STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
GLORIA WALTON,
Defendant-Appellant.
________________________________
Submitted March 16, 2004 - Decided April 2, 2004
Before Judges Pressler, Ciancia and Alley.
On appeal form the Superior Court of New Jersey, Law Division, Bergen County,
01-03-0749.
Yvonne Smith Segars, attorney for defendant-appellant (Kevin G. Byrnes, Designated Counsel, of counsel
and on the brief).
John J. Molinelli, attorney for plaintiff-respondent (Catherine A. Foddai, Assistant Prosecutor, of counsel
and on the brief).
The opinion of the court was delivered by
ALLEY, J.A.D.
On October 7, 2000, at about 8:15 p.m., a man and a woman
entered the Dress Barn store in Hackensack and proceeded to commit a robbery.
The couple approached the cash register apparently posing as legitimate customers and the
female culprit seemed to be making a purchase that required change. When the
cashier opened the register to remove the change, however, the male culprit drew
what appeared to be a gun and held it on the cashier, herded
her and other store employees into the back, and there forced them to
enter a bathroom and shut the door. As the store employees were being
taken into the back one of them saw the woman go to the
register and remove a bag from underneath it. When the employees freed themselves
from the bathroom after about ten minutes the couple was gone.
Defendant was indicted on charges of first-degree armed robbery, N.J.S.A. 2C:15-1 (Count One);
second-degree possession of a handgun with a purpose to use it unlawfully against
another, N.J.S.A. 2C:39-4a (Count Two); and third-degree possession of a handgun without a
permit, N.J.S.A. 2C:29-5b (Count Three).
In a jury trial that began April 23, 2002, defendant was found guilty
on all charges. She was sentenced to eighteen years imprisonment on the armed
robbery conviction, with eighty-five percent of the term to be served without parole
pursuant to the No Early Release Act, N.J.S.A. 2C:43-7.2 (NERA). Count Two was
merged into Count One, and on Count Three the sentencing judge imposed a
concurrent four-year flat term.
On appeal, defendant raises the following contentions:
POINT I: THE DEFENDANT'S RIGHT TO DUE PROCESS OF LAW AS GUARANTEED BY
THE FOURTEENTH AMENDMENT OF THE UNITED STATES CONSTITUTION AND ART. I PAR. 1
OF THE NEW JERSEY CONSTITUTION WAS VIOLATED BY THE TRIAL COURT'S FAILURE TO
INSTRUCT THE JURY ON THE LAW OF CROSS-RACIAL IDENTIFICATIONS EVEN THOUGH THERE WAS
A CROSS-RACIAL IDENTIFICATION AND IDENTIFICATION WAS THE FUNDAMENTAL CONTESTED ISSUE IN THE CASE.
POINT II: THE DEFENDANT'S RIGHT TO DUE PROCESS OF LAW AND RIGHT OF
CONFRONTATION AS GUARANTEED BY THE SIXTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES
CONSTITUTION AND ART.
1 PAR. 1 AND PAR. 10 OF THE NEW JERSEY
CONSTITUTION WERE VIOLATED BY THE INTRODUCTION OF EVIDENCE FROM UNKNOWN, ABSENTEE SOURCES IMPLICATING
THE DEFENDANT. (Not Raised Below)
POINT III: THE TRIAL COURT DEPRIVED THE DEFENDANT OF DUE PROCESS OF LAW
AS GUARANTEED BY THE FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION AND ART.
1 PAR. 1 OF THE NEW JERSEY CONSTITUTION BY FAILING TO INSTRUCT THE
JURY ON LESSER-INCLUDED OFFENSES.
A. The Trial Court Failed To Instruct The Jury On The Crime Of Unarmed
Robbery, A Second Degree Offense. (Partially Raised Below)
B. The Trial Court Failed To Instruct The Jury On The Crime Of Theft,
A Third Degree Offense. (Partially Raised Below)
POINT IV: THE DEFENDANT'S RIGHT TO DUE PROCESS OF LAW AS GUARANTEED BY
THE FOURTEENTH AMENDMENT OF THE UNITED STATES CONSTITUTION AND ART. I PAR. 1
OF THE NEW JERSEY CONSTITUTION WAS VIOLATED WHEN THE TRIAL COURT ERRED IN
ITS INSTRUCTIONS TO THE JURY ON THE LAW OF ACCOMPLICE LIABILITY. (Not Raised
Below)
POINT V: THE DEFENDANT'S RIGHT TO DUE PROCESS OF LAW AS GUARANTEED BY
THE FOURTEENTH AMENDMENT OF THE UNITED STATES CONSTITUTION AND ART. I PAR. 1
OF THE NEW JERSEY CONSTITUTION WAS VIOLATED BY THE TRIAL COURT'S FAILURE TO
EXPLAIN THE LAW IN THE CONTEXT OF THE FACTS OF THE CASE AFTER
THE JURY ASKED FOR CLARIFICATION OF THE LAW. (Not Raised Below)
POINT VI: THE TRIAL COURT VIOLATED THE DEFENDANT'S RIGHT TO DUE PROCESS OF
LAW AS GUARANTEED BY THE FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION AND
ART.
1 PAR. 1 OF THE NEW JERSEY CONSTITUTION BY FAILING TO INSTRUCT
THE JURY ON THE LAW OF PRIOR INCONSISTENT STATEMENTS. (Not Raised Below)
POINT VII: THE DEFENDANT'S RIGHT TO REMAIN SILENT AS GUARANTEED BY THE FIFTH
AMENDMENT TO THE UNITED STATES CONSTITUTION AND THE NEW JERSEY COMMON LAW WAS
VIOLATED BY THE PROSECUTOR'S INTENTIONAL USE OF THE DEFENDANT'S SILENCE AT TRIAL TO
SHOW THAT SHE COMMITTED THE CRIMES. (Not Raised Below)
POINT VIII: THE TRIAL COURT VIOLATED THE DEFENDANT'S RIGHT TO DUE PROCESS OF
LAW AS GUARANTEED BY THE FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION AND
ART.
1 PAR. 1 OF THE NEW JERSEY CONSTITUTION BY ADMITTING SUGGESTIVE AND
UNRELIABLE IDENTIFICATION EVIDENCE.
POINT IX: THE IMPOSITION OF NERA VIOLATED THE DEFENDANT'S RIGHT TO DUE PROCESS
OF LAW AS GUARANTEED BY THE FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION
AND ART.
1 PAR. 1 OF THE NEW JERSEY CONSTITUTION.
A. The State Proceeded On A Theory Of Accomplice Liability But The Trial Court
Never Instructed The Jurors That The Principal Could Have Committed A Violent Crime
And That The Defendant Could Have Participated In That Crime But Had A
Lesser Criminal Intent And Not Be Guilty Of A NERA Violent Crime. (Not
Raised Below)
B. The Jury Instruction On NERA Was Deficient Because It Failed To Include The
Gap-Filler Provision: The Defendant Must Know That The Gun Was Capable Of Inflicting
Death Or Serious Bodily Injury. (Not Raised Below)
C. The State Failed To Produce A Scintilla Of Evidence Showing That The Purported
Gun Was Actually A Deadly Weapon As Defined By NERA. (Not Raised Below)
POINT X: THE DEFENDANT'S SENTENCE IS EXCESSIVE: THE TRIAL COURT ERRED BY IMPROPERLY
BALANCING THE AGGRAVATING AND MITIGATING FACTORS.
We first address defendant's contention that the trial court erred when it failed,
despite her counsel's request, to give the jury a cross-racial identification instruction because
the store employee who identified her from a photo array, and again in
court, is Hispanic while she is African-American.
The leading New Jersey case on cross-racial identification is State v. Cromedy,
158 N.J. 112, 115 (1999), where the Court decided that in certain circumstances "there
exists a reliable basis for a cross-racial identification charge." Those circumstances are when
"identification is a critical issue in the case, and an eyewitnesss cross-racial identification
is not corroborated by other evidence giving it independent reliability." Id. at 132.
This case largely hinges on the identification of defendant, because there is no
other evidence, such as fingerprints, to link her to the robbery. As in
Cromedy, the State here argued to the jury that the identification was credible
based on the out-of-court identification by one witness, Holiday Fernandez Ortiz, and the
in-court-identification by that victim, and one other. See id. at 130 (noting defense
counsel's argument that the case was one of mistaken identification). As in Cromedy,
defense counsel here requested a cross-racial identification jury instruction to educate the jury
in the factors affecting the reliability of eyewitness identification. The record reflects the
following colloquy:
DEFENSE: I suggest that the Court do the cross racial identification.
COURT: Thats if the identifying witness is not of the same race as
the perpetrator. The person who identified her is of the same race.
DEFENSE: We have one witness who is not.
COURT: Thats not what this is here. The eyewitness that identified her in
court, Miss Moore, identified her. She is the same race. So I wouldnt
charge as to Miss Moore.
DEFENSE: But at least to Miss Fernandez Ortiz, that would be appropriate.
COURT: I dont know. Actually Ms. Ortiz was darker than the defendant, her
skin complexion. She sat right next to me. Her complexion is darker than
the defendant.
DEFENSE: I understand this is race but the real issue is culture in
a sense. And even though you can compare skin colors there are various
differences based on culture.
COURT: Number eight says the fact that an identifying witness is not of
the same race. It doesnt say culture.
. . . .
COURT: . . . shes not the same race but shes darker than
the defendant so how could that be a problem here? I dont see
it.
Interestingly, the position taken by the State as to the requested Cromedy charge
was as follows:
PROSECUTION: [T]heres a question whether we should err on the side of caution.
I am a little concerned. I agree with the Court. Frankly Im not
really satisfied with the way this instruction has been applied generally . .
. . Nonetheless as I see it, Miss Fernandez I dont believe is
an African American. Therefore, it would be an identification made by someone of
another race.
In addition had we had other independent evidence on our case I would
completely agree with the Court theres really no need to err on the
side of caution. The instruction shouldnt be given. But here, being that obviously
identity is a critical issue, Miss Moore, of course, who is of the
same race, identified her, I dont know if the Supreme Court is going
to say that is enough to corroborate by way of independent evidence. I
dont know. Im not a hundred percent on that, Judge. As much as
I dont like the charge Im still inclined to think err on the
side of caution.
Nevertheless, the court concluded:
COURT: Dont waste your breath. Its too late now. Im not going to
do it.
In Cromedy, the Supreme Court characterized an identification as cross-racial when "an eyewitness
is asked to identify a person of another race." Id. at 120. It
went on to acknowledge that psychological factors exist that affect "eyewitness cross-racial or
cross-ethnic identification." Ibid. Since Cromedy, we have had the opportunity to further explore
the difference between culture/ethnicity and race. See e.g., State v. Valentine,
345 N.J.
Super. 490 (App. Div. 2001), certif. denied,
171 N.J. 338 (2002). In Valentine,
the defendant was African-American and the witness was Hispanic. Id. at 496. We
noted, speaking through Judge Rodriguez, that Hispanics are a distinct culture but not
a distinct race, that is, Hispanics could be of different races. Id. at
497. Although in Valentine we found that the Cromedy instruction was not required,
considering all the circumstances, we did not decide that such instruction is never
warranted as between Hispanics and African-Americans. Rather, deferring to the trial court's finding
that the witness was of "Spanish and African background," we concluded that the
witness and defendant were of the same race. We also observed that a
cross-racial identification instruction was not required given the existence of other corroborating evidence.
Id. at 496.
The circumstances here are plainly different. We conclude under Cromedy that if the
cross-racial identification instruction should otherwise be given, it cannot be withheld when the
witness and the defendant are of different races merely because of the relative
skin tone of the witness and defendant. Here, the witness and defendant are
of different races as well as different ethnicities. The trial courts decision not
to give the requested Cromedy instruction because the victims skin was darker than
the defendant's was prejudicial error. Because this error goes to the heart of
the integrity of the purported identification, given that the robber's identity is a
central issue, we are obliged to reverse the conviction because of it. With
respect to the pivotal importance of correct jury instructions in the context of
identification issues, see State v. Robinson,
165 N.J. 32, 40-45 (2000).
In view of our disposition of this appeal on the basis of the
foregoing, it is not necessary to decide or to comment at length with
regard to the other points that defendant has raised. We do, however, note
the following in connection with the retrial of this case.
With respect to defendant's assertion that the trial court erred in failing to
properly instruct the jurors regarding accomplice liability, we begin by emphasizing that it
is critical that a trial court properly charge the jury in a criminal
matter and that "improper instructions on material issues are presumed to constitute reversible
error." State v. Jenkins,
178 N.J. 347, 361 (2004). When a defendant might
be convicted as an accomplice, the trial court must give clear, understandable jury
instructions regarding accomplice liability. State v. Savage,
172 N.J. 374, 388 (2002). Specifically,
"a jury must be instructed that to find a defendant guilty . .
. it must find that he 'shared in the intent which is the
crime's basic element, and at least indirectly participated in the commission of the
criminal act.'" Ibid. (quoting State v. Fair,
45 N.J. 77, 95 (2002).
The accomplice liability jury charge is inextricably linked to the jury charge for
lesser-included offenses if such offenses are submitted to the jury. See e.g., Savage,
supra, 172 N.J. at 388. The trial court must then "'carefully impart to
the jury the distinctions between the specific intent required for the grades of
the offense.'" State v. Bielkiewicz,
267 N.J. Super. 520, 528 (App. Div. 1993)
(quoting State v. Weeks,
107 N.J. 396, 410 (1987). The trial court must
also "make specific reference to those offenses in the context of its charge
on accomplice liability." State v. Harrington,
310 N.J. Super. 272, 278 (App. Div.),
certif. denied,
156 N.J. 387 (1998). In Harrington, we found that the trial
court's failure to refer to accomplice liability while giving the lesser-included charge was
reversible error because the jury was not apprised of the principle that the
defendant could be guilty of second-degree robbery while the principal was guilty of
first-degree armed robbery. Id. at 279.
The trial court must evaluate the possible lesser-included charges based on whether the
charge was requested or unrequested. Savage, supra, 172 N.J. at 396-97. When counsel
specifically requests a lesser-included charge the trial court must evaluate the evidence under
a rational basis standard, i.e., "whether the evidence presents a rational basis on
which the jury could acquit the defendant of the greater charge and convict
the defendant of the lesser." Id. at 397 (quoting State v. Brent,
137 N.J. 107, 117 (1994)). When counsel does not request a lesser-included charge, the
charge "must be given only where the facts in evidence 'clearly indicate' the
appropriateness of that charge." Ibid. (quoting State v. Choice,
98 N.J. 295, 298
(1985)). See State v. Jenkins,
178 N.J. 347, 361 (2004).
Defendant was charged with first-degree robbery under N.J.S.A. 2C:15-1. Robbery is a crime
of second-degree unless "'if in the course of committing the theft the actor
attempts to kill anyone or purposely inflicts or attempts to inflict serious bodily
injury, or is armed with, or uses or threatens the immediate use of
a deadly weapon,' in which case it becomes a first-degree offense." State v.
J.M.,
364 N.J. Super. 486, 493 (App. Div. 2003) (quoting N.J.S.A. 2C:15-1b). During
the charge conference, counsel discussed the robbery charge, making the distinction between first
and second-degree robbery in the context of lesser-included offenses and accomplice liability. During
the jury instructions the trial court gave the model jury charge on robbery.
The trial court also charged the jury specifically on the lesser-included offense of
second-degree robbery:
If you find that the State has proven beyond a reasonable doubt that
the defendant committed the crime of robbery as I have defined that crime
to you but you have a reasonable doubt as to whether the defendant
was armed with or used or threatened the immediate use of a deadly
weapon at the time of the commission of the robbery, then you will
find the defendant guilty of robbery in the second degree.
If you find beyond a reasonable doubt that defendant committed the crime of
robbery and was armed with a deadly weapon or used or threatened the
immediate use of a deadly weapon at the time of the commission of
the robbery, then you will find the defendant guilty of robbery in the
first degree.
After the jury was charged, defense counsel raised the question as to whether
the lesser-included offense of theft should be charged.
The trial judge followed the model jury charge for second-degree robbery, but he
failed to mold the charge to the facts of the case. While he
also gave a charge on accomplice liability it too was purely a model
charge, not a charge crafted to fit the facts. As Savage stated,
To be sure, the trial court failed to articulate factually how [defendant number
one] could have been guilty of purposeful or knowing murder, and [defendant number
two] guilty of one of the lesser offenses, for example aggravated or simple
assault, if he possessed a different state of mind. Indeed the court's "canned"
accomplice liability instruction was not tied to the facts at all and, in
that respect, violated our often-expressed exhortation that, to serve its purpose, a charge,
especially a complex one, should be tethered to the facts that the jury
has heard.
[Savage, supra, 172 N.J. at 393-94].
Although the trial court gave a proper model jury charge of the lesser-included
offense of second-degree robbery, as the Court in Savage made clear was required,
reversible error was committed because the charge was not tied to the facts
of the case and because the accomplice liability charge was given completely separately
from the lesser-included offense charge.
Theft is a lesser-included offense of robbery, and it is appropriate to charge
theft if "there is a question whether the defendant's act of 'inflict[ing] bodily
injury,' 'us[ing] force upon another' or 'threat[ening] another with [or] purposefully put[ting] him
in fear of bodily injury' occurred 'in the course of committing a theft.
. . .'" State v. Harris,
357 N.J. Super. 532, 539 (App. Div.
2003).
Under the facts presented here, the robber did "unlawfully take[], or exercise[d] unlawful
control over, movable property of another with purpose to deprive him thereof" and
a theft was thus committed. N.J.S.A. 2C:20-3. We are satisfied that a rational
jury could find that the theft occurred separately from the elements that would
raise the crime to a robbery and that this is clearly indicated by
the evidence. See e.g., State v. Grissom,
347 N.J. Super. 469, 476 (App.
Div. 2002). Here the woman stood near the man while he pulled a
gun on the victim, and then after he led the victim to the
back, she approached the cash register and took a bag from underneath the
register. Since the removal of the money occurred after the threatening behavior took
place, it is conceivable that the jury could find the theft and the
threatening behavior not to be part of a continuous transaction. See e.g., id.
at 479. True, defense counsel did not here request a lesser-included offense instruction
regarding theft but merely raised a question concerning such a charge after the
jury began their deliberations, as a result of which the trial court only
needed to determine "whether the evidence 'clearly indicates' the appropriateness of submitting that
offense to the jury." Harris, supra, 357 N.J. Super. at 539 (quoting Choice,
supra, 98 N.J. at 298). The trial court did not commit reversible error
by not charging theft as a lesser-included offense in these circumstances. If, however,
on a retrial an appropriate request therefor is made the instruction should be
given. Reversible error resulted from improper instruction to the jury on lesser-included offenses
with respect to accomplice liability. We trust that on retrial an appropriate accomplice
liability charge will be given.
Finally, we note defendant's assertions regarding what she claims were inadequacies in the
jury instructions as to responsibility under NERA, which, as in effect at the
time of this crime and before the statute was amended in 2001, required
a court to impose an eighty-five percent parole ineligibility of the sentence for
a crime of first or second-degree during which the defendant is not eligible
for parole "if the crime is a violent crime as defined in subsection
d. of this section." N.J.S.A. 2C:43-7.2 (1997). Under subsection d. of NERA, "'violent
crime' means any crime in which the actor causes death, causes serious bodily
injury . . . or uses or threatens the immediate use of a
deadly weapon." N.J.S.A. 2C:43-7.2d (1997). In addition, a "'deadly weapon' means any firearm
or other weapon . . . which in the manner it is used
or intended to be used, is known to be capable of producing death
or serious bodily injury." Ibid.
As was recognized in State v. Rumblin,
166 N.J. 550, 556 (2001), an
accomplice to a first-degree armed robbery is subject to NERA sentencing, just as
is the principal, provided they "share the same mental culpability." If the intent
that a gun be used was not shared and defendant was convicted only
of the lesser-included offense of second-degree robbery, the trial court could not of
course properly sentence a defendant under NERA. If the jury found that she
shared the same intent or purpose as her principal for purposes of grading
the robbery charge and that defendant was therefore guilty of first-degree robbery, we
point out that the trial court could sentence defendant under NERA only if
the jury also determined for NERA purposes that she shared with the principal
the same mental state with regard to the use or threatened "immediate use
of a deadly weapon." See e.g., State v. Johnson,
166 N.J. 523, 545-46
(2004).
We are confident that on remand the trial court will carefully consider and
appropriately instruct the jury with regard to cross-racial identification, accomplice liability, and lesser-included
offenses and also will give appropriate consideration to any NERA issues that might
be implicated. Reversed and remanded.