SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-3787-98T1
STATE OF NEW JERSEY,
Plaintiff-Appellant.
v.
GEORGE T. GRAWE,
Defendant-Respondent.
_____________________________
Argued: January 5, 2000 - Decided: February 1,
2000
Before Judges King, P.G. Levy and Carchman.
On appeal from the Superior Court of New
Jersey, Law Division, Atlantic County.
Nichole M. Miles, Assistant County Prosecutor,
argued the cause for appellant (Jeffrey S.
Blitz, Atlantic County Prosecutor, attorney;
Ms. Miles, on the brief).
James K. Smith, Jr., Assistant Deputy Public
Defender, argued the cause for respondent
(Ivelisse Torres, Public Defender of New
Jersey, attorney; Mr. Smith, on the brief).
The opinion of the court was delivered by
KING, P.J.A.D.
For purposes of this section, "violent crime" is defined as
any crime in which the actor causes death,
causes serious bodily injury as defined in
subsection b. of N.J.S. 2C:11-1, or uses or
threatens the immediate use of a deadly
weapon. "Violent crime" also includes any
aggravated sexual assault or sexual assault in
which the actor uses, or threatens the
immediate use of, physical force.
For purposes of this section, "deadly
weapon" means any firearm or other weapon,
device, instrument, material or substance,
whether animate or inanimate, which in the
manner it is used or is intended to be used,
is known to be capable of producing death or
serious bodily injury.
[2C:43-7.2(d) (emphasis supplied).]
Without dispute, defendant neither caused death nor serious bodily
injury. The only way the statute can be applied to this defendant
is if he used or threatened the immediate use of a deadly weapon
during the commission of the robbery.
Judge Neustader's plenary sentencing hearing to resolve this
factual issue revealed these facts. On September 24, 1997
defendant robbed two employees in Bernie Robbins jewelry store
located in Somers Point, Atlantic County. The State presented four
witnesses, the two employees of the jewelry store, Steven Jaffe and
Stewart Schupler, and two law enforcement officers, Sergeant Robert
Somers and Investigator James McGarry. In addition to their
testimony, the judge viewed a videotape of the crime in progress
from a surveillance camera in the store. We also have reviewed the
videotape.
According to Schupler, on the afternoon of September 24, 1997
at about 4 p.m., a young white male wearing white pants and a dark
jacket, later identified as defendant, entered the Bernie Robbins
jewelry store in Somers Point. Defendant approached Schupler and
asked to see the store's selection of Rolex and Piaget watches.
Schupler first showed defendant the watches in the Rolex case and
then showed him the watches in the Piaget case nearby. After
seeing the Piaget watches, defendant asked Schupler to see the
Rolex watches again. Upon looking at the Rolex watches again,
defendant told Schupler he wanted to purchase one for his
girlfriend. From behind the Rolex counter, Schupler walked a few
steps to obtain the warranty papers. He then returned to retrieve
the Rolex box located underneath the Rolex case. Schupler turned
away from defendant as he retrieved the box. When he turned back,
Schupler said that defendant appeared to be "getting a little
nervous at that point." When Schupler approached defendant with
the Rolex box, defendant "lifted his shirt up" and "pulled out a
pair of gloves." At the same time, Schupler said he saw "something
metal in [defendant's] pants." Schupler said that "when I saw
something metal and it was gray, I'm thinking gun." Defendant told
Schupler to "get back" and not to push any buttons. Schupler said
that "as [defendant] went to pull the hammer or that object out, at
that point I still wasn't sure what it was." Schupler explained
that defendant "started going forward a little bit, and he pulled
it out I thought I was going to get hit." At this point, Schupler
said he thought he was going to be hit with the hand-held hammer.
Schupler saw defendant prepare to swing the hammer. Schupler
stepped back about two or three feet from the show-case. When
asked whether he thought the hammer was "coming at him" he said
"[a]t that point I wasn't sure, and then he made contact with the
case, so . . . " Defendant swung the hammer and smashed the Rolex
case between Schupler and defendant. Defendant hit the front of
the Rolex case, not the top. Schupler said that when defendant was
about to swing the hammer, he "didn't know if it was going to be
the case or my head." After viewing the surveillance tape,
Schupler agreed that defendant did not raise the hammer above his
waist when he broke the Rolex case.
Steven Jaffe testified that he was waiting on a customer
across the room .. about fifteen to twenty feet away .. "when I
happened to look up and I saw the hammer in [defendant's] hands
coming down and I heard the glass break." Jaffe said after the
glass broke, defendant started to reach into the Rolex case and
take the watches. Jaffe testified that at this time he did not
know the location of the hammer.
The videotape showed that the hammer ended up on the floor in
front of the Rolex case and that defendant kicked the hammer away
from the case. After smashing the Rolex case, defendant began
calling out, "Where's Jaffe?" Defendant called Jaffe's name two or
three times hollering, "Where's Jaffe? Where's Jaffe?" After the
second or third time, Jaffe responded, "I'm here." Defendant told
Jaffe that he knew he lived in northeast Philadelphia, and that he
had a wife and two children "and that if he wasn't out of the
store, Jaffe was going to have a problem." Jaffe said that he
believed that defendant would hurt him and his family.
After taking the Rolex watches, defendant picked up the hammer
from the floor and walked over to the Piaget case. (The series of
events which occurred after defendant picked up the hammer and
proceeded to the Piaget case were not captured by the surveillance
tape.) The Piaget case is a box of crystal which sits on top of
another watch case. Schupler testified he was "99 percent sure"
that defendant had the hammer in his possession when he walked over
to the Piaget case. Defendant, holding the hammer, told Schupler
to give him the Piaget watches out of that show case. Defendant
did not smash the Piaget case. Schupler said he thought he was
going to be attacked if he did not listen to defendant. He gave
defendant the watches. Schupler testified that when defendant
asked him to hand him the watches from the Piaget case "the hammer
was held up," but, according to defense counsel's persuasive
argument accepted by the judge, defendant "at no time . . .
raise[d] it as a weapon." Schupler did testify that he believed
defendant would hurt him if he did not cooperate with his demands.
On cross-examination Schupler said he thought that "[t]he
hammer was in [defendant's] hands the whole time he was breaking
into the Rolex case, as he walked down to the Piaget case, up until
I was actually loading the watches into the satchel." He also
claimed that defendant never placed the hammer on the floor. To
the contrary, Schupler emphasized that defendant placed it on the
counter.
After viewing the videotape, Schupler acknowledged that
defendant never raised the hammer above his waist while he was in
front of the Rolex case. Schupler also admitted that defendant did
not have the hammer in his hand while he emptied the Rolex case.
In fact, defendant had dropped the hammer on the ground in front of
the case and kicked it aside. Schupler said he was not sure
whether defendant was going to break the Rolex counter or hit him
with it. Schupler testified that "[w]hen we were at the Piaget
case . . . I had no idea what he was going to do with the hammer."
When asked whether defendant said anything to him which caused him
to believe that he was threatening him with the hammer, Schupler
responded, "[n]o, he didn't have to say anything." Schupler said
"[h]e was close enough to me that if I didn't do what he asked me
to do, I have no idea what he was going to do with the hammer."
Schupler conceded that in his statement to the police he said
defendant exclaimed, "I'm going to break the case if you don't give
me the watches."
After collecting the Piaget watches, defendant abandoned the
hammer on top of the counter next to the Piaget case .. about six
to eight feet away from the Rolex case. Defendant then fled the
store through the rear without the hammer. As defendant was
leaving the store, he again called out Jaffe's name, told him "not
to hit the button," and said something to the effect that if
defendant did not meet with someone in twenty minutes, as planned,
Jaffe was going to "have a problem." This statement apparently was
a reference to Jaffe's family. Neither Schupler nor Jaffe tried to
stop defendant from stealing the watches during the course of the
robbery.
Judge Neustadter, without objection, applied the preponderance
of the evidence standardSee footnote 11 and said:
Violent crime is defined as any crime in which
the actor, meaning the defendant, causes death
which did not happen [in] this case, causes
serious bodily injury, which hasn't happened
[in] this case, or threatens the immediate use
of a deadly weapon. Deadly weapon is defined
as any firearm or other instrument which in
the manner it is used or is intended to be
used is known to be capable of producing death
or serious bodily injury.
Now, while the sledgehammer in evidence
is known to be capable of producing death or
serious bodily injury, I do not find that the
State has carried the burden by even a
preponderance of the evidence of establishing
that this defendant used or intended to use
that hammer as a deadly weapon.
I have to decide whether he used that hammer
as a weapon to cause death or serious bodily
injury or intended to do so. And I cannot
find that from the evidence before me. I
believe and I find as a fact that his intent
was to use that hammer to break the show cases
no more, no less. And under those
circumstances [and] under[] those facts his
case does not come within the 85 percent no
parole rule.
[w]e think it plain that a purely possessory
crime does not meet this definition. One
cannot by mere possession with an unlawful
purpose be deemed to have actually caused
either death or serious bodily injury or used
or threatened the immediate use of a deadly
weapon. These are certainly elements of the
robbery for which defendant was indicted and,
certainly, threat of use of a deadly weapon
was an element of the robbery of which
defendant was convicted. But they are not
elements of the purely possessory crime. A
defendant must do more than have the intent to
use the weapon unlawfully against the person
of another before he meets the statutory
definition of a violent criminal. We agree
with the holding in State v. Thomas,
322 N.J.
Super. 512, 518,
731 A.2d 532 (App. Div. 1999)
that the No Early Release Act must be strictly
construed. Under that canon of construction,
we are satisfied that purely possessory crimes
must be excluded from its reach. We therefore
vacate the sentence imposed on the second
degree possessory crime and remand for re
sentencing on that conviction alone.
[Id. at 89-90 (emphasis supplied).]
See State v. Rumblin,
326 N.J. Super. 296, 302 (App. Div. 1999)
(finding the NERA applicable where defendant admitted accomplice
culpability in an armed robbery with firearms, particularly where
his plea agreement acknowledged that applicability).
In State v. Thomas,
322 N.J. Super. 512 (App. Div. 1999),
defendant pled guilty to second-degree sexual assault for touching
a child, age 11, in her "vaginal area" but he did not admit to any
penetration. No weapon was involved. The State on its appeal
argued that NERA applies in any case where a defendant commits a
sexual assault designated as a crime of the first or second-degree
where the victim does not affirmatively and freely give permission
for the act of sexual contact. Id. at 516. We agreed with the
trial judge that the "No Early Release Act clearly requires an
independent act of force or threat of force against the victim that
is additional to the constituent elements of the crime." Ibid.
Moreover, we stated that "general principles of statutory
construction mandate strict construction of a criminal statute."
Id. at 518. We also stated that "[a]ggravated sexual assault or
sexual assault does not meet that definition unless the actor uses
or threatens the immediate use of physical force." Id. at 520.
We found the NERA inapplicable.
NERA's definition of "deadly weapon" is akin to but not
identical to the definition now found in the robbery statute which
was modeled after the Model Penal Code. See N.J.S.A. 2C:11-1(c)
(Chapter 15 on robbery incorporated by reference). "Deadly weapon"
as defined in the robbery statute means
any firearm or other weapon, device,
instrument, material or substance, whether
animate or inanimate, which in the manner it
is used or is intended to be used, is known to
be capable of producing death or serious
bodily injury or which in the manner it is
fashioned would lead the victim reasonably to
believe it to be capable of producing death or
serious bodily injury.
[N.J.S.A. 2C:11-1 (emphasis supplied).]
The emphasized language above was added in 1981 and became
effective on January 4, 1982. See L. 1981, c. 384, § 1.
In State v. Butler,
89 N.J. 220, 226-31 (1982), our Supreme
Court held that a toy gun or a finger in a pocket simulating a gun
was not a deadly weapon under the then-applicable robbery statute
which required the actor use or threaten "the immediate use of a
deadly weapon. N.J.S.A. 2C:15-1(b)." Id. at 226. However, by the
time Butler was decided the Legislature had amended the prior
definition to include the above-emphasized language in N.J.S.A.
2C:11-1. The present status of our law is that any device,
instrument or the like will make a robbery a crime of the first
degree if the victim reasonably believes the perpetrator is armed
with a deadly weapon. See State v. Orlando,
269 N.J. Super. 116
(App. Div. 1993); see State v. Hickman,
204 N.J. Super. 409, 414
415 (App. Div. 1985); see Cannel, New Jersey Criminal Code
Annotated, comment on N.J.S.A. 2C:15-1 (n. 6 "deadly weapon,
statutory history"). This section of the Code still requires at
least some simulation of the possession of a weapon. Thus, simply
a victim's belief or an assailant's statement that he had a weapon
is insufficient. Even a newspaper or a finger could be a
sufficient object if it is fashioned in a manner to cause the
victim to believe that it is or conceals a weapon.
Initially, one might be perplexed to reconcile Judge
Neustadter's acceptance of defendant's guilty plea to first-degree
robbery and his factual conclusion that NERA is inapplicable. This
seeming anomaly is explicable because on close examination the
definition of deadly weapon for purposes of the robbery statute and
for NERA differ somewhat. NERA omits the language "or which in the
manner it is fashioned would lead the victim reasonably to believe
it to be capable of producing death or serious bodily injury." For
purposes of NERA, the intent and conduct of defendant and not the
belief, reasonable or not, of the victim controls for sentencing
purposes. The judge's acceptance of the armed-robbery guilty plea
while finding NERA inapplicable is not inconsistent.
Judge Neustadter articulated this quite well when integrating
his findings with his legal conclusions. He said:
So [Schupler] was in fear because he didn't
know what could happen and that's what makes
it an armed robbery, that the victim was
reasonably in fear, and that's the test that
is used to determine whether it's an armed
robbery or not, what is perceived by a
reasonable victim. So Mr. Schupler's fear
that, that [it] could be used against him
makes it an armed robbery, but this is a
different section. This section has to do
with whether a person should be serving 85
percent of a sentence and it's based on a
different statute. And it is provided in this
statute that it has to be a violent crime in
order to come within the 85 percent rule.
Now, if the defendant used this hammer to
break a show case and that's all he did with
it and that's all he intended to do with it _
[W]hat they say they perceive by way of fear
does not mean that, that's what he intended to
do. Did he . . . mean to put fear in them or
did he threaten them in any way? Did he say,
[i]f you don't do this, I'm going to do this
with this hammer, or hold you in a menacing or
threatening way? Is there any evidence before
me that suggests that?
[Yes] but the statute says that the State has
to prove that the manner in which he used it
or intended to use it.
There may have been a dual purpose to help him
carry out the robbery and also to break the
show case. . . . The State has the burden of
proof.
Clearly defendant possessed the hammer during the commission
of the crime. Unclear, however, is whether that defendant used the
hammer as a "deadly weapon" under NERA. There is no admission from
defendant that he intended to use the hammer for anything other
than to break the glass case. Defendant made no present threats
against the person of either Schupler or Jaffe. Defendant did not
raise the hammer above his head at any time. He smashed the front
of the Rolex case, not the top. The threats defendant directed
toward Jaffe about harming his family members were threats of
future, not present harm. As recognized by the judge, future
threats are not controlling in this context.
We find the judge reasonably concluded that the State failed
to meet its burden to establish defendant intended to use the
hammer as a deadly weapon. Regardless of his guilty plea to first
degree robbery, the judge reasonably found defendant intended only
to use the hammer as part of his plan to commit a theft, not a
violent assault. While a person in either Jaffe's or Schupler's
position would fear the possibility of immediate bodily injury,
that fear is not controlling under NERA.
Having the opportunity to view the videotape, we observed that
defendant never raised the hammer above his waist while he was in
front of the Rolex case. Defendant did not have the hammer in his
hand while he emptied the Rolex case .. in fact, defendant almost
certainly dropped the hammer on the ground in front of the case and
kicked it aside. Even if defendant had the hammer in his hand when
he walked over to the Piaget case, the State produced no evidence
suggesting that he raised the hammer above his head at that time or
threatened Schupler in any way. Defendant just said, "give me the
watches or I'll break the case." When we examine defendant's
intent using an objective standard, his use of the hammer did not
constitute a "using or threatening the use of a deadly weapon"
under NERA. The State failed to meet its burden, whether beyond a
reasonable doubt or by a preponderance of the evidence.
Affirmed.
Footnote: 1 1"As to the standard of proof of facts making the Act applicable, see State v. Ainis, 317 N.J. Super. 127, 137 (Law Div. 1998), and State v. Oliver, 298 N.J. Super. 538, 560 (Law Div. 1996, aff'd o.b., 316 N.J. Super. 592 (App. Div. 1998), which disagree. The former requires proof beyond a reasonable doubt, the latter, proof to the satisfaction of the court under 2C:1-13d." [Cannel, New Jersey Criminal Code Annotated, comment on N.J.S.A. 2C:43-7.2.]