SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-3969-99T2F
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
DAVID CARY,
Defendant-Respondent.
_________________________________________________________________
Argued May 10, 2000 - Decided June 1, 2000
Before Judges King, Lefelt and Lintner.
On appeal from the Superior Court of
New Jersey, Law Division, Essex County.
Hilary L. Brunell, Executive Assistant
Prosecutor, argued the cause for
appellant (Donald C. Campolo, Acting
Essex County Prosecutor, attorney;
Ms. Brunell, of counsel and on the
brief).
Yvonne Smith Segars, First Assistant
Deputy Public Defender, argued the
cause for respondent (Michael J.
Marucci, Public Defender, attorney;
Ms. Segars, on the brief).
The opinion of the court was delivered by
LEFELT, J.S.C., (temporarily assigned).
The issue presented in this interlocutory appeal is whether
the cleric-penitent privilege, N.J.S.A. 2A:84A-23; N.J.R.E. 511,
applies when a defendant confesses to a Baptist deacon who is
also a New Jersey State Trooper. We conclude that the privilege
does not apply to the communication in this case between the
defendant and the deacon-trooper, and we reverse the motion
judge's suppression of the statement.
We recount the pertinent facts. Allegedly, on February 5 or
6, 1999, an altercation occurred between defendant David Cary and
at least one other individual near a Country Fried Chicken
restaurant in Newark. After this altercation, the State claimed
that defendant returned to the Country Fried Chicken and fired
several gun shots into the store, striking two bystanders, Andre
Dean and Salvatore Johnson. Johnson survived, but Dean died from
his injuries.
On Sunday, February 7, 1999, Cary visited the Second Baptist
Church in Belleville to speak with his pastor, Lucious Williams.
After attending the morning service, Cary met privately with
Pastor Williams, apparently to seek spiritual guidance regarding
the altercation and how he should proceed. After meeting with
the pastor, Cary indicated that he wanted to surrender to the
police. Therefore, Pastor Williams summoned a recently ordained
deacon, John Perry, because Perry was also a state trooper and
the pastor needed assistance in "what should we do about trying
to help [Cary] and what [Cary] asked us to help him to do."
Before meeting with Cary, Perry met with Pastor Williams.
During this conversation, Perry learned that Cary had come "to
turn himself in, because he got in trouble with the law." Perry
and Williams discussed some "minor details" of the incident
during this brief conversation.
Perry and Pastor Williams then met with Cary in the pastor's
study. Perry testified that he "introduced [himself] as a deacon
in the church and I also mentioned that I was a state trooper."
During this meeting, Cary related certain events that had
occurred in Newark, and "at a certain point in [Cary's] statement
to [Perry], [Perry] reminded [Cary] of his right to remain
silent." After receiving this warning, Perry testified that Cary
continued to talk about the incident, but Perry never
interrogated him. At some point in the meeting all three men
prayed together.
Additionally, during the meeting, Perry testified that he
searched Cary by having him stand against the wall and spread his
arms and legs in a traditional search posture. When Cary
finished his statement, Perry called the Newark and Belleville
police departments. Once Perry had called these authorities, he
testified that Cary was no longer free to leave.
The Newark police arrived and transported Cary to the Newark
Police Department. Shortly thereafter, both Pastor Williams and
Perry arrived at the Newark Police Department. Cary refused to
speak to the police following his arrest, so Detective Michael
DeMaio of the Newark Police Department asked Perry to give a
statement regarding his knowledge of the incident that led to the
shooting of Andre Dean.
In his police statement, Perry's version of the meeting with
Cary varied slightly from his suppression hearing testimony. For
instance, rather than stating "at a certain point" he informed
Cary of his right to remain silent, Perry stated that after Cary
informed Perry that he wanted to surrender to the police, Perry
"advised [Cary] of his rights per Miranda and he waived [them]
. . . and expressed to me in little detail about a[n] incident
that he was involved in on February 5, 1999." Moreover, in his
suppression hearing testimony, Perry testified that he told
defendant he had the right to remain silent and "that was pretty
much it[,]" whereas his statement indicated that he advised
defendant of his rights "per Miranda."
Nevertheless, when the Newark police asked Perry what
defendant had said after Perry advised him of his Miranda rights,
Perry initially responded, "[a]t this point I don't want to
divulge that information. Because of my deacon responsibilities
and to my congregation but if so ordered or compelled to by law
then I [will] tell what has to be told." After speaking with a
Newark police official, an assistant prosecutor and a superior
officer at the state trooper barracks, Perry decided to complete
his statement. Perry then revealed that Cary admitted shooting a
gun during an altercation and that Cary believed he had killed
someone. This statement is the focus of Cary's appeal.
The motion judge concluded that the cleric-penitent
privilege applied to Cary's statement to Perry because Perry was
a cleric pursuant to N.J.S.A. 2A:84A-23 and "as such is
prohibited from waiving the privilege without defendant's
consent." The judge noted that a "deacon of the Baptist faith is
ordained" and cited Robert E. Naylor, The Baptist Deacon (1955),
a manual or handbook for deacons, for the proposition that a
deacon's responsibilities "range from handling business affairs
of the church and visiting the sick, to conducting services in
the absence of the pastor." Thus, the judge concluded that
because Perry was a cleric, defendant's statement to Perry was
inadmissible and must be suppressed.
I.
Common law did not recognize the cleric-penitent privilege
and it did not exist in New Jersey until statutorily authorized
in 1947. State v. Szemple,
135 N.J. 406, 424 (1994); State v.
Morehous,
97 N.J.L. 285, 295 (E. & A. 1922). At its 1947
inception, the privilege only applied to confessions to clergymen
and ministers. N.J.S.A. 2:97-5.1; N.J.S.A. 2A:81-9. The
Evidence Act of 1960 expanded the privilege's coverage by
recognizing both confessions and confidential communications made
to a clergyman in his or her professional character or as a
spiritual advisor. In re Murtha,
115 N.J. Super. 380, 385 (App.
Div.), certif. denied,
59 N.J. 239 (1971). A 1981 amendment
further expanded the privilege, and required clergymen to protect
the communication itself as well as the mere fact that a
confidential relationship existed. Biunno, Current N.J. Rules of
Evidence, comment 2 on N.J.R.E. 511 (2000).
In Szemple, supra, 135 N.J. at 422-23, the Supreme Court
held that N.J.S.A. 2A:84A-23, as it then existed, conferred "a
testimonial privilege only on clergypersons[,]" and the penitent
had no power to preclude disclosure. In response to Szemple's
narrow interpretation, the Legislature immediately revised the
privilege to allow both cleric and penitent to hold the
privilege. Corsie v. Campanalonga,
317 N.J. Super. 177, 183
(App. Div. 1998), rev'd in part on other grounds,
160 N.J. 473
(1999). Yet, the Legislature's 1994 amendment reversed the 1981
amendment and limited the privilege to "communications" rather
than to both "communications" and "the very fact of the existence
of all 'confidential relations' involving those [the cleric] was
counseling." Biunno, Current N.J. Rules of Evidence, comment 2
on N.J.R.E. 511 (2000). This same 1994 amendment also introduced
"the generic term 'cleric' and specified that priests and rabbis
were included within that class, but otherwise left that aspect
of the privilege unchanged." Biunno, Current N.J. Rules of
Evidence, comment 1 on N.J.R.E. 511 (2000).
Currently, N.J.S.A. 2A:84A-23 and N.J.R.E. 511 define the
cleric-penitent privilege, in pertinent part, as follows:
Any communication made in confidence to
a cleric in the cleric's professional
character, or as a spiritual advisor in the
course of the discipline or practice of the
religious body to which the cleric belongs or
of the religion which the cleric professes,
shall be privileged. Privileged
communications shall include confessions and
other communications made in confidence
between and among the cleric and individuals,
couples, families or groups in the exercise
of the cleric's professional or spiritual
counseling role.
Accordingly, based on this language, three elements must be
present for the privilege to apply; a person's communication must
be made: (1) in confidence; (2) to a cleric; and (3) to the
cleric in his or her professional character or role as a
spiritual advisor. Considering the privilege language, and the
circumstances of this case, the first issue presented is whether
Deacon Perry is a "cleric" as defined by the privilege.
II.
The applicable statute and rule defines "cleric" as "a
priest, rabbi, minister or other person or practitioner
authorized to perform similar functions of any religion." Ibid.
The defendant argues that Perry qualified as a "cleric" because
he was authorized to perform functions similar to those performed
by a priest, minister or rabbi. The motion judge concluded that
Perry was a cleric because "his duties mirror and support that of
the pastor," he was ordained, and had a wide range of
responsibilities.
In re Murtha, supra, 115 N.J. Super. at 386-87, addressed
this issue to determine whether a Catholic nun fell within the
definition of "clergyman." At that time, the rule and statute
included "a clergyman, minister or other person or practitioner
authorized to perform similar functions[.]" Id. at 386.
The Murtha court concluded that the nun "did not, and
obviously could not, show that she was a person or practitioner
authorized to perform functions similar to those performed by a
clergyman or minister - more specifically, by a priest." Ibid.
The court found that the nun was a "religieuse" or "a dedicated
member of a teaching order of nuns, but she admittedly did not
conduct any type of religious services involving pupils in the
school, nor did she carry on any of the religious functions of a
priest, such as hearing confessions or giving absolution." Ibid.
Further, the court was unable to find anything in the Catholic
doctrine or practice that would allow a nun to claim the
privilege. Id. at 387.
In Szemple, both the Appellate Division and Supreme Court
assumed, without deciding, that the individual involved in that
case, Bischoff, qualified as a clergy person covered by the rule.
Szemple, supra, 135 N.J. at 421 n.2; see also State v. Szemple,
263 N.J. Super. 98, 107 n.3 (App. Div. 1993). Although the trial
court found that Bischoff was not a clergy person, neither party
raised or briefed the issue and, therefore, neither appellate
court addressed it. Ibid. The facts of the case revealed,
however, that Bischoff was a deacon, ordained as a Minister of
Visitation, and that he visited the sick, elderly and imprisoned
"to comfort them and discuss their religious needs and concerns."
Szemple, supra, 135 N.J. at 412-13.
In the present case, Pastor Williams testified that deacons
prayed with individuals, saved souls and administered and read
scripture and responsive readings. The pastor added that in his
absence, deacons "are the ones who are responsible for filling
the pulpit. They are the ones who are responsible for seeing the
sick. As a matter of fact, they are the next in line, associate
ministers . . . don't have the right. Deacons do." The pastor
further described deacons as follows:
Deacons are the pastor's arm bearer. They're
the ones who help the pastor in ministering
to the congregation and the pastor leans on
them in times of circumstances and situations
where he needs their counsel because they are
the ones who are going to be with them.
Deacon Perry testified that he had prayed with people and visited
the sick. Although Perry indicated that he had never preached a
sermon, he testified that he could preach a sermon if asked to do
so or if necessary to fill in for the pastor.
The Baptist Deacon, supra, at 43-45, explains that a deacon
is ordained and selected by the Baptist Church for service.
While no specific tasks are assigned to deacons in the
Scriptures, this manual indicates that a deacon is required to
serve the congregation in his personal capacity by leading
prayer, as well as visiting the sick and handling the
administration of the everyday affairs of the church. Id. at 61,
69-87. Moreover, the "deacons have a special responsibility for
the pulpit in the absence of the pastor." Id. at 85.
We note that the language defining "cleric" is ambiguous and
bears several meanings. For example, the phrase "other person or
practitioner authorized to perform similar functions" could refer
solely to spiritual leaders in sects other than those led by the
specifically referenced "priest, rabbi, or minister." Thus, a
Baptist Pastor, while not specifically included within the
definition of "cleric," is certainly "authorized to perform
similar functions" to those of a priest, rabbi or minister. No
one in this case seriously contends that the pastor is not a
"cleric" under the statute.
However, the privilege language could also include persons
who assist the main cleric. In this instance the language is
also unclear as to whether such a person needs to be "authorized
to perform" all or only some of the "similar functions" of the
sect's spiritual leader or a "priest, rabbi or minister."
Also ambiguous is whether the religious body must authorize
the putative cleric to perform any "similar functions" or only
those functions that warrant and require confidential
communication, such as counseling and advising, or where members
of the congregation participating in the function would expect
that their communication with the authorized person would be
confidential. See, e.g., State v. Lender,
124 N.W.2d 355 (Minn.
1963) (denying privilege to communications made to employee of
Catholic Welfare agency who performed counseling under the
direction of a priest).
In this case, however, we need not resolve any of these
ambiguities, and need not define "cleric" in all of its
ramifications. It is also not necessary to decide definitively
whether all deacons are clerics. Even assuming that Perry was a
cleric, we conclude that the motion judge erred by protecting a
statement that did not meet the third element required to sustain
the privilege, i.e., that the communication was made in
confidence in the cleric's "professional character, or as a
spiritual advisor."
III.
The motion judge decided that Perry was a cleric and,
therefore, the privilege applied. Generally, however, privileges
are narrowly construed, State v. Schreiber,
122 N.J. 579, 582-83
(1991), because they are "obstacles in the path of the normal
trial objective of a search for the ultimate truth." State v.
Briley,
53 N.J. 498, 506 (1969). "They are accepted only because
in the particular area concerned, they are regarded as serving a
more important public interest than the need for full
disclosure." Ibid. Therefore, privileges should always "be
construed and applied in a sensible accommodation to the aim of a
just result." Ibid. Our interpretation, therefore, should
protect the policy driving the privilege without too broadly
impairing the trial's search for the truth. In re Grand Jury
Investigation,
918 F.2d 374, 383 (3d. Cir. 1990) (citing In re
Grand Jury Impaneled January 21, 1975,
541 F.2d 373, 382 (3d.
Cir. 1976)).
To be privileged, confidential communications must be made
to a cleric "in the cleric's professional character, or as a
spiritual advisor in the course of the discipline . . . of the
religious body to which the cleric belongs or . . the cleric
professes [.]" N.J.R.E. 511. Thus, for example, in Corsie,
supra, 317 N.J. Super. at 182, the court considered a Vicar who
served "as a confidant to priests in need." The court found it
"undisputed that the Vicar was acting in his 'professional
character or as a spiritual adviser,' when, or if, [the
defendant] confided in him respecting the alleged sexual assaults
or any other personal or professional matter." Id. at 183. When
the communication is not made in such capacity, it is not
privileged. For example, in State v. Drelich,
506 N.Y.S.2d 746,
748 (App. Div. 1986), the New York court addressed whether
communications were privileged under statutory language similar
to that of New Jersey, i.e., "'a clergymen, or other minister
. . . shall not be allowed to disclose a confession of confidence
made to him in his professional character as spiritual advisor.'"
Accord State v. Schultz,
557 N.Y.S.2d 543 (App. Div.), appeal
denied,
564 N.E.2d 683 (N.Y. 1990). In Drelich, the court
affirmed the lower court's determination that the defendant's
communications were not made to a rabbi "'in his professional
character as spiritual adviser'" because these communications
were made "for the secular purpose of seeking assistance in the
retention of counsel, and in negotiating with the prosecutor's
office and securing other assistance in connection with the
preparation of his defense to the charges[.]" Drelich, supra,
506 N.Y.S.
2d at 748. The defendant conceded that he sought out
this particular rabbi because of the rabbi's "'connections'" in
the secular world. Id. at 747.
While the State contends that Cary visited the Second
Baptist Church merely to facilitate his surrender to the police,
this is far from clear. Cary made repeated attempts to reach
Pastor Williams via telephone before actually visiting the
church. Further, once at church, Cary attended morning services
before he was able to speak to the pastor. Cary then met the
pastor alone for a conference that the pastor described as to
"spiritually advise [defendant] on . . . whatever I could do to
help him spiritually. _ In making the right decision." Moreover,
only after Cary's initial meeting with the pastor did Pastor
Williams indicate that defendant had decided to surrender to the
police. Only then, did the pastor summon Deacon Perry for help
in this regard.
The uncontested evidence, however, reflects a dual role
played by Perry in his relationship with Cary; he acted as both
deacon and police officer. Pastor Williams did not summon Deacon
Perry for help until Cary had decided he wanted to surrender.
Perry indicated that part of his role in meeting with defendant
was spiritual in nature. Yet, Perry also testified that he
introduced himself to Cary as both a deacon and state trooper.
During their conference, despite praying with Cary, Perry
reminded defendant of his right to remain silent and, in fact, at
one point, searched Cary. It is obvious that Perry acted in both
capacities during his meeting with Cary and understood that he
was present to perform the secular function of assisting
defendant's surrender to the police. Moreover, given the fact
that Cary knew Perry was a State Trooper and that Perry warned
Cary of his right to remain silent and searched Cary, it is
difficult to comprehend how Cary could have "reasonably expected"
that his communications with Perry would remain confidential.
State v. List,
270 N.J. Super. 169, 175 (App. Div. 1993). As
Murtha noted: "[defendant] had, quite simply, come to [the nun]
for support and help in a time of great trouble, ready to go to
the police and tell what happened. . . [The nun] accompanied
[defendant] . . . to the police station. Any claim of
confidentiality and privilege evaporates in such a factual
setting." Murtha, supra, 115 N.J. Super. at 388.
Therefore, given Perry's dual capacity during Cary's
confession, Cary's communications to Perry were not made in a
deacon's "professional character, or as a spiritual advisor in
the course of the discipline or practice of the religious body
. . ." The communications were made to Perry when he was at
least partially performing a secular function as a law
enforcement official, and are not privileged. See, e.g., Sanborn
v. Commonwealth,
892 S.W.2d 542 (Ky. 1994) (finding no privilege
when minister consulted as potential death penalty expert in
course of which defendant revealed crime details); Masquat v.
Maguire,
638 P.2d 1105 (Okla. 1981) (holding privilege did not
apply where cleric was a hospital administrator and approached in
that role); but see State v. Jackson,
336 S.E.2d 437 (N.C. Ct.
App. 1985) (finding communications privileged even though cleric
also simultaneously functioning in unprivileged role as mother of
victim and defendant's aunt).
IV.
For the above explained reasons, we reverse the motion
judge's decision and rule that defendant Cary's communications
with Deacon Perry, under the circumstances of this case, are not
protected under the cleric-penitent privilege. In the course of
this decision we have made some reference to Miranda v. Arizona,
384 U.S. 436,
86 S. Ct. 1602,
16 L. Ed.2d 694 (1966). We do not
reach the question whether the communication might be
inadmissible under Miranda or for any other reason. We hold only
that Cary's communications to Deacon Perry were not made in
confidence in the deacon's professional character or as a
spiritual advisor, and are not privileged under N.J.S.A. 2A:84A
23 or N.J.R.E. 511.
Reversed and remanded for further proceedings in accordance
with this decision.