirmed.
Footnote: 1 Payne was Chief of the Manchester Township Police Department at the time of the murder in 1978, and still serves in that position.