SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2295-01T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
JAVIER J. LOZADA,
Defendant-Appellant.
Submitted January 22, 2003 - Decided February 13, 2003
Before Judges Pressler, Wallace, Jr. and Ciancia.
On appeal from the Superior Court of New Jersey,
Law Division, Somerset County, 99-7-397-I.
Yvonne Smith Segars, Public Defender, attorney
for appellant (Susan Brody, Assistant Deputy
Public Defender, of counsel and on the brief).
Peter C. Harvey, Acting Attorney General,
attorney for respondent (Jafer Aftab, Deputy
Attorney General, of counsel and on the brief).
The opinion of the court was delivered by
PRESSLER, P.J.A.D.
Following a competency hearing resulting in the determination
that defendant Javier J. Lozada was competent to stand trial,
defendant was tried and found guilty by a jury of third-degree
stalking, N.J.S.A. 2C:12-10c, and fourth-degree violation of a
domestic violence restraining order, N.J.S.A. 2C:29-9b. He was
sentenced to a three-year probationary period subject to a 90-day
jail term and required mental health evaluations. Defendant
appealed, and the trial court stayed the custodial portion of the
sentence pending appeal. We now reverse.
The charges against defendant arose out of his five-month
relationship with the victim. The couple dated for two months and
lived together for three months. The victim then terminated the
relationship. Several months thereafter, on April 8, 1999, the
victim, because of defendant's conduct towards her after the
breakup, obtained a domestic violence restraining order against
him. The nature of that conduct was not specified. Thereafter,
according to the State's case, defendant stalked the victim at
various times between May 12, 1999, and June 20, 1999. That
conduct was the basis of both charges brought against him.
In challenging the judgment of conviction, defendant raises
the following issues:
I. THE COURT COMMITTED REVERSIBLE ERROR IN ITS
REFUSAL TO SEVER THE TWO COUNTS OF THE
INDICTMENT FOR TRIAL.
II. BECAUSE, CONTRARY TO THE COURT'S FINDING,
DEFENDANT WAS NOT MENTALLY COMPETENT IN
SEPTEMBER OF 2001 TO STAND TRIAL, HIS
CONVICTIONS MUST BE REVERSED AND THE MATTER
REMANDED FOR A NEW HEARING TO DETERMINE HIS
PRESENT LEVEL OF COMPETENCY.
III. IN ELICITING EXTREMELY DAMAGING TESTIMONY FROM
THE VICTIM ON CROSS-EXAMINATION, AND THEN
COMPOUNDING THE ERROR BY REQUESTING THE COURT
NOT TO PROVIDE THE JURY WITH A LIMITING
INSTRUCTION REGARDING THAT TESTIMONY, TRIAL
COUNSEL FELL BELOW MINIMAL STANDARDS OF
PROFESSIONAL COMPETENCE. (Not Raised Below)
IV. THE PROSECUTOR CREATED REVERSIBLE ERROR BY
REPEATEDLY INVITING THE JURORS DURING HER
SUMMATION TO IMAGINE THEMSELVES IN THE PLACE
OF THE VICTIM. (Not Raised Below)
We agree with defendant that the court erred in failing to
sever the charges of stalking and contempt of a restraining order.
In reaching this conclusion, we rely on the Supreme Court's
decision in State v. Chenique-Puey,
145 N.J. 334 (1996), in which
a domestic violence restraining order had been entered against the
defendant. He was thereafter charged with contempt of that order
and with the underlying crimes that constituted violation thereof.
The Court made clear that the existence of a restraining order, an
element of the contempt offense but not of the underlying crimes,
is nevertheless construable by the jury as other-crimes evidence
demonstrating defendant's propensity to commit the substantive
offense with which he was charged in violation of N.J.R.E. 404(b)
or which may lead the jury to conclude that defendant, in respect
of the underlying criminal offense, acted in conformity with prior
behavior in violation of N.J.R.E. 404(a). Id. at 342. Moreover,
as the Court pointed out, because the restraining order is not an
element of the underlying crimes, the jury need not be apprised of
its existence in trying the underlying crimes. Thus, in order to
avoid the prejudice to defendant resulting from the jury's
knowledge of the restraining order when it tries the underlying
crimes, the Court mandated a severance in these circumstances,
directing that "[i]n the future, trial courts should sever and try
sequentially charges of contempt of a domestic-violence restraining
order and of an underlying criminal offense when the charges arise
from the same episode." Id. at 343. The Court expressly relied on
the same principles of fairness and avoidance of undue prejudice
that impelled it to require severance of the crimes of possession
of a weapon by a convicted person from the other crimes with which
the defendant is tried. See State v. Ragland,
105 N.J. 189 (1986).
Application of the severance procedure dictated by Chenique-
Puey is, however, problematical where the underlying criminal
offense is stalking. N.J.S.A. 2C:12-10b defines that crime as
follows:
A person is guilty of stalking, a crime
of the fourth degree, if he purposely and
repeatedly follows another person and engages
in a course of conduct or makes a credible
threat with the intent of annoying or placing
that person in reasonable fear of death or
bodily injury.
Pursuant to N.J.S.A. 2C:12-10c, stalking is a crime of the fourth
degree unless committed in violation of a restraining order, in
which case it is a crime of the third degree. Stalking is also a
crime of the third degree if it is a second or subsequent such
offense, N.J.S.A. 2C:12-10d, or if committed while the defendant is
serving a term of imprisonment or is on probation or parole,
N.J.S.A. 2C:12-10e. Here, defendant was charged with third-degree
stalking based on his alleged violation of the restraining order.
Consequently, the restraining order was as much an element of the
underlying criminal offense of third-degree stalking as it was of
the contempt crime. Nevertheless, the same considerations that led
the Supreme Court to require severed sequential trials of the
underlying crime and the contempt clearly apply as well to the
trial of third-degree stalking. That is to say, the jury's
knowledge that there has been a restraining order is likely to
prejudice defendant's right to a fair trial of the issue of whether
he is guilty of conduct constituting stalking.
A solution to this apparent dilemma has been proposed by the
Supreme Court's Committee on Model Criminal Jury Charges. The
Committee revised the model charge on August 13, 1999, both to
conform with the amendments of N.J.S.A. 2C:12-10 effected by L.
1999, c. 47, and, expressly, to comply with the directive of
Chenique-Puey. Thus the Committee advised by footnote that where
the degree of the stalking offense is in question, the issue of
whether there was stalking as defined by N.J.S.A. 2C:12-10b should
be tried first without reference to any element, including a
restraining order, that would elevate the fourth-degree crime to a
third-degree crime. If the defendant is found guilty of stalking,
then the trial court should "try the issue of degree before the
same jury sequentially; first taking whatever additional proofs are
necessary, then charging the jury" appropriately as to the element
elevating the crime to third degree.
We fully endorse the approach of the Model Criminal Charge
Committee. We further point out that if the basic fourth-degree
stalking offense is tried first, we see no objection based on
N.J.R.E. 404 or other considerations of fairness to the sequential
trial of the degree of stalking being joined with the trial of the
contempt charge since the prior issuance of the restraining order
is a common element of both and is, therefore, evidence necessary
to both. See, e.g., State v. Pitts,
116 N.J. 580, 601-602 (1989)
(severance of crimes for trial is unnecessary where the evidence of
one is admissible in the trial of the other).
The trial court was aware both of Chenique-Puey and the Model
Charge Committee's recommendation that sequential trials of the
stalking offense be conducted when degree is in issue. It
nevertheless chose to deny the severance motion on the ground that
if the issue of domestic violence was not in the case, a full and
fair voir dire of the prospective jurors would be hampered. We
disagree. Because the relationship between defendant and the
victim of the stalking was such as to invoke the protections of
domestic violence legislation, the jurors could have been
interrogated, to the extent relevant, about their personal or
family experiences with domestic violence without regard to the
prior issuance of the restraining order. We are satisfied that an
effective voir-dire interrogation can also be fashioned if the
elevation of fourth-degree stalking to a third-degree crime is
based on one of the other statutory circumstances.
Finally, we think it plain that because of the required
severance, the contempt conviction as well as the stalking
conviction must be reversed. The contempt conviction was based on
the stalking, and defendant did not receive a fair trial on that
charge because it was tainted by the evidence of the restraining
order. If the conviction of the underlying crime must be reversed,
then so must the conviction of contempt because the criminal
conduct supporting each conviction was identical.
We find insufficient merit in defendant's remaining
contentions. R. 2:11-3(e)(2). There was sufficient psychiatric
evidence to support the court's finding that defendant was
competent to stand trial, and we affirm the ensuing order
substantially for the reasons stated by the trial judge. The
argument respecting ineffective assistance of counsel is mooted by
a severance on retrial. Nor do we find prosecutorial error in the
summation. We assume, moreover, that the prosecutor, on the
retrial, will observe the required parameters of prosecutorial
argument.
The judgment of conviction is reversed, and we remand for
severed sequential trials in accordance with this opinion.