NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-6013-00T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
JEROME AMBROSELLI,
Defendant-Appellant.
_______________________________
Submitted: November 19, 2002 - Decided:
January 3, 2003
Before Judges Pressler, Ciancia and Axelrad.
On appeal from the Superior Court of New
Jersey, Law Division, Camden County, 00-2-429-
I.
Yvonne Smith Segars, Public Defender, attorney
for appellant (Sylvia Orenstein, Assistant
Deputy Public Defender, of counsel and on the
brief).
Peter C. Harvey, Acting Attorney General,
attorney for respondent (Linda K. Danielson,
Deputy Attorney General, of counsel and on the
brief).
Appellant filed a pro se supplemental brief.
The opinion of the court was delivered by
AXELRAD, J.T.C. (temporarily assigned).
Tried to a jury, defendant Jerome Ambroselli was convicted of
fourth-degree aggravated assault on a police officer, N.J.S.A.
2C:12-1b(5)(a), and fourth-degreeSee footnote 11 resisting arrest, N.J.S.A.
2C:29-2a.See footnote 22 Defendant was sentenced for aggravated assault to a
custodial term of eighteen months with a nine-month parole
disqualifier, and for resisting arrest to a concurrent term of
eighteen months. Defendant's sentence was ordered to be served
consecutively to another sentence he was serving.
Subsequent to filing his appeal, defendant refiled in the
trial court his motion to dismiss the charges, asserting the
complaints were not executed in the presence of a judicial officer.
He contended this issue was not properly disposed of by the trial
court. Without objection from the State, we granted the motion for
a limited remand for determination of this issue by the trial
court. The trial court re-affirmed its previous denial of
defendant's motion because "an individual by the name of Patty Lamb
designated as the Special Deputy Court Administrator (SDCA) had
executed the warrants and that this was consistent, in the courts
view, with Rule 3:3-1(a)."
Through counsel, defendant asserts the following claims on
appeal:
POINT I
[A] BECAUSE THE COMPLAINT-WARRANT IN THIS
CASE WAS IMPROPERLY EXECUTED, IT MUST BE
DISMISSED.
[B] THE TRIAL COURT'S OPINION ON LIMITED
REMAND IGNORED THE PRIMARY BASIS OF THE
DEFENDANT'S CHALLENGE TO THE VALIDITY OF THE
COMPLAINT-WARRANTS; FURTHER FACT-FINDING IS
NECESSARY TO RESOLVE THE ISSUE.
POINT TWO
THE TRIAL COURT'S GRATUITOUS INTERPOLATIONS ON
THE KEY ISSUE OF THE REQUISITE MENTAL STATE
FOR CONVICTION OF AN ATTEMPT TO CAUSE BODILY
INJURY DILUTED THE INSTRUCTION AND HAD THE
CAPACITY TO CONFUSE AND MISLEAD THE JURY, THUS
DEPRIVING DEFENDANT OF DUE PROCESS AND A FAIR
TRIAL. (Not Raised Below).
POINT THREE
THE TRIAL COURT'S FAILURE TO INSTRUCT THE JURY
THAT IT SHOULD CONSIDER WITH CAUTION TESTIMONY
OF AN OUT-OF-COURT STATEMENT PURPORTEDLY MADE
BY THE DEFENDANT WAS PLAIN ERROR REQUIRING
REVERSAL. (Not Raised Below).
POINT FOUR
THE SENTENCE IMPOSED ON THE DEFENDANT WAS
EXCESSIVE; MOREOVER, A PERIOD OF PAROLE
INELIGIBILITY WAS UNWARRANTED IN THIS CASE.
In a pro se brief supplemental brief, defendant further claims:
N.J.S.A. 2B:12-21(b) IS UNCONSTITUTIONAL UNDER
THE "SEPARATION OF THE POWERS" DOCTRINE IN
ARTICLE III, PAR. I OF THE NEW JERSEY
CONSTITUTION, AND THUS WOULD WARRANT DISMISSAL
OF DEFENDANT'S CRIMINAL COMPLAINT AS BEING
CONSTITUTIONALLY DEFECTIVE.
I.
We find no merit in defendant's claims alleging defective
complaints and challenging the constitutionality of the statute
authorizing officials to act for the court, and thus affirm those
aspects of the appeal. We find error, however, in the jury
instruction as to the requisite mental state of "purposeful", a
material element in both offenses of which defendant was convicted.
Because defense counsel made no objection to the instruction at
trial, the standard of review is plain error.
R. 1:7-2. We
conclude defendant has satisfied the plain error standard in
connection with the jury instruction,
Rule 2:10-2, and, therefore,
reverse defendant's convictions and remand for a new trial.
Accordingly, we need not address the contentions raised in Points
Three and Four of defendant's brief since defendant may request the
charge at retrial and if convicted, he will have to resentenced.
II.
In response to a domestic dispute call, Officer Melissa
Capanna, a uniformed member of the Gloucester Police Department,
came upon defendant walking down the street in the vicinity of the
house which was the subject of the call. He was wearing a ripped
sweatshirt, was dazed and profusely bleeding from a deep gash in
his head, and his face and neck were covered in blood. The officer
summoned an ambulance and, assuming he was involved in the domestic
dispute, got out of her car to speak with him. When the officer
asked defendant what happened, he repeatedly responded that "it
wasn't him" and kept walking. She continued to follow him,
requesting that he sit down and talk, to no avail. Officer Capanna
then pulled on the back of defendant's sweatshirt to get his
attention. According to the officer, defendant then said "if
[she] touched him he was going to f-ing kill [her]." He then
turned around, swung at her, and began running away. The officer
directed defendant to stop and began chasing him after calling for
back-up assistance from uniformed officers.
Officer Michael Harkins and Sergeant Christopher Jones
responded, received a description from Officer Capanna, and gave
chase. Sergeant Jones spotted a man fitting the description
running through yards and between two houses and yelled at him to
stop several times, but the man kept running. As defendant ran
along a fence, Sergeant Jones reached over the fence, grabbed his
shoulder and pushed and spun him around, directing him not to
resist. Defendant swung wildly at the officer. Fearful of being
struck and of getting defendant's blood on him, Sergeant Jones
sprayed defendant with pepper spray. The back-up officers then
placed defendant in custody, handcuffed him, and summoned an
ambulance.
Defendant was not informed by any of the officers he was
going to be placed under arrest. Although the officers testified
that defendant had no difficulty running, did not appear to be in
shock, and seemed to understand what they and the EMT staff were
saying to him, the officers also acknowledged that he had a deep
laceration in his head, was moaning, had lost a great deal of
blood, and seemed confused.
III.
The complaints were issued in compliance with the applicable
statute and Court Rule. The complaint was signed by the special
deputy court administrator of the municipal court, as authorized by
N.J.S.A. 2B:12-21a and
Rule 3:3-1(a). The jurat was taken by a
police lieutenant who is presumptively the one in charge of police
headquarters,
N.J.S.A. 2B:12-21b. In these circumstances, when a
complaint is
prima facie in conformance with the statutory
provisions and Court Rule, the burden must shift to the challenger
to show it is not. There is no need for further fact-finding for
the State to, in essence, prove the validity of what already
appears to be valid.
Defendant's challenge to the constitutionality of
N.J.S.A.
2B:12-21b is without sufficient merit to warrant further
discussion.
R. 2:11-3(e)(2). There is no violation of separation
of powers for the court administrator and deputy administrator, as
well as the police officer, to perform ministerial acts on behalf
of the municipal court.
IV.
Defendant contends that both convictions must be reversed
because the trial court erroneously instructed the jury as to the
necessary culpability requirement of the offenses. We agree.
Because defendant's mental state is a critical issue in this case
and the proofs are close
, this cannot be considered harmless error.
Defendant was walking down the street, dazed and profusely
bleeding from a deep gash in his head, when he was stopped by
Officer Capanna. When she was unsuccessful in having defendant sit
down and tell her what happened, she grabbed the back of his
sweatshirt to get his attention, and he responded by making a
threatening comment, swinging wildly at her, and fleeing.
Defendant swung his fist at Sergeant Jones a short time later when
the officer chased him and seized him across a fence. For his
conduct, defendant was charged in the indictment with aggravated
assault by attempting to cause bodily injury to the uniformed
officers acting in performance of their duties,
N.J.S.A. 2C:12-
1b(5)(a), and resisting arrest by purposely preventing the officers
from arresting him by using or threatening to use physical force or
violence against them,
N.J.S.A. 2C:29-2a.
Both offenses for which defendant was convicted require the
mental state of purposeful conduct, which is the highest degree of
culpability under the Code. "Purposely" is defined by
N.J.S.A.
2C:2-2b(1):
A person acts purposely with respect to
the nature of his conduct or a result thereof
if it is his conscious object to engage in
conduct of that nature or to cause such a
result. A person acts purposely with respect
to attendant circumstances if he is aware of
the existence of such circumstances or he
believes or hopes that they exist. "With
purpose," "designed," "with design" or
equivalent terms have the same meaning.
A person is guilty of aggravated assault if he commits a
simple assault upon "any law enforcement officer acting in the
performance of his duties while in uniform."
N.J.S.A. 2C:12-
1b(5)(a). Simple assault as charged in this case is defined by
N.J.S.A. 2C:12-1a(1) as "attempt[ing] to cause . . . bodily injury
to another." Attempt expressly requires the culpability
requirement of "purposeful",
N.J.S.A. 2C:5-1a(2)See footnote 33,
i.e., in this
case, that defendant acted with a purpose to cause bodily injury to
one or more of the officers.
In other words, the State was
required to prove beyond a reasonable doubt that it was defendant's
conscious object to cause bodily injury to an officer.
N.J.S.A.
2C:2-2b(1).
At the time of this offense, a person was guilty of fourth-
degree resisting arrest "if he purposely prevent[ed] a law
enforcement officer from effecting a lawful arrest, . . . [and]
[used] or threaten[ed] to use physical force or violence against
the law enforcement officer. . . ."
N.J.S.A. 2C:29-2a(1).See footnote 44 Thus
the State must prove beyond a reasonable doubt that it was
defendant's conscious object to prevent his arrest.
N.J.S.A. 2C:2-
2b(1).
In instructing the jury on the elements of the aggravated
assault charge, the trial judge correctly advised the jury that to
find the defendant guilty, it must determine beyond a reasonable
doubt that he had the purpose to cause bodily injury to a police
officer. The judge defined "purposeful conduct" consistent with
the statutory definition:
Now, a person acts purposely with respect to
the nature of his conduct or result thereof if
it's a person['s] conscious object to engage
in conduct of that nature or to cause such a
result. A person acts purposely with respect
to [attendant] circumstances if a person is
aware of the existence of such circumstances
or a person believes or hopes that they exist.
One can be deemed to be acting purposely if he
acts with design or with the purpose, with the
particular object if one really means to do
what he does. That's probably the best. Did
you act purposely? Do you mean to do what you
do?
However, the judge then added his own gloss on the definition: "And
[once] again, this is not written in the law but you can consider
the definition of purposeful and maybe the contrary definition of
by accident."
In instructing the jurors on the elements of resisting arrest,
the trial court defined "purposely" as follows:
A person acts purposely, we're going to tell
you that word again because remember the
defendant would have to act purposely and the
State would have to prove that beyond a
reasonable doubt. A person acts purposely
with respect to the nature of his conduct, the
result of his conduct if it is his conscious
object to engage in conduct of that nature to
cause such a result. That is, a person acts
purposely if he means to act in a certain way
or to cause a certain result.
Defense counsel did not object to these instructions.
The State contends that, in the context of the charge as a
whole,
State v. Wilbely,
63 N.J. 420, 422 (1973), the jury was
properly instructed on several occasions as to the "purposeful"
element of the offenses. Thus, according to the State, the trial
court's one sentence contrast of "purposeful" to "accidental" did
not have the capacity to confuse or mislead the jury, and
therefore, did not constitute plain error.
We reject the State's contention.
The charge on the requisite
mental state was fatally flawed because it provided a misleading
explanation of a material element of the crimes. By contrasting
"purposeful conduct" to "accidental conduct" without defining any
of the levels of culpability in between, the trial judge diluted
the culpability requirement necessary to establish the purposeful
element of both aggravated assault and resisting arrest.
Under some circumstances it is helpful for a court instructing
a jury to inform it of other mental states as a comparison and to
clarify the distinctions by illustrative examples.
State v.
Concepcion,
111 N.J. 373, 381 (1988). This technique may assist
the jury in its fact-finding function and enhance the jurors'
understanding of the requisite mental state necessary for
conviction of an offense.
Ibid. However, in doing so, the court
must clearly define the other culpability requirements in
accordance with the Code and carefully inform the jury that these
other mental states are presented only for comparison purposes and
should not be considered as an element of the offenses in the case
before it.
Ibid.
"Appropriate and proper charges to a jury are essential for a
fair trial."
State v. Green,
86 N.J. 281, 287 (1981). Incorrect
instructions of law are poor candidates for rehabilitation under a
harmless error analysis.
State v. Rhett,
127 N.J. 3, 7 (1992);
State v. Weeks,
107 N.J. 396, 410 (1987). A proper explanation of
the elements of a crime is especially crucial to the satisfaction
of a criminal defendant's due process rights.
State v. Burgess,
154 N.J. 181, 185 (1998);
State v. Martin,
119 N.J. 2, 15-17
(1990). Our Supreme Court has found reversible error in the charge
by the court's failure, whether or not requested, to instruct
fully, clearly and accurately as to the fundamental and essential
issues before the jury, including each of the elements of the
offense and the standard of culpability.
State v. Concepcion,
supra, 111
N.J. at 381;
State v. Green,
supra, 86
N.J. at 290.
The manner in which the trial court utilized a comparison
technique in this case, however, had the clear capacity to mislead
the jury and produce an unjust result.
R. 2:10-2;
State v.
Williams,
168 N.J. 323, 336 (2001);
State v. Hock,
54 N.J. 526,
538, (1969)
cert. denied,
399 U.S. 930,
90 S. Ct. 2254,
266 L. Ed.2d 797 (1970).
The court's explanatory contrast had the capacity
to inform the jury that the only mental culpability choices were
"purposeful" or "accidental." This is clearly a misstatement of
the law. Between "purposeful conduct" and "accidental conduct" the
criminal code recognizes no less than three intermediate levels of
culpability: knowing,
N.J.S.A. 2C:2-2b(2); recklessSee footnote 55,
N.J.S.A.
2C:2-2b(3); and negligent,
N.J.S.A. 2C:2-2b(4).
For a person to act knowingly with respect to the nature of
his conduct or the attendant circumstances, he must be aware of the
nature of his conduct or the presence of such circumstances or of
a high probability they are present.
N.J.S.A. 2C:2-2b(2). To act
knowingly with respect to a result of his conduct, a person must be
aware that his conduct is practically certain to cause such a
result.
Ibid. For a person to act recklessly, he must act in a
gross deviation from the standard of conduct of a reasonable person
in the actor's situation, in conscious disregard of a substantial
and unjustifiable risk that a material element exists or will
result from his conduct.
N.J.S.A. 2C:2-2b(3). For a person to act
negligently, he must act in a gross deviation from the standard of
conduct of a reasonable person in the actor's situation, by failing
to perceive a substantial and unjustifiable risk, considering the
nature and purpose of his conduct and the circumstances known to
him, that a material element exists or will result from his
conduct.
N.J.S.A. 2C:2-2b(4).
Even though the trial court defined purposeful conduct for
both offenses in accordance with the Code, its contrast of
"purposeful" to "accidental" had the potential for confusion. This
statement could have been construed by a reasonable jury to suggest
that it could convict defendant based upon a culpability state
below purposeful. The jury could have been left with the
impression that if defendant's conduct was anything more egregious
than accidental it fell within the ambit of purposeful.
The trial
court's error is particularly problematic in this case because
there was evidence defendant was injured and not in full command of
his faculties, and may not have understood what was going on when
he was approached by the officers. Further, the officers did not
announce that defendant was being placed under arrest.
In defendant's debilitated condition, the jury may have found
that his conduct rose above the "accidental" level, but only to
negligent, reckless or knowing. But the jury was not informed of
these intermediate culpability states. Thus, the jurors could
have, for example, concluded that defendant's conduct was reckless
as defined by the Code, being a conscious disregard of a known
risk, rather than purposeful. Reckless conduct, which is not
accidental because it involves some degree of conscious action,
however, is a lower level of culpability than that required for
conviction of aggravated assault and resisting arrest. This is a
substantial denial of defendant's constitutional rights which
mandates reversal of the convictions.
The judgment of conviction entered upon the jury verdict is
reversed. The matter is remanded for a new trial.
Footnote: 1 1By L. 2000, c. l8, §2, effective April 28, 2000, this offense
was upgraded from fourth degree to third degree.
Footnote: 2 2Defendant was also charged with fourth-degree criminal
mischief, N.J.S.A. 2C:17-3a(1), and two disorderly persons
offenses, simple assault, N.J.S.A. 2C:12-1a, and criminal mischief,
N.J.S.A. 2C:17-3a, which were not part of the subject trial and are
not part of the appeal.
Footnote: 3 3N.J.S.A. 2C:5-1(a)(2) provides:
A person is guilty of an attempt to commit a
crime if, acting with the kind of culpability
otherwise required for commission of the
crime, he:
(2) When causing a particular result
is an element of the crime, does . .
. anything with the purpose of
causing such result without further
conduct on his part[.]
Footnote: 4 4The current statute, N.J.S.A. 2C:29-2a, as amended by L. 2000,
c. l8, §2, effective April 28, 2000, provides as follows:
(1) Except as provided in paragraph (3), a
person is guilty of a disorderly persons
offense if he purposely prevents or attempts
to prevent a law enforcement officer from
effecting an arrest. . . . (3) An offense
under paragraphs (1) or (2) of subsection a.
is a crime of the third degree if the person:
(a) Uses or threatens to use
physical force or violence against
the law enforcement officer . . .
Footnote: 5 5The Code recognizes an enhanced reckless culpability state,
i.e., reckless under circumstances manifesting extreme indifference
to human life. See, e.g., N.J.S.A. 2C:11-4a; N.J.S.A. 2C:12-
1b(1),(7).