SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
The issue in this appeal concerns the power of a court, following
a hung jury in a capital murder trial that will result in a
defendant's imminent retrial for capital murder, to prohibit representatives of the press from
attempting to conduct interviews of the jurors after the trial court declared a
mistrial.
Defendant's prosecution and trial on charges of murder, felony murder and conspiracy
have been the subject of intense media attention and widespread coverage. Prior to
jury selection, the trial court sent a written invitation to various representatives of
the media to attend an informal conference with the court on July 18,
2001. Following that conference, the trial court issued on the same date an
order governing media coverage during trial proceedings (July 18, 2001 Order). Paragraph 13
of the July 18, 2001 Order provided that the identities of jurors could
not be publicized in any way unless authorized by the court. Paragraph 15
stated that media representatives were barred from contacting or attempting to interview any
juror or potential juror. Philadelphia Newspapers, Inc. (PNI) and The Associated Press (AP)
moved before the trial court to delete paragraph 13 and to amend or
modify paragraph 15 of the July 18, 2001 Order.
Meanwhile, jury selection commenced on August 20, 2001. During the first juror voir
dire proceeding the following day, attended by several media representatives, the first four
jurors were identified by name, placed under oath and examined by counsel. Following
that day's proceedings, PNI filed an emergent motion seeking the court's consent to
publication of news reports that might identify or contain descriptions that could reasonably
identify potential jurors summoned or examined on August 20 and 21, 2001. On
August 31, 2001, the trial court denied PNI's motion to vacate Paragraph 13,
but amended paragraph 15 of the July 18, 2001 Order to permit media
representatives to request relaxation of the juror no-contact provision subsequent to the entry
of a verdict. The Appellate Division denied PNI's motion for leave to appeal.
The trial began in mid-October and jury deliberations commenced November 2, 2001.
On November 13, 2001, the trial court determined that the jurors were unable
to reach a verdict, declared a mistrial and discharged the jury. PNI immediately
moved to vacate or relax paragraph 15 of the July 18, 2001 Order
to permit interviews of the discharged jurors. The trial court denied the motion
and ruled that both paragraph 13 and paragraph 15 remained in full force
and effect. The trial court determined that relaxation of either paragraph would have
the capacity to undermine or weaken defendant's right to a fair trial on
retrial of the charges. If these paragraphs were not enforced, the court explained,
jurors summoned for possible jury service would know that they risked having their
names published and their private deliberations analyzed and broadcast. The court found that
such a result could chill the free exchange of ideas in the jury
room and potentially restrict the jury pool. PNI moved for leave to appeal,
following which the trial court supplemented its opinion in a letter to the
Appellate Division. That letter explained that jurors had reported to the court that
they experienced episodes of attempted contacts by the media and that some publications
in violation of the July 18, 2001 Order had occurred. The Appellate Division
upheld the trial court's restrictions, noting that the record supported the judge's conclusion
that interviews with discharged jurors and publication of their names would pose a
danger to defendant's right to a fair trial.
On April 22, 2002, this Court vacated paragraph 13 of the July 18,
2001 Order to the extent that it restrained the use of juror identification
information that is part of the public record of the proceedings, and modified
paragraph 15 to extend its application until the conclusion of defendant's retrial and
the return of the verdict and applied the prohibition to communications initiated by
the jurors. This opinion provides the basis for the Court's Order.
HELD: Because states may not impose sanctions on the publication of truthful information
contained in official court records open to public inspection, the trial court's order
is vacated to the extent that it restrains the media's use of juror
identification information that is part of the public record of these proceedings. Media
interviews of jurors must not encroach on a defendant's Sixth Amendment right to
a fair trial; therefore, the trial court's order barring media contact with jurors
is modified to extend its application until the conclusion of defendant's retrial and
the return of the verdict and the prohibition applies to contacts that are
initiated by the jurors.
1. The restriction on the publication of juror identifications implicates more clearly established
First Amendment principles than does the prohibition of juror interviews because the juror
identities were disclosed in open court proceedings attended by media representatives. On the
other hand, jury deliberations, presumably the primary subject of the media's request to
interview jurors, are closed proceedings attended by no one by the deliberating jurors.
The United States Supreme Court has acknowledged that media reports of events that
transpire in public courtroom proceedings enjoy First Amendment protection. (Pp. 9 to 19
).
2. Whether a court, to protect a defendant's Sixth Amendment rights on retrial,
can prohibit interviews of members of a hung jury that could not reach
a verdict in the guilt phase of a capital murder prosecution appears to
be an issue of first impression. In general, courts permit post-verdict juror interviews
if the juror consents, but those decisions do not encompass criminal cases in
which, as in this matter, a hung jury will require an imminent retrial.
Moreover, appellate courts have upheld trial court restrictions on juror interviews. Scholarly articles
have noted also that the most frequently expressed comments by jurors that participated
in post-verdict interviews focused on the evidence that influenced the jury's verdict, and
have stated that such interviews can undermine the indivisibility of the jury's function
by focusing on individuals' comments or points of view. (Pp. 20 to 35).
3. Here, the names of the jurors were publicly identified throughout the voir
dire proceeding. States may not impose sanctions on the publication of truthful information
contained in official court records open to public inspection. Therefore, paragraph 13 of
the July 18, 2001 Order is vacated to the extent that it restrains
the use of juror identification information that is part of the public record
of these proceedings. (Pp. 35 to 37).
4. In ordinary circumstances, the confidentiality of jury deliberations does not override the
media's First Amendment interest in conducting post-verdict interviews of a consenting juror about
that juror's reaction to the case. However, in special circumstances the media's interest
may be required to yield to a compelling state interest, provided that any
restrictions imposed are narrowly tailored to serve that interest. The inhibiting effect of
media interviews of the first jury on the free exchange of ideas by
members of the retrial jury is too speculative a basis on which to
justify restricting the media's right of access to consenting jurors, nor is the
Court concerned that juror interviews would restrict the jury pool on retrial. Rather,
the concern is that jurors submitting to media interviews might reveal some insight
into the jury's deliberative process that would afford the prosecution a significant advantage
at the retrial. Therefore, paragraph 15 of the July 18, 2001 Order is
modified to extend its application until the conclusion of defendant's retrial and the
return of the verdict and the prohibition applies to communications between the media
and the jurors that are initiated by the jurors. (Pp. 37 to 45).
The July 18, 2001 Order of the Law Division is MODIFIED and AFFIRMED
in accordance with the Court's Order of April 22, 2002.
JUSTICE LONG, concurring in part and dissenting in part, joined by CHIEF
JUSTICE PORITZ , agrees with the majority's conclusion that any restraint on the
truthful dissemination of jurors' names, previously made public in pretrial proceedings, is unconstitutional,
but is of the view that the ban on media contact with discharged
jurors is an unconstitutional prior restraint entered without regard to procedural due process
of law, and even if media interviews with jurors would provide the State
an unfair advantage on retrial, the order affirmed and expanded by the majority
of the Court is unconstitutionally underinclusive and overbroad.
JUSTICES COLEMAN, LaVECCHIA, VERNIERO and ZAZZALI join in JUSTICE STEIN's opinion. JUSTICE LONG
filed a separate opinion concurring in part and dissenting in part, in which
CHIEF JUSTICE PORITZ joins.
SUPREME COURT OF NEW JERSEY
A-
67 September Term 2001
STATE OF NEW JERSEY,
Plaintiff,
v.
FRED NEULANDER,
Defendant-Respondent.
IN RE APPLICATION OF
PHILADELPHIA NEWSPAPERS, INC.
Intervenor-Appellant.
Argued March 25, 2002 Decided July 18, 2002
On appeal from the Superior Court, Appellate Division.
Warren W. Faulk argued the cause for appellant (Brown & Connery, attorneys).
Dennis Wixted argued the cause for respondent (Sufrin Zucker Steinberg Waller & Wixted,
attorneys).
Thomas J. Cafferty argued the cause for amici curiae, The New Jersey Press
Association, The Newspaper Association of America, Advance Publications, Inc., The New York Times
Company and Reporters Committee for Freedom of the Press (McGimpsey & Cafferty, attorneys;
Mr. Cafferty and Arlene M. Turinchak, on the brief).
The opinion of the Court was delivered by
STEIN, J.
The issue in this appeal, one of first impression, concerns the power of
a court, following a hung jury in a capital murder trial that will
result in defendants imminent retrial for capital murder, to prohibit representatives of the
press from attempting to conduct interviews of the jurors after the trial court
declared a mistrial.
This issue requires the Court to resolve the apparent tension between interests protected
by the First Amendment and by the Sixth Amendment to the United States
Constitution. As the United States Supreme Court has emphasized: Commentary and reporting on
the criminal justice system is at the core of First Amendment values, for
the operation and integrity of the system is of crucial import to citizens
concerned with the administration of government. Nebraska Press Assn v. Stuart,
427 U.S. 539, 587,
96 S. Ct. 2791, 2816,
49 L. Ed.2d 683, 714
(1976) (Brennan, J., concurring). Of comparable magnitude, the Sixth Amendment right to a
speedy and public trial, by an impartial jury, U.S. Const. amend. VI, has
been characterized as the most fundamental of all freedoms, Estes v. Texas,
381 U.S. 532, 540,
85 S. Ct. 1628, 1631,
14 L. Ed.2d 543,
549 (1965), and as a right essential to the preservation and enjoyment of
all other rights, providing a necessary means of safeguarding personal liberties against government
oppression, Nebraska Press, supra, 427 U.S. at 586, 96 S. Ct. at 2815,
48 L. Ed.
2d at 713.
We granted the motion of Intervenor Philadelphia Newspapers, Inc. for leave to appeal,
R. 2:2-1(a), from an unpublished opinion of the Appellate Division that affirmed interlocutory
orders entered by the trial court that prohibited; (1) identification of any juror
in any publication and (2) all media representatives from contacting or attempting to
interview any juror pending entry of a verdict. By order entered April 22,
2002, this Court, 5-2, vacated paragraph 13 of the Law Divisions order of
July 18, 2001 (prohibiting identification of jurors) to the extent that it restrains
the use of juror identification information that is part of the public record
of these proceedings, and also modified paragraph 15 of that order (prohibiting contact
with or attempts to interview jurors) to extend its application only until conclusion
of [defendants] retrial and the return of the verdict, and applying the prohibition
imposed to communications between media and the jurors that are initiated by the
jurors.
We now set forth at length the analytical basis for the Courts April
22, 2002 disposition.
I
Defendant, Fred Neulander, a former rabbi of one of the largest synagogues in
southern New Jersey, was indicted by a Camden County grand jury and charged
in a three-count indictment with murder, felony murder, and conspiracy in connection with
the November 1994 death of his wife Carol. The Camden County Prosecutor filed
a notice of aggravating factors and is seeking the death penalty.
Defendants prosecution and trial have been the subject of intense media attention and
widespread coverage, especially in southern New Jersey and the greater Philadelphia area. With
the permission of the trial court, Court TV televised the entire trial.
Jury selection for defendants trial commenced August 20, 2001. In anticipation of the
extensive media coverage of the trial, the trial court on July 10, 2000
sent a written invitation to various representatives of the print and broadcast media,
and a wire service, to attend an informal conference with the court on
July 18, 2001. (The invitation was widely disseminated, and included eighteen newspapers from
New Jersey, Philadelphia, and New York, ten television news stations and five radio
stations.) Following that informal conference the trial court issued on the same date
its Order Governing Media Coverage During Trial Proceedings, which imposed the two restrictions
now at issue.
Paragraph 13 of the Order provides: Neither the identity nor descriptions that would
reasonably identify any juror may be publicized, in any way, unless authorized by
further order of this Court.
Paragraph 15 of the Order provides: Media representatives shall not contact or attempt
to interview any juror or potential juror.
On August 16, 2001, four days before jury selection commenced, Philadelphia Newspapers, Inc.
(PNI) and The Associated Press (AP), moved before the trial court to delete
paragraph 13, and amend or modify paragraph 15 of the July 18, 2001
Order. The trial court scheduled argument on the motion for August 31, 2001.
When jury selection commenced on August 20, 2001, each juror was asked to
complete a fifty-page questionnaire, the content of which was not released either to
the public or the media. During the first juror voir dire proceeding the
following day, attended by several media representatives, the first four jurors were identified
by name, placed under oath, and examined by counsel. Following that days proceedings
PNI filed an emergent motion seeking the courts consent to publication of news
reports that may identify or contain descriptions that may reasonably identify any jurors
or potential jurors in this matter who were summoned or examined on August
20 and 21, 2001. The trial court also scheduled that motion for hearing
on August 31, 2002. Prior to that hearing, the Appellate Division denied PNIs
emergent application for leave to appeal the trial courts refusal to grant immediate
relief.
On August 31, 2001, the trial court denied PNIs motion to vacate paragraph
13, but amended paragraph 15 of the July 18, 2001 Order to permit
media representatives to request relaxation of the juror no-contact provision subsequent to the
entry of the verdict in this case. The Appellate Division denied PNIs motion
for leave to appeal the trial courts disposition.
The trial began in mid-October and jury deliberations commenced November 2, 2001. On
November 13, 2001 the trial court, having determined that the jurors were unable
to reach a verdict, declared a mistrial and discharged the jury. PNI immediately
moved to vacate or relax paragraph 15 of the July 18, 2001 Order
to permit interviews of the discharged jurors. The trial court refused to modify
either paragraph 13 or 15, and ruled that they remain in full force
and effect, and the news media are prohibited from conducting interviews of any
discharged jurors on this case and from publishing the identity or descriptions that
would reasonably identify any discharged juror. The court explained:
[T]here might be different considerations were this a jury that was completely discharged
and no further proceedings would be held. Clearly that is not the case.
I believe that Fred Neulander received a fair trial in this courtroom and
he certainly has the right to a fair trial again . . .
. [I]f there were to be a relaxation of either of these two
provisions it has the capacity to undermine or weaken his right to a
fair trial and specifically I find that jurors who are summoned for possible
jury service, whether it be in this county or in another county, will
know that they run the risk of having their names published and they
run the risk of having their private deliberations in the jury room discussed,
analyzed, broadcast, or in other ways disseminated and I think that those things
do have the capacity to chill the free exchange of ideas in the
jury room and will also have the capacity to restrict the jury pool
that will be available for this case.
After PNI moved for leave to appeal the trial courts disposition, the court
supplemented its oral opinion with a letter to the Appellate Division. The letter
stated in part:
At the time of the hearing, I was unaware that despite my Order
to the contrary, news organizations had already followed jurors home, knocked on their
doors and left letters in their mailboxes. Some jurors were contacted more than
once by the same news organizations, either by repeated telephone calls or repeated
visits to the jurors homes. Some jurors reported that news vans or reporters
in cars remained parked outside their homes or other locations waiting for them
to emerge. One juror told me she requested stepped-up police patrols of her
home.
Other jurors have reported to me that news organization have repeatedly telephoned their
employers. Such contacts have included repeated telephone calls to both the immediate supervisor
and to the public information officer as well as the use of e-mail
sent to the employers, all of which was in an attempt to contact
the jurors.
In addition, one television station broadcast footage of the jurors, including their faces,
as they left the courthouse the day the mistrial was declared. . .
.
Finally, on November 16, 2001, the Philadelphia Inquirer, a party to this appeal,
published the name of the forelady on the jury, in violation of another
portion of my July 18, 2001 Order.
The above information is derived from telephone calls I received from six different
jurors objecting to the efforts of the news organizations to contact and interview
them. Some jurors called me more than once.
In an unpublished opinion, the Appellate Division upheld the restrictions imposed by the
trial court, noting that [t]he record amply supports the judges essential conclusion that
interviews with discharged jurors and publication of their names would pose a clear
and present danger to defendants right to a fair trial. The court observed:
Although appellant asks us to consider separately the prohibitions against identifying jurors and
interviewing them, we view the two as interrelated. It is unlikely that media
accounts would name discharged jurors without further comment. The likelihood is that the
deliberations of the discharged jurors would be discussed and published. The sanctity of
the discharged jurys deliberations is critical to the judiciarys capacity to select a
fair and impartial jury on retrial. Jury deliberations are not public. The singular
vice of disclosure of prior deliberations is its capacity for destroying the ability
of the jury on retrial to deliberate on the issue of guilt or
innocence free of extraneous influence. This potential for harm inheres in the subtly
coercive effect the medias account of prior deliberations would undoubtedly have on the
ability of the jury on retrial to be fair.
We granted PNIs motion for leave to appeal.
II
A
The restriction on the publication of juror identifications implicates more clearly established First
Amendment principles than does the prohibition of juror interviews. The obvious distinction is
that the juror identities were disclosed in open court proceedings attended by media
representatives. In comparison, jury deliberations, presumably the primary subject of the medias request
to interview jurors, are a closed proceeding attended by no one but the
deliberating jurors.
A leading case addressing the medias right to publish information lawfully obtained in
the course of public court proceedings is Cox Broadcasting Corp. v. Cohn,
420 U.S. 469,
95 S. Ct. 1029,
43 L. Ed.2d 328 (1975). The
issue in Cox was whether the State of Georgia constitutionally could recognize a
fathers cause of action for damages for invasion of privacy resulting from publication
of the name of his daughter, a deceased rape victim, that was publicly
revealed in connection with the prosecution of the crime.
The rape and murder of the victim occurred in August 1971 and six
young men were indicted for the crimes. The victims name was not publicly
disclosed prior to trial, probably because of a Georgia statute making it a
misdemeanor to publish or broadcast the name or identity of a rape victim.
At a court appearance in April 1972, five of the defendants pleaded guilty
to rape or attempted rape. On that occasion a reporter for Cox learned
the victims name by examining the indictments that were made available for his
inspection in the courtroom. The victims name then was disclosed in a news
report broadcast later that day over the facilities of a television station owned
by Cox.
The victims father sued for damages, claiming that his right of privacy had
been invaded by the broadcast. The trial court, relying on the Georgia statute,
granted the fathers motion for summary judgment on liability and rejected Coxs contention
that its publication of the victims name was protected by the First and
Fourteenth Amendments. The Georgia Supreme Court initially held that the cause of action
had its roots in the common law and was not based on the
statute. It agreed that the constitutional arguments did not compel dismissal of the
suit and remanded the matter for trial. On rehearing, that court expressly relied
on the Georgia statute as a declaration of State policy that rape victims
identities are not of public concern, sustaining the constitutionality of the statute against
a First Amendment challenge.
Reversing, the Supreme Court framed the issue as a collision between claims of
privacy and those of the free press, id. at 491, 95 S. Ct.
at 1044, 43 L. Ed.
2d at 347, and emphasized its prior recognition
that accurate reports of open judicial proceedings enjoyed a special protected status:
'A trial is a public event. What transpires in the court room is
public property. If a transcript of the court proceedings had been published, we
suppose none would claim that the judge could punish the publisher for contempt.
And we can see no difference though the conduct of the attorneys, of
the jury, or even of the judge himself, may have reflected on the
court. Those who see and hear what transpired can report it with impunity.
There is no special perquisite of the judiciary which enables it, as distinguished
from other institutions of democratic government, to suppress, edit, or censor events which
transpire in proceedings before it.'
[Id. at 492-93, 95 S. Ct. at 1045, 43 L. Ed.
2d at 348
(quoting Craig v. Harvey,
331 U.S. 367, 374,
67 S. Ct. 1249, 1254,
91 L. Ed. 1546 (1947)).]
Observing that the interests in privacy fade when the information involved already appears
on the public record, the Court, 8-1, concluded that the freedom of the
press afforded by the First and Fourteenth Amendments precluded Georgia from making publication
of the victims name a basis for civil liability:
By placing the information in the public domain on official court records, the
State must be presumed to have concluded that the public interest was thereby
being served. Public records by their very nature are of interest to those
concerned with the administration of government, and a public benefit is performed by
the reporting of the true contents of the records by the media. The
freedom of the press to publish that information appears to us to be
of critical importance to our type of government in which the citizenry is
the final judge of the proper conduct of public business. In preserving that
form of government the First and Fourteenth Amendments command nothing less than that
the States may not impose sanctions on the publication of truthful information contained
in official court records open to public inspection.
We are reluctant to embark on a course that would make public records
generally available to the media but forbid their publication if offensive to the
sensibilities of the supposed reasonable man. Such a rule would make it very
difficult for the media to inform citizens about the public business and yet
stay within the law. The rule would invite timidity and selfcensorship and very
likely lead to the suppression of many items that would otherwise be published
and that should be made available to the public. At the very least,
the First and Fourteenth Amendments will not allow exposing the press to liability
for truthfully publishing information released to the public in official court records.
[Id. at 495,
95 S. Ct. 1046-47,
43 L. Ed.
2d at 349-50.]
Similarly, in Nebraska Press, supra,
427 U.S. 539,
96 S. Ct. 2791,
49 L. Ed.2d 683, decided one year after Cox, the Court reiterated its
recognition that media reports of events that transpire in public courtroom proceedings enjoy
First Amendment protection. There, a Nebraska state trial court, in anticipation of a
trial for a multiple murder and related sexual assaults that had attracted widespread
media coverage, granted the prosecutors motion for a restrictive order prohibiting anyone that
attended the court proceeding from releas[ing] or authoriz[ing] the release for public dissemination
in any form or manner whatsoever any testimony given or evidence adduced. Id.
at 542, 96 S. Ct. at 2795, 49 L. Ed.
2d at 688.
That order was modified by the Nebraska District Court to apply only until
the jury was impaneled and to specify more precisely the subjects about which
publicity was to be restricted. The Nebraska Supreme Court further modified the order
to prohibit reporting of only three subjects: (a) the existence and nature of
any confessions or admissions made by the defendant to law enforcement officers, (b)
any confessions or admissions made to any third parties, except members of the
press, and (c) other facts strongly implicative of the accused. Id. at 545,
96 S. Ct. at 2796, 49 L. Ed.
2d at 689.
Although the orders at issue expired when the jury was impaneled, the United
States Supreme Court ruled that the case was not moot because the underlying
controversy was capable of repetition. Id. at 547, 96 S. Ct. at 2797,
49 L. Ed. at 690. Reversing the judgment of the Nebraska Supreme Court,
the Court noted the special protection afforded by the First Amendment against prior
restraints on speech:
"Congress shall make no law . . . abridging the freedom . .
. of the press," and it is "no longer open to doubt that
the liberty of the press and of speech, is within the liberty safeguarded
by the due process clause of the Fourteenth Amendment from invasion by state
action." . . . The Court has interpreted these guarantees to afford special
protection against orders that prohibit the publication or broadcast of particular information or
commentary orders that impose a "previous" or "prior" restraint on speech. None of
our decided cases on prior restraint involved restrictive orders entered to protect a
defendant's right to a fair and impartial jury, but the opinions on prior
restraint have a common thread relevant to this case.
. . . .
The thread running through all these cases is that prior restraints on speech
and publication are the most serious and the least tolerable infringement on First
Amendment rights.
. . . .
The damage can be particularly great when the prior restraint falls upon the
communication of news and commentary on current events. Truthful reports of public judicial
proceedings have been afforded special protection against subsequent punishment. . . . For
the same reasons the protection against prior restraint should have particular force as
applied to reporting of criminal proceedings, whether the crime in question is a
single isolated act or a pattern of criminal conduct.
[Id. at 556-59, 96 S. Ct. at 2801-03,
49 L. Ed. 2d at 695-98 (citations
omitted).]
The Court also determined that the lower courts did not adequately consider or
determine whether alternative measures less drastic than the restrictions imposed on the media
would have protected defendants right to a fair trial:
We have noted earlier that pretrial publicity, even if pervasive and concentrated, cannot
be regarded as leading automatically and in every kind of criminal case to
an unfair trial. The decided cases "cannot be made to stand for the
proposition that juror exposure to information about a state defendant's prior convictions or
to news accounts of the crime with which he is charged alone presumptively
deprives the defendant of due process." . . . Appellate evaluations as to
the impact of publicity take into account what other measures were used to
mitigate the adverse effects of publicity. The more difficult prospective or predictive assessment
that a trial judge must make also calls for a judgment as to
whether other precautionary steps will suffice.
We have therefore examined this record to determine the probable efficacy of the
measures short of prior restraint on the press and speech. There is no
finding that alternative measures would not have protected Simants' rights, and the Nebraska
Supreme Court did no more than imply that such measures might not be
adequate. Moreover, the record is lacking in evidence to support such a finding.
[Id. at 565, 96 S. Ct. at 2805-06,
49 L. Ed.
2d at 701 (citation omitted).]
Significantly, the Court noted that the Nebraska Supreme Courts modified order effectively prohibited
the media, among other things, from reporting evidence that had been introduced at
a preliminary hearing open to the public and the press, a restriction that
the Court concluded was constitutionally infirm:
To the extent that this order prohibited the reporting of evidence adduced at
the open preliminary hearing, it plainly violated settled principles: "(T)here is nothing that
proscribes the press from reporting events that transpire in the courtroom." Sheppard v.
Maxwell, 384 U.S. at 362363, 86 S. Ct. at 1522. See also Cox
Broadcasting Corp. v. Cohn,
420 U.S. 469,
95 S. Ct. 1029,
43 L.
Ed.2d 328 (1975); Craig v. Harney,
331 U.S. 367,
67 S. Ct. 1249,
91 L. Ed.2d 1546 (1947). The County Court could not know that
closure of the preliminary hearing was an alternative open to it until the
Nebraska Supreme Court so construed state law; but once a public hearing had
been held, what transpired there could not be subject to prior restraint.
[Id. at 568, 96 S. Ct. at 2807,
49 L. Ed.
2d at 703.]
Primarily because the lower courts had failed to consider the adequacy of less
restrictive alternatives, the Court reversed the judgment below. Id. at 570, 96 S.
Ct. at 2808, 49 L. Ed.
2d at 704.
Similarly, in Oklahoma Publishing Co. v. District Court,
430 U.S. 308,
97 S.
Ct. 1045,
51 L. Ed.2d 355 (1977), at issue was the validity
of a pretrial order entered in a Juvenile Court proceeding that enjoined members
of the news media from publishing, broadcasting, or disseminating in any manner, the
name or picture of a minor child in connection with a juvenile proceeding
concerning that child then pending before the court. Before the contested order was
entered, the court had conducted a detention hearing at which the juvenile appeared,
and newspaper reporters, including one from petitioners newspapers, had been in attendance and
learned the juveniles name. One of petitioners photographers had photographed the juvenile during
his removal from the courtroom. Subsequently, a number of news stories appeared in
local papers, including three newspapers owned by petitioner that included the juveniles name
and photograph. Petitioner challenged the pretrial order restraining publication as violative of the
First and Fourteenth Amendments. The Oklahoma Supreme Court upheld the order, relying on
a state statute mandating that juvenile proceedings are to be private unless otherwise
ordered by the court and that juvenile records are open to inspection only
by order of the court to persons having a legitimate interest therein. Id.
at 309-10, 97 S. Ct. at 1046, 51 L. Ed.
2d at 357
(quoting Okla. Stat. Ann. Tit. 10, §§ 1111, 1125 (West Supp. 1976)).
Relying on Cox and Nebraska Press, the Supreme Court reversed, observing that the
order prohibiting publication was invalid because the juveniles name and photograph lawfully had
been obtained in the course of open court proceedings:
We think Cox and Nebraska Press are controlling nonetheless. Whether or not the
trial judge expressly made such an order, members of the press were in
fact present at the hearing with the full knowledge of the presiding judge,
the prosecutor, and the defense counsel. No objection was made to the presence
of the press in the courtroom or to the photographing of the juvenile
as he left the courthouse. There is no evidence that petitioner acquired the
information unlawfully or even without the State's implicit approval. The name and picture
of the juvenile here were 'publicly revealed in connection with the prosecution of
the crime,' much as the name of the rape victim in Cox Broadcasting
was placed in the public domain. Under these circumstances, the District Court's order
abridges the freedom of the press in violation of the First and Fourteenth
Amendments.
[430 U.S. at 311-12, 975 S.Ct. at 1047,
51 L. Ed 2d at
358-59 (citation omitted) (footnote omitted).]
The Supreme Court also has accorded constitutional protection to factually accurate information published
or reported by the media and lawfully obtained, although not from open court
proceedings. See, e.g., Bartnicki v. Vopper,
532 U.S. 514, 533-35,
121 S. Ct. 1753, 1764-65,
149 L. ed.2d 787, 805-06 (2001) (holding that application of
wiretap acts prohibitions against intentional disclosure of illegally intercepted communication, that disclosing party
knows or should know was illegally obtained, to media defendants who were uninvolved
in illegal interception violated defendants free speech right because tape concerned matters of
significant public importance); The Florida Star v. B.J.F.,
491 U.S. 524, 526,
109 S. Ct. 2603, 2605,
105 L. Ed.2d 443, 450-51 (1989) (holding that
First Amendment precludes Florida from permitting rape victim, whose name inadvertently was disclosed
by newspaper that lawfully obtained victims name from County Sheriffs Department, from recovering
damages against newspaper notwithstanding Florida statute making it unlawful to print, publish, or
broadcast . . . in any instrument of mass communication name of victim
of sexual offense)(quoting Fla. Stat. Ann. § 794.03 (1987)); Smith v. Daily Mail Publg
Co.,
443 U.S. 97, 104-06,
99 S. Ct. 2667, 2671-72,
61 L. Ed. 2d 399, 405-07 (1979) (holding that West Virginia statute that prohibited newspapers from
publishing, without consent of juvenile court, name of any youth charged as juvenile
offender violated First and Fourteenth Amendments as applied to newspapers that truthfully published
alleged delinquents name that was lawfully obtained by monitoring police band radio frequency
and interviewing eyewitnesses).
B
The question whether a court, to protect a defendants Sixth Amendment rights on
retrial, can prohibit interviews of members of a hung jury that could not
reach a verdict in the guilt phase of a capital murder prosecution appears
to be an issue of first impression. Research discloses that the narrow issue
before us was adverted to in dicta by the Second Circuit Court of
Appeals in United States v. Moten,
582 F.2d 654 (1978), where the court
reversed the District Courts denial of a convicted defendants request to conduct post-verdict
interviews of jurors in a case in which a juror had been discharged
for apparent misconduct. In commenting on the authority of the trial court to
bar all juror interviews the Second Circuit observed:
When there has been a showing warranting an investigation, barring all interviewing, even
under supervision of the court, is improper. We note that even in Miller
further inquiry was not foreclosed. In some cases, a complete bar may be
appropriate. An example given in Professor Moore's Treatise is "a publicized case which
ends in a hung jury and is likely to be retried." In such
a case, "the trial judge should instruct jurors not to disclose the deliberation,
lest it jeopardize the fairness of the second trial." 8A Moores Federal PracticeCriminal
Rules ¶ 31.08[1][b], at 31-58 n.13 (2d ed. 1977).
[Id. at 666 (citation omitted) (emphasis added).]
The reported decisions in federal and state courts concerning the right of media
representatives to conduct post-verdict juror interviews do not include criminal cases in which,
as in the matter before us, a hung jury will require an imminent
retrial. The general rule that we distill from the cases is that post-verdict
juror interviews generally are permitted if the juror consents, but jurors are not
required to consent. Moreover, courts often require that media representatives refrain from making
repeated requests for interviews, and that jurors not be questioned about the votes
or opinions of other jurors.
Among the more restrictive recent opinions is United States v. Brown,
250 F.3d 907 (5th Cir. 2001), involving an appeal by news media from orders of
the District Court in the second criminal trial of former Louisiana Governor Edwin
Edwards. Because of allegations of attempted bribery and witness tampering the court granted
the Governments motion for an anonymous jury, and also prohibited the media from
attempting to circumvent the jurors anonymity. The court also barred the media from
portions of the jury voir dire. After the verdict acquitting Governor Edwards of
all charges, the court informed the jurors that it would not disclose their
identities without their consent. Jurors consenting to disclosure of their identifies were instructed
that they could refuse to permit any interviews, that they could discuss with
the media their general reactions to the trial, but that they could not
be interviewed about jury deliberations without a court order. No jurors waived the
right to anonymity. Shortly after the verdict the court unsealed the transcript of
the closed voir dire.
On appeal, the Fifth Circuit held that the District Courts order barring the
media from circumventing its juror anonymity order was an unconstitutional prior restraint to
the extent that it interdicted the press from independent investigation and reporting about
the jury based on facts obtained from sources other than confidential court records,
court personnel or trial participants. Id. at 917-18. The court, however, upheld the
trial courts post-verdict refusal to disclose juror names and addresses without their consent,
noting that the court did
not prohibit media interviews with consenting jurors, and also observing that in the
unique circumstances of the underlying trial the rationale for protecting the jurors identities
continued to be relevant after the verdict. The court stated:
The district court's order denying the request for juror identifying information and
questionnaires in this case is analogous to the order upheld in Cleveland. The
order is sufficiently narrow. It has no requirement for a showing of good
cause for conducting post-verdict interviews. It merely states that the court will not
release juror information without the juror's consent. The judge affirmatively asked the jurors
whether they wished to relinquish their privacy. Any juror may, at any time,
voluntarily decide to relinquish his confidentiality. The only restriction placed on such interviews
is the court's instruction that jurors may not be interviewed concerning juror deliberations
absent a special order from the judge. This is consistent with our understanding
that "[c]ompelling governmental interest[s] in the integrity of jury deliberation require that the
privacy of such deliberations and communications dealing with time be preserved."
According to this circuit's established caselaw, protecting jurors from post-verdict harassment and invasions
of privacy is a legitimate concern. The measures used by the district court,
while at the outer limit of permissible restrictions, were narrowly tailored to prevent
real threats to the administration of justice, not just in this case but
in the subsequent related prosecutions. If jurors voluntarily waive their anonymity and consent
to interviews on matters other than jury deliberations, so be it. They need
not become unwilling pawns in the frenzied media battle over these cases.
[Id. at 921 (citations
omitted) (footnote omitted).]
Similarly, in Untied States v. Cleveland,
128 F.3d 267 (1997), the Fifth Circuit
upheld the validity of a trial court order, following a highly publicized criminal
trial of six defendants, including two former Louisiana state senators, on racketeering charges,
that prohibited post-verdict media interviews of jurors concerning jury deliberations without court approval.
Two newspaper publishers and two reporters challenged the order, contending that it compromised
their First Amendment right to gather news because the restrictions on interviews about
juror deliberations was impermissibly vague. Upholding the trial courts order, the Fifth Circuit
concluded that the restriction on interviews concerning deliberations was sufficiently clear and did
not restrict the media from questioning jurors about their general reactions to the
trial. The court observed:
The order entered by Judge Vance does not foreclose "questions about a
juror's general reactions," as did the order in Express-News. The newspapers have argued
that the use of the term "deliberations" is imprecise and might be construed
by jurors wishing to speak as extending to their individual reactions to the
trial proceedings occurring in open court. We disagree. The restriction of post-verdict interviews
concerning "jury deliberation" was expressly endorsed by this Court in Harrelson. As contemplated
by Harrelson and as used in Judge Vance's order, "deliberations" refers only to
the discussions about the case occurring among jurors within the sanctity of the
jury room. A juror in this case may be interviewed about his own
"general reactions" to the trial proceedings, and he is only prevented from being
interviewed about the private debates and discussions which took place in the jury
room during the time leading up to the jury's rendering of its verdict.
. . . .
The term "deliberations of the jury" may not be a paragon of definiteness
and precise meaning. Few terms in our language are. The term does, however,
bring an immediate image to mind: the members of a jury in the
jury room discussing and debating the evidence, the testimony, and the instructions from
the court in order to reach a verdict. We hold that the term
"jury deliberations" is sufficiently definite to convey the idea the district court intended
and does not realistically threaten First Amendment protected
communication. That is all that the law requires.
[Id. at 270-71 (citations omitted).]
In United States v. Antar,
38 F.3d 1348 (3d Cir. 1994), at
issue were orders of the trial court in a highly publicized criminal fraud
trial sealing for five months the transcript of the jury voir dire from
which members of the press had been excluded because the courtroom was overcrowded,
and imposing restrictions on post-verdict juror interviews by the media. Media representatives challenged
the validity of the sealing order and of the interview restrictions that essentially
stated: (a) no juror may be compelled to grant an interview; (b) repeated
requests that a juror grant an interview are prohibited; (c) if a juror
expresses a desire to terminate an interview in progress, the interviewer must terminate
questioning immediately; (d) during the interview of a juror, no question may be
asked about the votes, statements, opinions or comments of any other juror during
jury deliberations.
Although the District Court unsealed the voir dire transcripts approximately five months after
the verdict, the Third Circuit held that the trial courts order sealing the
voir dire transcripts for five months violated the medias First Amendment right of
access to voir dire proceedings. The court noted:
Pursuant to PressEnterprise I, then, there exists a presumptive right of access to
voir dire proceedings. This right of access may not be abridged absent the
satisfaction of substantive and procedural protections. On the substantive side, a court ordering
closure must first establish that the competing interest asserted is not only "compelling,"
but also that it outweighs the First Amendment right of access. Second, it
must determine that the limitations imposed are both necessary to and effective in
protecting that interest. One part of establishing the necessity of a limitation is
a consideration of alternative measures and a showing that the limitation adopted is
the least restrictive means of accomplishing the goal. On the procedural side, these
determinations must be covered by specific, individualized findings articulated on the record before
closure is effected.
[Id. at 1359 (citation omitted).]
Because the trial court made no findings to justify the order sealing the
voir dire transcripts, and failed to consider whether less restrictive alternatives would have
been adequate, the Third Circuit invalidated the order sealing the transcripts. The court
also invalidated two of the court-imposed restrictions on post-verdict juror interviews because of
the absence of any finding that those restrictions were necessary. The court stated:
As noted above, there is substantial debate about the value of postverdict interviews.
Supra note 8. The benefits of access and of public awareness of the
duties and obligations of the jury process are weighed against concerns that courts
may become carnivals, that jurors may be reluctant to serve in future cases
if they fear their comments in the jury room will be repeated later
by their fellow jurors for broadcast to the public, and that public knowledge
of the factors behind a verdict may undermine respect for the process.
. . . .
Turning to the specific restrictions imposed here, we will affirm the first, that
no juror is obliged, or may be compelled, to grant an interview. This
restriction is consistent with the advice long given to jurors concerning posttrial press
contacts. We conclude, however, that the second and third prohibitions, against "repeated" juror
contacts and against any attempt to resume a juror interview after a juror
expresses a desire to conclude it, cannot stand in the absence of any
finding by the court that harassing or intrusive interviews are occurring or are
intended. The existing or threatened basis for such restrictions must be present before
they are imposed. Furthermore, even if sufficient basis for imposing these restrictions did
exist, it is not certain that, in the absence of the consideration of
alternatives, they would have been the least restrictive means available to the court.
[Id. at 1363-64.]
The Third Circuit also upheld the restriction on questions about the opinions of
other deliberating jurors, although expressing concern about the lack of justification for that
restriction. Id. at 1364.
Similar restrictions on post-verdict juror interviews were upheld in United States v. Doherty,
675 F. Supp 719 (D. Mass 1987). That case involved a seventeen-week criminal
racketeering trial during which the jury was sequestered and juror names and addresses
were not disclosed during the trial. After the verdict the jurors unanimously expressed
their preference not to disclose their names and addresses to the press. Two
newspapers intervened to compel identification of the jurors. The District Court determined, based
on First Amendment considerations, that post-verdict identification of jurors was required, but delayed
disclosure of juror names and addresses for seven days to afford to each
juror a short breathing space to reflect on the experience of jury service
and, after consultation with family and friends, determine what, if anything, the juror
wishes to discuss with the press. Id. at 725. The court also ordered
that any juror had the right to refuse to grant an interview request,
and prohibited any further inquiry of any juror expressing a desire not to
be interviewed. Id. at 726.
The medias right to conduct post-verdict juror interviews also was recognized by the
Tenth Circuit Court of Appeals in Journal Publishing Company v. Honorable E.L. Mechem,
801 F.2d 1233 (1986). Following a civil trial in which the plaintiff prevailed
on a claim that the police chief and other police officers of the
City of Albuquerque had violated his civil rights, the trial court issued an
order prohibiting jurors from discussing the case with media representatives. A local newspaper
sought review of the order. The Tenth Circuit, although acknowledging the trial courts
authority to impose reasonable restrictions on post-verdict juror interviews, concluded that the trial
courts order was overbroad and impermissibly infringed on the medias First Amendment rights:
Judge Mechem's order restricting press contact with former jurors was impermissibly overbroad. It
contained no time or scope limitations and encompassed every possible juror interview situation.
It would have been constitutionally permissible for the court routinely to instruct jurors
that they may refuse interviews and seek the aid of the court if
interviewers persist after they express a reluctance to speak. It could have told
the jurors not to discuss the specific votes and opinions of noninterviewed jurors
in order to encourage free deliberation in the jury room. But the court
could not issue a sweeping restraint forbidding all contact between the press and
former jurors without a compelling reason.
[Id. at 1236-37 (citations omitted).]
Similarly, in United States v. Harrelson,
713 F.2d 1114 (1983), the Fifth Circuit
upheld a trial courts order as imposing reasonable restrictions on post-verdict juror interviews
following a criminal trial convicting several defendants of charges arising out of the
murder of a Federal judge. The challenged restrictions stated:
1. No juror has any obligation to speak to any person about this
case, and may refuse all interviews or comment.
2. No person may make repeated requests for interviews or questioning after a
juror has expressed his or her desire not to be interviewed.
3. No interviewer may inquire into the specific vote of any juror other
than the juror being interviewed.
4. No interview may take place until each juror in this case has
received a copy of this order, mailed simultaneously with the entry of this
order.
[Id. at 1116.]
The Court of Appeals upheld the ban on repeated requests for interviews as
one designed merely to forbid nagging. Id. at 1118. In sustaining the restriction
against inquiries about the votes of other jurors, the Court observed:
We must now determine the validity of the above "rule narrowly tailored to
prevent the disclosure of the ballots of individual jurors," a matter on which
we expressly declined comment in ExpressNews, 695 F.2d, at 811. Our ruling requires
little more than a specific application of the general principles announced in United
States v. Gurney,
558 F.2d 1202 (5th Cir. 1977).
There we held generally that members of the press, in common with all
others, are free to report whatever takes place in open court but enjoy
no special, First Amendment right of access to matters not available to the
public at large. The particulars of jury deliberation fall in the latter class,
and the court's narrow restriction was well within its discretion. As the Supreme
Court observed, in the course of assuming the existence of a commonlaw privilege
against forced disclosure of such matters:
Freedom of debate might be stifled and independence of thought checked if jurors
were made to feel that their arguments and ballots were to be freely
published to the world (quoting Clark v. United States,
289 U.S. 1, 13,
53 S. Ct. 465, 468,
77 L. Ed. 993 (1933) (Cardozo, J.).
[Id. at 1118.]
See also In re Globe Newspaper Co.,
920 F.2d 88, 91, 98 (1st
Cir. 1990) (invalidating trial courts refusal following high profile criminal trial to provide
newspaper publisher with juror names and addresses, and noting that although Court shares
[the] view that it is unfortunate when a juror divulges the jurys deliberations
and that [n]othing compels or encourages a juror to be interviewed, jurors identity
cannot be withheld post verdict absent special circumstances justifying nondisclosure); In re Express
News Corporation,
695 F.2d 807 (5th Cir. 1982) (invalidating as overbroad District
Court rule prohibiting post-verdict interviews of any juror concerning jury deliberations or verdict
in any proceeding without leave of court); United States v. Sherman,
581 F.2d 1358, 1361-62 (9th Cir. 1978) (reversing trial court order following guilty verdict in
high profile criminal trial prohibiting jurors from discussing case and barring news media
from contacting jurors, but holding that although interviews were permissible jurors had no
obligation to respond to interviews and should report to court persistent attempts to
interrogate them); United States v. Franklin,
546 F. Supp. 1133, 1144 (N.D. Ind.
1982) (ordering that post-verdict juror interviews following high profile civil rights trial are
permitted only if jurors consent and noting that court can discourage jurors from
communicating about the contents of juror deliberations without ordering them to refrain from
doing so); In re Disclosure of Juror Names and Addresses,
592 N.W.2d 798,
809 (Mich. Ct. App. 1999) (holding that in high profile serial rape and
murder trial press has qualified right of post-verdict access to jurors names and
addresses subject to trial courts right to fashion order that considers such interests
as juror safety).
Scholarly commentary on the subject of post-verdict juror interviews is sparse. One recent
article surveyed post-verdict interviews of jurors that were reported by news media during
the preceding fifteen years. Nancy S. Marder, Deliberations and Disclosures: A study of
Post-Verdict Interviews of Jurors,
82 Iowa L. Rev. 465 (1997) (Deliberations and Disclosures).
The author notes that the most frequently expressed comments by jurors that participated
in post-verdict interviews focused on the evidence that influenced the jurys verdict.
Among the 221 instances in which jurors offered some explanation or observation about
the decision the jury reached or the dynamics that characterized its deliberations, the
largest percentage (32%) of comments pertained to the evidentiary basis for the jury's
decision. Typically, jurors pointed to the evidence that they had found persuasive: white-out
on a bill in the tax case against Leona Helmsley; the credibility of
the victim in the rape charges brought against Mike Tyson; the credibility of
witnesses in the Bensonhurst case, in which Joseph Fama was convicted of the
murder of Yusuf Hawkins; the implausible testimony of Jean Harris, who was convicted
of murdering her lover; the lack of credibility of John Bobbitt in the
unlawful wounding charge brought against his wife Lorena Bobbitt; the unreliability of the
testimony of the prosecution's star witness in the conspiracy and assault charges brought
against John Gotti and in the murder charges brought in Howard Beach; the
sheer accumulation of evidence in the World Trade Center bombing; inconsistencies in the
State's evidence in the rape trial of William Kennedy Smith; and evidence, rather
than emotion, in the trial of O.J. Simpson.
[Id. at 479-80 (emphasis added).]
Professor Marder also observes that post-verdict interviews can undermine the indivisibility of the
jurys function:
Post-verdict interviews of jurors undercut the unitary aspect of the jury. This aspect
is important given the power that is accorded a jury verdict and its
significance as a judgment of the community. On a practical level, it is
the jury verdict, and not the views of individual jurors, that has power;
on a symbolic level, it is the jury verdict, and not the views
of individual jurors, that represents the judgment of the community. The jury acquires
its power and meaning as a group, and post-verdict interviews threaten that group
aspect. Such interviews treat the jury as if it is nothing more than
a gathering of individuals involved in the exchange of ideas. Although this is
certainly part of what the jury does, it does much more; the jury
is not simply the sum of its parts. Post-verdict interviews, by focusing on
individuals' comments or