SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2563-99T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
JOHN CLARK,
Defendant-Appellant.
_______________________________
Submitted October 23, 2001 - Decided February 7, 2002
Before Judges Stern, Eichen and Collester.
On appeal from Superior Court of New Jersey,
Law Division, Atlantic County, 97-10-2439-A.
Peter A. Garcia, Acting Public Defender,
attorney for appellant (Gilbert G. Miller,
Designated Counsel, of counsel and on the
brief).
Jeffrey S. Blitz, Atlantic County Prosecutor,
attorney for respondent (James F. Smith,
Assistant Prosecutor, of counsel and on the
brief).
The opinion of the court was delivered by
COLLESTER, J.A.D.
On October 15, 1997, defendant-appellant John Clark was
charged in Atlantic County Indictment No. 97l-10-2439 with second
degree aggravated assault, contrary to N.J.S.A. 2C:12-1b(1) (count
one); third degree aggravated assault, contrary to N.J.S.A. 2C:12-
1b(2) (count two); second degree possession of a weapon (knife) for
an unlawful purpose, contrary to N.J.S.A. 2C:39-4 (count three);
and third degree possession of a weapon (knife) under circumstances
not intended for lawful use, contrary to N.J.S.A. 2C:39-5d (count
four). Following a jury trial, defendant was convicted of all
charges. The sentencing judge granted the State's application to
sentence under the No Early Release Act (NERA), N.J.S.A. 2C:43-7.2,
and to find defendant a persistent offender under N.J.S.A. 2C:44-
3a. Defendant received an aggregate sentence of eighteen years with
a parole ineligibility of eighty-five percent pursuant to NERA.
Defendant appeals his conviction and sentence. We reverse and
remand for a new trial.
The salient trial testimony was as follows. On July 9, 1997,
at about 8:30 p.m. defendant John Clark and Bruce Reas were in
Reas' Brigantine apartment when they got into an argument. As a
result of 9-1-1 calls from neighbors, the police arrived. Officer
Thomas Flickinger saw the defendant sitting on the lawn holding his
head with one of his eyes swollen, and an abrasion on his forehead.
The man, later identified as Robbie Sponsel, was "screaming,
hollering... on the border of hysterical." He told the officer
that the man lying on the front lawn had stabbed a man who was in
the back yard. Sponsel led Flickinger to the back of the house
where Reas was standing with blood running from his neck to his
knees and holding a torn shirt to his neck to stop the bleeding
from a two inch puncture wound. Flickinger described Reas as
"agitated and uncooperative." He gave him MirandaSee footnote 11 warnings.
Sponsel told Flickinger that there had been an argument
between defendant and Reas over repairs to their boat which led to
a fist fight. Defendant ran back into the apartment, came out with
a knife and stabbed Reas in the neck. Defendant then drove off but
returned a minute or two later and pulled up on the front lawn. As
defendant got out of the car, Reas hit him in the face with a brick
and ran to the back of the house.
Officer Flickinger tried to assist Reas, who was walking
around the back yard. He pushed him down on a bench and held a
shirt over the wound until Officer Timothy Reed took over and the
ambulance arrived. Testifying for the defense, Officer Reed said
that he repeatedly asked Reas what happened and Reas replied that
"it was an accident." Both Reas and the defendant were taken to
the hospital for treatment.
A rusty, unsheathed bayonet with blood on its tip was found on
the front passenger seat of defendant's car, and its scabbard was
located hanging by the front door in Reas' apartment. Drops of
blood were seen on a kitchen chair and a kitchen knife. A blood
stained towel was found by the stoop. An unidentified man and
woman in the apartment told police that they had not seen anything.
Further investigation led police to talk to John Cutillo, a
seventy-four year old man who lived next door to Reas' building.
Although initially reluctant to talk to police, Cutillo said he was
sitting on his deck when he saw the defendant and Reas rush out of
the apartment punching each other. He said the defendant ran back
inside and returned to strike Reas in the neck with a "big knife."
While Cutillo testified to this effect at trial, neither Reas nor
Sponsel were called as witnesses.
On appeal defendant makes the following arguments:
POINT I - ROBBIE SPONSEL'S HEARSAY STATEMENT
WAS IMPROPERLY ADMITTED AS AN EXCITED
UTTERANCE, VIOLATING DEFENDANT'S SIXTH
AMENDMENT RIGHT TO CONFRONT THE WITNESSES
AGAINST HIM.
POINT II - THE PROSECUTOR'S FAILURE TO PROVIDE
DEFENSE COUNSEL WITH THE ADDRESS AND TELEPHONE
NUMBER OF ROBBIE SPONSEL WAS A DISCOVERY
VIOLATION, AND THE PROSECUTOR'S REFUSAL TO
PROVIDE THE INFORMATION AND THE COURT'S
REFUSAL TO DIRECT THE PROSECUTOR TO DO SO
DEPRIVED DEFENDANT OF A FAIR TRIAL.
POINT III - THE TRIAL COURT'S REFUSAL TO GRANT
A CONTINUANCE WAS AN ABUSE OF DISCRETION AND
DEPRIVED DEFENDANT OF A FAIR TRIAL.
POINT IV - THE PROSECUTOR AND THE BRIGANTINE
POLICE ENGAGED IN REVERSIBLE MISCONDUCT. (Not
Raised Below.)
POINT V - DEFENDANT'S SENTENCE WAS MANIFESTLY
EXCESSIVE.
It is undisputed that neither the Brigantine police reports
nor any other pretrial discovery made mention of Robert Sponsel.
The case went to trial on November 3, 1999, more than two years
after the incident and a month shy of two years from the date of
indictment. Throughout this time defendant was never given
Sponsel's name, his address or any information respecting this
important eyewitness.
The trial prosecutor represented that she knew nothing of
Sponsel until the late afternoon of November 1 when she was
preparing the police witnesses for trial. She called defense
counsel the same day and left word on his answering machine. The
following day was election day, a legal holiday. Defense counsel
represented that he was not advised as to identity or knowledge of
Sponsel until ten minutes before opening statements, but he made no
application for a mistrial or a continuance. The prosecutor stated
that Sponsel had been subpoenaed, and would testify for the State.
The prosecutor received permission to inquire of the sworn jurors
as to whether any of them knew Robert Sponsel. None did.
No mention was made of Sponsel in opening statements.
However, Detective Raymond Cox, the State's first witness,
testified he saw Sponsel at the scene and that "he appeared to be
upset and I guess nervous about what happened... He was pacing
around, and he was throwing his hands up in the air, and I
overheard some of the comments he was making to other officers."
Cox added that Sponsel's comments were "contemporaneous with the
incident that just happened... within a minute of the 9-1-1 calls."
When the prosecutor asked Cox what Sponsel told him, defense
counsel objected on the ground of hearsay. The trial judge ruled
Sponsel's statements admissible under the excited utterance
exception to the hearsay rule, N.J.R.E. 803(c)(2)(1).
Defense counsel then moved to exclude any testimony by Sponsel
or the use of any of his statements since his name was not
mentioned in any discovery. The trial judge denied the application
for the following reasons:
[F]rankly, under the circumstances, I don't
think there's any _ should be any valid
objection to it. There was _ there obviously
and concedely wasn't any violation of the
discovery rules by the prosecutor. Quite
often, it appears that things are not in
police reports that might appropriately be in
police reports... the prosecutor has indicated
that what Sponsel said is not substantially
different from what other witnesses said... it
would appear that it's admissible under
[N.J.R.E. 803(c)(2)(1)] and quite frankly I
don't see any prejudice to the defense in
allowing the testimony in.
After Officer Flickinger testified as to what Sponsel told
him, Detective Sergeant Joseph Chiarolanza testified that he also
encountered Sponsel at the scene.
A. I just asked him, I said Robbie _ like I
had known him quite a few years. I said
what happened here? He goes Joe, I
really don't want to get involved. I
said fine. I'll talk to you later. That
was the extent of it.
Q. Somehow you knew Mr. Sponsel?
A. Oh, yeah.
Q. How do you know Mr. Sponsel?
A. From the island. He's been _ probably
born and raised there.
Q. Okay. Born and raised in Brigantine?
A. Yeah.
Q. And about how old was Mr. Sponsel?
A. In his mid-twenties.
Q. Did you know him socially?
A. Occasionally, I'd see him out in the
boat. He was a fisherman. We all were.
Q. But you knew him by first name even
before you arrived at the scene, is that
correct?
A. Yes.
Q. You knew this trial was coming up.
A. Yes.
Q. Okay. And even though you knew this
trial was coming up _ well, first of all,
when is the last time you saw Mr.
Sponsel?
A. About three weeks ago.
Q. About three weeks ago?
A. Yeah.
Q. And how often have you seen him in the
last two years and four months?
A. Oh, I don't know. It's _ he'll be in one
boat, I'll be in another, and we'll just
wave. That's about basically it.
Probably quite a few times.
On the second trial day the prosecutor rested without calling
Sponsel as a witness. Defense counsel moved for dismissal of the
indictment, arguing that the prosecutor had improperly produced
Sponsel's hearsay testimony before the jury without producing him
as a witness and subjecting him to cross-examination. The trial
judge denied the application, stating:
[t]here was no discovery violation,
because the information had not been known to
the prosecutor. [O]bviously, the Brigantine
Police Department arguably could be more
diligent and thorough in the preparation of
their reports. But the information was not in
the report.
The evidence came in as a so-called
excited utterance. So it's in the case. The
fact that Sponsel is not here and apparently
won't be produced by the state is of no
moment. It came in as substantive evidence,
and I would also note. . . [i]t wasn't
particularly significant... what [Officer
Flickinger] testified to as to what Sponsel
said, particularly when you consider that we
have in the case the testimony of Mr. Cutillo
who furnished great detail about what _ what
he observed. There's nothing inconsistent
really between what Sponsel allegedly told to
the police officer and what Mr. Cutillo
testified.
So he wouldn't have been _ the fact that
he's not here is not _ not of that great
moment.
Defense counsel then demanded the prosecutor supply him with
Sponsel's address and phone number, but the prosecutor refused,
saying she had no duty to provide the information.See footnote 22 The judge then
denied the defense motion for a continuance for one trial day in
order for the defense to find and subpoena Sponsel.
I'm not going to grant a continuance
until Monday. [T]his person's identity has
certainly been known, and obviously if you
wanted to launch an inquiry and try to find
him it could have been done before this.
The judge placed great reliance on his finding that any
testimony by Sponsel would be merely cumulative.
If I thought that this was really that
significant, I might grant a postponement.
But in looking at the testimony of Officer
Flickinger, he testified that [he] saw Robert
Sponsel. He was on the boarder of hysteria.
He was screaming. He was hollering, saying
something about a man in the back bleeding.
He said he saw two guys get into it. The man
on the lawn had stabbed the other man in the
front yard. The man on the _ my _ my notes
are not totally clear _ on the front lawn had
gotten a knife from the house, went into the
house, stabbed him with a knife, left. The
other person had a brick and had struck the
defendant with the brick.
There's nothing different about what he's
_ what he was related as saying really than
Cutillo. So he's just a cumulative type
witness. That's all he is.
Defendant argues that Officer Flickinger's testimony of what
Sponsel told him was inadmissible hearsay and its admission
violated his constitutional right of confrontation. We note
initially that a trial judge is given a broad measure of discretion
in the determination as to whether to admit a witness's statement
as an excited utterance, State v. Lazarchick,
314 N.J. Super. 500,
524 (App. Div.), certif. denied,
157 N.J. 546 (1998); Fagan v. City
of Newark,
78 N.J. Super. 294, 304 (App. Div. 1963); see also In re
Commitment of R.J., ____ N.J. Super. ____ (App. Div. 2001). We
find no abuse of discretion in the admission of the testimony.
An excited utterance is "[a] statement relating to a startling
event or condition made while the declarant was under the stress of
excitement and without opportunity to deliberate or fabricate."
N.J.R.E. 803(c)(2). Defendant does not dispute that the incident
was a "startling event," but he argues that there was an
insufficient showing that Sponsel's comments were within
"reasonable proximity of the alleged altercation."
An essential inquiry as to the admissibility of a statement as
an excited utterance is whether the declarant had the opportunity
to deliberate, reflect or misrepresent before making the statement
or whether it was made spontaneously and in a state of excitement
so as to negate fabrication. See State v. Williams,
106 N.J.
Super. 170, 172 (App. Div.), certif. denied,
55 N.J. 78 (1969),
cert. denied,
397 U.S. 1057,
90 S.Ct. 1405,
25 L.Ed.2d 675 (1970);
Truchan v. Sayreville Bar and Restaurant, Inc.,
323 N.J. Super. 40,
48-49 (App. Div. 1999).
The hearsay statement need not be contemporaneous with the
startling event. Truchan, supra,
327 N.J. Super. 40 (delay of
fifteen minutes between the event and the statement not necessarily
too long a time as to bar admission of statement); see also
Williams, supra, 106 N.J. Super. at 173 (twenty minutes);
Lazarchick, supra, 314 N.J. Super. at 524 (one hour); State v.
Bass,
221 N.J. Super. 466, 482-83 (App. Div. 1987), certif. denied,
110 N.J. 186 (1998) (six hours); cf. State v. Walker,
199 N.J.
Super. 354, 360-61 (Law Div. 1985) (holding that statements made by
an alleged assault victim in the hospital six weeks after the
incident were not admissible since it could not be determined that
she was "reliving the incident"). Moreover, the inability to
determine the exact elapsed time does not preclude admissibility as
long as there is a showing that the interval was brief and the
excited state of the declarant continued. State v. Williams,
214 N.J. Super. 12, 19-20 (App. Div. 1986). Here the police arrived
within a minute or two of the 9-1-1 call and saw Sponsel in a state
close to "hysterical." He remained agitated throughout his
description of events to Officer Flickinger. We find that the
circumstances were sufficient for admissibility of Sponsel's
statements as excited utterances under N.J.R.E. 803(c)(2).
However, we are constrained to reverse the conviction and
order a new trial due to the actions of the prosecutor and the
failure of the trial judge to take proper remedial action to insure
a fair trial. For over two years the fact that Sponsel witnessed
this incident was known by the Brigantine Police Department. That
the information was also kept from the trial prosecutor did not
adulterate its significance or the defendant's right to discover
this information. As we previously stated, "[d]ue process in its
constitutional sense is little more than a metonym for fair play."
State v. Laganella,
144 N.J. Super. 268, 284 (App. Div.), appeal
dismissed,
74 N.J. 256 (1976). Whether intentional or negligent,
the failure to disclose this eyewitness deprived the defense of the
opportunity to investigate and evaluate his testimony either to
support the defense case or reveal conflicts with inconsistencies
in the testimony of other State witnesses.
The State concedes on appeal that the trial prosecutor
improperly refused to discharge the State's obligation to provide
the defense with Sponsel's address as required by R. 3:13-3(c)(6)
and R. 3:13-3(g). The argument is that the defense "relinquished
its right to complain" because no demand was made for Sponsel's
address until after the State rested. However, the record is clear
that defense counsel made timely objections to Officer Flickinger's
testimony both on evidential and discovery grounds. It is also
apparent that up to the moment the State rested defense counsel was
led to believe that the prosecutor would call Sponsel as a witness
and the defense would be given the opportunity to interview him
before he testified.
True, no guarantees were given by the State that Sponsel was
to be produced, and the State is not required to assist in
preparation of the defense. However, the prosecutor cannot mislead
as to production of a witness and then refuse to disclose the
witness's location or disingenuously claim ignorance. A criminal
trial is not a jousting match or board game in which strategy
outweighs fairness and rules are celebrated in the letter and not
the spirit. Prosecutors are not simply trial lawyers representing
the State. State v. Torres,
328 N.J. Super. 77, 94 (App. Div.
2000). They are constitutional officers representing the people of
this State with the responsibility not only to ferret out, pursue
and prosecute the guilty but also to promote fairness and protect
the basic rights of all citizens, even those they believe to be
guilty. See Berger v. United States,
295 U.S. 78, 88, 55 S.Ct.
629, 633,
79 L.Ed. 1314, 1321 (1935); State v. Loftin,
146 N.J. 295, 386 (1996); State v. Ramseur,
106 N.J. 123, 320 (1987); State
v. Farrell,
61 N.J. 99, 105 (1972); State v. Gomez,
341 N.J. Super. 560, 571 (App. Div. 2001); State v. Sosinski,
331 N.J. Super. 11,
21 (App. Div. 2000). An overzealous prosecutor damages justice.
A prosecutor acting to promote fairness is proud proof of justice.
Compounding the improper actions of the prosecutor was the
failure of the trial judge to take ameliorative action to alleviate
prejudice to the defendant. R. 3:13-3(g) contemplates that the
trial judge take appropriate action when there has been a failure
of compliance by the State with its continuing duty to disclose
relevant information.
If at any time during the course of the
proceeding, it is brought to the attention of
the court that a party has failed to comply
with this rule... it may order such party to
permit the discovery..., grant a continuance
or delay during trial, or prohibit the party
from introducing in evidence the material not
disclosed, or may enter such other orders as
it deems appropriate.
The trial judge properly denied the defense motion to dismiss
the indictment since this drastic remedy is inappropriate where
other judicial action will protect a defendant's fair trial rights.
Before a dismissal of an indictment is
warranted in such circumstances, we believe
there must be a finding of intention
inconsistent with fair play and therefore
inconsistent with due process or an egregious
carelessness or prosecutorial excess
tantamount to suppression. In the absence of
these conditions the right of the public to
its day in court in the prosecution of
properly found indictments should be forfeited
only if otherwise there would be manifest and
harmful prejudice to defendant.
[Laganella, supra, 144 N.J. Super. at 282-83;
State v. Sapienza,
202 N.J. Super. 282, 287
(App. Div.), certif. denied,
102 N.J. 312
(1985).]
A trial judge is not limited to dismissal as a remedy. The
rule specifically provides for discretion in formulating a sanction
for a discovery violation. See State v. Marshall,
123 N.J. 1, 134
(1991), cert. denied, Marshall v. New Jersey,
507 U.S. 929,
113 S.Ct. 1306,
122 L.Ed.2d 694 (1993); State v. Toro,
229 N.J. Super. 215, 223 (App. Div. 1988), certif. denied,
118 N.J. 216 (1989);
State v. Utsch,
184 N.J. Super. 575, 580 (App. Div. 1982). An
adjournment or continuance is a preferred remedy where
circumstances permit. In State v. Bellamy,
329 N.J. Super. 371
(App. Div. 2000), the co-defendant entered a guilty plea the day
before defendant's trial and indicated for the first time that the
two men had been hired to transport drugs by a named third man. We
held that the failure to grant defendant a short adjournment to
investigate the existence or actions of the third man constituted
an abuse of discretion. Moreover, we have also approved a short
trial recess to enable the prosecution to explore evidence
submitted by the defendant on the eve of trial. State v. Dimitrov,
325 N.J. Super. 506 (App. Div. 1999), certif. denied,
163 N.J. 79
(2000); State v. Williams,
214 N.J. Super. 12 (App. Div. 1986).
The State reiterates the determination of the trial judge that
a short continuance was unwarranted because any testimony by
Sponsel would be cumulative to Cutillo. This conclusion rests on
the unverified and untested assumption that Sponsel's testimony
would match the narrative given by Officer Flickinger. Since no
written statement was taken and no notation is made of Sponsel in
any police report, the assumption as to the content of the
testimony by Sponsel is simply that _ an assumption which was
improperly treated as a presumption based on Flickinger's testimony
of statements made two years before the trial. Furthermore, it was
not for the trial judge to appraise the persuasive effect of the
hypothetical testimony by Sponsel. "A defendant's right to
discovery does not necessarily turn on an appraisal of the
beneficial value of the material sought to be discovered."
Bellamy, supra, 324 N.J. Super. at 377.
The importance of Flickinger's hearsay account of Sponsel's
statements is obvious. It narrates an eyewitness account of a
potentially deadly assault and explains the genesis of the dispute.
It could support the victim's statement that "it was an accident"
or contradict Cutillo's testimony of events which was somewhat
weakened by cross-examination. There can be little question that
a deviation or a discrepancy in Sponsel's recollection would weaken
the State's case.
Defendant had a right to the name and address of this
significant witness under R. 3:13-3(c) and (g) as well as the
constitutional right of compulsory process to subpoena the witness
and a reasonable time to effectuate service of process upon him to
secure his presence. Id. at 378; State v. Rodriguez,
254 N.J.
Super. 339, 345 (App. Div. 1992). The denial of a continuance
coupled with the discovery violation by the prosecutor deprived
defendant of a fair trial. We reverse and remand for a new trial.
Therefore, we find it unnecessary to consider the other arguments
put forth by defendant.
Reversed.
Footnote: 1 1 Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). Footnote: 2 2 During the course of oral argument the prosecutor stated that she was unaware of Sponsel's address. However, it is clear that the address was known to the prosecutor's office and Brigantine Police Department since Sponsel was subpoenaed by the State. Moreover, the testimony of Detective Chiarolanza confirms that Sponsel was in the area and could be located.