NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-6752-98T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
J.A.,
Defendant-Appellant.
_____________________________________
Submitted: October 17, 2000 - Decided:
February 5, 2001
Before Judges A. A. Rodríguez, Collester and
Fall.
On appeal from the Superior Court of New
Jersey, Law Division, Hudson County, Ind.
#673-4-98.
Ivelisse Torres, Public Defender, attorney for
appellant (Edward C. Lehman, Designated
Counsel, of counsel and on the brief).
John J. Farmer, Jr., Attorney General,
attorney for respondent (Kristen A. McKearney,
Deputy Attorney General, of counsel and on the
brief).
The opinion of the court has been filed by:
RODRIGUEZ, A. A., J.A.D.
In this appeal, we hold that penile penetration of the space
between the labia majora or outer lips of the vulva constitutes
"vaginal intercourse" within the meaning of N.J.S.A. 2C:14-2a(1).
Following a jury trial, defendant, J.A., was convicted of
first degree aggravated sexual assault on his daughter, who was
then less than thirteen years old, N.J.S.A. 2C:14-2a(1); second
degree endangering the welfare of a child, N.J.S.A. 2C:24-4a; and
fourth degree child abuse, N.J.S.A. 9:6-1. A report on examination
at the Adult Diagnostic and Treatment Center, pursuant to N.J.S.A.
2C:47-2, indicated that defendant's conduct was not characterized
by a pattern of repetitive, compulsive behavior. The judge merged
all convictions and imposed an eighteen-year State Prison term with
an eight-year period of parole ineligibility. We affirm the
convictions and sentence.
I
The victim, "Nancy," is defendant's daughter.See footnote 11 She was born
on June 20, 1987. When Nancy was five years old, defendant's wife
moved to Massachusetts, leaving him to care for Nancy and her
three-year old brother.
According to the State's proofs, on numerous occasions while
Nancy was in the first and second grade, defendant molested her in
their basement apartment. When the children would return from
school, defendant would have his son take a nap in a separate room.
He would place Nancy on some blankets that served as a bed and
would pull down her pants. He would pull down his own pants and
lay on top of her. Defendant would place his penis on top of
Nancy's private parts and move from side to side. Although Nancy
testified that defendant's penis was not between her legs and he
never hurt her, the State's medical expert opined that at least the
tip of the penis was placed just inside Nancy's labia majora.
Defendant threatened Nancy by telling her that he would throw
her into the Hudson River if she ever told anybody about what he
had done to her. Defendant showed her the spot where he would
throw her in the river. Defendant also told Nancy that if anyone
ever discovered that she had been sexually assaulted, she should
say that one of his friends was responsible. Nancy, who was only
six or seven at the time, believed her father's threats and never
told anyone.
Sometime in August 1994, defendant brought Nancy and her
brother to visit Cora, a family friend.See footnote 22 Defendant would bring his
children for regular weekend visits to Cora's apartment in New
York. In February 1995, defendant told Cora that he was
experiencing financial difficulties and could no longer take care
of the children. Although Cora was initially reluctant, she
eventually allowed defendant, Nancy and her brother to move in with
her. Soon thereafter, Cora filed a petition in New York's Family
Court seeking custody of Nancy and her brother. Defendant
consented. The Family Court awarded custody of the children to
Cora. However, some months later, defendant changed his mind and
sought to have custody returned to him. He was unsuccessful. Cora
threw him out of her apartment.
At some point thereafter, Cora attempted to have custody of
the children returned to defendant. However, the Family Court
judge ordered Cora to maintain custody. That same month, defendant
left with the children. He took them to live in a shelter. Upon
discovering this, Cora removed the children from the shelter with
police assistance and brought them back to live with her.
Contemporaneously, Cora's uncle moved into her apartment. He lived
with her and Nancy for a period of time.
When Nancy was eight years old, a routine physical examination
revealed that she tested positive for chlamydia, a sexually
transmitted infection. While Nancy was at Union Hospital for
treatment of this infection, two social workers from the
Administration for Children's Services investigated Cora and her
home. During that investigation, Nancy revealed that she had been
sexually molested. Initially, Nancy blamed the assault on one of
her father's friends. Later, she admitted that her father had
molested her repeatedly while they lived on Summit Avenue in Jersey
City.
Two months later, Nancy came under the medical care of Linda
Cahill, M.D. at Montefiore Medical Center. Thereafter, Cora
brought Nancy to the Hudson County Prosecutor's Office to press a
complaint against defendant. Investigator Richard Fiocco tape-
recorded sworn statements from Nancy and Cora. Nancy told Fiocco
that her father had sexually molested her while they lived in
Jersey City. She was able to direct Fiocco to the location of the
house where the molestations occurred, as well as identify the
school she had attended at the time. Defendant was arrested and
tried.
At trial, Lynn Taska, Ph. D., qualified as an expert in child
sexual abuse accommodation syndrome. Dr. Taska is a clinical
psychologist and a member of the faculty of the University of
Medicine and Dentistry of New Jersey. She explained that the
syndrome is marked by elements of secrecy, helplessness, entrapment
and accommodation, delayed and unconvincing disclosure, and
retraction and recantation. Dr. Taska described the syndrome. She
offered no opinion as to whether Nancy had been sexually abused.
Dr. Cahill, who is an associate professor of clinical
pediatrics at Albert Einstein College of Medicine, testified for
the State as an expert in the treatment of sexually transmitted
diseases in children. She also testified as a fact witness.
According to her, Nancy's hymen appeared red but had no scars. She
opined that in order to transmit chlamydia, it is sufficient if an
infected penis touches the "inside of labial lips . . . in the
region of the vulva." In short, "penetration through the vaginal
opening into the vagina" is not required. "It just requires
touching of the penis against the vaginal opening against the
hymen."
At trial, Nancy testified to several incidents of molestation
by her father at their former apartment in Jersey City. She
testified that defendant "put his private part on top of [her]
private part, and moved from side to side." When asked, Nancy
stated that this activity "didn't hurt."
Defendant testified and denied that he had ever molested Nancy
or threatened to throw her in the river. He denied ever having
chlamydia or any other sexually transmitted disease. He asserted
that in October 1996, he was tested for chlamydia. The test was
negative. However, he could not produce any documentation to
corroborate this. Defendant alleged that Cora had convinced Nancy
to falsely accuse him of the molestation in order to gain a
tactical advantage in the ongoing custody battle over Nancy and her
brother.
II
On appeal, defendant first contends that the trial judge
should have dismissed the aggravated sexual assault count because
the State failed to prove sexual penetration, an essential element
of the crime. He also contends that the judge gave an erroneously
expanded definition of the term "penetration."
Sexual penetration, an element of aggravated sexual assault,
is defined by the Criminal Code as:
vaginal intercourse, cunnilingus, fellatio or
anal intercourse between persons or insertion
of the hand, finger or object into the anus or
vagina either by the actor or upon the actor's
instruction. The depth of insertion shall not
be relevant as to the question of commission
of the crime.
[
N.J.S.A. 2C:14-1c.]
There is no definition of the term "vaginal intercourse."
Defendant argues that the Legislature intended the term vaginal
intercourse to mean penile penetration of some portion of the
vagina canal beyond the hymen. Defendant contends that because
there is no evidence of such penetration, the State has failed to
establish a
prima facie case of aggravated sexual assault pursuant
to
N.J.S.A. 2C:14-2a(1).
The judge defined "sexual penetration" as follows:
'Sexual penetration' means vaginal
intercourse, cunnilingus, fellatio or anal
intercourse between persons or insertion of
the hand, finger or object into the anus or
vagina by the defendant. Any amount of
insertion, however slight, constitutes
penetration. The depth of the insertion is
not relevant. This means that if you find
from all of the evidence presented beyond a
reasonable doubt
that there was penile
penetration to the outer area of the vaginal
opening, what is commonly referred to as the
vaginal lips, that is sufficient to establish
penetration under the law. (emphasis added).
Defendant contends that this instruction is incorrect. We
disagree.
When construing a statute, a court should always effectuate
the Legislature's intent. We are mindful that although penal
statutes are generally strictly construed in favor of a defendant,
the rule of strict construction does not mean that manifestations
of the Legislature's intent should be disregarded.
State v.
Ferencsik,
326 N.J. Super. 228, 231 (App. Div. 1999) (citing
State
v. Edwards,
28 N.J. 292, 298 (1958)).
The source of
N.J.S.A. 2C:14-1 and -2 is the Model Penal Code.
The Sponsor's statement to the 1978 adoption of the New Jersey Code
of Criminal Justice states:
This code is based upon the final report
of the New Jersey Criminal Law Revision
Commission of October 1971 and is the result
of a year's review by the Assembly Judiciary,
Law, Public Safety and Defense Committee of a
draft which was prepared pursuant to Assembly
Resolution No. 13 of 1972 and which was
approved by the commission.
The Final Report of the New Jersey Criminal Law Revision Commission
(Commission)See footnote 33 addresses the concept of "penetration" within the
context of what was then called aggravated rape. This Report cites
the Commentary to the 1953 Model Penal Code draft, which is
instructive. The Commentary states:
The chief issue which has arisen in defining
the behavior to be treated as rape is whether
to require proof of something more than
'slight penetration'
of the outer female
genitalia. It is settled law that the crime
can be completed without orgasm or complete
penetration of the male organ into the vagina.
Predominantly the present statutes call for
'actual penetration' or 'any penetration
however slight.' Under either formula it is
held that the slightest penetration of the
outer part of the female genitalia is
sufficient;
it need not be shown that the male
organ reached the vagina.
The reasoning behind this is said to be that
the essence of the offense is the outrage to
the person and feelings of the female, . . .
[Model Penal Code § 207.4 cmts. (Tentative
Draft No. 4, 1953) (emphasis added)]
The Commentary also addresses the evidentiary difficulties inherent
in requiring "proof of penetration beyond the hymen...[because]
some membranes are sufficiently elastic or have natural openings
large enough to permit penetration without rupture."
Based on this Commentary, which sheds light on the legislative
view of the essence of the offense, we conclude that the
Legislature intended the term "vaginal intercourse" to be broader
than intercourse in the vagina canal beyond the hymen. We conclude
that penile penetration of the space between the labia majora or
outer lips comes within the concept of vaginal intercourse to which
N.J.S.A. 2C:14-1c refers.
See also State v. Fraction,
206 N.J.
Super. 532, 536 (App. Div. 1985),
certif. denied,
104 N.J. 434
(1986) (holding that cunnilingus, by licking the labia, constitutes
an act of sexual penetration, although the actor's tongue is not
inserted into the vagina);
State in the Interest of S.M.,
284 N.J.
Super. 611, 617 (App. Div. 1995) (holding that fellatio constitutes
an act of sexual penetration notwithstanding the fact that the
victim's penis does not enter the actor's mouth because touching of
the mouth and penis is sufficient to prove a violation).
But see
State v. Gallagher,
286 N.J. Super. 1, 15 (App. Div. 1995),
certif.
denied,
146 N.J. 569 (1996) (holding that insertion of the penis
between the buttocks is not anal intercourse).
Therefore, the instruction that penile penetration of the
outer area of the vaginal opening constitutes sexual penetration,
was an accurate construction of
N.J.S.A. 2C:14-1a. Here, there
was circumstantial evidence that defendant's penis penetrated at
least Nancy's labia. Therefore, a
prima facie case of sexual
penetration was presented by the State. The judge properly
denied the motion to dismiss this charge.
III
Defendant also challenges Dr. Taska's testimony on Child
Sexual Abuse Accommodation Syndrome (CSAAS). It is settled that
expert testimony on CSAAS is not admissible to prove a
defendant's guilt or innocence, but it may be used to
rehabilitate a child-victim's credibility by explaining the
child's post-assault behavior, including delayed disclosure and
recantation.
State v. J.Q.,
130 N.J. 554, 574 (1993);
see also
State v. Michaels,
264 N.J. Super. 579, 593-94 (App. Div. 1993),
aff'd,
136 N.J. 299 (1994). Defense counsel may request a
N.J.R.E. 104(a) hearing so that the trial court can assess the
qualifications of the expert and determine whether the research
basis for the proposition to be stated is generally accepted
within the relevant scientific community.
J.Q.,
supra, 130
N.J.
at 583. If the trial court admits the expert testimony on CSAAS,
it must provide a limiting instruction such that the jurors are
advised that they cannot consider the testimony as substantive
proof, but only as evidence that supports or rehabilitates the
victim's credibility.
State v. W.L.,
278 N.J. Super. 295, 302-04
(App. Div. 1995). The timing of such limiting instructions is
not mandated to occur either contemporaneously or at the close of
the trial.
See State v. Hummel,
132 N.J. Super. 412, 424 (App.
Div.),
certif. denied,
67 N.J. 102 (1975). Nonetheless, it is
apparent that limiting instructions given during criminal cases
should generally be given contemporaneously with the trial event
that prompts them.
See State v. Hawk,
327 N.J. Super. 276, 283
(App. Div. 2000).
Here, defendant makes three arguments regarding the
testimony offered regarding CSAAS. First, the evidence was
offered to improperly bolster the State's case and not to
rehabilitate Nancy's credibility. Second, the judge erred by not
holding a
N.J.R.E. 104(a) hearing to determine admissibility.
Third, the limiting instruction should have been repeated during
the final charge to the jury. We disagree with defendant.
The record is replete with challenges to Nancy's
credibility. These challenges entitle the State to bolster
Nancy's credibility through CSAAS testimony. Moreover, Dr. Taska
testified that she never interviewed Nancy. Thus, it was clear
that Dr. Taska was testifying in the abstract in order to explain
a sexually-abused child's post-assault behavior.
Next, we note that a
N.J.R.E. 104(a) hearing was not
requested. Defendant did not challenge the qualifications of Dr.
Taska or whether the basis of the research is generally accepted
in the scientific community.
J.Q.,
supra, 130
N.J. at 583.
Therefore, we conclude that even if it was an error not to hold a
N.J.R.E. 104(a) hearing, such error was harmless.
R. 2:10-2.
As we have already noted, there is no requirement that the
limiting instruction be repeated in the final charge. Here, the
judge gave a lengthy and appropriate charge just prior to Dr.
Taska's testimony. The record shows that the Assistant
Prosecutor asked for a limiting instruction during the final
charge. The judge denied this request because it would unduly
highlight the testimony. Defense counsel agreed with the judge's
ruling. We perceive no error.
IV
Defendant contends that prosecutorial misconduct deprived
him of a fair trial. Specifically, defendant points to the
following comments. In his opening statement, the Assistant
Prosecutor referred to defendant's "despicable conduct." In his
closing argument, the Assistant Prosecutor referred to defendant
as a "monster." We disapprove of these remarks by Assistant
Hudson County Prosecutor Peter H. Stoma. Such attacks are
impermissible.
See State v. Gregg,
278 N.J. Super. 190-91 (App.
Div. 1994),
certif. denied,
140 N.J. 277 (1995);
see also State
v. Pennington,
119 N.J. 547, 577 (1990). However, we perceive no
prejudice to defendant. The State's proofs presented an
incestuous relationship that lasted several years with a victim
of tender age. The victim's silence was insured by a threat of
death by drowning. The impact of the Assistant Prosecutor's
comments has to be weighed in light of this evidence, which the
jury apparently credited. In such light, we conclude that the
improper remarks were not so egregious that they deprived
defendant of a fair trial.
State v. Frost,
158 N.J. 76, 83
(1999);
see also State v. Ramseur,
106 N.J. 123, 322 (1987),
cert. denied,
508 U.S. 947,
113 S. Ct. 2433,
124 L. Ed.2d 653
(1993).
Moreover, there was no "timely and proper objection."
State
v. Bogen,
13 N.J. 137, 141-42,
cert. denied,
346 U.S. 825,
74 S.
Ct. 44,
98 L. Ed. 350 (1953). Failing to object prevents the
trial judge from taking an effective curative measure at the time
the comments are made.
State v. Frost,
supra, 158
N.J. at 84.
Thus, when a defendant fails to object at the time a comment is
made, the remark will usually not be deemed prejudicial.
State
v. Ribalta,
277 N.J. Super. 277, 294 (App. Div. 1994),
certif.
denied,
139 N.J. 442 (1995).
V
Defendant challenges his sentence by arguing that: the
judge failed to adequately weigh the sentencing factors; there
was insufficient evidence to support the existence of the
aggravating factors; and, there was no basis for the judge to
raise the presumptive term. We disagree.
This fifty-five year old defendant has no history of
convictions. As to the most serious charge, aggravated sexual
assault, the judge found four of the aggravating factors
enumerated in
N.J.S.A. 2C:44-1a,
i.e. (1) the nature and
circumstances of the offense including whether it was especially
heinous, cruel, or depraved manner; (2) the gravity and
seriousness of harm inflicted on the victim; (3) the risk that
defendant will commit another offense; and (9) the need for
deterrence.See footnote 44 The judge also found one mitigating factor listed
in
N.J.S.A. 2C:44-1b,
i.e. (7) defendant has no history of prior
delinquency or criminal activity. The judge weighed the
sentencing factors and concluded that the aggravating outweighed
the mitigating.
We conclude that the sentencing factors identified by the
judge are supported by the evidence and are sufficiently weighty
as to justify his imposition of a discretionary minimum term
pursuant to
N.J.S.A. 2C:43-6b. The sentence is in accord with
the sentencing guidelines and based on a proper weighing of the
factors.
State v. O'Donnell,
117 N.J. 210, 215 (1989);
see also
State v. Towey,
114 N.J. 69, 84 (1989). The judge must perform a
qualitative, as opposed to a quantitative, analysis with regards
to the statutory criteria.
State v. Kruse,
105 N.J. 354, 363
(1987). The sentence does not shock our judicial conscience.
State v. Roth,
95 N.J. 334, 365 (1984). The imposition of a
consecutive sentence is in accord with the sentencing philosophy
of the Criminal Code that there can be no free crimes in a system
which requires that the punishment fit the crime.
State v.
Yarbough,
100 N.J. 627, 630 (1985),
cert. denied,
475 U.S. 1014,
106 S. Ct. 1193,
89 L. Ed.2d 308 (1986).
VI
The remaining contention is that the judge erred in the jury
instruction defining the "knowingly" state of mind. We determine
that this argument is without merit and does not warrant
discussion in a written opinion.
R. 2:11-3(e)(2). We merely
note that, although the judge may have erred in instructing that
the "knowing" mental state related to defendant knowing that he
was performing "a sexual act," in other portions of the charge
the judge made reference to the verdict sheet and instructed that
the crime required knowingly performing an act of sexual
penetration. A jury charge must be read as a whole, not just the
portion alleged as error.
State v. Wilbely,
63 N.J. 420, 422
(1973);
see also State v. Thompson,
59 N.J. 396, 411 (1971).
Affirmed.
Footnote: 1 1"Nancy" is a fictitious name. She is identified in the
record as "N.A."
Footnote: 2 2"Cora" is a fictitious name. She is identified in the
record as "C.B."
Footnote: 3 3 Final Report of the New Jersey Criminal Law Revision
Commission, comment 5, N.J.S.A. 2C:14-1 (1971)
Footnote: 4 4As to the remaining counts, the judge found the same
sentencing factors, except for the first aggravating factor.