SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-2659-99T4
A-1487-00T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
DONALD CLARK,
Defendant-Appellant.
___________________________________
Submitted: March 4, 2002 - Decided: June 20, 2002
Before Judges Petrella, Kestin and Steinberg.
On appeal from the Superior Court of New Jersey,
Law Division, Criminal Part, Bergen County,
96-8-1064-I.
Peter A. Garcia, Acting Public Defender, attorney
for appellant (M. Virginia Barta, Assistant
Deputy Public Defender, of counsel and on the
brief).
Appellant filed a pro se brief.
William H. Schmidt, Bergen County Prosecutor,
attorney for respondent (Annmarie Cozzi, Assistant
Prosecutor, of counsel and on the brief).
The opinion of the court was delivered by
KESTIN, J.A.D.
In these consolidated matters arising after a remand,
defendant appeals from convictions, following guilty pleas, for two
counts of second degree burglary and one count of third degree
theft; from the concurrent sentences imposed thereon; and from the
trial court's denial of his motion to withdraw his guilty plea to
the second degree burglary charges. Defendant raises the following
issues on appeal:
POINT I DEFENDANT'S CONVICTIONS FOR ARMED
BURGLARY MUST BE VACATED BECAUSE THE
FACTUAL BASIS FOR HIS GUILTY PLEAS
DID NOT EVINCE AN INTENT TO USE THE
KNIFE DURING THE BURGLARIES.
POINT II DEFENDANT'S SENTENCE SHOULD BE
REDUCED TO THE PRESUMPTIVE TERM.
In a pro se letter brief, defendant argues further that no adequate
factual basis was given, or could have been given, to support a
conviction for armed burlary. We affirm.
The procedural history of this matter is complex. An August
8, 1996 indictment, No. 96-08-1064, charged defendant with two
counts of burglary while armed with a deadly weapon, a knife, in
violation of N.J.S.A. 2C:18-2 (second degree); two counts of theft
in violation of N.J.S.A. 2C:20-3 (third degree); and unlawful
possession of the knife in violation of N.J.S.A. 2C:39-5d (fourth
degree). A subsequent indictment, No. 97-01-00, filed January 27,
1998, charged defendant with four third-degree crimes: theft
(receiving) in violation of N.J.S.A. 2C:20-7; possession of cocaine
in violation of N.J.S.A. 2C:35-10a(1); terroristic threat in
violation of N.J.S.A. 2C:12-3b; and possession of a weapon, a
knife, for unlawful purpose in violation of N.J.S.A. 2C:39-4d. The
latter indictment also included a fifth count charging unlawful
possession of the knife in violation of N.J.S.A. 2C:39-5d, a fourth
degree crime.
A plea proceeding occurred on June 23, 1997. Pursuant to a
plea agreement, defendant pled guilty to the two second-degree
burglary counts of the earlier indictment and the theft (receiving)
and drug possession counts of the later indictment. The plea
agreement provided that the remaining counts of both indictments
would be dismissed along with charges of related disorderly persons
offenses. The agreement also provided that the State would
recommend a twelve-year sentence, reserving the right to argue for
consecutive terms and a period of parole ineligibility. At the
plea proceeding, defendant acknowledged his understanding that he
might be reincarcerated on a parole violation in respect of a prior
conviction.
The plea proceeding colloquy consisted of defense counsel's
questions regarding the plea agreement, procedural aspects, the
legal consequences of the plea, and the factual basis. Among the
factual bases offered was:
MR. PLUNKETT [defense counsel]: And on
indictment 1064-96, were you in Saddle Brook
and did you enter a residence on
110 North 5th
Street to commit an offense therein?
THE DEFENDANT: I don't know what the address
was, but yes, I did.
MR. PLUNKETT: Was it your purpose to enter
into that residence to steal anything of
value, and at that time were you also wearing
on the outside of your jacket __
THE DEFENDANT: Yes, a belt __
MR. PLUNKETT: Outside your belt a knife?
THE DEFENDANT: Yes, I did.
MS. BAGLIVI [the assistant prosecutor]: Did he
have permission to enter into this house?
MR. PLUNKETT: Did you have permission to enter
into the structure?
THE DEFENDANT: No.
MR. PLUNKETT: With regard to count three, did
you similarly enter a residence at
110 North 5th Street in Saddle Brook?
THE DEFENDANT: Again, I don't know the
address.
MR. PLUNKETT: This second structure in Saddle
Brook, your intention was also the same?
THE DEFENDANT: Yes.
MR. PLUNKETT: In other words, you were
entering for the purpose to steal?
THE DEFENDANT: Yes.
MR. PLUNKETT: This was the same day?
THE DEFENDANT: Yes.
MR. PLUNKETT: Did you have permission to enter
into that residence?
THE DEFENDANT: No, I did not.
The plea was accepted and entered.
On September 5, 1997, the trial court sentenced defendant to
an aggregate prison term of twelve years with four years of parole
ineligibility. The sentences on each of the indictments were
consecutive to each other. The two second-degree convictions in
indictment No. 96-08-1064 drew concurrent terms of seven years'
imprisonment, each with two years of parole ineligibility. These
concurrent terms were consecutive both to an earlier term defendant
was then serving and to the sentence for the convictions on
indictment No. 97-01-00, which specified two concurrent terms of
five years imprisonment, each with two years of parole
ineligibility for those third-degree convictions.
Defendant's appeal from the sentence was heard on an excessive
sentence oral argument calendar on February 8, 1999. Defendant
argued therein "that there is no factual basis for some of the
counts to which [he] pled guilty[.]" and that his argument would
"focus on one of the two indictments . . . when he pled guilty to
possession of stolen property he never admitted that the property
he had was stolen." He also argued specifically regarding the
possession of cocaine charge that the cocaine found on his person
was owned and possessed by his girlfriend. Defendant did not argue
specifically that the factual bases he had given for the two
second-degree burglary convictions had been deficient in any
particular.
In ruling on the sentencing appeal, we reversed and remanded
in an order providing:
The court finds that although a
sufficient factual foundation was established
for defendant's guilty plea to counts one and
two of Indictment 96-08-1064-1 and count two
of Indictment 97-01-00095-1, a sufficient
factual foundation was not established for
defendant's guilty plea to count one of
Indictment 97-01-00095-1.
Accordingly, defendant's pleas to the
aforesaid charges, the dismissal of the other
charges in Indictments 96-08-1064-1 and 97-01-
00095-1, and defendant's convictions and
sentencing are all vacated and the matter
(including all counts on both indictments) is
remanded to the trial court for further
proceedings which may include repleading
and/or proceeding to trial.
The remand proceeding in the trial court occurred on June 17,
1999. On that occasion another plea agreement was negotiated.
Defendant agreed to plead guilty to the two second-degree burglary
counts of indictment No. 96-08-1064, and the theft (receiving)
count of indictment No. 97-01-0005. The State agreed to dismiss
the remaining counts of both indictments along with related
municipal summonses, and to recommend a maximum sentence on both
indictments of ten years' imprisonment with three years of parole
ineligibility on the understanding that "[t]he custodial sentences
shall be concurrent to each other."
In an extended colloquy between defendant and the judge,
defendant acknowledged, inter alia, that he was subject to an
aggregate term of imprisonment for up to ten years with three years
of parole ineligibility. Once again, the factual bases were
elicited through questioning by defense counsel. In respect of the
armed burglary, the following exchange occurred:
MR. MCGINNITY [defense counsel]: Now, I'm
going to draw your attention, sir, to the date
of May 11th, 1996 in the municipality of
Saddle Brook, specifically the address of 191
North Sixth Street. Were you in or about
those premises on that date, and if so, would
you tell the Judge the circumstances of that?
THE DEFENDANT: Yes. I went there __ I
don't know the exact address, you know, but I
went to that __ there to do a burglary and get
some money.
MR. MCGINNITY: Did you enter into 191
North Sixth Street in Saddle Brook?
THE DEFENDANT: I guess that's the
address.
MR. MCGINNITY: You went there with the
owner's permission to enter the premises?
THE DEFENDANT: No.
MR. MCGINNITY: Did you __ in fact, you
didn't know who lived there?
THE DEFENDANT: No.
MR. MCGINNITY: And when you went in there
to those premises, your intention was to do
what?
THE DEFENDANT: To get some money.
THE COURT: To steal whatever you could
find of value?
THE DEFENDANT: Yes.
MR. MCGINNITY: Did you have a knife in
your possession when you entered into the
premises of 191 North Sixth Street?
THE DEFENDANT: Yes, but it was __ it
wasn't a weapon.
MR. MCGINNITY: Did you have a knife on
you, sir?
THE DEFENDANT: Yes.
MR. MCGINNITY: Now, let me draw your
attention __
THE COURT: Well, wait a second, I'm not
going to __
THE DEFENDANT: Go ahead.
THE COURT: Define the knife you had.
THE DEFENDANT: It was a folding lock
blade knife in a case on my belt.
THE COURT: And when opened, how long is
the entire knife blade and handle?
THE DEFENDANT: About this much
(indicating).
MR. MCGINNITY: Let the record reflect the
blade as long as your __
THE DEFENDANT: Blade is about this long
(indicating).
THE COURT: So about four inches?
THE DEFENDANT: Three and a half __ what
does that mean?
THE COURT: No, no magic measurement.
MR. BURKE [the assistant prosecutor]:
Judge, the State is satisfied.
THE COURT: State is satisfied.
All right. Move onto the next one.
MR. MCGINNITY: All right. Now, I'm going
to draw your attention to that same date, same
location, within 15 or 20 minutes of the time
you went into __ into 191 North Sixth Street
in Saddle Brook, did you enter into 110 North
Fifth Street in Saddle Brook?
THE DEFENDANT: Yes.
MR. MCGINNITY: Did you know anybody in
those premises?
THE DEFENDANT: No, I didn't.
MR. MCGINNITY: Did anybody give you
permission to enter into that premises?
THE DEFENDANT: No.
MR. MCGINNITY: What was your intention?
THE DEFENDANT: The same as the other one.
MR. MCGINNITY: And did you have __
THE COURT: Well, let's state it. To
steal whatever you could find of value?
THE DEFENDANT: Yes.
MR. MCGINNITY: And did you have that
knife that you just described to the court in
your possession at that time when you went
into 110 North Fifth Street?
THE DEFENDANT: Yes.
THE COURT: Satisfied?
MR. BURKE: Yes.
THE COURT: State's satisfied.
MR. MCGINNITY: All right. That resolves
1064-96.
The plea was accepted and entered.
Sentencing occurred on July 9, 1999. In accordance with the
terms of the plea agreement, defendant was sentenced, on one of the
armed burglary convictions, to serve a prison term of ten years
with three years of parole ineligibility and, on the second armed
burglary conviction, to serve a concurrent ten-year term. The
sentence for receiving stolen property was a five-year term, also
concurrent. On January 20, 2000, defendant filed a notice of
appeal from the judgments of conviction.
On August 1, 2000, he filed a motion in the trial court for
vacation of this guilty plea to armed burglary and for "correcti[on
of] any illegal sentence imposed." At oral argument on the motion,
counsel contended that there was:
an insufficient factual basis concerning what
is known as a armed burglary, namely that Mr.
Clark actually indicated in the context of his
plea that he did not intend that the knife
that he had on his possession [] was even a
weapon and that is born[e] out in the
transcript.
But even if that were not said in the
transcript, the case law, State v. Brown and
State v. Riley, those citations to the Court
in a letter dated September 22 of this year,
which indicate basically that in the context
of a robbery, which of course is not what we
have here, a robbery.
Mere possession of a knife on a person
which is not displayed or used does not
elevate robbery to armed robbery.
Defendant argued that he had used the knife as a tool, and not as
a weapon.
In ruling on defendant's motion, Judge Meehan addressed the
ground offered. He denied the motion for the following reasons,
among others:
[W]ith regard to this matter, the defendant
wants to rely upon certain cases like State v.
[Merritt,
247 N.J. Super. 425 (App. Div.),
certif. denied,
126 N.J. 336 (1991)].
The main issue with the [Merritt] case,
we're dealing with armed, and certainly not
with what a deadly weapon was.
The defense also wants to rely on State
v. Riley,
306 N.J. Super. 141 (App. Div.
1997); and State v. Brown,
325 N.J. Super. 447
(App. Div. 1999), [certif. denied,
163 N.J. 76
(2000),] which held in those cases that the
defendant had to use or intended to use a
knife in the commission of a robbery.
Again, in the case at bar, without citing
any authority because there is none, that's
conceded by their capable counsel, is asking
this court to extend the Riley, Brown cases
[to] armed burglary.
. . . Brown dealt with facts and
circumstances of a particular robbery in
defining a deadly weapon in a robbery.
Robbery is a commission of a larceny where
there is force or fear of force, and like
robbery, burglary does not require the use of
force or the fear of the use of force. It's
not the use of a deadly weapon. It's the
[possession] of a weapon that makes it such or
a deadly weapon, and it merely requires that a
defendant possess a deadly weapon at the time
he commits the burglary, not that they use it.
As we tell jurors, at least judges, when
you evaluate something like this, to use your
common sense and experience of a lifetime.
Here's a knife. It's being used to help
obtain access to a building. And the purpose
of this law is that people who recognize
people in burglaries especially of homes, that
if the homeowner is there and the burglar has
a weapon, confrontation and injury is likely
to ensue, and that's the purpose of the
statute.
So those things that may occur don't
occur, and they give lesser weight to someone
who goes in with nothing. No arms. No
weapons. Nothing that can kill somebody.
Certainly a three and a half, four inch
knife can and has killed people, and the only
purpose is to assist in the burglary, and only
common sense tells you, anyone with good
judgment, that in this matter if the homeowner
walks out, what are you doing here, they're
going to be facing the knife and the injuries
that can be attend[ant] thereto.
On November 17, 2000, defendant appealed from the order
denying the motion to withdraw his guilty plea. In an order
entered on April 16, 2001, on defendant's motion, we consolidated
that appeal with defendant's appeal from the judgments of
conviction.
After reviewing the record in the light of the arguments
advanced by the parties, and applying pertinent legal standards as
established in statute and caselaw, we are in substantial agreement
with the reasoning expressed by Judge Meehan in denying the motion
for a new trial. We need not parse the particulars of defendant's
possession and use of the knife. Defendant clearly admitted to
possession of the knife. The obvious purpose of the Legislature in
enacting the armed burglary provisions of N.J.S.A. 2C:18-2, i.e.,
"armed with . . . a deadly weapon," as a crime of higher degree
than simple burglary was to deter the commission of burglaries
while so armed in order to protect potential victims from greater
risk of injury when an implement that could be used as a deadly
weapon is involved. Viewed in that light, the statute manifestly
establishes as an element the mere possession of such an implement
during a burglary. On that basis, the holdings of Brown, supra,
325 N.J. Super. 447, and Riley, supra,
306 N.J. Super. 141, are
distinguishable. Cf. Cannel, New Jersey Criminal Code Annotated,
comment 4 on N.J.S.A. 2C:39-5 (2002) (cited in State v. Burford,
163 N.J. 16, 20 (2000)). We held in both Brown and Riley that the
mere presence of a knife on the defendant's person, which was not
used as a weapon, could not elevate a robbery from second degree to
first degree because the purpose of the robbery grading distinction
was to establish a difference where the weapon had been used to
commit the crime. In Burford, the Supreme Court made a like
comparison in determining that the "violent crime" standard of the
No Early Release Act, N.J.S.A. 2C:43-7.2, was not met in a case
involving second degree eluding, N.J.S.A. 2C:29-2b.
Here the presence of an item that could be used as a deadly
weapon__especially given defendant's admission that he carried it
externally, on his belt, presumably for easy access__satisfied the
requirements of the armed burglary standard of N.J.S.A. 2C:18-2.
See Merritt, supra, 247 N.J. Super. at 430 (opining that "a person
who steals a weapon [during the burglary] may be found to have been
armed, without showing that he actually used or intended to use the
weapon, so long as he had immediate access to the weapon during the
offense"). It is of no consequence, given the manifest purpose of
the statute, that the article in question might also have innocent
uses.
As respects the sentence, our review of the record in the
light of the arguments advanced by the parties discloses no
misapplication of the trial court's discretion in the sentence
imposed.
Affirmed.