SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
JASON M. BERARDI,
Defendant-Appellant.
_______________________________
Submitted May 4, 2004 - Decided June 3, 2004
Before Judges Ciancia, Alley and R.B. Coleman.
On appeal from the Superior Court of New Jersey, Law Division, Union County,
02-04-0502-I.
Yvonne Smith Segars, Public Defender, attorney for appellant (Susan Green, Assistant Deputy Public
Defender, of counsel and on the brief).
Theodore J. Romankow, Union County Prosecutor, attorney for respondent (Steven J. Kaflowitz, Assistant
Prosecutor, of counsel; Amy F. Newcombe, on the brief).
The opinion of the court was delivered by
ALLEY, J.A.D.
Defendant was charged in a Union County indictment with aggravated assault, second-degree, N.J.S.A.
2C:12-1(b)(1) (Count One); carjacking, first-degree, N.J.S.A. 2C:15-2 (Count Two); robbery, first-degree N.J.S.A. 2C:15-1
(Count Three); and theft, third-degree, N.J.S.A. 2C:20-3 (Count Four). The case arose out
of an incident on December 2, 2001, which allegedly started at the North
Brunswick home of the parents of defendant's girlfriend. An argument escalated to an
encounter between defendant and the girlfriend's father, Bruce Walters, in which the latter
was injured. Hearing sirens apparently heralding the approach of police officers, defendant fled
from the scene and then, after having obtained a ride from a limousine
service in a vehicle driven by Jessie Edwards, he allegedly put Edwards in
fear of injury while Edwards was driving. Edwards fled from the car and
defendant drove off with it. The property that was the subject of the
alleged robbery included not only the car but also other property that Edwards
left in the car when he fled such as a small television, $100
in cash, and a briefcase. Defendant, it was further asserted, not only thereupon
drove to Newark and bought drugs, he kept the car for about a
day during which time he made a couple of hundred dollars transporting fares.
In a jury trial, defendant was found guilty of first-degree carjacking (Count Two)
and third-degree theft (Count Four). He was found guilty on Count Three of
second-degree robbery as a lesser-included offense of first-degree robbery, the jury having acquitted
him of the first-degree charge because it determined that he had not been
armed and did not use or threaten the immediate use of a deadly
weapon. Defendant was also acquitted of second-degree aggravated assault as charged in Count
One and convicted of the lesser-included offense of third-degree aggravated assault.
The trial judge sentenced defendant to four years incarceration on the Count One
aggravated assault conviction and a concurrent twenty-year term of incarceration for the carjacking
conviction on Count Two, subject to an eighty-five percent parole disqualifier under the
No Early Release Act (NERA), N.J.S.A. 2C:43-7.2(d)(10). Counts Three and Four were merged
into Count Two and appropriate fines and assessments were imposed.
On appeal, defendant contends as follows:
POINT I: THE TRIAL COURT'S CHARGE TO THE JURY ON CARJACKING, WHICH INCLUDED
A THEORY OF THE CASE NOT CHARGED IN THE INDICTMENT, VIOLATED MR. BERARDI'S
CONSTITUTIONAL RIGHT TO INDICTMENT AND DUE PROCESS OF LAW. N.J. CONST. (1947), ART.
I, PAR. 8; U.S. CONST., AMEND. V. (Partially Raised Below)
POINT II: GIVEN THE CIRCUMSTANCES OF THIS OFFENSE, INCLUDING THE FACT THAT IT
STARTED AS A DOMESTIC SQUABBLE, AND THAT DEFENDANT WAS HOMELESS AND ADDICTED TO
DRUGS AT THE TIME, A TWENTY-YEAR TERM OF INCARCERATION, SUBJECT TO THE 85
PERCENT PAROLE PROVISION OF NERA, IS MANIFESTLY EXCESSIVE.
We first address defendant's contention that his conviction should be reversed because he
was indicted for one type of carjacking and yet the judge charged and
submitted to the jury two types of carjacking. The carjacking statute, which is
set forth in N.J.S.A. 2C:15-2(a), has four subparts, numbered (1) through (4), and
the crime of carjacking consists of any one of those four categories: The
statute defines carjacking as follows:
A person is guilty of carjacking if in the course of committing an
unlawful taking of a motor vehicle, as defined in N.J.S. 39:1-1, or in
an attempt to commit an unlawful taking of a motor vehicle he:
(1) inflicts bodily injury or uses force upon an occupant or person in possession
or control of a motor vehicle;
(2) threatens an occupant or person in control with, or purposely or knowingly puts
an occupant or person in control of the motor vehicle in fear of,
immediate bodily injury;
(3) commits or threatens immediately to commit any crime of the first or second-
degree; or
(4) operates or causes said vehicle to be operated with the person who was
in possession or control or was an occupant of the motor vehicle at
the time of the taking remaining in the vehicle.
The indictment charged defendant with the following carjacking offense, namely that:
In the course of committing an unlawful taking of a motor vehicle [he]
. . . did threaten immediate bodily injury to Jessie Edwards and/or did
purposely or knowingly put Jessie Edwards in fear of immediate bodily injury while
the said Jessie Edwards was an occupant and/or in possession or control of
a motor vehicle . . . .
Thus, the indictment charged defendant with only one type of carjacking, specifically, the
one set forth in N.J.S.A. 2C:15-2(a)(2). Notwithstanding the specific language of the indictment
to that effect, when instructing the jury, and with what we take to
be the concurrence on the record of defendant's counsel, the court told the
jurors to consider not only the indicted charge of carjacking but also a
category of carjacking defendant had never been indicted for, that is, the crime
of carjacking specified in N.J.S.A. 2C:15-2(a)(3). As mentioned, that provision applies where a
defendant "in the course of committing an unlawful taking of a motor vehicle
. . . (3) commits or threatens immediately to commit any crime of
the first or second-degree . . . ." We cannot know from the
jury verdict sheet or from the transcript of the return of the verdict
which type of carjacking the jury convicted defendant of, that is, whether it
was the one charged in the indictment, N.J.S.A. 2C:15-2(a)(2), or the one not
charged in the indictment, N.J.S.A. 2C:15-2(a)(3), or whether it convicted him of both.
In our view it was error for the court to submit the unindicted
carjacking charge to the jury. The better procedure would have been for the
State to amend the indictment, but the issue for us on appeal is
whether the jury instruction was clearly capable of producing an unjust result. See
R. 2:10-2. This is an issue that to us is not free from
doubt. Nevertheless, we normally hesitate to find plain error in the context of
a criminal trial unless the error has had a real capacity to impair
the defendant's right to a fair trial. See State v. Marrero,
148 N.J. 469, 496 (1997). We cannot overlook counsel's apparent approval on the record of
the charge which defendant now appeals. Trial errors "induced, encouraged, or acquiesced in
or contended by defense counsel ordinarily are not a basis for reversal on
appeal." State v. Corsaro,
107 N.J. 339, 345 (1987) (quoting State v. Harper,
128 N.J. Super. 270, 277 (App. Div.), certif. denied,
65 N.J. 574 (1974)).
Notwithstanding this limitation, if the error had prejudiced the integrity of the trial,
we would not hesitate to order a new trial even though defense counsel
may have precipitated the error. See id. at 346.
See footnote 1 We are persuaded, however,
that such prejudice did not occur here. In particular, the jury was specifically
instructed that an underlying basis for one of the carjacking charges was robbery.
It also was specifically charged as to that crime of robbery. In these
circumstances, and because defendant had also been indicted for robbery, the submission of
the
N.J.S.A. 2C: 15-2(a)(3) carjacking charge to the jury could not reasonably have
surprised defendant or caused prejudice to him in his preparation and defense of
the case.
We are not unmindful that what ensued from the instructions at issue is
a conviction carrying with it a potentially lengthy prison term, together with an
eighty-five percent NERA parole disqualification. In our view, however, the conviction, or potential
conviction, of defendant on an offense for which he was not indicted is,
in the present circumstances, including counsel's position at trial, not so fundamentally violative
of Art. I, Par. 8 of the New Jersey Constitution, which requires "indictment
of a Grand Jury" in order for a person to "be held to
answer for a criminal offense," that we can perceive a basis for affording
relief under R. 2:10-2. Thus, we reject defendant's first contention as being without
merit.
We next consider defendant's sentencing argument, and we do so against the backdrop
of our decision with respect to carjacking sentencing in State v. Zadoyan,
290 N.J. Super. 280 (App. Div. 1996), a case with which the trial judge
expressed familiarity in his discussions on the record with counsel at sentencing. As
Judge D'Annunzio wrote in Zadoyan, although carjacking is a first-degree crime, there is
"no presumptive term for carjacking beyond the mandatory minimum of ten years imprisonment
with five years of parole ineligibility." Id. at 290. Moreover, in addition to
bearing no presumptive term, carjacking is punishable by imprisonment for ten to thirty
years, in contrast to the "ordinary term for a first degree crime [which]
is between ten and twenty years, with a presumptive term of fifteen years."
Ibid. (citing N.J.S.A. 2C:43-6(a)(1); N.J.S.A. 2C:44-1(f)(1)(b). We held in Zadoyan
that trial courts must look to the alternative elements of carjacking to guide
their sentencing discretion, in conjunction with the aggravating and mitigating factors applicable to
all sentencing decisions. See State v. Jarbath,
114 N.J. 394, 400-01 (1989) (noting
that in the Criminal Code's sentencing scheme there is "an important function for
appellate courts in clarifying relevant standards, promoting consistent interpretation of sentencing guidelines, and
enhancing uniformity in the application of statutory standards to similar facts under similar
circumstances"). As indicated, the statute elevates an unlawful taking to a carjacking if
the unlawful taking is accompanied by any one of four elements. Element a(1)
is the most serious additional fact: the infliction of bodily injury or the
use of force. Element a(4), operation of the vehicle with the lawful occupant
remaining in it, ordinarily would be the least serious carjacking. [footnote omitted]. Elements
a(2) and a(3), the threat of bodily injury or the commission or threat
to commit a first or second-degree crime, are of intermediate concern.
We are persuaded that the Legislature intended that the high end of the
sentencing range be reserved for the carjackings that involve the most serious accompanying
elements. See State v. Megargel, supra, 143 N.J. at 500 (noting that "[t]he
surrounding circumstances of an offense may make it very similar to a lower
degree offense, thus suggesting that a downgraded sentence may be appropriate").
[Id. at 291-92.]
In this case, despite the meticulous sentencing sensitivity commendably manifested by the trial
court, we conclude that we must vacate the sentence imposed and remand for
resentencing. We do so for the following reasons. At the time Zadoyan was
decided, the following passage in the opinion gave a correct statement of the
law: "The minimum mandatory sentence is ten years imprisonment with five years of
parole ineligibility. The court may sentence a defendant beyond the minimum to a
maximum term of thirty years with exposure to a maximum period of parole
ineligibility of fifteen years. N.J.S.A. 2C:43-6b." Id. at 289-90.
Although we thus correctly stated the existing law in Zadoyan, intervening developments have
occurred which require us to revisit and reemphasize Zadoyan's underlying analysis and apply
it with more detailed articulation. Those post-Zadoyan developments are the adoption of NERA
and even more particularly of a 2001 amendment to NERA that makes NERA
automatically applicable to carjacking. N.J.S.A. 2C:43-7.2(b)(10). Thus, although at the time our analysis
in Zadoyan was formulated in 1996 carjacking was punishable by a minimum ten-year
prison sentence, subject to a maximum parole disqualification of five years, when a
carjacking occurs after the 2001 amendments to NERA, as defendant's crime did, the
court is required to impose an eighty-five percent period of parole ineligibility. Thus,
if this defendant had been convicted in 1996 when Zadoyan was decided and
sentenced to a term of ten years imprisonment the maximum exposure to parole
ineligibility would have been five years. By contrast, under current sentencing principles, his
maximum exposure to parole ineligibility under NERA is instead eighty-five percent of ten
years even if the minimum term of ten years is imposed. The mathematical
correlation between the NERA eighty-five percent and the base term of course increases
the parole ineligibility period in the degree that the base term is increased.
As a result, to use as an example the base sentence of twenty
years that was imposed here, defendant received a seventeen-year parole disqualifier, as opposed
to the ten years that would have occurred at the time Zadoyan was
decided.
We refer to all this because we are firmly convinced that in these
circumstances, with a heightened sentencing impact as the consequence of the adoption of
NERA and its now-mandatory application to carjacking cases, trial courts must apply even
more greatly refined sensitivity respecting the categorization of carjacking cases and its interplay
with sentencing considerations under Zadoyan.
In particular, in this case, as we have noted, defendant was convicted of
a category of carjacking that is next to the "least serious carjacking" as
articulated in Zadoyan. In other words, defendant is entitled to have his sentencing
determined on the premise that he was convicted of a type (3) carjacking
rather than a type (2) carjacking. We say this because it is not
determinable from the verdict or the jury verdict sheet that defendant was convicted
of a more serious category of carjacking than the one defined in N.J.S.A.
2C:15-2(a)(3), "commits or threatens immediately to commit any crime of the first or
second-degree." Moreover, the jury in its verdict specifically determined, and of course did
so unanimously, that defendant was not "armed with" nor "did the defendant use
or threaten to use immediate use of a deadly weapon." As a result
defendant was convicted, not of armed robbery but of second-degree or unarmed robbery.
Additionally, since for purposes of the robbery statute a deadly weapon need not
be an instrument actually capable of causing death or serious bodily injury, but
could be, as defined in N.J.S.A. 2C:11-1(c), one that merely "in the manner
it is fashioned would lead the victim to believe it to be capable
of producing death or serious bodily injury," we are bound by as well
as guided by the jury's determination that not only did defendant not possess
a real deadly weapon, but that he did not convey or even attempt
to convey the impression that he had one. When the Legislature adopted NERA
it did not repudiate the Zadoyan rationale which today we amplify. Similarly, it
did not do so in 2001 when it adopted amendments to NERA which
"changed [the law] in response to [various] . . . Appellate Division decisions"
and eliminated questions respecting NERA sentencing that had proliferated under the statute in
its original form. State v. Parolin,
171 N.J. 223, 232 (2002). See, for
example, State v. Austin,
335 N.J. Super. 486 (App. Div. 2000).
Thus, amplifying the Zadoyan scrutiny of carjacking sentencing in light of current sentencing
realities, and viewing defendant's conduct in the context of the jury's determination that
he committed a second-degree crime and neither used a deadly weapon or an
apparent deadly weapon, it is evident that the sentencing for this category of
carjacking in these particular circumstances should be accorded treatment that is appropriate for
the least serious of the (a)(3) crimes and very close to the level
of treatment to be accorded under Zadoyan to the carjacking category in subsection
(a)(4), namely, operation of a vehicle with a lawful occupant remaining in it.
We are also persuaded in light of post-Zadoyan sentencing developments that the carjacking
categories in subsections (a)(2) and (a)(3), and especially the type of crime of
which defendant was convicted, should be sharply distinguished. We stated in Zadoyan that
"[e]lements (a)(2) and (a)(3), the threat of bodily injury or the commission or
threat to commit a first or second degree crime, are of intermediate concern."
Id. at 291. "Intermediate" should not be read to mean, however, that all
(a)(2) and (a)(3) carjackings, or even all (a)(3) carjackings, properly might be subjected
to an undifferentiated lumping together for purposes of sentencing determinations. Rather, we emphasize
that differentiation between different carjacking categories, and in this case within a particular
carjacking category, (a)(3), should be a key factor in carjacking sentencing determinations. Consequently,
we vacate the sentence for carjacking imposed on defendant and remand for resentencing,
so that defendant and the State can argue for an appropriate sentence to
be imposed upon a category of carjacking that is quite close to the
lowest in sentencing severity. We mean no criticism of the learned trial judge,
who obviously was striving with sensitivity and intelligence to reach a fair result.
But the recent superimposition on the sentencing framework of NERA's mandatory parole disqualification
for carjacking sentences impels a further and more detailed articulation of the principles
of Zadoyan, and given the jury findings in this case, defendant's crime was
as we have indicated little more serious than the least serious category set
forth in the carjacking statute that is, the category coming within the definition
in subsection (a)(4). Viewed in that light, the twenty-year sentence must be vacated
as excessive.
We take this step with full regard to the deference we owe sentencing
determinations. State v. Gardner,
113 N.J. 510, 516 (1989); State v. Roth,
95 N.J. 334, 362-65 (1984); See also Zadoyan, supra, at 288. As we did
in Zadoyan, we also refrain here from saying that the balance of aggravating
and mitigating factors would not justify a sentence that is to some extent
greater than the ten-year minimum term. We point out, however, that if on
reconsideration the trial court considers it to be consistent with the record, the
judge would be free in connection with re-sentencing to grant defendant mitigating factors
not previously given him and take away aggravating factors that were. We emphasize
that our decision is not intended to minimize the seriousness with which the
crime of carjacking is rightly viewed but only to properly relate on a
rational and principled basis, as Zadoyan did, the seriousness of the crime to
the punishment it carries. Indeed, few persons would consider as anything other than
serious a crime whose least-punished category bears a minimum of eight and one-half
years of imprisonment without parole, as does carjacking, N.J.S.A. 2C:15-2(a)(4); N.J.S.A. 2C:43-7.2(d)(10).
We affirm defendant's conviction for first-degree carjacking. We vacate the sentence for carjacking
and remand for resentencing as to that conviction. We do not retain jurisdiction.
Footnote: 1
We emphatically disagree with the State's suggestion that there was no error
because the indictment referred to the carjacking statute in general, that is to
N.J.S.A. 2C:15-2.