(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
(NOTE: This is a companion case to State v. Vawter and Kearns also decided today.)
Argued October 12, 1993 -- Decided May 26, 1994
CLIFFORD, J., writing for a unanimous Court.
On August 23, 1991, David Mortimer and two juveniles drove to an East Brunswick house owned by
a family of Pakistani descent. Mortimer spray-painted the words "Dots U Smell" on the garage door of the house
and also damaged two storm windows. Mortimer was indicted by a grand jury on two counts of harassment in
violation of N.J.S.A. 2C:33-4 (section 4); specifically, N.J.S.A. 2C:33-4(d) (subsection d).
Mortimer pleaded guilty to fourth-degree harassment. However, prior to sentencing, Mortimer moved
to withdraw his plea and dismiss the indictment on the basis of the U.S. Supreme Court decision in R.A.V. v.
City of St. Paul, in which the Supreme Court declared unconstitutional a St. Paul, Minnesota hate-crime
ordinance. Mortimer argued that R.A.V. rendered section 4 unconstitutional because that statute violates his
First and Fourteenth Amendment rights. The trial court agreed and dismissed the charges against Mortimer.
The State appealed to the Appellate Division and the Supreme Court granted direct certification.
HELD: The harassment statute, N.J.S.A. 2C:33-4, does not violate the First and Fourteenth Amendment of
the U.S. Constitution nor does it violate the State Constitution. However, to withstand an attack on
its constitutionality based on vagueness, section 4 will be construed to exclude the words "at least in
part with ill will, hatred or bias toward."
1. R.A.V. does not require the invalidation of subsection d because that section is readily distinguishable
from the St. Paul ordinance. The St. Paul ordinance criminalizes the expression of hate itself, whereas subsection
d is a victim-selection or penalty-enhancement provision. For someone to be charged under subsection d, the
actor must first engage in conduct prohibited by subsections a, b or c. Subsection d increases subsection a, b
or c crimes from petty disorderly offenses to fourth-degree crimes when a person acts "at least in part with ill
will, hatred or bias toward, and with a purpose to intimidate... because of race, color, religion, sexual orientation,
or ethnicity." Subsection d does not create a separate substantive crime, it enhances the penalties for crimes
committed with a motive of bias. Subsection d is directed at the purpose behind and motivation for certain
prohibitive conduct; it does not punish protected expression. (pp. 5-10)
2. A regulation providing for harsher penalties for bias-motivated crimes is an appropriate way in which
to address the greater harm those crimes cause. Therefore, subsection d does not violate the First Amendment
because it neither regulates protected expression nor impermissibly punishes motive. Furthermore, the New
Jersey Constitution, even most liberally read, does not provide a basis to invalidate subsection d. (pp. 10-14)
3. Subsection d proscribes only harassing conduct unprotected by the Constitution, it does not reach a
substantial amount of constitutionality protected conduct. Therefore, the statute is not overbroad on its face.
(pp. 14-15)
4. The language in subsection d "at least in part with ill will, hatred or bias toward" is unconstitutionally
vague because it cannot be determined conclusively what that part of the statute proscribes. In order to avoid
invalidating the statute and to construe it constitutionally, the vague language will be read out of subsection d,
resulting in the following construction: a person commits a crime of the fourth degree if in committing an offense
under the section, he or she acted with the purpose to intimidate an individual or group of individuals because
of race, color, religion, sexual orientation or ethnicity. That construction describes the conduct prohibited with
sufficient clarity to survive a vagueness challenge. (pp. 16-21)
5. The application of subsection d would not be permissible if the predicate offense to which it applied is
itself vague. Mortimer contends that subsection a is vague. The requirement, applying to all of section 4, that
a defendant act "with the purpose to harass another," imposes a specific-intent requirement on subsection a,
thereby clarifying the conduct subsection a proscribes. As such, subsection a is not vague.
(pp. 21-23)
6. The State has a legitimate interest in protecting its citizens against bias-motivated crimes. Moreover,
subsection d is rationally related to that legitimate State interest. Therefore, section 4 does not violate the equal
protection clause of the Fourteenth Amendment. (pp. 23-25)
7. The Court cautions that its decision is not an invitation to inquire into an actor's beliefs, expressions,
and associations generally. Subsection d is not a vehicle for suppression of unpopular beliefs. (pp. 25-26)
Judgment of the trial court is REVERSED and the indictment is REINSTATED and the matter is
REMANDED to the Law Division.
CHIEF JUSTICE WILENTZ and JUSTICES POLLOCK, O'HERN, GARIBALDI and STEIN join in
JUSTICE CLIFFORD's opinion. JUSTICE HANDLER did not participate.
SUPREME COURT OF NEW JERSEY
A-
11 September Term 1993
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
DAVID MORTIMER,
Defendant-Respondent.
Argued October 12, 1993 -- Decided May 26, 1994
On certification to the Superior Court, Law
Division, Middlesex County.
Simon Louis Rosenbach, Assistant Prosecutor,
argued the cause for appellant (Robert W.
Gluck, Middlesex County Prosecutor, attorney).
Matthew Astore, Deputy Public Defender II,
argued the cause for respondent (Zulima V.
Farber, Public Defender, attorney).
Ronald K. Chen argued the cause for amicus
curiae American Civil Liberties Union of New
Jersey (Stephen M. Latimer, attorney; Mr.
Latimer, Mr. Chen, Annamay T. Sheppard,
Charles H. Jones, and Marsha Wenk, of counsel
and on the brief).
Debra L. Stone, Deputy Attorney General,
argued the cause for amicus curiae Attorney
General of New Jersey (Fred DeVesa, Acting
Attorney General, attorney).
Marc S. Klein submitted a brief on behalf of
amicus curiae American Jewish Congress (Sills,
Cummis, Zuckerman, Radin, Tischman, Epstein &
Gross, attorneys; Mr. Klein and Marc D. Stern,
of counsel; Mr. Klein and Rhonda Sobral, on
the brief).
Philip Rosenbach and Walter A. Effross
submitted a brief on behalf of amicus curiae
Anti-Defamation League (Rosenbach and
Rosenbach and McCarter and English,
attorneys).
Stephen M. Orlofsky submitted a brief on
behalf of amici curiae National Asian Pacific
American Legal Consortium, American Citizens
for Justice, the Asian Law Alliance, Chinese
for Affirmative Action, the Chinese American
Citizens Alliance, the Committee Against Anti-Asian Violence, the Japanese American Citizens
League, the National Asian Pacific American
Bar Association, and the Organization of
Chinese Americans (Blank, Rome, Comisky &
McCauley, attorneys; Mr. Orlofsky and Elahna
Strom Weinflash, of counsel).
The opinion of the Court was delivered by
CLIFFORD, J.
Defendant pleaded guilty to fourth-degree harassment, a violation of N.J.S.A. 2C:33-4 (section 4). He had been charged with having painted on the house of a family of Pakistani descent the words "Dots U Smell" -- a scurrilous, offensive allusion that incorporates a reference to the tika, a mark on the forehead of some Hindus, especially women, indicating caste or status, or worn by both sexes as an ornament. See New Shorter Oxford English Dictionary 3309 (1993). Before sentencing, however, defendant moved to dismiss the indictment on the basis of the United States Supreme Court's decision in R.A.V. v. City of St. Paul, 505 U.S. ___, 112 S. Ct. 2538, 120 L. Ed.2d 305 (1992), in which the Court declared unconstitutional a St. Paul, Minnesota hate-crime ordinance. Defendant argued that R.A.V. renders section 4 unconstitutional because that statute violates his First and Fourteenth Amendment rights. The trial court agreed with
defendant's reading of R.A.V. and therefore dismissed the charge.
On the State's appeal to the Appellate Division we certified
the cause directly. Because we conclude that section 4 withstands
constitutional attack we now reverse and remand.
On August 23, 1991, defendant, David Mortimer, and two
juveniles drove to a house owned by a family of Pakistani descent
in East Brunswick. Defendant spray-painted the words "Dots U
Smell" on the garage door of the house and also damaged two storm
windows. The cost to repair the damage was $337.42.
A grand jury indicted defendant on two counts of harassment in
violation of N.J.S.A. 2C:33-4d (subsection d). Section 4, the
harassment statute, provides:
Except as provided in subsection d., a
person commits a petty disorderly persons
offense if, with purpose to harass another,
he:
a. Makes, or causes to be made, a
communication or communications anonymously or
at extremely inconvenient hours, or in
offensively coarse language, or any other
manner likely to cause annoyance or alarm;
b. Subjects another to striking, kicking,
shoving, or other offensive touching, or
threatens to do so; or
c. Engages in any other course of alarming
conduct or of repeatedly committed acts with
purpose to alarm or seriously annoy such other
person.
A communication under subsection a. may be
deemed to have been made either at the place
where it originated or at the place where it
was received.
d. A person commits a crime of the fourth
degree if in committing an offense under this
section, he acted, at least in part, with ill
will, hatred or bias toward, and with a
purpose to intimidate, an individual or group
of individuals because of race, color,
religion, sexual orientation or ethnicity.
Count One of the indictment involved an incident in which defendant
allegedly painted a swastika on a car parked in front of the home
of a Jewish family, and Count Two was for the incident involving
the family of Pakistani descent. Although the indictment did not
specify whether the predicate offenses underlying Counts One and
Two were violations of subsections a, b, or c, the language of the
indictment tracks subsection a.
Pursuant to a negotiated agreement, defendant pleaded guilty
to Count Two and agreed to pay restitution to the owners of the
East Brunswick house. In return, the State agreed to recommend
that the trial court dismiss Count One and limit any sentence to a
term of probation not to exceed five years.
Prior to Mortimer's sentencing, the United States Supreme Court handed down its decision in R.A.V., supra, 505 U.S. ___, 112 S. Ct. 2538, 120 L. Ed.2d 305, invalidating a St. Paul hate-crime
ordinance. Based on that decision, defendant moved to withdraw his
plea and to dismiss the indictment. Defendant argued that because
subsection d enhances defendant's penalty for criminal conduct
based on his viewpoint toward race, color, religion, sexual
orientation, or ethnicity, section 4 violates his First and
Fourteenth Amendment rights under the United States Constitution by
punishing his thoughts or his motive. The trial court, concluding
that the statute does violate defendant's First Amendment rights,
dismissed the indictment.
The State appealed to the Appellate Division, and thereafter
sought direct certification from this Court. We granted direct
certification,
133 N.J. 412 (1993), to address the important First
Amendment challenge to the harassment statute and a challenge under
the New Jersey Constitution, as well as the related issues of
overbreadth, vagueness, and equal protection.
Defendant alleges that subsection d violates his fundamental
right to freedom of speech under the First Amendment. He argues
that inasmuch as R.A.V., supra, 505 U.S. ___,
112 S. Ct. 2538,
120 L. Ed.2d 315, dictates that a statute may not criminalize the mere
expression of hate, subsection d is invalid. In R.A.V., the Court
invalidated the following St. Paul ordinance:
Whoever places on public or private property a
symbol, object, appellation, characterization
or graffiti, including, but not limited to, a
burning cross or Nazi swastika, which one
knows or has reasonable grounds to know
arouses anger, alarm or resentment in others
on the basis of race, color, creed, religion
or gender commits disorderly conduct and shall
be guilty of a misdemeanor.
[St. Paul, Minn. Legis. Code
§ 292.02 (1990).]
Not only does R.A.V. not require us to invalidate subsection
d, the opinion in that case does not even influence significantly
our decision regarding that statute. Subsection d is readily
distinguishable from the St. Paul ordinance: the latter
criminalizes the expression of hate itself, whereas subsection d is
a victim-selection or penalty-enhancement provision. The
difference between the two types of criminal restrictions is clear:
The first type of hate crime law increases the
penalty for a crime motivated by hatred.
These 'penalty enhancement' laws increase the
penalty associated with the underlying
criminal act, such as assault, trespass, or
battery, where a biased motivation is found.
The second type of hate crime statute treats
hate crime as a separate substantive crime.
[Michael S. Degnan, Comment,
"Adding the First Amendment to the
Fire": Cross Burning and Hate
Crime Laws,
26 Creighton L. Rev.
1109, 1116 (1993).]
Subsections a, b, and c of section 4 are free-standing, because each defines an offense in its own right. Those subsections provide that a person commits a petty disorderly offense if he or she (a) communicates in a "manner likely to cause
annoyance or alarm"; (b) strikes, kicks, or shoves another, or
threatens to do so; or (c) engages in a course of alarming conduct.
Subsection d merely increases those crimes from petty disorderly
offenses to fourth-degree offenses when a person acts "at least in
part, with ill will, hatred or bias toward, and with a purpose to
intimidate * * * because of race, color, religion, sexual
orientation or ethnicity." Before a subsection d charge will lie,
therefore, the actor must first engage in conduct prohibited by
subsections a, b, or c. Accordingly, subsection d does not create
a separate substantive crime; rather, it acts to enhance the
penalty for crimes committed with a bias motivation.
In reaching the foregoing conclusion, we decline to read
subsections a and d together to create a single substantive offense
akin to that struck down by the Supreme Court in R.A.V. We cannot
apply subsection d until a defendant has engaged in the conduct
that subsection a proscribes. Accordingly, subsection d applied on
top of subsection a does not punish the mere expression of hate, as
did the St. Paul ordinance in R.A.V. The effect of subsection d is
only to enhance the penalty for the conduct prohibited by
subsection a; punishing conduct more severely because of a bias
motivation does not create a new, separate offense.
The Supreme Court upheld a penalty-enhancement statute against constitutional attack in Wisconsin v. Mitchell, 508 U.S. ___, 113 S. Ct. 2194, 124 L. Ed.2d 436 (1993), concluding that the statute
regulated conduct, not protected expression. At the time of
Mitchell's trial the Wisconsin statute provided in pertinent part:
(1) If a person does all of the following,
the penalties for the underlying crime are
increased as provided in sub. (2):
(a) Commits a crime under chs. 939 to 948.
(b) Intentionally selects the person against
whom the crime under par. (a) is committed or
selects the property which is damaged or
otherwise affected by the crime under par. (a)
because of the race, religion, color,
disability, sexual orientation, national
origin or ancestry of that person or the owner
or occupant of that property, whether or not
the actor's belief or perception was correct.
Subsection 2 of the Wisconsin statute enumerated the increased
penalties.
In sustaining the statute's validity, the Supreme Court noted that "the ordinance struck down in R.A.V. was explicitly directed at expression (i.e., 'speech' or 'messages') [but that] the [Wisconsin] statute * * * is aimed at conduct unprotected by the First Amendment." 508 U.S. at ___, 113 S. Ct. at 2201, 124 L. Ed. 2d at 447. The Court "reject[ed] the 'view that an apparently limitless variety of conduct can be labeled "speech" whenever the person engaging in the conduct intends thereby to express an idea.'" Id. at ___, 113 S. Ct. at 2199, 124 L. Ed. 2d at 444 (quoting United States v. O'Brien, 391 U.S. 367, 376, 88 S. Ct. 1673, 1678, 20 L. Ed.2d 672, 679 (1968)). The Supreme Court
concluded that inasmuch as physical assaults and violence are not
expressive conduct, the Wisconsin statute does not regulate
expression protected by the First Amendment. Id. at ___, 113 S.
Ct. at 2199, 124 L. Ed.
2d at 444-45.
Like the United States Supreme Court, a number of state courts
have upheld their respective penalty-enhancement statutes against
First Amendment attack, finding that their statutes proscribe
conduct, not protected expression. See, e.g., People v. Aishman,
22 Cal. Rptr.2d 311 (Ct. App. 1993) (upholding statute increasing
punishment for felonies committed because of one of several
specified reasons); In re Joshua H.,
17 Cal. Rptr.2d 291 (Ct. App.
1993) (upholding statute elevating misdemeanor to felony where act
committed because of one of several specified factors); Stegmaier
v. State,
863 S.W.2d 924 (Mo. Ct. App. 1993) (upholding statute
enhancing status of several crimes to felony if crime committed by
reason of motive relating to one of specified factors); People v.
Miccio,
589 N.Y.S.2d 762 (Crim. Ct. 1992) (upholding statute
elevating crime of simple harassment to crime of aggravated
harassment when bias motive present); State v. Ladue,
631 A.2d 236
(Vt. 1993) (upholding statute increasing penalty for any crime
motivated by one of several specified factors).
Because subsection d is a penalty-enhancement statute and not a substantive criminal provision, subsection d, like the Wisconsin statute, is directed at the purpose behind and motivation for
certain prohibited conduct. It does not punish protected
expression. Subsection d increases the level of the crime only
when a person acts on his or her beliefs and selects the victim
with a purpose to intimidate because of one of the specified
circumstances -- race, color, religion, sexual orientation, or
ethnicity. Under that statute a person may harbor ill will,
hatred, or bias toward a specific group or person and may
communicate such ill will, hatred, or bias to others without
fearing prosecution. What that person may not do, however, is act
on such sentiments in a harassing manner. Section 4 proscribes
only the harassing conduct itself. We conclude therefore that
subsection d addresses the reasons behind that unlawful conduct; it
does not affect protected expression.
Nor is subsection d an impermissible regulation of motive.
Defendant argues that "[subsection d] improperly enhances penalties
based upon the defendant's motives when those motives represent a
viewpoint or belief on certain enumerated subjects." We disagree.
In deciding that the Wisconsin statute is not an impermissible regulation of motive, the Supreme Court observed that "motive plays the same role under the Wisconsin statute as it does under federal and state antidiscrimination laws [and] we have previously upheld [such laws] against constitutional challenge." Mitchell, supra, 508 U.S. at ___, 113 S. Ct. at 2200, 124 L. Ed. 2d at 446. Those
statutes do not prohibit discriminatory beliefs; rather, they
prohibit acts of discrimination. Furthermore, motive traditionally
has been an important factor for judges to consider at sentencing.
Id. at ___, 113 S. Ct. at 2199, 124 L. Ed.
2d at 445. Finally, the
Court affirmed the notion that "'the more purposeful is the
criminal conduct, the more serious is the offense, and therefore
the more severely it ought to be punished.'" Id. at ___, 113 S.
Ct. at 2199, 124 L. Ed.
2d at 445 (quoting Tison v. Arizona,
481 U.S. 137, 156,
107 S. Ct. 1676, 1687,
95 L. Ed.2d 127, 143
(1987)).
Following Mitchell's lead we conclude that the Legislature did
not run afoul of the First Amendment in enacting subsection d to
enhance the punishment for a person acting with a motivation of
bias. First, the State can punish bias-motivated action; indeed,
federal and state antidiscrimination laws do precisely that.
Second, the Legislature can surely treat bias-motivated offenses
with an enhanced level of severity, because bias crimes, by nature,
have distinct harmful effects. As the Supreme Court has noted,
"bias-motivated crimes are more likely [than other crimes] to
provoke retaliatory crimes, inflict distinct emotional harms on
their victims, and incite community unrest." Id. at ___, 113 S.
Ct. at 2201, 124 L. Ed.
2d at 447. Therefore, a regulation
providing harsher penalties for bias-motivated crimes is
appropriate as a means of addressing the greater harm those crimes
cause.
Thus, we hold that subsection d does not violate the First
Amendment. The statute neither regulates protected expression nor
impermissibly punishes motive.
Defendant argues also that the New Jersey Constitution
provides a basis independent of the First Amendment to strike down
subsection d. Specifically, defendant alleges that two provisions
apply: New Jersey Constitution article I, paragraph 6, and New
Jersey Constitution article I, paragraph 18. Article I, paragraph
6 states in part, "Every person may freely speak, write and publish
his sentiments on all subjects, being responsible for the abuse of
that right. No law shall be passed to restrain or abridge the
liberty of speech or of the press." Article I, paragraph 18
provides, "The people have the right freely to assemble together,
to consult for the common good, to make known their opinions to
their representatives, and to petition for redress of grievances."
We acknowledge that we often look to our own State Constitution "to afford our citizens broader protection of certain personal rights than that afforded by analogous or identical provisions of the federal Constitution." State v. Novembrino, 105 N.J. 95, 145 (1987). But even the most liberal reading of the New Jersey Constitution does not move us to strike down subsection d. We cannot, under any interpretation of the New Jersey Constitution,
transform conduct that lacks expressive qualities into something it
is not, i.e., expressive conduct worthy of protection. Regardless
of the enhanced measure of protection that we might find in the New
Jersey Constitution, an activity first must be expressive before
the cited provisions of that Constitution can protect it. Inasmuch
as we have held that subsection d touches conduct, not expression,
supra at ___ (slip op. at 10), we conclude that neither the First
Amendment nor the New Jersey Constitution is offended by that
statute.
A court can invalidate a statute that is substantially
overbroad on its face. Houston v. Hill,
482 U.S. 451, 458,
107 S.
Ct. 2502, 2508,
96 L. Ed.2d 398, 410, appeal dismissed and cert.
denied,
483 U.S. 1001,
107 S. Ct. 3222,
97 L. Ed.2d 729 (1987).
The test is whether the statute "'reaches a substantial amount of
constitutionally protected conduct.'" Id. at 458, 107 S. Ct. at
2508, 96 L. Ed.
2d at 410 (quoting Hoffman Estates v. Flipside,
Hoffman Estates, Inc.,
455 U.S. 489, 494,
102 S. Ct. 1186, 1191,
71 L. Ed.2d 362, 369 (1982). "Criminal statutes must be scrutinized
with particular care," id. at 459, 107 S. Ct. at 2508, 96 L. Ed.
2d
at 410, because the overbreadth doctrine is "strong medicine."
Broadrick v. Oklahoma,
413 U.S. 601, 613,
93 S. Ct. 2908, 2916,
37 L. Ed.2d 830, 841 (1973).
In Mitchell, supra, the defendant argued that the Wisconsin
statute is unconstitutionally overbroad because "the statute
impermissibly chills free expression with respect to [the
enumerated subjects] by those concerned about the possibility of
enhanced sentences if they should in the future commit a criminal
offense covered by the statute." 508 U.S. at ___, 113 S. Ct. at
2201, 124 L. Ed.
2d at 447. But the Court concluded that "the
prospect of a citizen suppressing his bigoted beliefs for fear that
evidence of such beliefs will be introduced against him at trial *
* * is simply too speculative a hypothesis to support [an]
overbreadth claim." Id. at ___, 113 S. Ct. at 2201, 124 L. Ed.
2d
at 447-48.
As did Mitchell, defendant argues that the penalty-enhancing
statute under which he was charged is substantially overbroad. We
do not agree, however, that subsection d reaches a substantial
amount of constitutionally-protected conduct. The statute
proscribes only harassing conduct unprotected by the Constitution.
One's thoughts, no matter how biased, bigoted, hateful, odious, or
nasty, are protected, and the statute does not prohibit one from
freely communicating those thoughts to others unless such
communication involves harassing conduct. Inasmuch as a person can
communicate those thoughts, the statute has but a minimal effect,
if any, on protected expression.
Moreover, we view as unlikely the prospect of a person
refraining from communicating such thoughts because of a concern
that a prosecutor might introduce such statements at trial to
enhance the penalty for an underlying harassment charge. A
harasser motivated by hatred will not experience any chilling
effect on the speech that accompanies the harassment. Because we
are satisfied that subsection d is not overbroad, we will not
invalidate the statute on that basis.
Defendant argues that subsection d offends due process and is
facially invalid because the statute is unconstitutionally vague.
Although the subsection is indeed vague as drafted, we can sustain
it with a limiting construction. We are satisfied that if
construed narrowly and applied to a proper predicate offense,
subsection d withstands a "vagueness" challenge.
Recently, this Court observed:
"Clear and comprehensible legislation is a fundamental prerequisite of due process of law, especially where criminal responsibility is involved. Vague laws are unconstitutional even if they fail to touch constitutionally protected conduct, because unclear or incomprehensible legislation places both citizens and law enforcement officials in an untenable position. Vague laws deprive citizens of adequate notice of proscribed conduct, and fail to provide officials with
guidelines sufficient to prevent arbitrary and
erratic enforcement."
[State v. Afanador,
134 N.J. 162, 170 (1993)
(quoting Town Tobacconist v. Kimmelman, 94
N.J. 85, 118 (1983)).]
Thus, "courts give criminal laws sharper scrutiny and more exacting
and critical assessment than they give to civil enactments." Ibid.
The test for a criminal enactment is whether "persons 'of common
intelligence must necessarily guess at its meaning and differ as to
its application.'" Ibid. (quoting Connally v. General Constr. Co,
269 U.S. 385, 391,
46 S. Ct. 126, 127,
70 L. Ed. 322, 328 (1926)).
A statute is impermissibly vague if "'there is no conduct that it
proscribes with sufficient clarity.'" Ibid. (quoting State v.
Cameron,
100 N.J. 586, 593 (1985)). But "'[t]he degree of
vagueness that the Constitution tolerates * * * depend[s] in part
on the nature of the enactment.'" Ibid. (quoting Hoffman Estates,
supra, 455 U.S. at 498, 102 S. Ct. at 1193, 71 L. Ed.
2d at 371).
Subsection d enhances a penalty "if in committing an offense under this section, [a person] acted, at least in part with ill will, hatred or bias toward, and with a purpose to intimidate, an individual or group of individuals because of race, color, religion, sexual orientation or ethnicity." (Emphasis added.) We note at the outset that "[a]bsent any explicit indications of special meanings, the words used in a statute carry their ordinary and well-understood meanings." Afanador, supra, 134 N.J. at 171. We conclude that even when appraised by use of the ordinary and
well-understood meanings of the highlighted words in subsection d,
the subsection is vague.
"At least" means "at the minimum," Webster's New Collegiate
Dictionary 655 (1976); and "in part" means "in some degree." Id.
at 835. That language, then, implies that a person must act with
some amount of ill will, hatred, or bias, but that the amount is
less than total; exactly what amount the statute requires is not
clear. The subsection does not enumerate whether an infinitesimal
amount of ill will, hatred, or bias is enough, or whether the actor
must act with a substantial amount of one of those sentiments.
Thus, those words do not tell us with sufficient clarity what the
statute proscribes.
Moreover, the language "ill will, hatred or bias toward" suffers from the same short-coming: it fails to communicate with sufficient clarity what the statute prohibits. "Ill will" means an "unfriendly feeling." Webster's Third New International Dictionary 1127 (1971). "Hatred" means "prejudiced hostility or animosity." Webster's New Collegiate Dictionary, supra, at 525. "Bias" means "a settled and often prejudiced outlook." Id. at 106. Those definitions are hardly helpful to a determination of what the statute proscribes, however, because the definitions themselves are abstract. "Unfriendly feeling" simply does not lend itself to an explanation that is adequate for purposes of a criminal statute. Nor can we describe easily what a "prejudiced outlook" is, nor what
"prejudiced hostility" or "animosity" mean. Finally, we are not
satisfied that the meaning of those terms is obvious, at least not
as a basis for the imposition of criminal liability. See State v.
Lee,
96 N.J. 156, 169 (1984) (dissenting opinion) (warning that "We
should not undertake to justify [a term's] use in [a] statute by
assuming that 'we all know what it means.'").
Thus, although we conclude that the language "at least in part with ill will, hatred or bias toward" is unconstitutionally vague because we cannot determine conclusively what that part of the statute proscribes, we need not invalidate the statute altogether. When a statute is vague, "[t]his Court's power and obligation to narrow imprecise statutory language * * * to render it constitutional is beyond question." State v. Ramseur, 106 N.J. 123, 200 (1987); accord Town Tobacconist, supra, 94 N.J. at 104 (noting that "[w]hen a statute's constitutionality is doubtful, a court has the power to engage in 'judicial surgery' and through appropriate construction [to] restore the statute to health"). That power and that obligation exist because the Court "begins with the assumption that the Legislature intended to act in a constitutional manner." Right to Choose v. Byrne, 91 N.J. 287, 311 (1982). Thus, the Court has a "clear duty [ ] to construe the statute in a manner that would uphold its constitutionality if it is reasonably susceptible to such a construction." In re Board of Educ. v. Town of Boonton, 99 N.J. 523, 539 (1985), cert. denied
sub. nom. Kramer v. Public Employment Relations Comm'n,
475 U.S. 1072,
106 S. Ct. 1388,
89 L. Ed.2d 613 (1986).
To avoid the "vagueness" problem and thus to construe the
statute constitutionally, we will read the vague language out of
subsection d, resulting in the following construction of the
statute: "A person commits a crime of the fourth degree if in
committing an offense under this section, he acted with a purpose
to intimidate an individual or group of individuals because of
race, color, religion, sexual orientation or ethnicity."
That construction describes the conduct prohibited with
sufficient clarity to survive a "vagueness" challenge. Amicus
American Civil Liberties Union of New Jersey suggests, and we
agree, that subsection d, if construed as stated above, enhances
the penalty for harassment when the defendant selects a victim
because of the victim's group identification or inherent
characteristics. "Purpose to intimidate," the required state of
mind or mens rea under the statute, is functionally equivalent to
the "selection because of" criterion found in the Wisconsin statute
and other antidiscrimination legislation. See, e.g., Wis. Stat. §
939.645(1)(b) (increasing penalty for crime where defendant
"[i]ntentionally selects the [victim] * * * because of the race,
religion, color, disability, sexual orientation, national origin or
ancestry of that person"); 42 U.S.C.A.
§ 2000e-2(a)(1) (making unlawful an employer's discrimination
against employee "because of such individual's race, color,
religion, sex, or national origin"). Under that construction, we
can state clearly what subsection d proscribes: selecting a victim
because of one of the listed immutable characteristics.
Thus, we hold that when construed to exclude the words "at
least in part with ill will, hatred or bias toward," subsection d
survives a constitutional vagueness challenge.
An application of subsection d is not permissible, however, if
a predicate offense to which it applies is itself vague. At oral
argument several of the parties contended that subsection a is
vague. That part of section 4 provides: "a person commits a petty
disorderly offense if, with purpose to harass another, he: a.
Makes, or causes to be made, a communication or communications
anonymously or at extremely inconvenient hours, or in offensively
coarse language, or any other manner likely to cause annoyance or
alarm."
The Appellate Division upheld subsection a against a vagueness challenge in State v. Finance American Corp., 182 N.J. Super. 33 (1981). In that case, the defendant contended "that the terms 'extremely inconvenient hours,' 'offensively course language' and
'any other manner likely to cause annoyance or alarm' are
impermissibly vague." Id. at 41. The Appellate Division
"concede[d] that if viewed in isolation, each of the phrases might
be deemed vague. But each is modified in [subsection a] by the
requirement that there be a purpose to harass." Ibid. Thus, the
court found that subsection a is not unconstitutionally vague.
We agree with the Appellate Division that taken in isolation,
the quoted phrases may be vague. For example, we cannot declare
with sufficient clarity what "extremely inconvenient hours" means.
Alone, that phrase does not lend itself to a precise explanation,
primarily because the subsection does not indicate under what
standards we are to measure the inconvenience. The phrases
"offensively course language" and "any other manner likely to cause
annoyance or alarm" as well are vague, in isolation, for the same
reason: subsection a does not establish standards by which we are
to appraise "offensively course" and "annoyance or alarm."
Yet, again agreeing with the Appellate Division in Finance American, we conclude that subsection a is not vague. As this Court has noted, "The meaning ascribed to words used in a statute may be indicated or controlled by the words with which it is associated." Afanador, supra, 134 N.J. at 172. Thus, the requirement, applying to all of section 4, that a defendant act "with purpose to harass another" serves to clarify the otherwise-vague phrases of subsection a. "With purpose to harass another"
imposes a specific-intent requirement on subsection a, thereby
clarifying the conduct that subsection a proscribes. Accordingly,
a person is indictable under subsection a only if that person makes
a communication (or communications) using one of the enumerated
methods and that person specifically intends thereby to harass the
intended recipient of the communication. Inasmuch as we can
describe with sufficient clarity what conduct subsection a
proscribes, the statute is not vague.
Defendant asserts that section 4 violates the Equal Protection
clause of the Fourteenth Amendment because offenders "are treated
differently under [subsection d] based on the view-points they hold
and express." Again, we disagree.
The guarantee of equal protection does not preclude a State
from making classifications. "It simply keeps governmental
decisionmakers from treating differently persons who are in all
relevant respects alike." Nordlinger v. Hahn, 505 U.S. ___, ___,
112 S. Ct. 2326, 2331,
120 L. Ed.2d 1, 12 (1992). "[U]nless a
classification warrants some form of heightened review because it
jeopardizes exercise of a fundamental right
* * *, the Equal Protection Clause requires only that the
classification rationally further a legitimate state interest."
Id. at ___, 112 S. Ct. at 2331-32, 120 L. Ed.
2d at 12.
Defendant suggests that because the statute reaches thought
and expression protected by the First Amendment, this Court should
review subsection d under a heightened scrutiny. As we have
endeavored to demonstrate, supra, at ___- ___ (slip op. at 5-10),
subsection d does not regulate First Amendment expression; rather,
the statute proscribes only unprotected conduct. Thus, inasmuch as
the statute does not jeopardize the exercise of a fundamental
right, we need determine only whether the enhanced punishment in
subsection d rationally relates to a legitimate State interest.
This Court has held that the State has a legitimate interest
in protecting the health, safety, and welfare of its citizens.
See, e.g., Chamber of Commerce v. State,
89 N.J. 131, 155-56, 159
(1982). In enacting subsection d, the Legislature determined that
bias-motivated crimes have a harmful effect on the safety and
welfare of the citizens of New Jersey; in fact, the Legislature has
determined that such crimes have a greater harmful effect than do
ordinary crimes. Furthermore, we will not look behind the
Legislature's indisputably reasonable determination that the public
needs protection from such crimes. This Court has "frequently
noted our deference to the Legislature's wisdom, and [we] do so
again." Chamber of Commerce, supra, 89 N.J. at 156. Thus, we will
not belabor the conclusion that the State has a legitimate interest
in protecting its citizens against bias-motivated crimes.
We are satisfied as well that subsection d is rationally
related to that legitimate State interest. First, the statute
criminalizes bias-motivated harassment to prevent the conduct from
occurring at all. Second, the statute imposes heavy penalties for
such conduct, effecting a deterrent and retributive policy, to
discourage its future occurrence. Thus, the Legislature had "a
plausible policy reason for the classification, * * * and the
relationship of the classification to its goal is not so attenuated
as to render the distinction arbitrary or irrational." Nordlinger,
supra, 505 U.S. at ___, 112 L. Ed.
2d at 2332, 120 L. Ed.
2d at 13.
Section 4 does not violate equal protection.
Despite the fact that we uphold subsection d, thereby
permitting an inquiry into a person's motive to commit one of the
predicate offenses, we caution that our decision is not an
invitation to inquire into an actor's beliefs, expressions, and
associations generally. Subsection d should not be perceived as a
vehicle for suppression of unpopular ideas.
Although we concede that a defendant's bigoted thoughts, expressions, and associations may be relevant in some cases to prove selection of a victim based on the victim's status, that evidence will not be admissible in all circumstances. Trial courts should analyze most carefully any proffered evidence of a
defendant's prior statements and associations to insure that a
close connection exists between that expression and the defendant's
commission of a predicate offense. Absent a close nexus, the
probative value of the evidence is substantially outweighed by the
danger of undue prejudice; without that nexus the trial court
should not admit the evidence to prove that a defendant acted with
the motivation subsection d requires. See Evid. R. 403 (stating
that "relevant evidence may be excluded if its probative value is
substantially outweighed by the risk of
[] undue prejudice"). A strict application of Evidence Rule 403,
however, will protect against any possible abuse of subsection d.
The judgment of the trial court is reversed, the indictment is
reinstated, and the cause is remanded to the Law Division.
Chief Justice Wilentz and Justices Pollock, O'Hern, Garibaldi,
and Stein join in Justice Clifford's opinion. Justice Handler did
not participate.