NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2027-97T1
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
DOMINGO VELEZ, JR.,
Defendant-Appellant.
_________________________________
Argued February 9, 2000 - Decided March 13, 2000
Before Judges Baime, Brochin and Eichen.
On appeal from Superior Court of New
Jersey, Law Division, Cumberland County.
Paul B. Halligan, Assistant Deputy Public
Defender, argued the cause for appellant
(Ivelisse Torres, Public Defender, attorney;
Matthew Astore, Deputy Public Defender II,
of counsel; Mr. Halligan, on the brief).
Nancy A. Hulett, Deputy Attorney General,
argued the cause for respondent (John J.
Farmer, Jr., Attorney General, attorney;
Ms. Hulett, of counsel and on the brief).
The opinion of the court was delivered by
BAIME, P.J.A.D.
Following a protracted trial, defendant was acquitted of
two counts of aggravated sexual assault (N.J.S.A. 2C:14-2a(1) and
(3)), but was convicted of second degree aggravated assault
(N.J.S.A. 2C:12-1b(1)), first degree kidnaping (N.J.S.A. 2C:13
1b), and fourth degree endangering the welfare of a child
(N.J.S.A. 2C:24-4a). We affirmed defendant's convictions in an
unreported opinion, but remanded the matter to the Law Division
to correct an illegal sentence. Defendant was ultimately
sentenced to sixty years imprisonment with a thirty year parole
disqualifier. After our affirmance of the corrected sentence,
defendant filed a pro se petition for post-conviction relief.
The Law Division denied defendant's petition, and he now appeals.
We hold that defendant was denied the effective assistance of
counsel in the post-conviction relief proceedings.
I.
We need not recount the facts at length because they are
described in detail in our earlier opinion. Suffice it to say,
the three year old victim was abducted from her home and beaten
and raped. Even to seasoned judges hardened to society's
pathology, this case is marked by the outrageous brutality of the
sexual attack. The victim was indeed a pitiful figure and was
found to be incompetent to testify.
In the early morning hours of February 22, 1992, Terry
Robinson was awakened by a barking dog. Upon opening the front
door, he observed the battered and bruised victim. When asked
whether her "daddy" had done this to her, the child nodded in the
affirmative. The victim also indicated that she had been
attacked in the woods adjacent to Robinson's house.
The police were summoned and the victim was transported to
the hospital. There was no question but that the child had been
beaten and raped. Pine cone needles were matted in her hair, her
face was bruised and bloodied, a patch of hair had been ripped
from her scalp, her hymen had been penetrated, and there was a
deep laceration from the back of her vagina to the front of her
anus.
The police were later contacted by the victim's aunt,
Mildred M., who indicated that the child had been abducted from
her bedroom the night before. Eventually, the child's mother,
Diane M., was located and appeared at the hospital. When asked
who had beaten her, the victim responded, "Junior." Diane
identified "Junior" as defendant, her sister Betty's boyfriend.
Defendant had visited Mildred's house several hours before the
abduction of the victim. He appeared drunk and left. The child
identified defendant's picture from a photographic array. Upon
seeing defendant's photograph, the child's demeanor changed
"drastically" and she began to cry. In subsequent interviews
with a sexual assault specialist, the victim indicated that
defendant was not alone when she was attacked. She asserted that
"daddy" and other "monsters" were with defendant.
The man who the victim described as "daddy" was never
apprehended or identified. The police ruled out the child's
biological father who visited her at the hospital and who was
warmly greeted by her. The victim's mother had engaged in a four
month relationship with a man the child called "daddy," but he
had moved out of her residence. Diane indicated that she knew
the man as "Freddy" and never learned his last name.
Defendant was arrested and gave a written statement. The
defense was one of alibi. Defendant claimed that he was at his
girlfriend's house on the date the crimes were committed. At
trial, defendant's statement and testimony were corroborated by
his girlfriend. However, the prosecution called a surprise
witness, Corrections Officer Keith Fauconniere, who testified
that while defendant was being "processed" in jail, he confessed
"[he] did it." According to Fauconniere, defendant asked, "[s]o
what's the big deal," "it's only a little kid." Fauconniere
claimed that he did not volunteer this information before trial
because he had "always been told not to get involved with any
criminal investigations or interviews."
We briefly describe the police investigation. The police
found several items at the scene of the crime. Although pine
needles similar to those in the wooded area in which the crimes
were committed were found in defendant's car, none of the other
tangible evidence implicated defendant. Semen found in a condom
discovered at the scene was subjected to DNA testing and was
determined not to be that of defendant. Semen found in a second
condom was tested, but the results were inconclusive. Semen on
the victim's pants was conclusively found not to be that of
defendant. Semen on the child's sweatshirt and pants was tested,
but like the semen in the second condom, the results were
inconclusive. A blonde pubic hair found on the child's pants was
that of a Caucasian. Defendant is a dark-haired Hispanic.
Much of the trial was devoted to the physical evidence.
Defendant's attorney argued vigorously that this evidence
excluded defendant as a suspect and bolstered his alibi defense.
In response, the prosecutor observed in her summation:
There was semen all over her sweatshirt . . .
[but] the sweatshirt was inconclusive, and
inconclusive can mean any male that left
semen on that sweatshirt, and including
Junior . . . then you have cuttings two
through six, also on the pants that were
inconclusive, that could not rule Domingo
Velez out. [These] cuttings . . . absolutely
could not rule Domingo Velez out. And it's
important because those particular semen
stains did not have enough sperm, the others
did . . . .
One condom was full of semen and had plenty
of sperm and was a DNA match that did not
match Mr. Velez. But one condom had plenty
of semen, but no sperm and was inconclusive.
So you have an inconclusive to the condom,
you have an inconclusive for areas on the
pants, and you have an inconclusive on the
sweatshirt. Does DNA rule [defendant] out or
is it just inconclusive? And the State
maintains it's just inconclusive.
Although the facts presented at trial had all the earmarks of
accomplice liability, the prosecutor never alluded to this
subject. Nor did she request a charge allowing the jury to find
defendant guilty either as a principal or as an accomplice. The
trial court's instructions were also devoid of any mention of
accomplice liability.
II.
In his pro se petition for post-conviction relief, defendant
asserted: (1) he was denied the effective assistance of trial
and appellate counsel, (2) testimony of the sexual assault
therapist should have been excluded, and (3) he was entitled to
newly developed DNA testing of the semen samples that had yielded
inconclusive results respecting their source. Although the
Public Defender assigned an attorney to represent defendant, the
lawyer did not consult with him except immediately prior to the
scheduled hearing, did not read the trial transcript, did not
investigate defendant's claims, and did not file an amended
petition. Instead, the attorney was content merely to recite
defendant's pro se contentions. The Law Division denied the
petition on this basis.
We agree with defendant's argument that he was denied the
effective assistance of counsel in the post-conviction
proceedings. Our rules of practice mandate that a defendant's
first petition for post-conviction relief must be referred to the
Public Defender for the assignment of counsel.
R. 3:22-6. It is
axiomatic that counsel, once appointed, becomes bound to fully
and faithfully serve the interests of his client within the
boundaries of professional ethics. The rules plainly envisage
the effective assistance of an attorney in his professional
capacity. No one can currently dispute the principle that mere
appointment, without more, does not satisfy the requirements of
our rules. As we observed in
State v. Clark,
260 N.J. Super. 559
(App. Div. 1992), "no true justice system could be satisfied with
pro forma fulfillment of a guarantee as important as the right to
counsel where there has been no actual assistance rendered."
Id.
at 562. At a minimum, assigned counsel must communicate with his
client, fashion the most effective arguments possible, amend the
petition when warranted, and inspect the trial record.
Id. at
563;
see also State v. King,
117 N.J. Super. 109, 111 (App. Div.
1971).
We recognize that convicted defendants are strongly
motivated to attack the validity of their convictions.
Particularly after a conviction has been affirmed on direct
appeal, an attorney representing a defendant in post-conviction
relief proceedings may have little ammunition. Neither the Sixth
Amendment nor our rules call for an attorney to be "effective" in
terms of crafting a defense when none actually exists.
All that we require is that counsel give his best efforts to
his client's cause. The importance of this effort stems from the
attorney's ethical obligations and the principles of preclusion
which bar the defendant from later advancing claims that could
have been raised in the post-conviction relief proceeding, but
were not. It is of advantage to our legal system to have a first
post-conviction relief petition raise all fairly arguable issues
at the time the petition is heard. We have expressed disapproval
of a piecemeal approach to criminal litigation.
Ibid. Our
federal counterparts have been similarly disinclined on habeas
corpus review to consider issues which were not raised in prior
state proceedings.
See, e.g.,
Gray v. Netherland,
518 U.S. 152,
163,
116 S. Ct. 2074, 2081,
135 L.Ed.2d 457, 470 (1996);
Picard
v. Connor,
404 U.S. 270, 278,
92 S. Ct. 509, 513,
30 L.Ed.2d 438,
445 (1971);
Morris v. Horn,
187 F.3d 333, 337 (3d Cir. 1999);
Christy v. Horn,
115 F.3d 201, 206 (3d Cir. 1997).
Against this backdrop, it was not enough for counsel to
blandly recite defendant's poorly articulated and inadequately
presented arguments. The attorney's passing familiarity with
defendant's claims satisfied neither the mandate of our rules nor
counsel's professional obligations. While perhaps defendant in
this case received more from the system than did the defendant in
State v. Clark,
260 N.J. Super. 559, where the defense attorney
did not even appear at the hearing, it was not much more.
The State's defense of the quality of defense counsel's
representation can fairly be characterized as lukewarm. The
State, instead, argues that whatever deficiencies there were in
the attorney's performance, they did not "materially contribute"
to the denial of defendant's petition.
State v. Fritz,
105 N.J. 42, 58 (1987). As phrased by the State, defendant was not
prejudiced by his attorney's professional errors, because there
was no reasonable probability of success respecting the arguments
advanced in attacking the underlying convictions.
The benchmark for judging ineffective assistance of counsel
claims is whether the defense attorney's professional errors
"materially contributed" to the defendant's conviction.
Ibid.
As a general rule, the defendant must prove prejudice - that is,
he must establish "a reasonable probability that, but for
counsel's unprofessional errors, the result of the proceeding
would have been different."
Strickland v. Washington,
466 U.S. 668, 694,
104 S. Ct. 2052, 2068,
80 L.Ed.2d 674, 698 (1984). A
reasonable probability "is a probability sufficient to undermine
confidence in the outcome."
Ibid.
That standard is difficult to apply in the context of
evaluating a claim of ineffective assistance of post-conviction
relief counsel. Only by an exhaustive examination of the entire
trial record can it be determined whether a viable attack might
have been made on the underlying conviction. It is arguable that
this should be the job of the appellate attorney who challenges
the quality of the defense lawyer's representation of the
defendant in the post-conviction relief proceedings. But often
the trial record will not fully disclose all of the avenues that
could have been pursued by post-conviction relief counsel in
attacking the underlying judgment.
Cf. State v. Preciose,
129 N.J. 451 (1992). Here, for example, nothing was done to locate
and question Diane's former live-in boyfriend who might have been
considered a suspect in the crimes by virtue of the victim's
repeated statements. Nor did post-conviction relief counsel
investigate the circumstances surrounding Fauconniere's surprise
appearance as a State's witness at trial.
We think a different rule should be applied in a case such
as the one before us, where the defendant's post-conviction
relief attorney entirely failed to subject the prosecution's case
to meaningful adversarial testing.
See United States v. Cronic,
466 U.S. 648, 659,
104 S. Ct. 2039, 2047,
80 L.Ed.2d 657, 668
(1984). Where, as here, the attorney's representation of the
defendant amounts to no representation at all, the post
conviction relief process should begin anew with the appointment
of an attorney willing and able to serve as an advocate for his
client.
III.
We treat separately defendant's request for DNA testing of
the semen samples found inconclusive. In his appellate brief,
defendant argues that newly developed DNA techniques can yield
definitive findings respecting even minute samples of semen.
This argument was advanced in defendant's
pro se petition, but
the contention was never fully developed. The State dismisses
defendant's contention, noting that even a definitive finding
excluding defendant as a possible source of the semen found on
the victim's sweatshirt, pants, and in the second condom would
have no exculpatory effect. The prosecution points to the fact
that (1) the condom was discovered in an area known to have been
frequented by persons engaging in sexual activities, and (2)
defendant was acquitted of the aggravated sexual assault charges.
We agree that a DNA profile eliminating defendant as a
possible source of the semen would not constitute "proof
positive" of his innocence. This much conceded, it might tend to
negate the inference that defendant was present at the scene of
the crimes. It will be recalled that the prosecutor heavily
relied upon the inconclusive DNA findings in arguing that the
jury could not "rule [defendant] out as a suspect." The
inconclusive samples could well have had a "spillover" effect
respecting the kidnaping, aggravated assault and endangering
charges. The jury might have harbored a reasonable doubt as to
whether defendant sexually assaulted the victim, but nonetheless
concluded that the evidence pointed to his guilt of the other
charges.
Of course, all of this is speculative. We do not know
whether newly developed DNA testing techniques might yield
definitive findings with respect to the inconclusive semen
samples. We do not know whether the samples have been
contaminated. We do not know whether DNA testing would ensnare
other suspects. We do not know what additional evidence, if any,
newly assigned post-conviction relief counsel might uncover.
We are convinced, however, that defendant should be afforded
an opportunity to have these questions resolved. If defendant on
remand shows that newly developed DNA techniques can yield
definitive findings, such tests should be ordered under the
supervision of the court. The Law Division should then determine
whether any newly discovered evidence would "probably change the
jury's verdict if a new trial were granted."
State v. Carter, 85
N.J. 300, 314 (1981). We can anticipate a plethora of legal
issues that might arise on a fully developed record. For
example, since many of the victim's statements were admitted
under the "tender years" hearsay exception, an exception
applicable only to sexual offenses,
see N.J.R.E. 803(c)(27), it
is arguable that this evidence could not be considered in
evaluating the likelihood of success on a motion for new trial
respecting the non-sexual crimes charged. We do not reach these
questions here.
We add that the result we reach is compelled by
State v.
Thomas,
245 N.J. Super. 428 (App. Div. 1991). This appeal has
none of the procedural problems that occasioned the dissenting
opinion in that case.
Id. at 435. Nor do the facts here bear
resemblance to those in
State v. White,
260 N.J. Super. 531 (App.
Div. 1992), where we upheld the denial of post-conviction DNA
testing. We recognize the importance of finality. However, the
objective of the criminal justice system is the fair conviction
of the guilty and the protection of the innocent. The system
fails if an innocent person is convicted. We offer no view on
that subject. We merely note that post-conviction relief
remedies were designed to provide one last avenue of review to
assure that no mistake was made. Our decision does no more than
seek to implement that mandate.
Reversed and remanded for further proceedings consistent
with this opinion.