SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4141-99T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
DERRICK ELLIS,
Defendant-Appellant.
________________________________________
Submitted October 10, 2001 -- Decided
January 22, 2002
Before Judges Ciancia, Lesemann and Parrillo.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County, Indictment
No. 89-06-2804.
Peter A. Garcia, Acting Public Defender,
attorney for appellant (Frank J. Pugliese,
Assistant Deputy Public Defender, of counsel
and on the brief).
John J. Farmer, Jr., Attorney General,
attorney for respondent (Michael J. Williams,
Deputy Attorney General, of counsel and on the
brief).
John J. Farmer, Jr., Attorney General,
attorney for amicus curiae New Jersey State
Parole Board (Michael J. Haas, Assistant
Attorney General, of counsel; Gregory A.
Spellmeyer, Deputy Attorney General, on the
brief).
The opinion of the court was delivered by
CIANCIA, J.A.D.
The narrow question presented by this appeal from the denial
of post-conviction relief is whether it is illegal for a sentencing
judge to specify that the less restrictive sentence be served prior
to the more restrictive sentence when consecutive sentences are
imposed at the same time for dual convictions arising from a single
trial. We hold that such a specification does not render the
sentence illegal.
For present purposes, and to emphasize that defendant's
contention must be limited to a claim of illegal sentence, the
history of defendant's prosecution may be summarized as follows.
In 1991 defendant was tried in Essex County on consolidated charges
arising from acts committed in Bergen and Essex Counties. He was
found guilty of multiple offenses which merged for purposes of
sentencing into two first-degree robbery convictions. The
robberies were committed about a month apart but on the same
victim, a sixty-year-old woman. The violence employed against the
victim was substantial.
On May 20, 1991, consecutive sentences were imposed on
defendant, one of twenty years with a ten-year parole disqualifier,
and the other of fifteen years "flat." The trial judge quite
specifically and emphatically specified that the fifteen-year flat
sentence was to be served first:
If this record is reviewed, I want the
Appellate Division to know that the Court has
purposely imposed the parole disqualifier on
the Essex County indictment to run consecutive
to the Bergen County indictment which in
effect means the defendant will have to serve
the Bergen County term, when he becomes
eligible for parole on the Bergen County term,
he will then commence serving his ten-year
parole disqualifier on the Essex County term.
The judgment of conviction was equally explicit.
Defendant took a direct appeal to this court and the judgment
of conviction was affirmed. State v. Ellis, No. A-1693-91T4 (App.
Div. Feb. 18, 1993). The issues raised in that appeal included
contentions that "aggravating and mitigating factors as well as
defendant's prior criminal history were completely absent from the
trial court's sentencing. . . ." and "the . . . imposition of a
minimum period of parole ineligibility without balancing
aggravating and mitigating factors was improper." In affirming the
judgment of conviction we said, "[w]e are satisfied the trial judge
properly analyzed the aggravating and mitigating factors in
imposing sentence.
Contrary to defendant's contention the sentencing judge
explicitly identified the applicable aggravating factors. . . ."
We then listed those factors and characterized them as "an
abundance of aggravating factors and no mitigating factors. . . ."
(Slip op. at 7-8).
In 1996 defendant's first petition for post-conviction relief
was denied by the trial court, and in 1999 we affirmed that denial.
State v. Ellis, No. A-3157-96T4 (App. Div. Apr. 27, 1999). The
Supreme Court granted certification and remanded to this court to
consider an ineffective assistance of counsel contention concerning
counsel's failure to request a hearing pursuant to State v. Gross,
121 N.J. 1 (1990). State v. Ellis,
165 N.J. 524 (2000). On
remand, this court again affirmed the denial of defendant's post-
conviction relief. State v. Ellis, No. A-3157-96T4 (App. Div. June
18, 2001). None of these appellate proceedings included a claim by
defendant that his sentence was illegal by virtue of the sentencing
judge's specification as to which of the consecutive terms must be
served first.
In 1999, while other appellate proceedings were pending,
defendant moved pursuant to R. 3:21-10(b) for a change of sentence,
alleging for the first time that the trial court's specification of
the order of sentences was illegal. The trial court ultimately
treated the motion as a second petition for post-conviction relief
and denied it on the merits. Defendant subsequently submitted a
motion seeking entry into a drug rehabilitation program that was
also denied. Those adjudications were appealed to this court and
placed on the excessive sentence calendar. After hearing argument,
we directed full briefing and placement of the appeal on the
regular calendar.
The only issue now presented to us is that the sentencing
court "abused its discretion" by ordering defendant to serve a flat
term of fifteen years prior to serving a term of twenty years with
a ten-year parole bar. As set out more fully later in this
opinion, a claim that a sentence is an abuse of judicial discretion
is not cognizable on a petition for post-conviction relief. State
v. Clark,
65 N.J. 426, 436-437 (1974); State v. Flores,
228 N.J.
Super. 586 (App. Div. 1988), certif. denied,
115 N.J. 78 (1989).
Rather, we view defendant's contentions as properly before us as a
claim of illegal sentence that may be made at any time. R. 3:22-
12. Because of the nature of this issue and its relationship to
the determination of an initial parole eligibility date, we asked
the State Parole Board, through the Attorney General, to submit an
amicus brief. That brief has been most helpful in providing us
with an understanding of the practical consequences of defendant's
sentence and other information relating to the intricacies of
establishing an initial parole date. We now summarize the
consequences of defendant's sentence.
In essence, the trial court's direction that the less
restrictive sentence be served prior to the more restrictive
sentence results in an initial parole eligibility date
approximately three years later than if the more restrictive
sentence had been served first. The Parole Board explains its
calculations as follows. Considering first the fifteen-year flat
sentence imposed on May 20, 1991, defendant is entitled to jail,
work and commutation credits that reduce the initial parole
eligibility date from May 20, 1996, one-third of the sentence, to
June 12, 1994. The Board then applies N.J.S.A. 30:4-123.51h, which
states:
When an inmate is sentenced to more than
one term of imprisonment, the primary parole
eligibility terms calculated pursuant to this
section shall be aggregated by the board for
the purpose of determining the primary parole
eligibility date . . . . The board shall
promulgate rules and regulations to govern
aggregation under this subsection.
The primary parole eligibility term of the twenty-year
sentence with a ten-year stipulation is ten years, the period of
parole disqualification, pursuant to N.J.S.A. 30:4-123.51a. The
Board adds that ten years to the eligibility date arrived at for
the fifteen-year sentence and reaches an aggregated parole
eligibility date, in this case, of June 12, 2004. Defendant's jail
credits attributable to the more restrictive sentence are then
deducted from that date, and defendant's primary parole eligibility
date becomes May 1, 2003.
If the sentencing court had directed that the more restrictive
sentence be served first, the Parole Board would have established
a primary parole eligibility date for defendant of April 7, 2000.
This would have been calculated by adding the ten-year stipulation
to the date of sentencing and then deducting jail credits. To that
date would be added the primary parole eligibility term calculated
on the fifteen-year flat sentence, which is initially one-third of
the fifteen-year sentence. N.J.S.A. 30:4-123.51a. With the
application of all applicable credits, defendant's eligibility date
on that flat sentence would be consequently reduced to a date
earlier than April 7, 2000, but because the stipulation mandates
incarceration until at least that date, the parole eligibility date
cannot be earlier. Thus, the "aggregation" results in a parole
eligibility date of April 7, 2000. Thus, the flat consecutive
sentence would have no influence at all on the establishment of an
initial parole eligibility date and the real-time result for this
purpose or parole eligibility would be the same as if concurrent
sentences had been imposed. The difference in the two calculations
is about thirty-seven months.See footnote 11
The sentencing structure set forth in the New Jersey Code of
Criminal Justice (Code) and the legislative rationale behind it
have been detailed in a number of cases. State v. Roth,
95 N.J. 334 (1984); State v. Hodge,
95 N.J. 369 (1984); State v. Flores,
supra. We need not repeat that background except to note that, as
a general proposition, the discretion of sentencing judges has been
significantly limited by the Code. The appropriate ranges,
presumptive terms, aggravating and mitigating circumstances,
extended terms, mandatory terms, and periods of parole
ineligibility are all guided by applicable Code provisions. In
exchange for even-handed justice and the reduction of sentencing
disparity, the Code restrains the sentencing judge's discretion.
Hodge, supra, 95 N.J. at 379.
As to consecutive or concurrent sentences, however, the Code
as originally enacted gave little more than general discretion to
the sentencing court. Roth, supra, 95 N.J. at 360; N.J.S.A. 2C:44-
5. Over the years, amendments to N.J.S.A. 2C:44-5 have fleshed out
certain specific circumstances related to consecutive or concurrent
sentences, but not in a manner to elucidate the question now before
us. A trial judge's discretion remains guided by the seminal
precepts set forth in State v. Yarbough,
100 N.J. 627 (1985), cert.
denied,
475 U.S. 1014,
106 S. Ct. 1193,
89 L. Ed.2d 308 (1986).
Justice O'Hern's statement in Yarbough remains valid today: "The
Code does not define with comparable precision the standards that
shall guide sentencing courts in imposing sentences of imprisonment
for more than one offense." Id. at 636.
Before addressing the Yarbough standards, we note that one
section of N.J.S.A. 2C:44-5 arguably impacts on a sentencing
judge's discretion to direct which sentence is served first.
N.J.S.A. 2C:44-5e(2) reads, "[w]hen terms of imprisonment run
consecutively, the terms are added to arrive at an aggregate term
to be served equal to the sum of all terms." The significance of
that sentence to the present issue is unclear because the precise
purpose of the statutory language is unclear. It appears to speak
to a function occurring after consecutive sentences are imposed.
It was part of the original Code and, at that time, there were open
issues concerning the aggregation of consecutive sentences imposed
at different times. State v. Richardson,
208 N.J. Super. 399, 409-
410 (App. Div.), certif. denied,
105 N.J. 552 (1986); see also In
re Fitzpatrick,
9 N.J. Super. 511 (Cty. Ct. 1950), aff'd o.b.,
14 N.J. Super. 213 (App. Div. 1951) (combining of minima and maxima
sentences for administrative purposes, including parole eligibility
unauthorized absent statutory authority). As Judge, now Justice,
Coleman pointed out in Richardson, the Parole Act of 1948 was still
in effect when the Code was enacted in 1978, and the Parole Act did
not require aggregation of consecutive sentences imposed at
different times. Richardson, supra, 208 N.J. Super. at 409-410.
With the advent of the Parole Act of 1979, N.J.S.A. 30:4-123.45, et
seq., sentence aggregation for parole purposes is now governed by
N.J.S.A. 30:4-123.51h and N.J.A.C. 10A:71-3.2. The aggregation
addressed in the Parole Act and related regulations, however, is
not the same aggregation as is found in the Code. The Code
addresses aggregation of sentences, apparently with an eye toward
parole eligibility. Richardson, supra, 208 N.J. Super. at 411.
The Parole Act speaks directly to the aggregation of primary parole
eligibility terms. Indeed, in Richardson we found the language of
N.J.S.A. 2C:44-5e(2) to be somewhat anomalous and recommended
"legislative consideration to make judicial aggregation consistent
with aggregation by the Parole Board." Id. at 411, n.2. We are
satisfied that neither N.J.S.A. 2C:44-5e(2), nor any other section
of the Code, addresses the judicial discretion to direct the order
of consecutive sentences. That authority, if any, must be found in
our case law.
Defendant relies primarily on State v. Lane, 279 N.J. Super.
209 (App. Div.), certif. denied,
141 N.J. 94 (1995). There,
defendant had received consecutive sentences and the trial court
directed that a four-year flat term be served before a consecutive
nine-year term with a four and one-half-year period of parole
ineligibility. This court believed that such direction was
contrary to Yarbough:
In Yarbough, supra, our Supreme Court adopted
the guidelines utilized under the Federal
Comprehensive Crime Control Act of 1984.
28 U.S.C.A.
§991 et seq. The federal
guidelines, which are published in an Appendix
attached to the Court's opinion in Yarbough,
supra, provide, in pertinent part:
§ 3-107. [Concurrent and Consecutive
Sentences.]
. . . .
(d) In all cases in which consecutive
sentences are imposed the sentencing
court shall direct that the sentence most
restrictive of the person's liberty shall
be served first.
[Yarbough, supra, 100 N.J. at 648,
498 A.2d 1239.]
Consequently, in order to comply with
these guidelines, defendant's sentence must be
modified to require that he serve the less-
restrictive term of four years imposed for
defendant's conviction for unlawful possession
of a handgun under the Seventh Count, after he
serves the more restrictive term of nine years
with a four and one-half year period of parole
ineligibility imposed for his conviction for
aggravated assault under the Fifth Count.
[Lane, supra, 279 N.J. Super. at 223.]
This statement appears to provide a complete answer to the present
issue in favor of defendant. In our view, however, Lane misreads
Yarbough.
In Yarbough, the Court did not adopt the "guidelines utilized
under the Federal Comprehensive Crime Control Act of 1984," nor
does the quoted language of § 3-107 come from those guidelines.
Rather, the Supreme Court discussed the relevant sentencing law of
seven states and noted that the recently enacted Comprehensive
Crime Control Act of 1984 created a commission to adopt guidelines.
Apparently, not all of the federal guidelines were enacted when
Yarbough was written,See footnote 22 and those that were enacted were not
specifically quoted by our Supreme Court. The Yarbough Court
adopted six guidelines that were derived from the various
jurisdictions surveyed by the Court and certain model laws set out
in an appendix. Writing for the Court, Justice O'Hern introduced
the six guidelines as follows:
These various provisions reflect some of the
common concerns expressed in the various
models of sentencing reform that have been
promulgated over the last two decades. (See
Appendix). Although varying in content, these
disciplines reflect, in whole or in part, the
following criteria . . . .
[Id. at 643.]
The six criteria were then set out:
(1) there can be no free crimes in a
system for which the punishment shall fit the
crime;
(2) the reasons for imposing either a
consecutive or concurrent sentence should be
separately stated in the sentencing decision;
(3) some reasons to be considered by the
sentencing court should include facts relating
to the crimes, including whether or not:
(a) the crimes and their objectives were
predominantly independent of each
other;
(b) the crimes involved separate acts of
violence or threats of violence;
(c) the crimes were committed at
different times or separate places,
rather than being committed so
closely in time and place as to
indicate a single period of aberrant
behavior;
(d) any of the crimes involved multiple
victims;
(e) the convictions for which the
sentences are to be imposed are
numerous;
(4) there should be no double counting
of aggravating factors;
(5) successive terms for the same
offense should not ordinarily be equal to the
punishment for the first offense; and
(6) there should be an overall outer
limit on the cumulation of consecutive
sentences for multiple offenses not to exceed
the sum of the longest terms (including an
extended term, if eligible) that could be
imposed for the two most serious offenses.[See footnote 33]
[Id. at 643-644.]
The language quoted in Lane for the proposition that the more
restrictive sentence should be served first is found only as part
of the Yarbough appendix. That appendix includes excerpts from
four different sources, none of which is the Crime Control Act of
1984. The language quoted in Lane is found in the Model Sentencing
and Corrections Act, § 3-107, 10 U.L.A. (1978), reprinted in
10 U.L.A. 60 (Supp. 1985). The Yarbough Court did not adopt this
proffered uniform law as part of its holding. Accordingly, we find
Lane not to be controlling on the question presented.
Yarbough is undisputedly the seminal case on the imposition of
consecutive sentences, but we find nothing therein, explicitly or
implicitly, that precludes a sentencing judge from requiring that
the less restrictive term be served before the more restrictive
term. Such a sentence does not specifically run afoul of the
guidelines set forth in Yarbough. The Court was well-aware of the
language in § 3-107(d) of the Model Sentencing and Corrections Act,
but it did not incorporate that language into the guidelines.
Our Supreme Court has recently taken an expansive view of the
discretion vested in a sentencing court when deciding whether to
impose consecutive or concurrent sentences. "It follows that a
sentencing court may impose consecutive sentences even though a
majority of the Yarbough factors support concurrent sentences."
State v. Carey,
168 N.J. 413, 427-428 (2001). The Court was there
emphasizing that the Yarbough evaluation is qualitative not
quantitative, and the guidelines are just that -- guidelines. With
this approach to concurrent and consecutive sentences, it is
difficult to see how a court's direction to serve one sentence
prior to another can constitute an illegal sentence. Implicit
within the concept of consecutive sentences is that one will be
served before the other. It is also clear that the goal of
consecutive sentences is to incarcerate defendant for a greater
period of time than would result from a concurrent sentence. Here,
the sentence imposed achieves that goal, and it can be argued
persuasively that requiring the more restrictive sentence to be
served first would not have achieved that goal. If defendant were
to first serve the twenty-year term with the ten-year stipulation,
his primary parole eligibility date is entirely controlled by that
sentence. The consecutive fifteen-year flat sentence adds nothing
to the primary parole eligibility date.See footnote 44
Defendant argues that serving the more restrictive sentence
first would not be the equivalent of a concurrent sentence, as the
State contends, because the consecutive nature of the terms may
influence and delay the actual parole date, and would also serve to
extend the parole period itself. Without commenting on the
propriety of a parole date being extended merely by virtue of two
sentences being consecutive, we repeat that the primary purpose of
a consecutive sentence appears to be the exercise of judicial
discretion assuring a greater term of incarceration. That result
does not occur if the more restrictive term is served first, at
least not with the specific sentences imposed on this defendant.
Our point is not that this sentence is good or bad in terms of
an exercise of discretion, but only that it does not violate the
Yarbough guidelines or any statutory provision and is not illegal.
State v. Levine,
254 N.J. Super. 149, 156 (App. Div. 1992); State
v. Flores, supra, 228 N.J. Super. at 595. In fact, it appears
integral to the concept of consecutive sentences. We do not now
address the wisdom of this sentence or test it against the norms of
judicial discretion. As Judge Baime detailed in State v. Flores,
supra, a claim of excessive sentence or any claim of abused
judicial sentencing discretion is not cognizable on post-conviction
relief. This applies, "with equal force to defendant's argument
that the consecutive sentences imposed ran afoul of the Yarbough
guidelines." Flores, supra, 228 N.J. Super. at 596; accord State
v. Clark, supra, 65 N.J. at 437 (claim of excessive sentence by
reason of the aggregation of custodial terms is distinct from claim
of illegal sentence and not appropriate for post-conviction
relief). The penultimate sentence of Flores is, "[i]n short,
defendant's argument that the consecutive sentences imposed
deviated from the Yarbough guidelines was not cognizable on post-
conviction relief and was properly rejected by the trial court."
Flores, supra, 228 N.J. Super. at 597.
Although State v. Clark, supra, also stands for the
proposition that the rule preventing excessive sentence claims from
being raised in a post-conviction relief proceeding may be relaxed
when egregious circumstances are presented, 65 N.J. at 437-438, no
such circumstances appear in the present case. As previously
noted, on direct appeal defendant challenged his sentence and we
found no merit in the issues raises. On his first petition for
post-conviction relief, no sentencing error was claimed. The time
for defendant to contend his sentence was excessive has come and
gone. His attempt to use R. 3:21-10(b) to claim illegality of
sentence, was clearly improper. Procedurally, defendant's motion
was correctly treated as a post-conviction relief petition
asserting illegality of sentence. R. 3:22-12. On the merits,
however, that claim fails.
A few final comments are appropriate. Although specification
that the less restrictive sentence be served prior to the more
restrictive sentence is not illegal, it may, on a particular
occasion, constitute an abuse of discretion. In a very real sense,
directing that a less restrictive sentence be served prior to the
more restrictive sentence is akin to the discretionary imposition
of an additional period of parole ineligibility. It should be
imposed only when accompanied by specific findings. R. 3:21-4(g);
Yarbough, supra, 100 N.J. at 643; see State v. Kruse,
105 N.J. 354
(1987) (so holding in the context of discretionary parole
ineligibility terms). A trial court that chooses to impose such a
sentence should place on the record the specific consequences of
that sentence. R. 3:21-4(j). A sentencing direction of this
nature has a significant impact on defendant's real "in" time, and
should not be rendered casually or with only a vague understanding
of its import. The amicus brief submitted by the Parole Board
demonstrates the intricate nature of establishing primary parole
eligibility dates. The Judicial Education Unit within the
Administrative Office of the Courts should ensure that judges
assigned to criminal cases have the necessary information to
understand the consequences of consecutive sentences.
Defendant's denial of post-conviction relief is affirmed.
___________________________________________________
LESEMANN, J.A.D., concurring.
I write separately because I disagree with the majority's
conclusion that defendant's request for relief is not cognizable by
this court in this proceeding. I believe defendant has squarely
raised a claim that his sentence was illegal, and the claim should
be dealt with on its merits.
The majority concludes its opinion with the acknowledgment
that when a trial court imposes consecutive sentences, a
"specification that the less restrictive sentence be served prior
to the more restrictive sentence . . . may, on a particular
occasion, constitute an abuse of discretion." It adds that, "In a
very real sense, directing that a less restrictive sentence be
served prior to the more restrictive sentence is akin to the
discretionary imposition of an additional period of parole
ineligibility. It should be imposed only when accompanied by
specific findings." The majority concludes, therefore, that, "A
trial court that chooses to impose such a sentence should place on
the record the specific consequences of that sentence" since such
a directive has a "significant impact on defendant's real 'in'
time, and should not be rendered casually or with only a vague
understanding of its import."
I agree with those observations. What I find distressing is
that the trial court here performed none of those tasks and,
nevertheless, the majority seems to hold that its action is immune
from review by this court and has refused to review a determination
which makes a "real" difference of over three years in the minimum
time that defendant will be incarcerated. However, while those
factors would normally lead me to conclude that defendant's
sentence should be vacated and the matter remanded for re-
sentencing, I believe, for the reasons set out later in this
opinion, that such an action would represent a meaningless gesture
and, accordingly, I concur in the majority's decision to affirm the
decision on appeal.
The majority cites State v. Flores,
228 N.J. Super. 586, 596
(App. Div. 1988), certif. denied,
115 N.J. 78 (1989), as holding
that a claim of excessive sentence, or abuse of judicial discretion
in sentencing, is not cognizable via post-conviction relief. It
also says that, under that principle, an "argument that the
consecutive sentences imposed ran afoul of the Yarbough guidelines"
cannot be submitted by way of post-conviction relief. Ibid. While
those quotations are accurate so far as they go, they omit a
particularly significant observation by the court in Flores, that
"the distinction between an illegal, as opposed to an excessive
sentence has, to some extent, lost its validity." Id. at 592.
[T]he distinction between an "illegal" and an
"excessive" sentence has become blurred. The
issue is now one of degree. At one end of the
spectrum are sentences, the quantum or length
of which is beyond the maximum provided by
law. Such sentences are clearly illegal and
correctable in post-conviction relief
proceedings. At the other end of the spectrum
are sentences which are, at least ostensibly,
based upon application of the appropriate
aggravating and mitigating factors, but which
nevertheless appear to be unreasonable in the
sense that they shock the conscience. Most
would agree that such sentences are excessive,
but not illegal, and thus subject to
correction only on direct appeal.
[228 N.J. Super. at 594-95.]
State v. Clark,
65 N.J. 426 (1974) also makes clear that the
demarcation between what can and cannot be considered on a request
for post-conviction relief (PCR) is not the "bright line" which the
majority has premised. In Clark, the trial court had sentenced
defendant to the Adult Diagnostic and Treatment Center (ADTC) for
certain offenses, but had then imposed an additional consecutive
sentence for related offenses. The Supreme Court concluded that
such a consecutive sentence, following a stay at the ADTC, would
"serve no useful purpose" and would be "contrary, under the
circumstances present, to the philosophy and purpose of the sex
offender act." Id. at 436. Accordingly, the Court concluded that
the sentences should have been concurrent and not consecutive and
"that they can and should now be declared so, which is the relief
sought by defendant." Ibid. With respect to the propriety of its
considering such a request by way of an application for PCR, the
Court said this:
The rule is, of course, fairly established
that mere excessiveness of sentence otherwise
within authorized limits, as distinct from
illegality by reason of being beyond or not in
accordance with legal authorization, is not an
appropriate ground of post-conviction relief
and can only be raised on direct appeal from
the conviction. . . . We have no intention of
altering that rule, but it may be and has been
relaxed in egregious circumstances. . . .
Authority therefor may be found in R. 1:1-2-
... "any rule may be relaxed or dispensed with
by the court in which the action is pending if
adherence to it would result in an injustice"
and in the safety valve provision now found in
the post-conviction relief rule itself, R.
3:22-4, excepting from the bar of grounds for
such relief raisable but not raised in prior
proceedings a ground as to which . . .
enforcement of the bar would result in
fundamental injustice." For the reasons
previously given, we conceive this to be a
proper case for relaxation. And, of course,
this court has full power to correct an
excessive sentence.
[Id. at 436-37.]
Here, defendant does not simply assert that his sentence
constituted an abuse of discretion, that the court under-valued
mitigating circumstances or over-emphasized aggravating factors,
that his term was too long, or that the court should have imposed
concurrent rather than consecutive sentences. Rather, his
challenge to the trial court's action raises a claim that the
sentence imposed on him was not a legal sentence. And that
argument is far from frivolous.
Whether the majority agrees or disagrees with State v. Lane,
279 N.J. Super. 209, 222-23 (App. Div.), certif. denied,
141 N.J. 94 (1995), it is clear that in Lane, this court held, in no
uncertain terms, that, "In all cases in which consecutive sentences
are imposed the sentencing court shall direct that the sentence
most restrictive of the person's liberty shall be served first."
In Lane, the trial court had directed that the defendant first
serve the less restrictive of two consecutive sentences (four
years) and thereafter serve the more restrictive sentence (nine
years with four and one-half year of parole ineligibility). On
appeal, this court reversed, based on its conclusion that the
Supreme Court in State v. Yarbough,
100 N.J. 627 (1985), cert.
denied,
475 U.S. 1014,
106 S. Ct. 1193,
89 L. Ed.2d 308 (1986),
had adopted the federal sentencing guidelines, which required the
opposite of what the trial court had ordered. This court concluded
that,
Consequently, in order to comply with these
[federal sentencing] guidelines, defendant's
sentence must be modified to require that he
serve the less-restrictive term of four years
. . . after he serves the more restrictive
term of nine years with a four and one-half
year period of parole ineligibility. . . .
[Id. at 223.]
If this court were to follow and apply the holding of Lane,
defendant would prevail on this appeal, and should be permitted to
serve first his more restrictive Essex County sentence of twenty
years with a ten year parole disqualifier, and thereafter his
sentence for the Bergen County offense, which was a flat fifteen
year term. As the majority acknowledges, defendant would then be
eligible for parole some thirty-seven months earlier than he will
be under the trial court's formulation here. The difference is
obviously substantial. And the issue _ the legal issue _ is clear.
Lane did not suggest that a court, in its discretion, could
determine which of two consecutive sentences should be served
before the other. It held that a person sentenced to two
consecutive sentences must serve the more restrictive sentence
first and the less restrictive sentence thereafter. The trial
court's sentence here cannot be squared with Lane.See footnote 55 If Lane is
accepted, then the trial court's sentence must be set aside.
In short, simply because this court now concludes that Lane
was improperly decided and should not be followed, does not change
the fact that defendant has argued that his sentence was illegal,
and the majority has ruled it is not. The issue presented, in
short, is the illegality of the sentence. The argument is far from
specious, and it is being rejected only because this court has
determined not to follow a decision of this court rendered in 1995
and not questioned in any published decision since.
Further, if for some reason I do not perceive, it could be
argued that this proceeding does not involve a challenge to an
allegedly "illegal sentence," I think it would be appropriate in
any event for this court to employ the "safety valve provision" in
R. 3:22-4, which authorizes the court to entertain an otherwise
barred claim because a refusal to do so would "result in
fundamental injustice." See Clark, supra, 65 N.J. at 437. I would
not take that position if the present claim involved no more than
the run-of-the-mill arguments we frequently see, which boil down to
claims that a trial court abused its discretion or imposed too
harsh a sentence. This claim is different. When it was received,
the State's answering brief seemed to suggest that the difference
to a defendant respecting which sentence was served first was
insubstantial. Because the significance of the order of sentence
was not clear, this court invited the State Parole Board to submit
an amicus brief outlining those conditions. Only when the State
Parole Board did so, was the magnitude of the issue clear. If its
significance was not immediately clear even to the participants or
to this court, it hardly seems reasonable to bar defendant from
raising the claim because, we say, he should have done so earlier.
The rules of procedure are designed to secure justice while, at the
same time, barring excessive, repetitious submission of baseless
claims. Defendant's actions here were neither baseless nor
repetitious. They certainly have merit, and they should be dealt
with on their merits.
Notwithstanding the foregoing, I believe that a remand for re-
sentencing would amount to a meaningless gesture. I reach that
conclusion for a number of reasons.
First, I agree with the majority's conclusion respecting State
v. Lane. I believe the Lane court did misread Yarbough, and that,
in imposing consecutive sentences, the trial court has discretion
to prescribe the order in which the consecutive sentences are to be
served. Contrary to the holding in Lane, the trial court is not
prohibited from requiring that the less restrictive sentence be
served prior to the more restrictive.
Second, as the majority correctly points out in its analysis,
if in this case the defendant is permitted to serve the longer
sentence before the shorter, the practical effect will be to turn
what the court imposed as consecutive sentences into concurrent
sentences. While the trial court directed that the defendant
should serve two consecutive sentences, one of twenty years with a
ten year parole ineligibility and the other a "flat" fifteen years,
the result will be that defendant will serve only a single ten year
sentence, less appropriate credits for good behavior, etc.
Third, since the trial judge has already determined that the
defendant should serve the two sentences consecutively, and, by his
direction as to which is to be served before the other has also
made clear his determination that the order of serving the
sentences should not convert consecutive sentences into concurrent
sentence, the judge's determination on remand is virtually certain.
Given the judge's stated determination as to an appropriate
sentence, it is inconceivable that he would exercise his discretion
in a manner which would undercut all his prior determinations and
permit an implicit conversion of consecutive sentences into
concurrent sentences. Thus, as noted, I am satisfied that a remand
to permit such an exercise of discretion would be a meaningless
gesture.
Nor do I mean to suggest that there has been or would be any
impropriety in the trial court's sentencing here, or its
determination to see that the defendant does actually serve two
consecutive rather than two concurrent sentences. The crimes were
serious and brutal and consecutive sentences were entirely
warranted. According, I concur in the result reached by the
majority.
Footnote: 1 1 A more detailed explanation of these calculations is set out
in footnote 4. The Parole Board also informs us that if no
specification of the order of service is made by the sentencing
court, it seeks clarification from the sentencing court and,
failing that, it treats the sentence as if the court had directed
the more restrictive sentence to be served first.
Footnote: 2 2 See Yarbough, supra, 100 N.J. at 643 n.6.
Footnote: 3 3 This guideline was subsequently nullified by legislative
action. N.J.S.A. 2C:44-5a(2) ("There shall be no overall outer
limit on the cumulation of consecutive sentences for multiple
offenses.")
Footnote: 4 4 This result ensues, in part, from the Parole Board's
application of N.J.A.C. 10A:71-3.2(d), which provides:
When a consecutive term is imposed, the parole
eligibility term derived from the consecutive
term, less county jail credits, shall be added
to the parole eligibility term derived from
the original term, less county jail credits,
to determine the aggregate parole eligibility
term. Applicable credits . . . shall be
deducted from the aggregate parole eligibility
term . . . .
If the twenty-year sentence with the ten-year stipulation were to
be served prior to the fifteen-year flat sentence, primary parole
eligibility on the first sentence would occur at the end of the
ten-year stipulation less jail credits because that period is
greater than one-third of the sentence less certain credits.
N.J.S.A. 30:4-123.51(a); N.J.A.C. 10A:71-3.2(c)3. Here, that date
would be April 7, 2000. That parole eligibility term must then be
aggregated with the parole eligibility term resulting from the
consecutive fifteen-year term. N.J.S.A. 30:4-123.51(h).
For present purposes, the parole eligibility term derived from
the fifteen-year sentence begins at the end of the ten-year
stipulation imposed on the first sentence. The parole eligibility
term of a fifteen-year sentence is, initially, one-third or five
years. N.J.S.A. 30:4-123.51(a). That is added to the end of the
ten-year stipulation. That five-year period, however, is then
reduced by jail credits, N.J.A.C. 10A:71-3.2(d), commutation
credits in accordance with a schedule published pursuant to
N.J.S.A. 30:4-140, work credits, N.J.S.A. 30:4-92, and a small
number of minimum custody credits. Ibid. We are informed by the
Parole Board that in this case defendant was entitled to 151 days
of jail credit, 1,430 days of commutation credit, 233 days of work
credit, and 12 days of minimum security credit, all of which served
to bring his primary parole eligibility date on the flat fifteen-
year sentence down to April 7, 2000 -- i.e., the date the ten-year
stipulation ends. In fact, however, absent the sentence with the
ten-year stipulation, defendant would be entitled to an even
greater number of work or minimum custody credits on the fifteen-
year term. Those credits, however, cannot be applied because they
would serve to reduce primary parole eligibility to a date earlier
than the end of the ten-year stipulation. Thus, the twenty-year
sentence with a ten-year stipulation winds up controlling the
primary parole eligibility date exclusively if that greater
sentence is served first.
Footnote: 5 5 Lane was decided on January 26, 1995, after the trial court
had imposed sentence on defendant.